10-K/A 1 f120410ka2.htm 12/31/04 FORM 10-K/A NO2 12/04 FORM 10-K/A No2
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 10-K/A
AMENDMENT NUMBER 2
FOR ANNUAL AND TRANSITION REPORTS PURSUANT TO SECTION 13 OR 15 (d)
OF THE SECURITIES EXCHANGE ACT OF 1934
(Mark One)
(X) ANNUAL REPORT PURSUANT TO SECTION 13 OR 15 (d)
OF THE SECURITIES EXCHANGE ACT OF 1934
For the fiscal year ended December 31, 2004
OR
( ) TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d)
OF THE SECURITIES EXCHANGE ACT OF 1934
For the transition period from _____ to_____
Commission File Number 1-8538

USHEALTH GROUP, INC.
(Formerly, Ascent Assurance, Inc.)
(Exact Name of Registrant as Specified in its Charter)

                    DELAWARE   73-1165000
  (State or Other Jurisdiction of
Incorporation or Organization)
  (I.R.S. Employer Identification Number)
  3100 Burnett Plaza, Unit 33,
801 Cherry Street, Fort Worth, Texas
  76102
  (Address of Principal Executive Offices)   (Zip Code)

Registrant’s Telephone Number, Including Area Code:
(817) 878-3300
Securities Registered Pursuant to Section 12(b) of the Act:
None
Securities Registered Pursuant to Section 12(g) of the Act:
Common Stock (par value $.01)

Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days.

Yes             X                  No                    

Indicate by check mark if disclosure of delinquent filers pursuant to Item 405 of Regulation S-K is not contained herein, and will not be contained, to the best of registrant’s knowledge, in the definitive Proxy Statement or information statements incorporated by reference in Part III of this Form 10-K or any amendment to this Form 10-K.

 Yes                                  No            X     

Indicate by check mark whether the Registrant is an accelerated filer (as defined in Rule 12b-2 of the Act).

 Yes                                  No            X     

The aggregate market value of voting stock held by non-affiliates of the Registrant amounted to $1,698,250 as of March 4, 2005. As of March 4, 2005, 50,606,876 shares of Common Stock were outstanding.




EXPLANATORY NOTE

This Amendment to Form 10-K is filed for the purpose of amending Section 302 Certifications filed as part of the registrant’s Amendment Number 1 to Annual Report on Form 10-K filed on June 22, 2005 (“Amendment Number 1”). The registrant is including currently dated certifications as listed in Item 15. This Amendment to Form 10-K does not otherwise change or update the disclosures set forth in the Form 10-K as originally filed or as amended in Amendment Number 1 and does not otherwise reflect events occurring after the filing of the Form 10-K or Amendment Number 1. For a description of the registrant’s business and the risks related to the registrant’s business, see the Annual Report on Form 10-K for the year ended December 31, 2004.




PART IV

ITEM 15 – EXHIBITS AND FINANCIAL STATEMENT SCHEDULES AND REPORTS

(b) Exhibits:

The following exhibits are filed herewith.

31.1* Certification of Benjamin M. Cutler, Chairman and Chief Executive Officer of the Company pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
31.2* Certification of Cynthia B. Koenig, Chief Financial Officer and Treasurer of the Company pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.





*Filed Herewith.



SIGNATURES

Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized, on the 19th day of July 2005.


  USHEALTH GROUP, INC.
 
/Cynthia B. Koenig/                                              
Cynthia B. Koenig
Senior Vice President and Chief Financial Officer
(Principal Financial and Accounting Officer)






EXHIBIT INDEX


Exhibit No. Exhibit
 
31.1 Certification of Benjamin M. Cutler, Chairman and Chief Executive Officer of the Company pursuant to Section 302
of the Sarbanes-Oxley Act of 2002.
 
31.2 Certification of Cynthia B. Koenig, Chief Financial Officer and Treasurer of the Company pursuant to Section 302
of the Sarbanes-Oxley Act of 2002.