0000704051-19-000019.txt : 20190417 0000704051-19-000019.hdr.sgml : 20190417 20190417134000 ACCESSION NUMBER: 0000704051-19-000019 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190415 FILED AS OF DATE: 20190417 DATE AS OF CHANGE: 20190417 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Nachtwey Peter CENTRAL INDEX KEY: 0001510019 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08529 FILM NUMBER: 19752782 MAIL ADDRESS: STREET 1: LEGG MASON, INC. STREET 2: 100 INTERNATIONAL DRIVE CITY: BALTIMORE STATE: MD ZIP: 21202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LEGG MASON, INC. CENTRAL INDEX KEY: 0000704051 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 521200960 STATE OF INCORPORATION: MD FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 100 INTERNATIONAL DRIVE CITY: BALTIMORE STATE: MD ZIP: 21202 BUSINESS PHONE: 4105390000 MAIL ADDRESS: STREET 1: 100 INTERNATIONAL DRIVE CITY: BALTIMORE STATE: MD ZIP: 21202 FORMER COMPANY: FORMER CONFORMED NAME: LEGG MASON INC DATE OF NAME CHANGE: 19920703 4 1 wf-form4_155552278472961.xml FORM 4 X0306 4 2019-04-15 0 0000704051 LEGG MASON, INC. LM 0001510019 Nachtwey Peter LEGG MASON, INC. 100 INTERNATIONAL DRIVE BALTIMORE MD 21202 0 1 0 0 Exec VP & CFO Common Stock 2019-04-15 4 A 0 6146.75 0 A 153435.75 D Common Stock 2019-04-15 4 F 0 2050 32.685 D 151385.75 D Represents shares issued upon vesting of performance share unit awards, as approved by the Compensation Committee of the Board of Directors of Legg Mason, Inc. on April 15, 2019. Represents shares sold to satisfy tax obligations in connection with vesting of performance share units. /s/ Melissa A. Warren, Attorney-in-fact for Peter Nachtwey 2019-04-17