N-PX 1 d566639dnpx.htm THE WRIGHT MANAGED EQUITY TRUST The Wright Managed Equity Trust

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

FORM N-PX

ANNUAL REPORT OF PROXY VOTING RECORED OF REGISTERED MANAGEMENT

INVESTMENT COMPANY

Investment Company Act File Number 811-03489

THE WRIGHT MANAGED EQUITY TRUST

440 Wheelers Farms Road

Milford, Connecticut 06461

Megan Hadley Koehler

Atlantic Fund Services

Three Canal Plaza, Suite 600

Portland, Maine 04101

207-347-2000

Date of fiscal year end:

December 31

Wright Selected Blue Chip Equities Fund, Wright Major Blue Chip Equities Fund, And Wright

International Blue Chip Equities Fund

Date of reporting period:

July 1, 2012 - June 30, 2013

 

 

 

ITEM 1. PROXY VOTING RECORD

Wright Select Blue Chip Equities Fund

Proxy Voting Record

July 1, 2012 - June 30, 2013

 

ADVANCE AUTO PARTS, INC.

Security    00751Y106       Meeting Type    Annual
Ticker Symbol    AAP       Meeting Date    22-May-2013
ISIN    US00751Y1064       Agenda    933795025 - Management
City          Holding Recon Date    28-Mar-2013
Country    United States       Vote Deadline Date    21-May-2013
SEDOL(s)          Quick Code   

 

Item

   

Proposal

   

Type

   

Vote

   

For/Against
Management

   

Fund Vote
(Y/N)

1.

    DIRECTOR    Management         
  

1       JOHN F. BERGSTROM

    For    For    Y
  

2       JOHN C. BROUILLARD

    For    For    Y
  

3       FIONA P. DIAS

    For    For    Y
  

4       DARREN R. JACKSON

    For    For    Y
  

5       WILLIAM S. OGLESBY

    For    For    Y
  

6       J. PAUL RAINES

    For    For    Y
  

7       GILBERT T. RAY

    For    For    Y
  

8       CARLOS A. SALADRIGAS

    For    For    Y
  

9       JIMMIE L. WADE

    For    For    Y

2.

    APPROVE, BY ADVISORY VOTE, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.    Management    For    For    Y

3.

    APPROVE PROPOSAL TO AMEND THE COMPANY’S CERTIFICATE OF INCORPORATION TO ELIMINATE SUPERMAJORITY VOTING REQUIREMENTS.    Management    For    For    Y

4.

    APPROVE PROPOSAL TO AMEND THE COMPANY’S CERTIFICATE OF INCORPORATION TO PERMIT STOCKHOLDERS TO CALL A SPECIAL MEETING.    Management    For    For    Y

5.

    RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP (DELOITTE) AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013.    Management    For    For    Y

 

AECOM TECHNOLOGY CORPORATION

Security    00766T100       Meeting Type    Annual
Ticker Symbol    ACM       Meeting Date    07-Mar-2013
ISIN    US00766T1007       Agenda    933726145 - Management
City          Holding Recon Date    07-Jan-2013
Country    United States       Vote Deadline Date    06-Mar-2013
SEDOL(s)          Quick Code   

 

Item

   

Proposal

   

Type

   

Vote

   

For/Against
Management

   

Fund Vote
(Y/N)

1

    DIRECTOR    Management         
  

1       JOHN M. DIONISIO

    For    For    Y
  

2       ROBERT J. LOWE

    For    For    Y
  

3       WILLIAM P. RUTLEDGE

    For    For    Y
  

4       DANIEL R. TISHMAN

    For    For    Y

2

    TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2013.    Management    For    For    Y

3

    VOTE ON AN ADVISORY RESOLUTION ON THE COMPANY’S EXECUTIVE COMPENSATION.    Management    For    For    Y

 

AFFILIATED MANAGERS GROUP, INC.

Security    008252108       Meeting Type    Annual
Ticker Symbol    AMG       Meeting Date    11-Jun-2013
ISIN    US0082521081       Agenda    933810536 - Management
City          Holding Recon Date    19-Apr-2013
Country    United States       Vote Deadline Date    10-Jun-2013
SEDOL(s)       Quick Code   

 

Item

   

Proposal

   

Type

   

Vote

   

For/Against
Management

   

Fund Vote
(Y/N)

1A.

