0000704051-14-000056.txt : 20140520 0000704051-14-000056.hdr.sgml : 20140520 20140520140812 ACCESSION NUMBER: 0000704051-14-000056 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140516 FILED AS OF DATE: 20140520 DATE AS OF CHANGE: 20140520 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LEGG MASON, INC. CENTRAL INDEX KEY: 0000704051 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 521200960 STATE OF INCORPORATION: MD FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 100 INTERNATIONAL DRIVE CITY: BALTIMORE STATE: MD ZIP: 21202 BUSINESS PHONE: 4105390000 MAIL ADDRESS: STREET 1: 100 INTERNATIONAL DRIVE CITY: BALTIMORE STATE: MD ZIP: 21202 FORMER COMPANY: FORMER CONFORMED NAME: LEGG MASON INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Murphy Jennifer CENTRAL INDEX KEY: 0001573685 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08529 FILM NUMBER: 14857394 MAIL ADDRESS: STREET 1: LEGG MASON, INC. STREET 2: 100 INTERNATIONAL DRIVE CITY: BALTIMORE STATE: MD ZIP: 21202 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2014-05-16 0 0000704051 LEGG MASON, INC. LM 0001573685 Murphy Jennifer LEGG MASON, INC. 100 INTERNATIONAL DRIVE BALTIMORE MD 21202 0 1 0 0 Exec VP & CAO Common Stock 2014-05-16 4 A 0 4653 0 A 18844.06 D Stock Options (Right to Buy) 47.64 2014-05-16 4 A 0 18426 0 A 2015-05-31 2022-05-16 Common Stock 18426 18426 D Employee stock options vest serially over four years commencing on May 31, 2015. Melissa A. Warren, Attorney-in-Fact for Jennifer Murphy 2014-05-20