0000704051-11-000114.txt : 20111101 0000704051-11-000114.hdr.sgml : 20111101 20111101145910 ACCESSION NUMBER: 0000704051-11-000114 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111028 FILED AS OF DATE: 20111101 DATE AS OF CHANGE: 20111101 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Nattans Jeffrey A CENTRAL INDEX KEY: 0001459765 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08529 FILM NUMBER: 111170993 MAIL ADDRESS: STREET 1: LEGG MASON, INC. STREET 2: 100 INTERNATIONAL DRIVE CITY: BALTIMORE STATE: MD ZIP: 21202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LEGG MASON, INC. CENTRAL INDEX KEY: 0000704051 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 521200960 STATE OF INCORPORATION: MD FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 100 INTERNATIONAL DRIVE CITY: BALTIMORE STATE: MD ZIP: 21202 BUSINESS PHONE: 4105390000 MAIL ADDRESS: STREET 1: 100 INTERNATIONAL DRIVE CITY: BALTIMORE STATE: MD ZIP: 21202 FORMER COMPANY: FORMER CONFORMED NAME: LEGG MASON INC DATE OF NAME CHANGE: 19920703 4 1 primary_doc.xml PRIMARY DOCUMENT X0304 4 2011-10-28 0 0000704051 LEGG MASON, INC. LM 0001459765 Nattans Jeffrey A LEGG MASON, INC. 100 INTERNATIONAL DRIVE BALTIMORE MD 21202 0 1 0 0 Executive Vice President Common Stock 50562.75 D Phantom Stock Units 2011-10-28 4 A 0 26.03 0 A Common Stock 26.03 8613.25 D Includes the acquisition of 145.41 shares of Legg Mason, Inc. Common Stock pursuant to the Legg Mason, Inc. Employee Stock Purchase Plan for July 29, 2011 to August 31, 2011 at prices ranging from $24.51 to $26.78. Phantom Stock Units acquired pursuant to and under the conditions of the Legg Mason & Co., LLC Deferred Compensation/Phantom Stock Plan, as amended. See Exhibit 10.4 of the Form 10-K for the fiscal year ended March 31, 2009. 1-for-1 // Elisabeth F. Craig, Attorney-in-fact for Jeffrey A. Nattans 2011-11-01