    ELECTION OF DIRECTOR: SAMUEL T. BYRNE    Management    For    For    Y

1B.

    ELECTION OF DIRECTOR: DWIGHT D. CHURCHILL    Management    For    For    Y

1C.

    ELECTION OF DIRECTOR: SEAN M. HEALEY    Management    For    For    Y

1D.

    ELECTION OF DIRECTOR: HAROLD J. MEYERMAN    Management    For    For    Y

1E.

    ELECTION OF DIRECTOR: WILLIAM J. NUTT    Management    For    For    Y

1F.

    ELECTION OF DIRECTOR: TRACY P. PALANDJIAN    Management    For    For    Y

1G.

    ELECTION OF DIRECTOR: RITA M. RODRIGUEZ    Management    For    For    Y

1H.

    ELECTION OF DIRECTOR: PATRICK T. RYAN    Management    For    For    Y

1I.

    ELECTION OF DIRECTOR: JIDE J. ZEITLIN    Management    For    For    Y

2.

    TO APPROVE THE 2013 INCENTIVE STOCK AWARD PLAN.    Management    For    For    Y

3.

    TO APPROVE, BY A NON-BINDING ADVISORY VOTE, THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS.    Management    For    For    Y

4.

    TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE CURRENT FISCAL YEAR.    Management    For    For    Y

 

AGCO CORPORATION

Security    001084102       Meeting Type    Annual
Ticker Symbol    AGCO       Meeting Date    25-Apr-2013
ISIN    US0010841023       Agenda    933763028 - Management
City          Holding Recon Date    15-Mar-2013
Country    United States       Vote Deadline Date    24-Apr-2013
SEDOL(s)          Quick Code   

 

Item

   

Proposal

   

Type

   

Vote

   

For/Against
Management

   

Fund Vote
(Y/N)

1A.

    ELECTION OF DIRECTOR: P. GEORGE BENSON    Management    For    For    Y

1B.

    ELECTION OF DIRECTOR: WOLFGANG DEML    Management    For    For    Y

1C.

    ELECTION OF DIRECTOR: LUIZ F. FURLAN    Management    For    For    Y

1D.

    ELECTION OF DIRECTOR: GEORGE E. MINNICH    Management    For    For    Y

1E.

    ELECTION OF DIRECTOR: MARTIN H. RICHENHAGEN    Management    For    For    Y

1F.

    ELECTION OF DIRECTOR: GERALD L. SHAHEEN    Management    For    For    Y

1G.

    ELECTION OF DIRECTOR: MALLIKA SRINIVASAN    Management    For    For    Y

1H.

    ELECTION OF DIRECTOR: HENDRIKUS VISSER    Management    For    For    Y

2.

    TO APPROVE THE MATERIAL TERMS OF THE PERFORMANCE GOALS FOR QUALIFIED PERFORMANCE-BASED COMPENSATION UNDER THE AGCO CORPORATION AMENDED AND RESTATED MANAGEMENT INCENTIVE PLAN PURSUANT TO SECTION 162(M) OF THE INTERNAL REVENUE CODE.    Management    For    For    Y

3.

    NON-BINDING ADVISORY RESOLUTION TO APPROVE THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS.    Management    For    For    Y

4.

    RATIFICATION OF KPMG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013.    Management    For    For    Y

 

ALASKA AIR GROUP, INC.

Security    011659109       Meeting Type    Annual
Ticker Symbol    ALK       Meeting Date    21-May-2013
ISIN    US0116591092       Agenda    933781709 - Management
City          Holding Recon Date    22-Mar-2013
Country    United States       Vote Deadline Date    20-May-2013
SEDOL(s)          Quick Code   

Item

   

Proposal

   

Type

   

Vote

   

For/Against
Management

   

Fund Vote
(Y/N)

