0000704051-17-000042.txt : 20170517
0000704051-17-000042.hdr.sgml : 20170517
20170517125330
ACCESSION NUMBER: 0000704051-17-000042
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170515
FILED AS OF DATE: 20170517
DATE AS OF CHANGE: 20170517
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: LEGG MASON, INC.
CENTRAL INDEX KEY: 0000704051
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 521200960
STATE OF INCORPORATION: MD
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 100 INTERNATIONAL DRIVE
CITY: BALTIMORE
STATE: MD
ZIP: 21202
BUSINESS PHONE: 4105390000
MAIL ADDRESS:
STREET 1: 100 INTERNATIONAL DRIVE
CITY: BALTIMORE
STATE: MD
ZIP: 21202
FORMER COMPANY:
FORMER CONFORMED NAME: LEGG MASON INC
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SULLIVAN JOSEPH A
CENTRAL INDEX KEY: 0001206673
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-08529
FILM NUMBER: 17850853
MAIL ADDRESS:
STREET 1: LEGG MASON, INC.
STREET 2: 100 INTERNATIONAL DRIVE
CITY: BALTIMORE
STATE: MD
ZIP: 21202
4
1
wf-form4_149503999562067.xml
FORM 4
X0306
4
2017-05-15
0
0000704051
LEGG MASON, INC.
LM
0001206673
SULLIVAN JOSEPH A
LEGG MASON, INC.
100 INTERNATIONAL DRIVE
BALTIMORE
MD
21202
1
1
0
0
Chairman, President & CEO
Common Stock
2017-05-15
4
A
0
44102
0
A
394600.97
D
Common Stock
5604.15
I
By 401K
Stock Options (Right to buy)
37.64
2017-05-15
4
A
0
199280
0
A
2018-05-31
2025-05-15
Common Stock
199280.0
199280
D
Includes the acquisition of 152.70 shares of Legg Mason, Inc. Common Stock pursuant to the Legg Mason, Inc. Employee Stock Purchase Plan for date May 15th at a price of $32.96.
Includes 441.29 units acquired under the Legg Mason Profit Sharing and 401(K)Plan and Trust since the date of the reporting person's last ownership report. Units represent ownership interest in Legg Mason's stock fund.
Employee stock options vest serially over four years commencing on May 31, 2018.
Melissa A. Warren, Attorney-in-fact for Joseph A. Sullivan
2017-05-17