-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JLg9Zxp5m3DSP+8jq2HzG5U57QkWJqzqUlaKqJfTZ2YriXEzGV++FHSbapBguPXC Cckvxh+QKOnO3i+tMmwZQQ== /in/edgar/work/0000703887-00-000004/0000703887-00-000004.txt : 20001031 0000703887-00-000004.hdr.sgml : 20001031 ACCESSION NUMBER: 0000703887-00-000004 CONFORMED SUBMISSION TYPE: NSAR-B PUBLIC DOCUMENT COUNT: 6 CONFORMED PERIOD OF REPORT: 20000831 FILED AS OF DATE: 20001030 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PAINEWEBBER AMERICA FUND /NY/ CENTRAL INDEX KEY: 0000703887 STANDARD INDUSTRIAL CLASSIFICATION: [ ] IRS NUMBER: 133175781 STATE OF INCORPORATION: MA FISCAL YEAR END: 0831 FILING VALUES: FORM TYPE: NSAR-B SEC ACT: SEC FILE NUMBER: 811-03502 FILM NUMBER: 748631 BUSINESS ADDRESS: STREET 1: 1285 AVE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2127132421 MAIL ADDRESS: STREET 1: 51 WEST 52ND ST STREET 2: 23RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: PAINE WEBBER GOVERNMENT FUND INC DATE OF NAME CHANGE: 19890402 NSAR-B 1 0001.txt N-SAR (6.1) PAGE 1 000 B000000 08/31/2000 000 C000000 0000703887 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 6.1 000 J000000 A 001 A000000 NAINEWEBBER AMERICA FUND 001 B000000 811-3502 001 C000000 2013184109 002 A000000 51 WEST 52ND STREET 002 B000000 NEW YORK 002 C000000 NY 002 D010000 10019 003 000000 N 004 000000 N 005 000000 N 006 000000 N 007 A000000 Y 007 B000000 1 007 C010100 1 007 C020100 PAINEWEBBER GROWTH & INCOME FUND 007 C030100 N 007 C010200 2 007 C010300 3 007 C010400 4 007 C010500 5 007 C010600 6 007 C010700 7 007 C010800 8 007 C010900 9 007 C011000 10 020 A000001 MORGAN STANLEY AND CO., INC. 020 B000001 13-2655998 020 C000001 175 020 A000002 DONALDSON, LUFKIN & JENRETTE 020 B000002 13-2741729 020 C000002 142 020 A000003 MERRILL LYNCH PIERCE FENNER & SMITH 020 B000003 13-5674085 020 C000003 128 020 A000004 MORGAN J.P. SECURITIES INC. 020 B000004 13-3224016 020 C000004 118 020 A000005 GOLDMAN SACHS & CO. 020 B000005 13-5108880 020 C000005 114 020 A000006 CS FIRST BOSTON CO. 020 B000006 13-5659485 PAGE 2 020 C000006 103 020 A000007 SALOMON SMITH BARNEY INC. 020 B000007 11-2418191 020 C000007 103 020 A000008 LEHMAN BROTHERS INC. 020 B000008 13-2518466 020 C000008 91 020 A000009 BEAR STERNS SECURITIES 020 B000009 13-3299429 020 C000009 90 020 A000010 PAINEWEBBER INC. 020 B000010 13-2638166 020 C000010 90 021 000000 1672 022 A000001 SOCIETE GENERALE 022 B000001 00-0000000 022 C000001 3867572 022 D000001 0 022 A000002 WARBURG, S.G. & CO., INC. 022 B000002 00-0000000 022 C000002 2995793 022 D000002 0 022 A000003 DRESDNER AND COMPANY, INC. 022 B000003 22-2094140 022 C000003 1496359 022 D000003 0 022 A000004 HSBC 022 B000004 13-2650272 022 C000004 612620 022 D000004 14945 022 A000005 STATE STREET BANK 022 B000005 04-1867445 022 C000005 448210 022 D000005 3 022 A000006 ZIONS ZIONS BK 022 B000006 00-0000000 022 C000006 325535 022 D000006 0 022 A000007 BANK ONE CAPITAL MARKETS 022 B000007 00-0000000 022 C000007 215649 022 D000007 0 022 A000008 CS FIRST BOSTON CORP. 022 B000008 13-5659485 022 C000008 189476 022 D000008 9985 022 A000009 MORGAN J.P. 