-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SwBKGDTAw5WNVYQjh/rU1T2WJ1oTe/1gp7vzs/9qtln5Nuo1hi0H9roKymZQySln om91XEOE1qFgToCjQ3eQoQ== 0000704051-04-000264.txt : 20041012 0000704051-04-000264.hdr.sgml : 20041012 20041012174022 ACCESSION NUMBER: 0000704051-04-000264 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040726 FILED AS OF DATE: 20041012 DATE AS OF CHANGE: 20041012 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LEGG MASON INC CENTRAL INDEX KEY: 0000704051 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 521200960 STATE OF INCORPORATION: MD FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 100 LIGHT ST CITY: BALTIMORE STATE: MD ZIP: 21202-1476 BUSINESS PHONE: 4105390000 MAIL ADDRESS: STREET 1: 100 LIGHT ST CITY: BALTIMORE STATE: MD ZIP: 21202-1476 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MASON RAYMOND A CENTRAL INDEX KEY: 0001206665 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08529 FILM NUMBER: 041075752 BUSINESS ADDRESS: STREET 1: 100 LIGHT STREET CITY: BALTIMORE STATE: MD ZIP: 21202 BUSINESS PHONE: 410 539 0000 MAIL ADDRESS: STREET 1: LEGG MASON INC STREET 2: 100 LIGHT ST CITY: BALTIMORE STATE: MD ZIP: 21202 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2004-07-26 0 0000704051 LEGG MASON INC LM 0001206665 MASON RAYMOND A LEGG MASON INC 100 LIGHT ST BALTIMORE MD 21202 1 1 0 0 Chairman, President & CEO Common Stock 2484715 D Common Stock 18075 I By Wife Common Stock 2004-07-26 4 P 0 400 78.14 A 1800 I By Children Common Stock 1200 I By Trusts For Children Common Stock 150 I By Child Stock Options (Right to buy) 20.49 1998-07-23 2006-07-22 Common Stock 90001 90001 D Stock Options (Right to buy) 35.27 2000-07-25 2008-07-22 Common Stock 150000 150000 D Stock Options (Right to buy) 31.09 2001-04-24 2009-07-22 Common Stock 3210 3210 D Stock Options (Right to buy) 31.09 2001-04-24 2007-07-22 Common Stock 296790 296790 D Stock Options (Right to buy) 32.69 2001-07-24 2007-07-22 Common Stock 225000 225000 D Stock Options (Right to buy) 26.31 2002-07-23 2010-07-22 Common Stock 30001 30001 D Stock Options (Right to buy) 52.07 2004-07-20 2012-07-22 Common Stock 25001 25001 D Phantom Stock Common Stock 64474.57 64474.57 D On September 24, 2004, the common stock of Legg Mason, Inc. split 3-for-2, resulting in the reporting person's acquisition of 828,238 additional shares. On September 24, 2004, the common stock of Legg Mason, Inc. split 3-for-2, resulting in the reporting person's wife's acquisition of 6,025 additional shares. The reporting person disclaims beneficial ownership of all securities held, and this report should not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purposes. On September 24, 2004, the common stock of Legg Mason, Inc. split 3-for-2, resulting in the reporting person's children's acquisition of 600 additional shares. On September 24, 2004, the common stock of Legg Mason, Inc. split 3-for-2, resulting in the trusts for the benefit of reporting person's children to acquire 400 additional shares. The reporting person is trustee. On September 24, 2004, the common stock of Legg Mason, Inc. split 3-for-2, resulting in the reporting person's child's acquisition of 50 additional shares. Reporting person's wife is custodian. Employee stock option cumulatively exercisable annually in 20% increments commencing on the exercisable date indicated. The number of underlying shares and exercise price have been adjusted to give effect to a 3-for-2 stock split on September 24, 2004. On September 24, 2004, the common stock of Legg Mason, Inc. split 3-for-2, resulting in the reporting person's acquisition of 21,491.52 additional Phantom Stock units pursuant to the Legg Mason Wood Walker, Incorporated Deferred Compensation Phantom Stock Plan. 1-for-1 Thomas C. Merchant, Attorney-in-fact for Raymond A. Mason 2004-10-12 -----END PRIVACY-ENHANCED MESSAGE-----