1A

    ELECTION OF DIRECTOR: WILLIAM S. AYER    Management    For    For    Y

1B

    ELECTION OF DIRECTOR: PATRICIA M. BEDIENT    Management    For    For    Y

1C

    ELECTION OF DIRECTOR: MARION C. BLAKEY    Management    For    For    Y

1D

    ELECTION OF DIRECTOR: PHYLLIS J. CAMPBELL    Management    For    For    Y

1E

    ELECTION OF DIRECTOR: JESSIE J. KNIGHT, JR.    Management    For    For    Y

1F

    ELECTION OF DIRECTOR: R. MARC LANGLAND    Management    For    For    Y

1G

    ELECTION OF DIRECTOR: DENNIS F. MADSEN    Management    For    For    Y

1H

    ELECTION OF DIRECTOR: BYRON I. MALLOTT    Management    For    For    Y

1I

    ELECTION OF DIRECTOR: J. KENNETH THOMPSON    Management    For    For    Y

1J

    ELECTION OF DIRECTOR: BRADLEY D. TILDEN    Management    For    For    Y

1K

    ELECTION OF DIRECTOR: ERIC K. YEAMAN    Management    For    For    Y

2

    RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS    Management    For    For    Y

3

    ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS.    Management    For    For    Y

4

    STOCKHOLDER PROPOSAL REGARDING LIMITING ACCELERATION OF EQUITY IN CONNECTION WITH A CHANGE IN CONTROL.    Shareholder    Against    For    Y

 

ALBEMARLE CORPORATION

Security    012653101       Meeting Type    Annual
Ticker Symbol    ALB       Meeting Date    07-May-2013
ISIN    US0126531013       Agenda    933766858 - Management
City          Holding Recon Date    08-Mar-2013
Country    United States       Vote Deadline Date    06-May-2013
SEDOL(s)          Quick Code   

 

Item

   

Proposal

   

Type

   

Vote

   

For/Against
Management

   

Fund Vote
(Y/N)

1.

    DIRECTOR    Management         
  

1       WILLIAM H. HERNANDEZ

    For    For    Y
  

2       LUTHER C. KISSAM IV

    For    For    Y
  

3       JOSEPH M. MAHADY

    For    For    Y
  

4       JIM W. NOKES

    For    For    Y
  

5       JAMES J. O’BRIEN

    For    For    Y
  

6       BARRY W. PERRY

    For    For    Y
  

7       JOHN SHERMAN JR.

    For    For    Y
  

8       HARRIET TEE TAGGART

    For    For    Y
  

9       ANNE MARIE WHITTEMORE

    For    For    Y

2.

    APPROVE THE 2013 STOCK COMPENSATION AND DEFERRAL ELECTION PLAN FOR NON- EMPLOYEE DIRECTORS OF ALBEMARLE CORPORATION.    Management    For    For    Y

3.

    RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2013.    Management    For    For    Y

4.

    APPROVE THE NON-BINDING ADVISORY RESOLUTION APPROVING THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.    Management    For    For    Y

 

ALLIANCE DATA SYSTEMS CORPORATION

Security    018581108       Meeting Type    Annual
Ticker Symbol    ADS       Meeting Date    06-Jun-2013
ISIN    US0185811082       Agenda    933797411 - Management
City          Holding Recon Date    08-Apr-2013
Country    United States       Vote Deadline Date    05-Jun-2013
SEDOL(s)          Quick Code   

 

Item

   

Proposal

   

Type

   

Vote

   

For/Against
Management

   

Fund Vote
(Y/N)

1A

    ELECTION OF DIRECTOR: LAWRENCE M. BENVENISTE    Management    For    For    Y

1B

    ELECTION OF DIRECTOR: D. KEITH COBB    Management    For    For    Y

1C

    ELECTION OF DIRECTOR: KENNETH R. JENSEN    Management    For    For    Y

2.

    ADVISORY APPROVAL OF EXECUTIVE COMPENSATION.    Management    For    For    Y

3.

    TO AMEND THE CERTIFICATE OF INCORPORATION OF ALLIANCE DATA SYSTEMS CORPORATION TO DECLASSIFY THE BOARD OF DIRECTORS.    Management    For    For    Y

4.

    TO AMEND THE CERTIFICATE OF INCORPORATION OF ALLIANCE DATA SYSTEMS CORPORATION TO PROVIDE STOCKHOLDERS CERTAIN RIGHTS TO CALL A SPECIAL MEETING.    Management    For    For    Y

5.

