0000704051-18-000062.txt : 20180518
0000704051-18-000062.hdr.sgml : 20180518
20180518141456
ACCESSION NUMBER: 0000704051-18-000062
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180515
FILED AS OF DATE: 20180518
DATE AS OF CHANGE: 20180518
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Lattin Patricia
CENTRAL INDEX KEY: 0001679163
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-08529
FILM NUMBER: 18846080
MAIL ADDRESS:
STREET 1: 620 EIGHTH AVENUE
STREET 2: 49TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10018
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: LEGG MASON, INC.
CENTRAL INDEX KEY: 0000704051
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 521200960
STATE OF INCORPORATION: MD
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 100 INTERNATIONAL DRIVE
CITY: BALTIMORE
STATE: MD
ZIP: 21202
BUSINESS PHONE: 4105390000
MAIL ADDRESS:
STREET 1: 100 INTERNATIONAL DRIVE
CITY: BALTIMORE
STATE: MD
ZIP: 21202
FORMER COMPANY:
FORMER CONFORMED NAME: LEGG MASON INC
DATE OF NAME CHANGE: 19920703
4/A
1
wf-form4a_152666723123975.xml
FORM 4/A
X0306
4/A
2018-05-15
2018-05-17
0
0000704051
LEGG MASON, INC.
LM
0001679163
Lattin Patricia
LEGG MASON, INC.
100 INTERNATIONAL DRIVE
BALTIMORE
MD
21202
0
1
0
0
Executive Vice President
Common Stock
2018-05-15
4
A
0
5809
0
A
41445.11
D
Common Stock
2018-05-16
4
M
0
974
33.25
A
42419.11
D
Common Stock
2018-05-16
4
S
0
898
38.95
D
41521.11
D
Stock Options (Right to buy)
33.25
2018-05-16
4
M
0
974
0
D
2011-05-31
2018-05-18
Common Stock
974.0
3893
D
Due to administrative error, the transaction date for the option exercise was incorrectly reported and has been adjusted to reflect the correct transaction date.
The sales reported in this Form 4 were effected for the purpose of covering exercise cost, taxes, commissions and fees upon exercise of options pursuant to a Rule 10b5-1 trading plan adopted by the person on October 30, 2017.
Employee stock options vest serially over 5 years commencing on May 31, 2011.
Melissa A. Warren, Attorney-in-Fact for Patricia Lattin
2018-05-18