0000704051-18-000061.txt : 20180518
0000704051-18-000061.hdr.sgml : 20180518
20180518141231
ACCESSION NUMBER: 0000704051-18-000061
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180515
FILED AS OF DATE: 20180518
DATE AS OF CHANGE: 20180518
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Merchant Thomas C
CENTRAL INDEX KEY: 0001573664
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-08529
FILM NUMBER: 18846073
MAIL ADDRESS:
STREET 1: LEGG MASON, INC.
STREET 2: 100 INTERNATIONAL DRIVE
CITY: BALTIMORE
STATE: MD
ZIP: 21202
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: LEGG MASON, INC.
CENTRAL INDEX KEY: 0000704051
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 521200960
STATE OF INCORPORATION: MD
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 100 INTERNATIONAL DRIVE
CITY: BALTIMORE
STATE: MD
ZIP: 21202
BUSINESS PHONE: 4105390000
MAIL ADDRESS:
STREET 1: 100 INTERNATIONAL DRIVE
CITY: BALTIMORE
STATE: MD
ZIP: 21202
FORMER COMPANY:
FORMER CONFORMED NAME: LEGG MASON INC
DATE OF NAME CHANGE: 19920703
4/A
1
wf-form4a_152666709143850.xml
FORM 4/A
X0306
4/A
2018-05-15
2018-05-17
0
0000704051
LEGG MASON, INC.
LM
0001573664
Merchant Thomas C
LEGG MASON, INC.
100 INTERNATIONAL DRIVE
BALTIMORE
MD
21202
0
1
0
0
Exec VP & General Counsel
Common Stock
2018-05-15
4
A
0
11715
0
A
65939.95
D
Common Stock
2018-05-16
4
M
0
2801
33.25
A
68740.95
D
Common Stock
2018-05-16
4
S
0
2537
38.80
D
66203.95
D
Stock Options (Right to buy)
33.25
2018-05-16
4
M
0
2801
0
D
2018-05-18
Common Stock
2801.0
0
D
Due to administrative error, the transaction date for the option exercise was incorrectly reported and has been adjusted to reflect the correct transaction date.
The sales reported in this Form 4 were effected for the purpose of covering exercise cost, taxes, commissions and fees upon exercise of options pursuant to a Rule 10b5-1 trading plan adopted by the person on October 30, 2017.
Employee stock options vests serially over five years and commenced on May 31, 2011.
Melissa A. Warren, Attorney-in-fact for Thomas C. Merchant
2018-05-18