    TO RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF ALLIANCE DATA SYSTEMS CORPORATION FOR 2013.    Management    For    For    Y

 

AMERICAN EAGLE OUTFITTERS, INC.

Security    02553E106       Meeting Type    Annual
Ticker Symbol    AEO       Meeting Date    30-May-2013
ISIN    US02553E1064       Agenda    933792118 - Management
City       Holding Recon Date    05-Apr-2013
Country    United States    Vote Deadline Date    29-May-2013
SEDOL(s)       Quick Code   

 

Item

   

Proposal

   

Type

   

Vote

   

For/Against
Management

   

Fund Vote
(Y/N)

1A

    ELECTION OF DIRECTOR: ROBERT L. HANSON    Management    For    For    Y

1B

    ELECTION OF DIRECTOR: THOMAS R. KETTELER    Management    For    For    Y

1C

    ELECTION OF DIRECTOR: CARY D. MCMILLAN    Management    For    For    Y

1D

    ELECTION OF DIRECTOR: DAVID M. SABLE    Management    For    For    Y

2.

    PROPOSAL TWO. HOLD AN ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.    Management    For    For    Y

3.

    PROPOSAL THREE. RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING FEBRUARY 1, 2014.    Management    For    For    Y

 

AMERICAN FINANCIAL GROUP, INC.

Security    025932104       Meeting Type    Annual
Ticker Symbol    AFG       Meeting Date    22-May-2013
ISIN    US0259321042       Agenda    933777611 - Management
City          Holding Recon Date    25-Mar-2013
Country    United States       Vote Deadline Date    21-May-2013
SEDOL(s)          Quick Code   

 

Item

   

Proposal

   

Type

   

Vote

   

For/Against
Management

   

Fund Vote
(Y/N)

1.

    DIRECTOR    Management         
  

1       CARL H. LINDNER III

    For    For    Y
  

2       S. CRAIG LINDNER

    For    For    Y
  

3       KENNETH C. AMBRECHT

    For    For    Y
  

4       JOHN B. BERDING

    For    For    Y
  

5       JOSEPH E. CONSOLINO

    For    For    Y
  

6       VIRGINIA C. DROSOS

    For    For    Y
  

7       JAMES E. EVANS

    For    For    Y
  

8       TERRY S. JACOBS

    For    For    Y
  

9       GREGORY G. JOSEPH

    For    For    Y
  

10     WILLIAM W. VERITY

    For    For    Y
  

11     JOHN I. VON LEHMAN

    For    For    Y

2.

    PROPOSAL TO RATIFY THE AUDIT COMMITTEE’S APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013.    Management    For    For    Y

3.

    ADVISORY VOTE ON COMPENSATION OF NAMED EXECUTIVE OFFICERS.    Management    For    For    Y

4.

    SHAREHOLDER PROPOSAL REGARDING CERTAIN EMPLOYMENT MATTERS.    Shareholder    Against    For    Y

AMERIGROUP CORPORATION

Security    03073T102       Meeting Type    Special
Ticker Symbol    AGP       Meeting Date    23-Oct-2012
ISIN    US03073T1025       Agenda    933684842 - Management
City          Holding Recon Date    27-Aug-2012
Country    United States       Vote Deadline Date    22-Oct-2012
SEDOL(s)          Quick Code   

 

Item

   

Proposal

   

Type

   

Vote

   

For/Against
Management

   

Fund Vote
(Y/N)

1.

    TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF JULY 9, 2012, BY AND AMONG WELLPOINT, INC., THE COMPANY AND WELLPOINT MERGER SUB, INC., AN INDIRECT WHOLLY-OWNED SUBSIDIARY OF WELLPOINT (AS IT MAY BE AMENDED FROM TIME TO TIME, THE “MERGER AGREEMENT”).    Management    For    For    Y

2.

    TO APPROVE AN ADJOURNMENT OF THE SPECIAL MEETING, IF NECESSARY OR APPROPRIATE IN THE VIEW OF THE BOARD OF DIRECTORS, TO SOLICIT ADDITIONAL PROXIES IN FAVOR OF THE PROPOSAL TO ADOPT THE MERGER AGREEMENT IF THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF SUCH ADJOURNMENT TO ADOPT THE MERGER AGREEMENT.    Management    For    For    Y

3.

