13F-HR 1 lm1q1.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2010 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Legg Mason, Inc. Address: 100 International Drive Baltimore, MD 21202 13F File Number: 28-1700 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Joseph Sullivan Title: Chief Administrative Officer Phone: 410-454-4988 Signature, Place, and Date of Signing: Joseph Sullivan Baltimore, MD May 17, 2010 Report Type (Check only one.): [ ] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ X] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: Form 13F File Number Name 28-3428 Private Capital Management, L.P. 28-3780 Royce & Associates, LLC 28-3658 Barrett Associates, Inc. 28-1801 Bartlett & Co. 28-0377 Batterymarch Financial Management, Inc. 28-2204 Brandywine Global Investment Management, LLC 28-1701 Legg Mason Capital Management, Inc. 28-6397 Legg Mason Investment Counsel & Trust Co, NA 28-6399 LMM, LLC 28-10245 Western Asset Management Company 28-6251 Legg Mason International Equities 28-11345 Legg Mason Investment Counsel, LLC 28-11611 ClearBridge Advisors, LLC 28-2568 ClearBridge Asset Management, Inc. 28-11198 Legg Mason Asset Management (Japan) Co. Ltd 28-13247 Global Currents Investment Management, LLC FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form13F Information Table Entry Total: 224 Form13F Information Table Value Total: $142,597 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. No. 13F File Number Name 1 28- Miscellaneous FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ABBOTT LABS COM 002824100 264 5000 SH DEFINED 1 5000 0 0 AEROPOSTALE COM 007865108 269 9300 SH DEFINED 1 9300 0 0 AETNA INC NEW COM 00817Y108 127 3600 SH DEFINED 1 3600 0 0 AFLAC INC COM 001055102 353 6500 SH DEFINED 1 6500 0 0 AGRIUM INC COM 008916108 325 4600 SH DEFINED 1 4600 0 0 AK STL HLDG CORP COM 001547108 12 510 SH DEFINED 1 510 0 0 ALCOA INC COM 013817101 304 21300 SH DEFINED 1 21300 0 0 ALLIANT TECHSYSTEMS INC COM 018804104 57 700 SH DEFINED 1 700 0 0 ALLSTATE CORP COM 020002101 159 4900 SH DEFINED 1 4900 0 0 ALTRIA GROUP INC COM 02209S103 266 12920 SH DEFINED 1 12920 0 0 AMERICAN EXPRESS CO COM 025816109 34 800 SH DEFINED 1 800 0 0 AMERICREDIT CORP COM 03060R101 10 390 SH DEFINED 1 390 0 0 AMGEN INC COM 031162100 90 1500 SH DEFINED 1 1500 0 0 ANADARKO PETE CORP COM 032511107 678 9300 SH DEFINED 1 9300 0 0 APACHE CORP COM 037411105 549 5400 SH DEFINED 1 5400 0 0 APPLE INC COM 037833100 493 2095 SH DEFINED 1 2095 0 0 ARCH CAP GROUP LTD ORD G0450A105 3 30 SH DEFINED 1 30 0 0 ARROW ELECTRS INC COM 042735100 175 5800 SH DEFINED 1 5800 0 0 ASSURANT INC COM 04621X108 231 6700 SH DEFINED 1 6700 0 0 AT&T INC COM 00206R102 466 18000 SH DEFINED 1 18000 0 0 AVERY DENNISON CORP COM 053611109 33 900 SH DEFINED 1 900 0 0 AVNET INC COM 053807103 192 6400 SH DEFINED 1 6400 0 0 BANK MONTREAL QUE COM 063671101 316 5200 SH DEFINED 1 5200 0 0 BANK NOVA SCOTIA HALIFAX COM 064149107 276 5500 SH DEFINED 1 5500 0 0 BANK OF AMERICA CORPORATION COM 060505104 1266 70870 SH DEFINED 1 70870 0 0 BIG LOTS INC COM 089302103 124 3400 SH DEFINED 1 3400 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 265 9900 SH DEFINED 1 9900 0 0 BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 49 1900 SH DEFINED 1 1900 0 0 CA INC COM 12673P105 214 9100 SH DEFINED 1 9100 0 0 CB RICHARD ELLIS GROUP INC CL A 12497T101 13 820 SH DEFINED 1 820 0 0 CELANESE CORP DEL COM SER A 150870103 42 1300 SH DEFINED 1 1300 0 0 CENOVUS ENERGY INC COM 15135U109 