0000704051-16-000193.txt : 20161101 0000704051-16-000193.hdr.sgml : 20161101 20161101134107 ACCESSION NUMBER: 0000704051-16-000193 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161028 FILED AS OF DATE: 20161101 DATE AS OF CHANGE: 20161101 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LEGG MASON, INC. CENTRAL INDEX KEY: 0000704051 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 521200960 STATE OF INCORPORATION: MD FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 100 INTERNATIONAL DRIVE CITY: BALTIMORE STATE: MD ZIP: 21202 BUSINESS PHONE: 4105390000 MAIL ADDRESS: STREET 1: 100 INTERNATIONAL DRIVE CITY: BALTIMORE STATE: MD ZIP: 21202 FORMER COMPANY: FORMER CONFORMED NAME: LEGG MASON INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DAVIDSON CAROL ANTHONY CENTRAL INDEX KEY: 0001277489 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08529 FILM NUMBER: 161964106 4 1 wf-form4_147802205490019.xml FORM 4 X0306 4 2016-10-28 0 0000704051 LEGG MASON, INC. LM 0001277489 DAVIDSON CAROL ANTHONY LEGG MASON, INC. 100 INTERNATIONAL DRIVE BALTIMORE MD 21202 1 0 0 0 Common Stock 3000 D Restricted Stock Units 2016-10-28 4 A 0 82.73 0 A Common Stock 82.73 11754.48 D Restricted Stock Units acquired pursuant to and under conditions of the Legg Mason, Inc. Non-Employee Director Equity Plan, as amended. See Appendix A to the definitive proxy statement for Legg Mason, Inc.'s 2013 Annual Meeting of Stockholders. 1-for-1 Melissa A. Warren, Attorney-in-fact for Carol Anthony Davidson 2016-11-01