-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AhJXD/DqEFyhUZtOIgmBqv7zty6mFWhMQ8iy3TD8dS+FuBIbZvZ6ERJptC+1gHoE mlJzXG9isJXr75W85ZCUEw== 0000704051-04-000265.txt : 20041013 0000704051-04-000265.hdr.sgml : 20041013 20041013100739 ACCESSION NUMBER: 0000704051-04-000265 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040924 FILED AS OF DATE: 20041013 DATE AS OF CHANGE: 20041013 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LEGG MASON INC CENTRAL INDEX KEY: 0000704051 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 521200960 STATE OF INCORPORATION: MD FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 100 LIGHT ST CITY: BALTIMORE STATE: MD ZIP: 21202-1476 BUSINESS PHONE: 4105390000 MAIL ADDRESS: STREET 1: 100 LIGHT ST CITY: BALTIMORE STATE: MD ZIP: 21202-1476 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MULROY THOMAS P CENTRAL INDEX KEY: 0001206666 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08529 FILM NUMBER: 041076212 BUSINESS ADDRESS: STREET 1: 100 LIGHT STREET CITY: BALTIMORE STATE: MD ZIP: 21202 BUSINESS PHONE: 410-539-0000 MAIL ADDRESS: STREET 1: LEGG MASON INC STREET 2: 100 LIGHT ST CITY: BALTIMORE STATE: MD ZIP: 21202 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2004-09-24 0 0000704051 LEGG MASON INC LM 0001206666 MULROY THOMAS P LEGG MASON INC 100 LIGHT ST BALTIMORE MD 21202 0 1 0 0 Executive Vice President Common Stock 80416 D Stock Options (Right to buy) 20.49 1998-07-23 2006-07-22 Common Stock 30000 30000 D Stock Options (Right to buy) 23.87 1999-07-27 2007-07-22 Common Stock 30000 30000 D Stock Options (Right to buy) 35.27 2000-07-25 2008-07-22 Common Stock 27000 27000 D Stock Options (Right to buy) 32.69 2001-07-24 2009-07-22 Common Stock 30000 30000 D Stock Options (Right to buy) 26.31 2002-07-23 2010-07-22 Common Stock 18000 18000 D Stock Options (Right to buy) 46.39 2003-07-22 2011-07-22 Common Stock 7500 7500 D Stock Options (Right to buy) 52.07 2004-07-20 2012-07-22 Common Stock 5000 5000 D Phantom Stock Common Stock 52311 52311 D On September 24, 2004, the common stock of Legg Mason, Inc. split 3-for-2, resulting in the reporting person's acquisition of 26,805 additional shares. Employee stock option cumulatively exercisable annually in 20% increments commencing on the exercisable date indicated. The number of underlying shares and exercise price have been adjusted to give effect to a 3-for-2 stock split on September 24, 2004. On September 24, 2004, the common stock of Legg Mason, Inc. split 3-for-2, resulting in the reporting person's acquisition of 17,437 additional Phantom Stock units purusant to the Legg Mason Wood Walker, Incorporated Deferred Compensation Phantom Stock Plan. 1-for-1 Thomas C. Merchant, Attorney-in-fact for Thomas P. Mulroy 2004-10-13 -----END PRIVACY-ENHANCED MESSAGE-----