0000704051-17-000049.txt : 20170609
0000704051-17-000049.hdr.sgml : 20170609
20170609134948
ACCESSION NUMBER: 0000704051-17-000049
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170601
FILED AS OF DATE: 20170609
DATE AS OF CHANGE: 20170609
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: LEGG MASON, INC.
CENTRAL INDEX KEY: 0000704051
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 521200960
STATE OF INCORPORATION: MD
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 100 INTERNATIONAL DRIVE
CITY: BALTIMORE
STATE: MD
ZIP: 21202
BUSINESS PHONE: 4105390000
MAIL ADDRESS:
STREET 1: 100 INTERNATIONAL DRIVE
CITY: BALTIMORE
STATE: MD
ZIP: 21202
FORMER COMPANY:
FORMER CONFORMED NAME: LEGG MASON INC
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Kenney John
CENTRAL INDEX KEY: 0001670369
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-08529
FILM NUMBER: 17902282
MAIL ADDRESS:
STREET 1: 100 INTERNATIONAL DRIVE
CITY: BALTIMORE
STATE: MD
ZIP: 21202
3
1
wf-form3_149703057157620.xml
FORM 3
X0206
3
2017-06-01
0
0000704051
LEGG MASON, INC.
LM
0001670369
Kenney John
LEGG MASON, INC.
100 INTERNATIONAL DRIVE
BALTIMORE
MD
21202
0
1
0
0
Executive Vice President
Common Stock
47226.09
D
Stock Options (Right to buy)
23.72
2012-05-16
2020-05-17
Common Stock
6336.0
D
Stock Options (Right to buy)
35.16
2013-05-16
2021-05-16
Common Stock
5771.0
D
Stock Options (Right to buy)
47.64
2014-05-16
2022-05-16
Common Stock
13300.0
D
Stock Options (Right to buy)
54.51
2015-05-15
2023-05-15
Common Stock
7836.0
D
Stock Options (Right to buy)
31.57
2016-05-02
2024-05-02
Common Stock
13228.0
D
Phantom Stock
Common Stock
2905.03
D
Includes the aquisition of 4427.84 shares of Legg Mason, Inc. Common Stock pursuant to the Legg Mason, Inc. Employee Stock Purchase Plan.
Employee stock options vest serially over four years and commenced on May 31, 2013.
Employee stock options vest serially over four years and commenced on May 31, 2014.
Employee stock options vest serially over four years and commenced on May 31, 2015.
Employee stock options vest serially over four years and commenced on May 31, 2016.
Employee stock options vest serially over four years and commenced on May 31, 2017.
Each share of Phantom Stock is the economic equivalent of one share of LM Common Stock. The shares of Phantom Stock will be settled in shares of LM Common Stock upon termination of the reporting person's employment with Legg Mason.
Melissa A. Warren, Attorney-in-Fact for John D. Kenney
2017-06-09