13F-HR 1 lm2q11.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2011 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Legg Mason, Inc. Address: 100 International Drive Baltimore, MD 21202 13F File Number: 28-1700 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Tom Lemke Title: General Counsel Phone: 410-454-4475 Signature, Place, and Date of Signing: Tom Lemke Baltimore, MD August 12, 2011 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: Form 13F File Number Name 28-3428 Private Capital Management, L.P. 28-3780 Royce & Associates, LLC 28-14027 Permal Asset Management Inc. 28-1801 Bartlett & Co. 28-0377 Batterymarch Financial Management, Inc. 28-2204 Brandywine Global Investment Management, LLC 28-1701 Legg Mason Capital Management, Inc. 28-6397 Legg Mason Investment Counsel & Trust Co, NA 28-6399 LMM, LLC 28-10245 Western Asset Management Company 28-6251 Legg Mason International Equities 28-11345 Legg Mason Investment Counsel, LLC 28-11611 ClearBridge Advisors, LLC 28-11198 Legg Mason Asset Management (Japan) Co. Ltd 28-13247 Global Currents Investment Management, LLC FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form13F Information Table Entry Total: 90 Form13F Information Table Value Total: $34,482 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. No. 13F File Number Name 1 28- Miscellaneous FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ACCENTURE PLC IRELAND SHS CLASS A G1151C101 1620 26800 SH DEFINED 1 26800 0 0 AFLAC INC COM 001055102 6 110 SH DEFINED 1 110 0 0 ALCOA INC COM 013817101 9 560 SH DEFINED 1 560 0 0 ALLSCRIPTS HEALTHCARE SOLUTN COM 01988P108 20 1001 SH DEFINED 1 1001 0 0 AMERICAN INTL GROUP INC *W EXP 01/19/202 026874156 1 69 SH DEFINED 1 69 0 0 AMERICAN INTL GROUP INC COM NEW 026874784 4 130 SH DEFINED 1 130 0 0 ANADARKO PETE CORP COM 032511107 916 11930 SH DEFINED 1 11930 0 0 APACHE CORP COM 037411105 667 5400 SH DEFINED 1 5400 0 0 APPLE INC COM 037833100 41 122 SH DEFINED 1 122 0 0 ARCH CAP GROUP LTD ORD G0450A105 422 13200 SH DEFINED 1 13200 0 0 BANK OF AMERICA CORPORATION COM 060505104 16 1440 SH DEFINED 1 1440 0 0 BB&T CORP COM 054937107 6 200 SH DEFINED 1 200 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 28 350 SH DEFINED 1 350 0 0 BLOCK H & R INC COM 093671105 557 34700 SH DEFINED 1 34700 0 0 CBS CORP NEW CL B 124857202 11 375 SH DEFINED 1 375 0 0 CHESAPEAKE ENERGY CORP COM 165167107 17 540 SH DEFINED 1 540 0 0 CHEVRON CORP NEW COM 166764100 509 4945 SH DEFINED 1 4945 0 0 CHICOS FAS INC COM 168615102 6 351 SH DEFINED 1 351 0 0 CHIPOTLE MEXICAN GRILL INC COM 169656105 7 21 SH DEFINED 1 21 0 0 CINTAS CORP COM 172908105 678 20500 SH DEFINED 1 20500 0 0 CITIGROUP INC COM NEW 172967424 52 1237 SH DEFINED 1 1237 0 0 COCA COLA CO COM 191216100 418 6200 SH DEFINED 1 6200 0 0 COMSTOCK RES INC COM NEW 205768203 12 410 SH DEFINED 1 410 0 0 CORELOGIC INC COM 21871D103 8 426 SH DEFINED 1 426 0 0 DEVON ENERGY CORP NEW COM 25179M103 7 85 SH DEFINED 1 85 0 0 DIAMOND OFFSHORE DRILLING IN COM 25271C102 437 6200 SH DEFINED 1 6200 0 0 DOLLAR 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16755 0 0 METLIFE INC COM 59156R108 698 15900 SH DEFINED 1 15900 0 0 MGM RESORTS INTERNATIONAL COM 552953101 5 350 SH DEFINED 1 350 0 0 MOSAIC CO NEW COM 61945C103 448 6600 SH DEFINED 1 6600 0 0 MSC INDL DIRECT INC CL A 553530106 4 54 SH DEFINED 1 54 0 0 NEWS CORP CL B 65248E203 890 49200 SH DEFINED 1 49200 0 0 NRG ENERGY INC COM NEW 629377508 659 26800 SH DEFINED 1 26800 0 0 OCCIDENTAL PETE CORP DEL COM 674599105 9 80 SH DEFINED 1 80 0 0 PETROHAWK ENERGY CORP COM 716495106 5 190 SH DEFINED 1 190 0 0 PHILIP MORRIS INTL INC COM 718172109 842 12600 SH DEFINED 1 12600 0 0 POWERSHS DB US DOLLAR INDEX DOLL INDX BULL 73936D107 9 401 SH DEFINED 1 401 0 0 PRICELINE COM INC COM NEW 741503403 6 11 SH DEFINED 1 11 0 0 PRINCIPAL FINL GROUP INC COM 74251V102 4 124 SH DEFINED 1 124 0 0 PROCTER & GAMBLE CO COM 742718109 643 10100 SH DEFINED 1 10100 0 0 PROTECTIVE LIFE CORP COM 743674103 10 406 SH DEFINED 1 406 0 0 SEARS HLDGS CORP COM 812350106 3 36 SH DEFINED 1 36 0 0 SIMON PPTY GROUP INC NEW COM 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