0000704051-14-000011.txt : 20140114
0000704051-14-000011.hdr.sgml : 20140114
20140114151526
ACCESSION NUMBER: 0000704051-14-000011
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140110
FILED AS OF DATE: 20140114
DATE AS OF CHANGE: 20140114
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: LEGG MASON, INC.
CENTRAL INDEX KEY: 0000704051
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 521200960
STATE OF INCORPORATION: MD
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 100 INTERNATIONAL DRIVE
CITY: BALTIMORE
STATE: MD
ZIP: 21202
BUSINESS PHONE: 4105390000
MAIL ADDRESS:
STREET 1: 100 INTERNATIONAL DRIVE
CITY: BALTIMORE
STATE: MD
ZIP: 21202
FORMER COMPANY:
FORMER CONFORMED NAME: LEGG MASON INC
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SULLIVAN JOSEPH A
CENTRAL INDEX KEY: 0001206673
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-08529
FILM NUMBER: 14527148
MAIL ADDRESS:
STREET 1: LEGG MASON, INC.
STREET 2: 100 INTERNATIONAL DRIVE
CITY: BALTIMORE
STATE: MD
ZIP: 21202
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2014-01-10
0
0000704051
LEGG MASON, INC.
LM
0001206673
SULLIVAN JOSEPH A
LEGG MASON, INC.
100 INTERNATIONAL DRIVE
BALTIMORE
MD
21202
0
1
0
0
President & CEO
Common Stock
374575.07
D
Common Stock
3899.91
I
By 401(K)
Phantom Stock Units
2014-01-10
4
A
0
6.2
41.63
A
Common Stock
6.2
1993.7
D
Includes the acquisition of 5.39 shares of Legg Mason Common Stock pursuant to the Legg Mason, Inc. Employee Stock Purchase Plan on January 7, 2014 at a price of $43.99.
Phantom Stock Units acquired to and under the conditions of the Legg Mason & Co., LLC Deferred Compensation/Phantom Stock Plan, as amended. See Exhibit 10.4 of the Form 10-K for the fiscal year ended March 31, 2009.
1-for-1
Elisabeth F. Craig, Attorney-in-fact for Joseph A. Sullivan
2014-01-14