0000704051-16-000122.txt : 20160419
0000704051-16-000122.hdr.sgml : 20160419
20160419155616
ACCESSION NUMBER: 0000704051-16-000122
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160415
FILED AS OF DATE: 20160419
DATE AS OF CHANGE: 20160419
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: LEGG MASON, INC.
CENTRAL INDEX KEY: 0000704051
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 521200960
STATE OF INCORPORATION: MD
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 100 INTERNATIONAL DRIVE
CITY: BALTIMORE
STATE: MD
ZIP: 21202
BUSINESS PHONE: 4105390000
MAIL ADDRESS:
STREET 1: 100 INTERNATIONAL DRIVE
CITY: BALTIMORE
STATE: MD
ZIP: 21202
FORMER COMPANY:
FORMER CONFORMED NAME: LEGG MASON INC
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Merchant Thomas C
CENTRAL INDEX KEY: 0001573664
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-08529
FILM NUMBER: 161579128
MAIL ADDRESS:
STREET 1: LEGG MASON, INC.
STREET 2: 100 INTERNATIONAL DRIVE
CITY: BALTIMORE
STATE: MD
ZIP: 21202
4
1
wf-form4_146109576568827.xml
FORM 4
X0306
4
2016-04-15
0
0000704051
LEGG MASON, INC.
LM
0001573664
Merchant Thomas C
LEGG MASON, INC.
100 INTERNATIONAL DRIVE
BALTIMORE
MD
21202
0
1
0
0
Exec VP & General Counsel
Common Stock
42895.64
D
Phantom Stock Units
2016-04-15
4
A
0
8.53
31.58
A
Common Stock
8.53
1356.85
D
Includes the acquisition of 3.71 shares of Legg Mason, Inc. Common Stock pursuant to the Legg Mason, Inc. Employee Stock Purchase Plan (the "Plan")for date April 12th, 2016 at a price of $32.08. Due to administrative error, 66.31 shares of Legg Mason, Inc. Common Stock were incorrectly reported as acquired on January 12th, 2016 pursuant to the Plan and have been subtracted from the total.
Phantom Stock Units acquired pursuant to and under conditions of the Legg Mason & Co., LLC Deferred Compensation/Phantom Stock Plan, as amended. See Exhibit 10.4 of the Form 10-K for the fiscal year ended March 31, 2009.
1-for-1
Melissa A. Warren, Attorney-in-fact for Thomas C. Merchant
2016-04-19