0000704051-14-000036.txt : 20140423 0000704051-14-000036.hdr.sgml : 20140423 20140423140009 ACCESSION NUMBER: 0000704051-14-000036 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140421 FILED AS OF DATE: 20140423 DATE AS OF CHANGE: 20140423 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LEGG MASON, INC. CENTRAL INDEX KEY: 0000704051 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 521200960 STATE OF INCORPORATION: MD FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 100 INTERNATIONAL DRIVE CITY: BALTIMORE STATE: MD ZIP: 21202 BUSINESS PHONE: 4105390000 MAIL ADDRESS: STREET 1: 100 INTERNATIONAL DRIVE CITY: BALTIMORE STATE: MD ZIP: 21202 FORMER COMPANY: FORMER CONFORMED NAME: LEGG MASON INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KOERNER JOHN E III CENTRAL INDEX KEY: 0001206664 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08529 FILM NUMBER: 14778373 MAIL ADDRESS: STREET 1: LEGG MASON, INC STREET 2: 100 INTERNATIONAL DRIVE CITY: BALTIMORE STATE: MD ZIP: 21202 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2014-04-21 0 0000704051 LEGG MASON, INC. LM 0001206664 KOERNER JOHN E III LEGG MASON, INC 100 INTERNATIONAL DRIVE BALTIMORE MD 21202 1 0 0 0 Common Stock 21491 D Restricted Stock Units 2014-04-21 4 A 0 78.77 0 A Common Stock 78.77 27379.1 D Restricted Stock Units acquired pursuant to and under the conditions of the Legg Mason, Inc. Non-Employee Director Equity Plan, as amended. See appendix A to the definitive proxy statement for Legg Mason, Inc.'s 2013 Annual Meeting of Stockholders. 1-for-1 Elisabeth F. Craig Attorney-in-fact for John E. Koerner III 2014-04-23