0000704051-12-000062.txt : 20120717 0000704051-12-000062.hdr.sgml : 20120717 20120717122736 ACCESSION NUMBER: 0000704051-12-000062 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120713 FILED AS OF DATE: 20120717 DATE AS OF CHANGE: 20120717 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lemke Thomas P CENTRAL INDEX KEY: 0001508454 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08529 FILM NUMBER: 12965258 MAIL ADDRESS: STREET 1: LEGG MASON, INC. STREET 2: 100 INTERNATIONAL DRIVE CITY: BALTIMORE STATE: MD ZIP: 21202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LEGG MASON, INC. CENTRAL INDEX KEY: 0000704051 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 521200960 STATE OF INCORPORATION: MD FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 100 INTERNATIONAL DRIVE CITY: BALTIMORE STATE: MD ZIP: 21202 BUSINESS PHONE: 4105390000 MAIL ADDRESS: STREET 1: 100 INTERNATIONAL DRIVE CITY: BALTIMORE STATE: MD ZIP: 21202 FORMER COMPANY: FORMER CONFORMED NAME: LEGG MASON INC DATE OF NAME CHANGE: 19920703 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2012-07-13 0 0000704051 LEGG MASON, INC. LM 0001508454 Lemke Thomas P LEGG MASON, INC. 100 INTERNATIONAL DRIVE BALTIMORE MD 21202 0 1 0 0 Executive VP & General Counsel Common Stock 57576 D Phantom Stock Units 2012-07-13 4 A 0 36.9 24.87 A Common Stock 36.9 8378.39 D Phantom Stock Units acquired pursuant to and under the conditions of the Legg Mason & Co., LLC Deferred Compensation/Phantom Stock Plan, as amended. See Exhibit 10.4 of the Form 10-K for the fiscal year ended March 31, 2009. 1-for-1 /s/ Elisabeth F. Craig, Attorney-in-fact for Thomas P. Lemke 2012-07-17