-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Jezvg4mMAZE7zeJ3lKWMQlDHILkPnmLHvwzjohWKMsEotxkZo0FlG3bBH9JmHXOG Ef1J0YVQxMTjksBroF4BFg== 0000950120-99-000063.txt : 19990218 0000950120-99-000063.hdr.sgml : 19990218 ACCESSION NUMBER: 0000950120-99-000063 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990217 GROUP MEMBERS: MARKS EDWIN S ET AL GROUP MEMBERS: MARKS FAMILY FOUNDATION GROUP MEMBERS: NANCY A. MARKS SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: WESTBRIDGE CAPITAL CORP CENTRAL INDEX KEY: 0000703701 STANDARD INDUSTRIAL CLASSIFICATION: ACCIDENT & HEALTH INSURANCE [6321] IRS NUMBER: 731165000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: SEC FILE NUMBER: 005-34630 FILM NUMBER: 99543688 BUSINESS ADDRESS: STREET 1: 110 WEST SEVENTH STREET STREET 2: STE 300 CITY: FORT WORTH STATE: TX ZIP: 76102 BUSINESS PHONE: 8178783306 MAIL ADDRESS: STREET 1: 110 WEST SEVENTH STREET STREET 2: SUITE 300 CITY: FORT WORTH STATE: TX ZIP: 76102 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: MARKS EDWIN S ET AL CENTRAL INDEX KEY: 0000947443 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: CMCO INC STREET 2: 135 EAST 57TH STREET CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2129098400 MAIL ADDRESS: STREET 1: CMCO INC STREET 2: 135 EAST 57TH STREET CITY: NEW YORK STATE: NY ZIP: 10022 SC 13D/A 1 AMD. 1 TO SCHEDULE 13D SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1)* WESTBRIDGE CAPITAL CORP. ----------------------------------------------------------------- (Name of Issuer) COMMON STOCK, $.10 PAR VALUE PER SHARE ----------------------------------------------------------------- (Title of Class of Securities) 95715210 1 000 -------------- (CUSIP Number) Edwin S. Marks, President CMCO, Inc. 135 East 57th Street New York, New York 10022 (212) 909-8400 ----------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) December 8, 1998 ----------------------------------------------------------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box [ ]. NOTE: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See S240.13d-7(b) for other parties to whom copies are to be sent. *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 CUSIP No. 95715210 1 000 13D Page 2 of 6 Pages ------------------------ ------------------ 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) EDWIN S. MARKS ______________________________________________________________ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [X] (b) [ ] ______________________________________________________________ 3 SEC USE ONLY ______________________________________________________________ 4 SOURCE OF FUNDS* ______________________________________________________________ 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) [ ] ______________________________________________________________ 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States of America ______________________________________________________________ NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH ______________________________________________________________ 7 SOLE VOTING POWER -0- ______________________________________________________________ 8 SHARED VOTING POWER 59,600 SHARES ______________________________________________________________ 9 SOLE DISPOSTIVE POWER -0- ______________________________________________________________ 10 SHARED DISPOSITIVE POWER 59,600 SHARES ______________________________________________________________ 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 59,600 SHARES _______________________________________________________________ 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUSES CERTAIN SHARES* [ ] ______________________________________________________________ 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.8% ______________________________________________________________ 14 TYPE OF REPORTING PERSON* IN ______________________________________________________________ *SEE INSTRUCTIONS BEFORE FILLING OUT Page 2 CUSIP No. 95715210 1 000 13D Page 3 of 6 Pages ------------------------ ------------------ 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) NANCY A. MARKS ______________________________________________________________ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [X] (b) [ ] ______________________________________________________________ 3 SEC USE ONLY ______________________________________________________________ 4 SOURCE OF FUNDS* ______________________________________________________________ 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) [ ] ______________________________________________________________ 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States of America ______________________________________________________________ NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH ______________________________________________________________ 7 SOLE VOTING POWER -0- ______________________________________________________________ 8 SHARED VOTING POWER 59,600 SHARES ______________________________________________________________ 9 SOLE DISPOSTIVE POWER -0- ______________________________________________________________ 10 SHARED DISPOSITIVE POWER 59,600 SHARES ______________________________________________________________ 11 AGGREGATE AMOUNT BENEFICIALY OWNED BY EACH REPORTING PERSON 59,600 SHARES _______________________________________________________________ 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUSES CERTAIN SHARES* [ ] _______________________________________________________________ 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.8% ______________________________________________________________ 14 TYPE OF REPORTING PERSON* IN ______________________________________________________________ *SEE INSTRUCTIONS BEFORE FILLING OUT Page 3 CUSIP No. 95715210 1 000 13D Page 4 of 6 Pages ------------------------ ------------------ 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) MARKS FAMILY FOUNDATION ______________________________________________________________ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [X] (b) [ ] ______________________________________________________________ 3 SEC USE ONLY ______________________________________________________________ 4 SOURCE OF FUNDS* ______________________________________________________________ 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) [ ] ______________________________________________________________ 6 CITIZENSHIP OR PLACE OF ORGANIZATION ______________________________________________________________ NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH ______________________________________________________________ 7 SOLE VOTING POWER -0- ______________________________________________________________ 8 SHARED VOTING POWER 59,600 SHARES ______________________________________________________________ 9 SOLE DISPOSTIVE POWER -0- ______________________________________________________________ 10 SHARED DISPOSITIVE POWER 59,600 SHARES ______________________________________________________________ 11 AGGREGATE AMOUNT BENEFICIALY OWNED BY EACH REPORTING PERSON 59,600 SHARES _______________________________________________________________ 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUSES CERTAIN SHARES* [ ] _______________________________________________________________ 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.8% ______________________________________________________________ 14 TYPE OF REPORTING PERSON* OO ______________________________________________________________ *SEE INSTRUCTION BEFORE FILLING OUT Page 4 SCHEDULE 13D ------------ ITEM 1. SECURITY AND ISSUER ------------------- This Statement relates to the common stock, $.10 par value per share ("Common Stock"), of Westbridge Capital Corp., a Delaware corporation (the "Issuer"). The Issuer's principal executive offices are at 110 West Seventh Street, Suite 300, Fort Worth, Texas 76102. This Schedule amends the initial Schedule 13D (the "Initial Schedule") filed by the Filing Persons noted below for an event of January 21, 1997. ITEM 2. IDENTITY AND BACKGROUND ----------------------- (a) This statement is being filed jointly by the following reporting persons (hereinafter sometimes collectively referred to as the "Filing Persons") pursuant to an Agreement of Joint Filing attached to the Initial Schedule: (i) Edwin S. Marks ("E. Marks") (ii) Nancy A. Marks ("N. Marks") (iii) Marks Family Foundation (the "Foundation") ITEM 5. INTEREST IN SECURITIES OF THE ISSUER ------------------------------------ (e) On December 8, 1998, E. Marks, N. Marks and the Foundation, individually and as a group, ceased to be the beneficial owners of more than five percent of the Common Stock. Page 5 SIGNATURES ---------- After reasonable inquiry and to the best of our knowledge and belief, we certify that the information set forth in this statement is true, complete and accurate. Dated: February 11, 1999 /s/Edwin S. Marks ------------------ EDWIN S. MARKS /s/Nancy A. Marks ----------------- NANCY A. MARKS By: Edwin S. Marks, Power of Attorney MARKS FAMILY FOUNDATION By:/s/Edwin S. Marks ------------------ Edwin S. Marks, Trustee and as Power of Attorney for Nancy A Marks, Trustee -----END PRIVACY-ENHANCED MESSAGE-----