    TO APPROVE, ON A NON-BINDING, ADVISORY BASIS, CERTAIN COMPENSATION THAT WILL OR MAY BECOME PAYABLE BY THE COMPANY TO ITS NAMED EXECUTIVE OFFICERS THAT IS BASED ON OR OTHERWISE RELATES TO THE MERGER.    Management    For    For    Y

 

ARROW ELECTRONICS, INC.

Security    042735100       Meeting Type    Annual
Ticker Symbol    ARW       Meeting Date    23-May-2013
ISIN    US0427351004       Agenda    933782080 - Management
City          Holding Recon Date    28-Mar-2013
Country    United States       Vote Deadline Date    22-May-2013
SEDOL(s)          Quick Code   

 

Item

   

Proposal

   

Type

   

Vote

   

For/Against
Management

   

Fund Vote
(Y/N)

1.

    DIRECTOR    Management         
  

1       BARRY W. PERRY

    For    For    Y
  

2       PHILIP K. ASHERMAN

    For    For    Y
  

3       GAIL E. HAMILTON

    For    For    Y
  

4       JOHN N. HANSON

    For    For    Y
  

5       RICHARD S. HILL

    For    For    Y
  

6       M.F. (FRAN) KEETH

    For    For    Y
  

7       ANDREW C. KERIN

    For    For    Y
  

8       MICHAEL J. LONG

    For    For    Y
  

9       STEPHEN C. PATRICK

    For    For    Y

2.

    RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS ARROW’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2013.    Management    For    For    Y

3.

    TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION.    Management    For    For    Y

 

ASCENA RETAIL GROUP, INC.

Security    04351G101       Meeting Type    Annual
Ticker Symbol    ASNA       Meeting Date    11-Dec-2012
ISIN    US04351G1013       Agenda    933705723 - Management
City          Holding Recon Date    12-Oct-2012
Country    United States       Vote Deadline Date    10-Dec-2012
SEDOL(s)          Quick Code   

 

Item

   

Proposal

   

Type

   

Vote

   

For/Against
Management

   

Fund Vote
(Y/N)

1.

    DIRECTOR    Management         
  

1       JOHN USDAN

    For    For    Y
  

2       RANDY L. PEARCE

    For    For    Y

2.

    PROPOSAL TO APPROVE, BY NON-BINDING VOTE, THE COMPENSATION PAID TO THE COMPANY’S NAMED EXECUTIVE OFFICERS DURING FISCAL 2012.    Management    For    For    Y

3.

    PROPOSAL TO APPROVE THE AMENDMENT AND RESTATEMENT OF THE COMPANY’S 2010 STOCK INCENTIVE PLAN, AS AMENDED.    Management    For    For    Y

4.

    PROPOSAL TO RATIFY DELOITTE & TOUCHE LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR ENDING JULY 27, 2013.    Management    For    For    Y

 

ASHLAND INC.

Security    044209104       Meeting Type    Annual
Ticker Symbol    ASH       Meeting Date    31-Jan-2013
ISIN    US0442091049       Agenda    933716853 - Management
City          Holding Recon Date    03-Dec-2012
Country    United States       Vote Deadline Date    30-Jan-2013
SEDOL(s)          Quick Code   

 

Item

   

Proposal

   

Type

   

Vote

   

For/Against
Management

   

Fund Vote
(Y/N)

1.1

    ELECTION OF CLASS III DIRECTOR: BRENDAN M. CUMMINS    Management    For    For    Y

1.2

    ELECTION OF CLASS III DIRECTOR: MARK C. ROHR    Management    For    For    Y

1.3

    ELECTION OF CLASS III DIRECTOR: JANICE J. TEAL    Management    For    For    Y

1.4

    ELECTION OF CLASS III DIRECTOR: MICHAEL J. WARD    Management    For    For    Y

2.

    RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR FISCAL 2013.    Management    For    For    Y

3.

    APPROVAL OF AN AMENDMENT TO THE 2011 ASHLAND INC. INCENTIVE PLAN TO INCREASE THE AGGREGATE NUMBER OF SHARES OF COMMON STOCK AUTHORIZED FOR ISSUANCE UNDER THE PLAN BY 2,000,000 SHARES AND TO MAKE CERTAIN OTHER AMENDMENTS INCLUDED THEREIN.    Management    For    For    Y

4.

