0000704051-14-000012.txt : 20140114 0000704051-14-000012.hdr.sgml : 20140114 20140114152639 ACCESSION NUMBER: 0000704051-14-000012 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140110 FILED AS OF DATE: 20140114 DATE AS OF CHANGE: 20140114 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LEGG MASON, INC. CENTRAL INDEX KEY: 0000704051 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 521200960 STATE OF INCORPORATION: MD FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 100 INTERNATIONAL DRIVE CITY: BALTIMORE STATE: MD ZIP: 21202 BUSINESS PHONE: 4105390000 MAIL ADDRESS: STREET 1: 100 INTERNATIONAL DRIVE CITY: BALTIMORE STATE: MD ZIP: 21202 FORMER COMPANY: FORMER CONFORMED NAME: LEGG MASON INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHMOKE KURT L CENTRAL INDEX KEY: 0001206671 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08529 FILM NUMBER: 14527204 MAIL ADDRESS: STREET 1: LEGG MASON, INC STREET 2: 100 INTERNATIONAL DRIVE CITY: BALTIMORE STATE: MD ZIP: 21202 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2014-01-10 0 0000704051 LEGG MASON, INC. LM 0001206671 SCHMOKE KURT L LEGG MASON, INC 100 INTERNATIONAL DRIVE BALTIMORE MD 21202 1 0 0 0 Common Stock 3625 D Restricted Stock Units 2014-01-10 4 A 0 69.08 0 A Common Stock 69.08 23355.41 D Restricted Stock Units acquired pursuant to and under the conditions of the Legg Mason, Inc. Non-Employee Director Equity Plan, as amended. See Appendix A to the definitive proxy statement for Legg Mason, Inc.'s 2013 Annual Meeting of Stockholders. 1-for-1 Elisabeth F. Craig, Attorney-in-fact for Kurt L. Schmoke 2014-01-14