0000704051-12-000121.txt : 20121029 0000704051-12-000121.hdr.sgml : 20121029 20121029144930 ACCESSION NUMBER: 0000704051-12-000121 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121026 FILED AS OF DATE: 20121029 DATE AS OF CHANGE: 20121029 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LEGG MASON, INC. CENTRAL INDEX KEY: 0000704051 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 521200960 STATE OF INCORPORATION: MD FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 100 INTERNATIONAL DRIVE CITY: BALTIMORE STATE: MD ZIP: 21202 BUSINESS PHONE: 4105390000 MAIL ADDRESS: STREET 1: 100 INTERNATIONAL DRIVE CITY: BALTIMORE STATE: MD ZIP: 21202 FORMER COMPANY: FORMER CONFORMED NAME: LEGG MASON INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KOERNER JOHN E III CENTRAL INDEX KEY: 0001206664 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-08529 FILM NUMBER: 121166751 MAIL ADDRESS: STREET 1: LEGG MASON, INC STREET 2: 100 INTERNATIONAL DRIVE CITY: BALTIMORE STATE: MD ZIP: 21202 4/A 1 primary_doc.xml PRIMARY DOCUMENT X0306 4/A 2012-10-26 2012-10-29 0 0000704051 LEGG MASON, INC. LM 0001206664 KOERNER JOHN E III LEGG MASON, INC 100 INTERNATIONAL DRIVE BALTIMORE MD 21202 1 0 0 0 Commom Stock 21491 D Restricted Stock Units 2012-10-26 4 A 0 102.59 0 A Common Stock 102.59 23251.68 D Restricted Stock Units acquired pursuant to and under the conditions of the Legg Mason, Inc. Non-Employee Director Equity plan, as amended. See Exhibit 10.2 of the Legg Mason, Inc. Quarterly Report on Form 10-Q for the quarter ended September 30, 2008. 1-for-1 Due to administrative error, the amount of shares acquired and number of derivative securities beneficially owned following the reported transaction were incorrect on the original Form 4. Please see attached "footnotes" page. /s/ Elisabeth F. Craig, Attorney-in-fact for John E. Koerner III 2012-10-29