189 7200 SH DEFINED 1 7200 0 0 CHECK POINT SOFTWARE TECH LT ORD M22465104 562 16000 SH DEFINED 1 16000 0 0 CHEVRON CORP NEW COM 166764100 960 12650 SH DEFINED 1 12650 0 0 CHICOS FAS INC COM 168615102 2 110 SH DEFINED 1 110 0 0 CHIPOTLE MEXICAN GRILL INC COM 169656105 13 110 SH DEFINED 1 110 0 0 CISCO SYS INC COM 17275R102 632 24250 SH DEFINED 1 24250 0 0 CITIGROUP INC COM 172967101 27 6610 SH DEFINED 1 6610 0 0 CLEAR CHANNEL OUTDOOR HLDGS CL A 18451C109 8 750 SH DEFINED 1 750 0 0 CLIFFS NATURAL RESOURCES INC COM 18683K101 73 1020 SH DEFINED 1 1020 0 0 CLOROX CO DEL COM 189054109 270 4200 SH DEFINED 1 4200 0 0 COACH INC COM 189754104 293 7400 SH DEFINED 1 7400 0 0 COCA COLA CO COM 191216100 677 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INC COM 33582V108 9 590 SH DEFINED 1 590 0 0 FLOWERS FOODS INC COM 343498101 11 410 SH DEFINED 1 410 0 0 FORD MTR CO DEL COM PAR $0.01 345370860 12 950 SH DEFINED 1 950 0 0 FREEPORT-MCMORAN COPPER & GO COM 35671D857 8 95 SH DEFINED 1 95 0 0 FTI CONSULTING INC COM 302941109 91 2300 SH DEFINED 1 2300 0 0 GANNETT INC COM 364730101 180 10865 SH DEFINED 1 10865 0 0 GAP INC DEL COM 364760108 236 10200 SH DEFINED 1 10200 0 0 GENERAL DYNAMICS CORP COM 369550108 39 500 SH DEFINED 1 500 0 0 GENERAL ELECTRIC CO COM 369604103 481 26400 SH DEFINED 1 26400 0 0 GILEAD SCIENCES INC COM 375558103 132 2900 SH DEFINED 1 2900 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 328 1920 SH DEFINED 1 1920 0 0 GOODYEAR TIRE & RUBR CO COM 382550101 11 810 SH DEFINED 1 810 0 0 GOOGLE INC CL A 38259P508 454 800 SH DEFINED 1 800 0 0 GREEN MTN COFFEE ROASTERS IN COM 393122106 3 30 SH DEFINED 1 30 0 0 GUESS INC COM 401617105 137 2900 SH DEFINED 1 2900 0 0 HCC INS HLDGS INC COM 404132102 426 15400 SH DEFINED 1 15400 0 0 HDFC 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0 ISHARES TR DJ HEALTH CARE 464288828 1035 19828 SH DEFINED 1 19828 0 0 ISHARES TR INDEX NASDQ BIO INDX 464287556 1028 11294 SH DEFINED 1 11294 0 0 ISHARES TR INDEX RUSSELL1000VAL 464287598 2122 34747 SH DEFINED 1 34747 0 0 ISHARES TR INDEX RUSSELL1000GRW 464287614 897 17260 SH DEFINED 1 17260 0 0 ISHARES TR INDEX MSCI EAFE IDX 464287465 2353 42031 SH DEFINED 1 42031 0 0 ISHARES TR INDEX FTSE XNHUA IDX 464287184 1868 44360 SH DEFINED 1 44360 0 0 ISHARES TR INDEX MSCI EMERG MKT 464287234 785 18616 SH DEFINED 1 18616 0 0 ISHARES TR INDEX BARCLYS TIPS BD 464287176 1690 16262 SH DEFINED 1 16262 0 0 ISHARES TR INDEX BARCLY USAGG B 464287226 300 2870 SH DEFINED 1 2870 0 0 ISHARES TR INDEX RUSSELL 2000 464287655 474 6984 SH DEFINED 1 6984 0 0 JABIL CIRCUIT INC COM 466313103 208 12800 SH DEFINED 1 12800 0 0 JARDEN CORP COM 471109108 117 3500 SH DEFINED 1 3500 0 0 JOHNSON & JOHNSON COM 478160104 522 8000 SH DEFINED 1 8000 0 0 JOY GLOBAL INC COM 481165108 153 2700 SH DEFINED 1 2700 0 0 JPMORGAN CHASE & CO COM 46625H100 1239 27670 SH DEFINED 1 27670 0 0 KBR INC COM 48242W106 218 9800 SH DEFINED 1 9800 0 0 KIMBERLY CLARK CORP COM 494368103 315 5000 SH DEFINED 1 5000 0 0 KOHLS CORP COM 500255104 94 1700 SH DEFINED 1 1700 0 0 KRAFT FOODS INC CL A 50075N104 369 12200 SH DEFINED 1 12200 0 0 L-3 COMMUNICATIONS HLDGS INC COM 502424104 248 2700 SH DEFINED 1 2700 0 0 LAS VEGAS SANDS CORP COM 517834107 7 300 SH DEFINED 1 300 0 0 LEGGETT & PLATT INC COM 524660107 243 11200 SH DEFINED 1 11200 0 0 LENNAR CORP CL A 526057104 8 450 SH DEFINED 1 450 0 0 LG DISPLAY CO LTD SPONS ADR REP 50186V102 427 24100 SH DEFINED 1 24100 0 0 LIFE TECHNOLOGIES CORP COM 53217V109 330 6300 