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PAINEWEBBER, INC. 011 B000101 8-16267 011 C010101 NEW YORK 011 C020101 NY 011 C030101 10019 012 A000101 PFPC, INC. 012 B000101 84-0000000 012 C010101 WILMINGTON 012 C020101 DE 012 C030101 19809 013 A000101 ERNST AND YOUNG LLP 013 B010101 NEW YORK 013 B020101 NY 013 B030101 10172 014 A000101 PAINEWEBBER INC. 014 B000101 8-16267 014 A000102 MITCHELL HUTCHINS ASSET MANAGEMENT INC. 014 B000102 8-21901 015 A000101 STATE STREET BANK AND TRUST COMPANY 015 B000101 C 015 C010101 NORTH QUINCY 015 C020101 MA 015 C030101 02171 015 E010101 X 018 000100 Y 019 A000100 Y 019 B000100 76 019 C000100 PAINEWEBBE 024 000100 N 025 D000101 0 025 D000102 0 025 D000103 0 025 D000104 0 025 D000105 0 025 D000106 0 025 D000107 0 025 D000108 0 028 A010100 7687 028 A020100 0 028 A030100 0 028 A040100 58602 028 B010100 7136 028 B020100 0 PAGE 5 028 B030100 0 028 B040100 26332 028 C010100 7713 028 C020100 0 028 C030100 0 028 C040100 26355 028 D010100 8328 028 D020100 1199 028 D030100 0 028 D040100 28786 028 E010100 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Y 070 E020100 N 070 F010100 Y 070 F020100 N 070 G010100 Y 070 G020100 N 070 H010100 Y 070 H020100 N 070 I010100 N PAGE 8 070 I020100 N 070 J010100 Y 070 J020100 N 070 K010100 Y 070 K020100 N 070 L010100 Y 070 L020100 Y 070 M010100 N 070 M020100 N 070 N010100 Y 070 N020100 Y 070 O010100 Y 070 O020100 N 070 P010100 Y 070 P020100 N 070 Q010100 Y 070 Q020100 N 070 R010100 Y 070 R020100 N 071 A000100 577202 071 B000100 960037 071 C000100 1159471 071 D000100 50 072 A000100 12 072 B000100 7518 072 C000100 12327 072 D000100 0 072 E000100 0 072 F000100 8828 072 G000100 0 072 H000100 0 072 I000100 968 072 J000100 970 072 K000100 89 072 L000100 161 072 M000100 14 072 N000100 172 072 O000100 0 072 P000100 0 072 Q000100 0 072 R000100 56 072 S000100 70 072 T000100 6023 072 U000100 0 072 V000100 0 072 W000100 171 072 X000100 17522 072 Y000100 0 072 Z000100 2323 072AA000100 145640 072BB000100 0 PAGE 9 072CC010100 0 072CC020100 5151 072DD010100 1434 072DD020100 165 072EE000100 50664 073 A010100 0.0600 073 A020100 0.1100 073 B000100 1.2700 073 C000100 0.0000 074 A000100 0 074 B000100 20755 074 C000100 99893 074 D000100 19320 074 E000100 0 074 F000100 1020207 074 G000100 0 074 H000100 0 074 I000100 0 074 J000100 4215 074 K000100 0 074 L000100 2252 074 M000100 214 074 N000100 1166856 074 O000100 0 074 P000100 1135 074 Q000100 0 074 R010100 0 074 R020100 0 074 R030100 0 074 R040100 3107 074 S000100 0 074 T000100 1162614 074 U010100 22007 074 U020100 11812 074 V010100 34.55 074 V020100 33.95 074 W000100 0.0000 074 X000100 57 074 Y000100 126423 075 A000100 0 075 B000100 1261135 076 000100 0.00 080 A000100 ICI MUTUAL INSURANCE CO. 080 C000100 55000 081 A000100 Y 081 B000100 73 082 A000100 N 082 B000100 0 083 A000100 N 083 B000100 0 084 A000100 N PAGE 10 084 B000100 0 085 A000100 Y 085 B000100 N SIGNATURE PAUL SCHUBERT TITLE TREASURER EX-27 2 0002.txt WARNING: THE EDGAR SYSTEM ENCOUNTERED ERROR(S) WHILE PROCESSING THIS SCHEDULE.
