0000704051-17-000059.txt : 20170718 0000704051-17-000059.hdr.sgml : 20170718 20170718145104 ACCESSION NUMBER: 0000704051-17-000059 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170714 FILED AS OF DATE: 20170718 DATE AS OF CHANGE: 20170718 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHMOKE KURT L CENTRAL INDEX KEY: 0001206671 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08529 FILM NUMBER: 17969348 MAIL ADDRESS: STREET 1: LEGG MASON, INC STREET 2: 100 INTERNATIONAL DRIVE CITY: BALTIMORE STATE: MD ZIP: 21202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LEGG MASON, INC. CENTRAL INDEX KEY: 0000704051 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 521200960 STATE OF INCORPORATION: MD FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 100 INTERNATIONAL DRIVE CITY: BALTIMORE STATE: MD ZIP: 21202 BUSINESS PHONE: 4105390000 MAIL ADDRESS: STREET 1: 100 INTERNATIONAL DRIVE CITY: BALTIMORE STATE: MD ZIP: 21202 FORMER COMPANY: FORMER CONFORMED NAME: LEGG MASON INC DATE OF NAME CHANGE: 19920703 4 1 wf-form4_150040385024476.xml FORM 4 X0306 4 2017-07-14 0 0000704051 LEGG MASON, INC. LM 0001206671 SCHMOKE KURT L LEGG MASON, INC 100 INTERNATIONAL DRIVE BALTIMORE MD 21202 1 0 0 0 Common Stock 6076 D Restricted Stock Units 2017-07-14 4 A 0 223.91 0 A Common Stock 223.91 31699.95 D Restricted Stock Units acquired pursuant to and under conditions of the Legg Mason, Inc. Non-Employee Director Equity Plan, as amended. See Appendix A to the definitive proxy statement for Legg Mason, Inc.'s 2013 Annual Meeting of Stockholders. 1-for-1 Beth McAuley O'Malley, Attorney-in-fact for Kurt L. Schmoke 2017-07-18