-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, N6n6twyFsP5nwwQVUX8sw35cLb400xjz42h/mZtf8P22mR/jISvowPgGjhBPrhY0 V8xZby97f2s/hyQEax6Ndw== 0000704051-07-000067.txt : 20070518 0000704051-07-000067.hdr.sgml : 20070518 20070518172316 ACCESSION NUMBER: 0000704051-07-000067 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070517 FILED AS OF DATE: 20070518 DATE AS OF CHANGE: 20070518 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LEGG MASON INC CENTRAL INDEX KEY: 0000704051 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 521200960 STATE OF INCORPORATION: MD FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 100 LIGHT ST CITY: BALTIMORE STATE: MD ZIP: 21202-1476 BUSINESS PHONE: 4105390000 MAIL ADDRESS: STREET 1: 100 LIGHT ST CITY: BALTIMORE STATE: MD ZIP: 21202-1476 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MASON RAYMOND A CENTRAL INDEX KEY: 0001206665 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08529 FILM NUMBER: 07865745 BUSINESS ADDRESS: STREET 1: 100 LIGHT STREET CITY: BALTIMORE STATE: MD ZIP: 21202 BUSINESS PHONE: 410 539 0000 MAIL ADDRESS: STREET 1: LEGG MASON INC STREET 2: 100 LIGHT ST CITY: BALTIMORE STATE: MD ZIP: 21202 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2007-05-17 0 0000704051 LEGG MASON INC LM 0001206665 MASON RAYMOND A LEGG MASON INC 100 LIGHT ST BALTIMORE MD 21202 1 1 0 0 Chairman, President & CEO Common Stock 2007-05-17 4 S 0 40000 98.26 D 2068761 D Common Stock 2007-05-18 4 M 0 196790 31.09 A 2265551 D Common Stock 2007-05-18 4 F 1 62335 98.15 D 2203216 D Common Stock 2007-05-18 4 S 0 17000 98.98 D 2186216 D Common Stock 250000 I By GRAT Common Stock 18075 I By Wife Common Stock 1800 I By Step-children Common Stock 1200 I By Trusts for Step-children Common Stock 300 I By Trusts for Children Common Stock 150 I By Child Stock Options (Right to buy) 31.09 2007-05-18 4 M 0 196790 0 D 2001-04-24 2007-07-22 Common Stock 196790 0 D The reporting person disclaims beneficial ownership of all securities held and this report should not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purposes. The reporting person is trustee. The reporting person's wife is custodian. Employee stock option cumulatively exercisable annually in 20% increments commencing on the exercisable date indicated. /s/ Erin L. Clark, Attorney-in-fact for Raymond A. Mason 2007-05-18 -----END PRIVACY-ENHANCED MESSAGE-----