0000704051-13-000058.txt : 20130423
0000704051-13-000058.hdr.sgml : 20130423
20130423141445
ACCESSION NUMBER: 0000704051-13-000058
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130419
FILED AS OF DATE: 20130423
DATE AS OF CHANGE: 20130423
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Merchant Thomas C
CENTRAL INDEX KEY: 0001573664
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-08529
FILM NUMBER: 13776038
MAIL ADDRESS:
STREET 1: LEGG MASON, INC.
STREET 2: 100 INTERNATIONAL DRIVE
CITY: BALTIMORE
STATE: MD
ZIP: 21202
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: LEGG MASON, INC.
CENTRAL INDEX KEY: 0000704051
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 521200960
STATE OF INCORPORATION: MD
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 100 INTERNATIONAL DRIVE
CITY: BALTIMORE
STATE: MD
ZIP: 21202
BUSINESS PHONE: 4105390000
MAIL ADDRESS:
STREET 1: 100 INTERNATIONAL DRIVE
CITY: BALTIMORE
STATE: MD
ZIP: 21202
FORMER COMPANY:
FORMER CONFORMED NAME: LEGG MASON INC
DATE OF NAME CHANGE: 19920703
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2013-04-19
0
0000704051
LEGG MASON, INC.
LM
0001573664
Merchant Thomas C
LEGG MASON, INC.
100 INTERNATIONAL DRIVE
BALTIMORE
MD
21202
0
1
0
0
Exec. VP & General Counsel
Common Stock
42637.61
D
Phantom Stock Units
2013-04-19
4
A
0
4.9
28.89
A
Common Stock
4.9
1292.73
D
Includes the acquisition of 2.01 shares of Legg Mason Common Stock pursuant to the Legg Mason, Inc. Employee Stock Purchase Plan on April 15, 2013 at a price of $31.17.
Phantom Stock Units acquired pursuant to and under the conditions of the Legg Mason & Co., LLC Deferred Compensation/Phantom Stock Plan, as amended. See Exhibit 10.4 of the Form 10-K for the fiscal year ended March 31, 2009.
1-for-1
/s/ Elisabeth F. Craig, Attorney-in-fact for Thomas C. Merchant
2013-04-23