-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SI8c2MPmArpgMTamw6IHriDo4EAeSZQ24uNr6UoauA4q7RbDelz61s0Diul5yJJh 4g2j7pWCQssv8ZM8xr/C+Q== 0000703701-99-000002.txt : 19990902 0000703701-99-000002.hdr.sgml : 19990902 ACCESSION NUMBER: 0000703701-99-000002 CONFORMED SUBMISSION TYPE: 15-12G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990326 DATE AS OF CHANGE: 19990901 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ASCENT ASSURANCE INC CENTRAL INDEX KEY: 0000703701 STANDARD INDUSTRIAL CLASSIFICATION: 6321 IRS NUMBER: 731165000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 15-12G SEC ACT: SEC FILE NUMBER: 000-10873 FILM NUMBER: 99573232 BUSINESS ADDRESS: STREET 1: 110 WEST SEVENTH STREET STREET 2: STE 300 CITY: FORT WORTH STATE: TX ZIP: 76102 BUSINESS PHONE: 8178783306 MAIL ADDRESS: STREET 1: 110 WEST SEVENTH STREET STREET 2: SUITE 300 CITY: FORT WORTH STATE: TX ZIP: 76102 FORMER COMPANY: FORMER CONFORMED NAME: WESTBRIDGE CAPITAL CORP DATE OF NAME CHANGE: 19920703 15-12G 1 ASCENT ASSURANCE, INC. March 25, 1999 Securities and Exchange Commission 450 Fifth Street, N.W. Judiciary Plaza Washington, DC 20549 RE: Ascent Assurance, Inc. (formerly, Westbridge Capital Corp.), Commission File No. 1-8538 Gentlemen: Pursuant to Rule 12g-4(a)(1)(i) under the Securities Exchange Act of 1934, as amended (the "Act"), enclosed on behalf of Ascent Assurance, Inc. (formerly Westbridge Capital Corp.) (the "Company") is the Company's Form 15 (the "Form 15"). The Form 15 constitutes the Company's Certification and Notice of Termination of Registration under Section 12(g) of the Act of the Company's Common Stock, par value $.10 per share (the "Common Stock"), the Company's 11% Senior Subordinated Notes due 2002 (the "11% Notes"), and the Company's 7-1/2% Convertible Subordinated Notes due 2004 (the "Convertible Notes"). On December 17, 1998, the United States Bankruptcy Court District of Delaware approved the First Amended Plan of Reorganization of the Company under Chapter 11 of the Bankruptcy Code, as modified (the "Plan of Reorganization"), and the Common Stock, the 11% Notes, and the Convertible Notes covered by the enclosed Form 15 were cancelled and ceased to be outstanding on March 24, 1999, the Effective Date of the Plan of Reorganization. On behalf of the Company, I hereby request acceleration of the termination of registration under Section 12(g) of the Act of the Common Stock, the 11% Notes, and the Convertible Notes, pursuant to the Form 15 enclosed herewith, to the earliest practicable date following receipt hereof. Sincerely yours, /s/ Patrick J. Mitchell Patrick J. Mitchell Chairman and Chief Executive Officer Enclosure SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 15 Certification and Notice of Termination of Registration under Section 12(g) of the Securities Exchange Act of 1934 or Suspension of Duty to File Reports Under Sections 13 and 15(d) of the Securities Exchange Act of 1934. Commission File Number 1-8538 ASCENT ASSURANCE, INC. (formerly, known as Westbridge Capital Corp.) (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) 110 West Seventh Street - Suite 300 Fort Worth, Texas 76102 (817) 878-3300 (ADDRESS, INCLUDING ZIP CODE, AND TELEPHONE NUMBER, INCLUDING AREA CODE, OF REGISTRANT'S PRINCIPAL EXECUTIVE OFFICES) Common Stock par value $.10 per share 11% Senior Subordinated Notes due 2002 7-1/2% Convertible Subordinated Notes due 2004 (TITLE OF EACH CLASS OF SECURITIES COVERED BY THIS FORM) Title of Class: Common Stock, par value $.01 per share Title of Class: Warrants to purchase Common Stock (TITLES OF ALL OTHER CLASSES OF SECURITIES FOR WHICH A DUTY TO FILE REPORTS UNDER SECTION 13(A) OR 15(D) REMAINS) Please place an X in the box(es) to designate the appropriate rule provision(s) relied upon to terminate or suspend the duty to file reports: Rule 12g-4(a)(1)(i) [X] Rule 12h-3(b)(1)(i) [ ] Rule 12g-4(a)(1)(ii) [ ] Rule 12h-3(b)(1)(ii) [ ] Rule 12g-4(a)(2)(i) [ ] Rule 12h-3(b)(2)(i) [ ] Rule 12g-4(a)(2)(ii) [ ] Rule 15d-6 [ ] Approximate number of holders of record as of the certification or notice date: 0 Pursuant to the requirements of the Securities Exchange Act of 1934 Ascent Assurance, Inc. (formerly known as Westbridge Capital Corp.) has caused this certification/notice to be signed on its behalf by the undersigned duly authorized person. DATE: March 25, 1999 BY: /S/ PATRICK J. MITCHELL ------------------------ Name: Patrick J. Mitchell Title: Chairman and Chief Executive Officer -----END PRIVACY-ENHANCED MESSAGE-----