0000704051-18-000062.txt : 20180518 0000704051-18-000062.hdr.sgml : 20180518 20180518141456 ACCESSION NUMBER: 0000704051-18-000062 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180515 FILED AS OF DATE: 20180518 DATE AS OF CHANGE: 20180518 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lattin Patricia CENTRAL INDEX KEY: 0001679163 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-08529 FILM NUMBER: 18846080 MAIL ADDRESS: STREET 1: 620 EIGHTH AVENUE STREET 2: 49TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LEGG MASON, INC. CENTRAL INDEX KEY: 0000704051 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 521200960 STATE OF INCORPORATION: MD FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 100 INTERNATIONAL DRIVE CITY: BALTIMORE STATE: MD ZIP: 21202 BUSINESS PHONE: 4105390000 MAIL ADDRESS: STREET 1: 100 INTERNATIONAL DRIVE CITY: BALTIMORE STATE: MD ZIP: 21202 FORMER COMPANY: FORMER CONFORMED NAME: LEGG MASON INC DATE OF NAME CHANGE: 19920703 4/A 1 wf-form4a_152666723123975.xml FORM 4/A X0306 4/A 2018-05-15 2018-05-17 0 0000704051 LEGG MASON, INC. LM 0001679163 Lattin Patricia LEGG MASON, INC. 100 INTERNATIONAL DRIVE BALTIMORE MD 21202 0 1 0 0 Executive Vice President Common Stock 2018-05-15 4 A 0 5809 0 A 41445.11 D Common Stock 2018-05-16 4 M 0 974 33.25 A 42419.11 D Common Stock 2018-05-16 4 S 0 898 38.95 D 41521.11 D Stock Options (Right to buy) 33.25 2018-05-16 4 M 0 974 0 D 2011-05-31 2018-05-18 Common Stock 974.0 3893 D Due to administrative error, the transaction date for the option exercise was incorrectly reported and has been adjusted to reflect the correct transaction date. The sales reported in this Form 4 were effected for the purpose of covering exercise cost, taxes, commissions and fees upon exercise of options pursuant to a Rule 10b5-1 trading plan adopted by the person on October 30, 2017. Employee stock options vest serially over 5 years commencing on May 31, 2011. Melissa A. Warren, Attorney-in-Fact for Patricia Lattin 2018-05-18