0000704051-13-000085.txt : 20130503
0000704051-13-000085.hdr.sgml : 20130503
20130503124129
ACCESSION NUMBER: 0000704051-13-000085
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130502
FILED AS OF DATE: 20130503
DATE AS OF CHANGE: 20130503
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: LEGG MASON, INC.
CENTRAL INDEX KEY: 0000704051
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 521200960
STATE OF INCORPORATION: MD
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 100 INTERNATIONAL DRIVE
CITY: BALTIMORE
STATE: MD
ZIP: 21202
BUSINESS PHONE: 4105390000
MAIL ADDRESS:
STREET 1: 100 INTERNATIONAL DRIVE
CITY: BALTIMORE
STATE: MD
ZIP: 21202
FORMER COMPANY:
FORMER CONFORMED NAME: LEGG MASON INC
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SULLIVAN JOSEPH A
CENTRAL INDEX KEY: 0001206673
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-08529
FILM NUMBER: 13811429
MAIL ADDRESS:
STREET 1: LEGG MASON, INC.
STREET 2: 100 INTERNATIONAL DRIVE
CITY: BALTIMORE
STATE: MD
ZIP: 21202
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2013-05-02
0
0000704051
LEGG MASON, INC.
LM
0001206673
SULLIVAN JOSEPH A
LEGG MASON, INC.
100 INTERNATIONAL DRIVE
BALTIMORE
MD
21202
0
1
0
0
President and CEO
Common Stock
363426.89
D
Common Stock
3435.42
I
By 401(K) Plan
Common Stock
1460
I
By Child
Stock Options (Right to Buy)
31.46
2013-05-02
4
A
0
500000
0
A
2023-05-02
Common Stock
500000
500000
D
The options vest as follows: 25% vest on 05/02/2015; another 25% vest on the later of 05/02/2015 and the first day on which the closing price of Legg Mason's common stock on the New York Stock Exchange ("NYSE") has equaled or exceeded $36.46 for 20 consecutive trading days; and the remaining increments vest on the first day on which the closing price of Legg Mason's common stock on the NYSE has equaled or exceeded $41.46 and $46.46 for 20 consecutive trading days, respectively.
/s/ Elisabeth F. Craig, Attoney-in-fact for Joseph A. Sullivan
2013-05-03