6 0000703887 PAINEWEBBER AMERICA FUND 1 GROWTH AND INCOME - CLASS A 1000 12-MOS AUG-31-2000 SEP-01-2000 AUG-31-2000 550977 758791 4230 140 0 763161 0 0 2775 2775 0 456828 22007 26329 681 0 95063 0 207814 760386 8063 4917 0 9536 3444 95253 (3369) 95328 0 1434 31968 0 1799 7962 961 (112626) 194 30778 0 0 5774 0 9536 806111 32.07 0.14 3.67 0.06 1.27 0 34.55 1.15

EX-27 3 0003.txt WARNING: THE EDGAR SYSTEM ENCOUNTERED ERROR(S) WHILE PROCESSING THIS SCHEDULE.
6 0000703887 PAINEWEBBER AMERICA FUND 1 GROWTH AND INCOME - CLASS B 1000 12-MOS AUG-31-2000 SEP-01-2000 AUG-31-2000 161888 222947 1243 41 0 224231 0 0 815 815 0 134225 6582 9665 200 0 27931 0 61060 223416 2369 1445 0 4767 (953) 27987 (990) 26044 0 0 10630 0 339 2831 302 (54121) 70 11174 0 0 1696 0 4767 255715 31.72 (0.12) 3.62 0 1.27 0 33.95 1.95

EX-27 4 0004.txt WARNING: THE EDGAR SYSTEM ENCOUNTERED ERROR(S) WHILE PROCESSING THIS SCHEDULE.
6 0000703887 PAINEWEBBER AMERICA FUND 1 GROWTH AND INCOME - CLASS C 1000 12-MOS AUG-31-2000 SEP-01-2000 AUG-31-2000 94826 130592 728 24 0 131344 0 0 478 478 0 78623 3847 5222 117 0 16361 0 35765 130866 1388 846 0 2746 (512) 16394 (580) 15302 0 0 5950 0 849 2400 177 (34860) 38 6049 0 0 994 0 2746 145128 31.78 (0.12) 3.63 0 1.27 0 34.02 1.94

EX-27 5 0005.txt
6 0000703887 PAINEWEBBER AMERICA FUND 1 GROWTH AND INCOME - CLASS Y 1000 12-MOS AUG-31-2000 SEP-01-2000 AUG-31-2000 34742 47845 267 9 0 48121 0 0 175 175 0 28805 1383 2027 43 0 5994 0 13104 47946 508 310 0 474 344 6006 (212) 6138 0 165 2116 0 322 1035 70 (17803) 15 2373 0 0 364 0 474 54180 32.12 0.24 3.68 0.11 1.27 0 34.66 0.85

EX-99 6 0006.txt Report of Independent Auditors To the Shareholders and Board of Trustees of PaineWebber Growth & Income Fund In planning and performing our audit of the financial statements of PaineWebber Growth & Income Fund for the year ended August 31, 2000, we considered its internal control, including control activities for safeguarding securities, to determine our auditing procedures for the purpose of expressing our opinion on the financial statements and to comply with the requirements of Form N-SAR, and not to provide assurance on internal control. The management of PaineWebber Growth & Income Fund is responsible for establishing and maintaining internal control. In fulfilling this responsibility, estimates and judgments by management are required to assess the expected benefits and related costs of control. Generally, internal controls that are relevant to an audit pertain to the entitys objective of preparing financial statements for external purposes that are fairly presented in conformity with accounting principles generally accepted in the United States. Those internal controls include the safeguarding of assets against unauthorized acquisition, use, or disposition. Because of inherent limitations in internal control, misstatements due to errors or fraud may occur and not be detected. Also, projections of any evaluation of internal control to future periods are subject to the risk that internal control may become inadequate because of changes in conditions, or that the degree of compliance with the policies or procedures may deteriorate. Our consideration of internal control would not necessarily disclose all matters in internal control that might be material weaknesses under standards established by the American Institute of Certified Public Accountants. A material weakness is a condition in which the design or operation of one or more of the specific internal control components does not reduce to a relatively low level the risk that errors or fraud in amounts that would be material in relation to the financial statements being audited may occur and not be detected within a timely period by employees in the normal course of performing their assigned functions. However, we noted no matters involving internal control, including control activities for safeguarding securities, and its operation that we consider to be material weaknesses as defined above at August 31, 2000. This report is intended solely for the information and use of the Board of Trustees and management of PaineWebber Growth & Income Fund, and the Securities and Exchange Commission and is not intended to be and should not be used by anyone other than these specified parties. ERNST & YOUNG LLP October 17, 2000 ~~-----END PRIVACY-ENHANCED MESSAGE-----~~