-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Uu9yiyNWJ0LIc6iqjieebSFrZit8D2WSDXgPCsiKZqPBNSU1aYIJ5Fd8c8LGtvWh 88WkMmVyF0jj8oGcN3cAuw== 0000704051-04-000249.txt : 20040927 0000704051-04-000249.hdr.sgml : 20040927 20040927205737 ACCESSION NUMBER: 0000704051-04-000249 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040922 FILED AS OF DATE: 20040927 DATE AS OF CHANGE: 20040927 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LEGG MASON INC CENTRAL INDEX KEY: 0000704051 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 521200960 STATE OF INCORPORATION: MD FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 100 LIGHT ST CITY: BALTIMORE STATE: MD ZIP: 21202-1476 BUSINESS PHONE: 4105390000 MAIL ADDRESS: STREET 1: 100 LIGHT ST CITY: BALTIMORE STATE: MD ZIP: 21202-1476 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FORD HARRY M JR CENTRAL INDEX KEY: 0001206662 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08529 FILM NUMBER: 041048164 BUSINESS ADDRESS: STREET 1: 100 LIGHT STREET CITY: BALTIMORE STATE: MD ZIP: 21202 BUSINESS PHONE: 410-539-0000 MAIL ADDRESS: STREET 1: LEGG MASON INC STREET 2: 100 LIGHT ST CITY: BALTIMORE STATE: MD ZIP: 21202 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2004-09-22 0 0000704051 LEGG MASON INC LM 0001206662 FORD HARRY M JR LEGG MASON INC 100 LIGHT ST BALTIMORE MD 21202 1 0 0 0 Common Stock 2004-09-22 4 M 0 8266 8.84 A 177703 D Stock Options (Right to buy) 8.84 2004-09-22 4 M 0 8266 0 D 1995-04-20 2005-04-19 Common Stock 8266 0 D Stock Options (Right to buy) 19.57 1998-04-28 2005-04-27 Common Stock 12600 12600 D Stock Options (Right to buy) 24.11 1999-04-27 2007-07-26 Common Stock 6150 6150 D Stock Options (Right to buy) 26.23 2000-04-25 2008-07-22 Common Stock 6601 6601 D Stock Options (Right to buy) 31.09 2001-04-24 2009-07-22 Common Stock 8100 8100 D Stock Options (Right to buy) 34.11 2002-04-23 2010-07-22 Common Stock 7500 7500 D Stock Options (Right to buy) 36.16 2003-04-22 2011-07-22 Common Stock 2100 2100 D Stock Options (Right to buy) 62.74 2004-04-19 2012-07-22 Common Stock 2100 2100 D Phantom Stock Common Stock 42185.8 42185.8 D Phantom Stock Common Stock 15297.66 15297.66 D Phantom Stock Common Stock 3354.78 3354.78 D On September 24, 2004, the common stock of Legg Mason, Inc. split 3-for-2, resulting in the reporting person's acquisition of 59,234 additional shares. Employee stock option cumulatively exercisable annually in 20% increments commencing on the exercisable date indicated. The number of underlying shares and exercise price have been adjusted to give effect to a 3-for-2 stock split on September 24, 2004. On September 24, 2004, the common stock of Legg Mason, Inc. split 3-for-2, resulting in the reporting person's acquisition of 14,061.93 additional Phantom Stock units pursuant to the Legg Mason Wood Walker, Incorporated Deferred Compensation Phantom Stock Plan. 1-for-1 On September 24, 2004, the common stock of Legg Mason, Inc. split 3-for-2, resulting in the reporting person's acquisition of 15,297.66 additional Phantom Stock units pursuant to the Legg Mason Wood Walker, Incorporated Private Client Group Deferred Compensation Plan. On September 24, 2004, the common stock of Legg Mason, Inc. split 3-for-2, resulting in the reporting person's acquisition of 1,118.26 additional Phantom Stock units pursuant to the Legg Mason Wood Walker, Incorporated Financial Advisor Retention Plan, as amended. Thomas C. Merchant, Attorney-in-fact for Harry M. Ford, Jr. 2004-09-27 -----END PRIVACY-ENHANCED MESSAGE-----