SH DEFINED 1 6300 0 0 LILLY ELI & CO COM 532457108 191 5250 SH DEFINED 1 5250 0 0 LIMITED BRANDS INC COM 532716107 345 14000 SH DEFINED 1 14000 0 0 LOCKHEED MARTIN CORP COM 539830109 30 350 SH DEFINED 1 350 0 0 MARATHON OIL CORP COM 565849106 37 1150 SH DEFINED 1 1150 0 0 MARKET VECTORS ETF TR AGRIBUS ETF 57060U605 1034 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61945A107 444 7300 SH DEFINED 1 7300 0 0 NAVISTAR INTL CORP NEW COM 63934E108 179 4000 SH DEFINED 1 4000 0 0 NEWELL RUBBERMAID INC COM 651229106 228 15000 SH DEFINED 1 15000 0 0 NEWMONT MINING CORP COM 651639106 265 5200 SH DEFINED 1 5200 0 0 NEWS CORP CL A 65248E104 175 12100 SH DEFINED 1 12100 0 0 NOBLE CORPORATION BAAR NAMEN -AKT H5833N103 456 10900 SH DEFINED 1 10900 0 0 NORDSTROM INC COM 655664100 103 2500 SH DEFINED 1 2500 0 0 NORTHROP GRUMMAN CORP COM 666807102 73 1100 SH DEFINED 1 1100 0 0 NRG ENERGY INC COM NEW 629377508 502 24000 SH DEFINED 1 24000 0 0 OCCIDENTAL PETE CORP DEL COM 674599105 339 4000 SH DEFINED 1 4000 0 0 ORACLE CORP COM 68389X105 538 20900 SH DEFINED 1 20900 0 0 PACKAGING CORP AMER COM 695156109 158 6400 SH DEFINED 1 6400 0 0 PACTIV CORP COM 695257105 43 1700 SH DEFINED 1 1700 0 0 PEPSICO INC COM 713448108 252 3800 SH DEFINED 1 3800 0 0 PFIZER INC COM 717081103 57 3300 SH DEFINED 1 3300 0 0 PG&E CORP COM 69331C108 64 1500 SH DEFINED 1 1500 0 0 PHILIP MORRIS INTL INC COM 718172109 394 7540 SH DEFINED 1 7540 0 0 POSCO SPONSORED ADR 693483109 410 3500 SH DEFINED 1 3500 0 0 POWERSHARES DB CMDTY IDX TRA UNIT BEN INT 73935S105 1031 43805 SH DEFINED 1 43805 0 0 PRINCIPAL FINL GROUP INC COM 74251V102 185 6300 SH DEFINED 1 6300 0 0 PROCTER & GAMBLE CO COM 742718109 760 12000 SH DEFINED 1 12000 0 0 PROSHARES TR PSHS UL XIN CH25 74347R321 480 61035 SH DEFINED 1 61035 0 0 PROSHARES TR PSHS ULTSH 20YRS 74347R297 1504 30885 SH DEFINED 1 30885 0 0 PROSHARES TR PSHS ULTRSHT O&G 74347R586 10 810 SH DEFINED 1 810 0 0 PROSHARES TR PSHS BASIC MTRL 74347R651 9 1230 SH DEFINED 1 1230 0 0 PROSHARES TR PSHS ULTRA R/EST 74347R677 18 2100 SH DEFINED 1 2100 0 0 PROSHARES TR PSHS ULTRA FINL 74347R743 18 2510 SH DEFINED 1 2510 0 0 PROSHARES TR PSHS SHRT S&P500 74347R503 290 5848 SH DEFINED 1 5848 0 0 PROTECTIVE LIFE CORP COM 743674103 17 730 SH DEFINED 1 730 0 0 PRUDENTIAL FINL INC COM 744320102 345 5700 SH DEFINED 1 5700 0 0 RAYTHEON CO COM NEW 755111507 46 800 SH 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5060 0 0 TECK RESOURCES LTD CL B 878742204 423 9700 SH DEFINED 1 9700 0 0 TECO ENERGY INC COM 872375100 116 7300 SH DEFINED 1 7300 0 0 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 1092 17300 SH DEFINED 1 17300 0 0 TEXAS INSTRS INC COM 882508104 235 9600 SH DEFINED 1 9600 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 515 10000 SH DEFINED 1 10000 0 0 TJX COS INC NEW COM 872540109 281 6600 SH DEFINED 1 6600 0 0 TORCHMARK CORP COM 891027104 118 2200 SH DEFINED 1 2200 0 0 TORONTO DOMINION BK ONT COM NEW 891160509 282 3780 SH DEFINED 1 3780 0 0 TRANSOCEAN LTD REG SHS H8817H100 683 7900 SH DEFINED 1 7900 0 0 TRW AUTOMOTIVE HLDGS CORP COM 87264S106 10 320 SH DEFINED 1 320 0 0 TYCO INTERNATIONAL LTD SHS H89128104 199 5200 SH DEFINED 1 5200 0 0 TYSON FOODS INC CL A 902494103 96 5000 SH DEFINED 1 5000 0 0 UGI CORP NEW COM 902681105 109 4100 SH DEFINED 1 4100 0 0 UNITED STATES STL CORP NEW COM 912909108 18 280 SH DEFINED 1 280 0 0 UNITEDHEALTH GROUP INC COM 91324P102 752 23000 SH DEFINED 1 23000 0 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