    A NON-BINDING ADVISORY RESOLUTION APPROVING THE COMPENSATION PAID TO ASHLAND’S NAMED EXECUTIVE OFFICERS, AS DISCLOSED PURSUANT TO ITEM 402 OF REGULATION S-K, INCLUDING THE COMPENSATION DISCUSSION AND ANALYSIS, COMPENSATION TABLES AND NARRATIVE DISCUSSION.    Management    For    For    Y

5.

    SHAREHOLDER PROPOSAL RECOMMENDING THAT THE BOARD OF DIRECTORS TAKE ACTION TO DECLASSIFY THE BOARD.    Shareholder    For    Against    Y

 

AVNET,INC.

Security    053807103       Meeting Type    Annual
Ticker Symbol    AVT       Meeting Date    02-Nov-2012
ISIN    US0538071038       Agenda    933688737 - Management
City          Holding Recon Date    04-Sep-2012
Country    United States       Vote Deadline Date    01-Nov-2012
SEDOL(s)          Quick Code   

 

Item

   

Proposal

   

Type

   

Vote

   

For/Against
Management

   

Fund Vote
(Y/N)

1.

    DIRECTOR    Management         
  

1       J. VERONICA BIGGINS

    For    For    Y
  

2       MICHAEL A. BRADLEY

    For    For    Y
  

3       R. KERRY CLARK

    For    For    Y

  

4       RICHARD HAMADA

    For    For    Y
  

5       JAMES A. LAWRENCE

    For    For    Y
  

6       FRANK R. NOONAN

    For    For    Y
  

7       RAY M. ROBINSON

    For    For    Y
  

8       WILLIAM H. SCHUMANN III

    For    For    Y
  

9       WILLIAM P. SULLIVAN

    For    For    Y

2.

    ADVISORY VOTE ON EXECUTIVE COMPENSATION.    Management    For    For    Y

3.

    TO APPROVE THE AVNET, INC. EXECUTIVE INCENTIVE PLAN.    Management    For    For    Y

4.

    RATIFICATION OF APPOINTMENT OF KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JUNE 29, 2013.    Management    For    For    Y

 

BANCORPSOUTH, INC.

Security    059692103       Meeting Type    Annual
Ticker Symbol    BXS       Meeting Date    24-Apr-2013
ISIN    US0596921033       Agenda    933757001 - Management
City          Holding Recon Date    11-Mar-2013
Country    United States       Vote Deadline Date    23-Apr-2013
SEDOL(s)          Quick Code   

 

Item

   

Proposal

   

Type

   

Vote

   

For/Against
Management

   

Fund Vote
(Y/N)

1.

    DIRECTOR    Management         
  

1       GUS J. BLASS III

    For    For    Y
  

2       GRACE CLARK

    For    For    Y
  

3       LARRY G. KIRK

    For    For    Y
  

4       GUY W. MITCHELL III

    For    For    Y
  

5       AUBREY B. PATTERSON

    For    For    Y
  

6       JAMES D. ROLLINS III

    For    For    Y

2.

    TO APPROVE THE AMENDED AND RESTATED BANCORPSOUTH, INC. EXECUTIVE PERFORMANCE INCENTIVE PLAN, INCLUDING RE-APPROVAL OF THE BUSINESS CRITERIA AVAILABLE FOR PERFORMANCE-BASED AWARDS.    Management    For    For    Y

 

BE AEROSPACE, INC.

Security    073302101       Meeting Type    Annual
Ticker Symbol    BEAV       Meeting Date    25-Jul-2012
ISIN    US0733021010       Agenda    933657542 - Management
City          Holding Recon Date    29-May-2012
Country    United States       Vote Deadline Date    24-Jul-2012
SEDOL(s)          Quick Code   

 

Item

   

Proposal

   

Type

   

Vote

   

For/Against
Management

   

Fund Vote
(Y/N)

1.

    DIRECTOR    Management         
  

1       RICHARD G. HAMERMESH

    For    For    Y
  

2       AMIN J. KHOURY

    For    For    Y

2.

    SAY ON PAY - AN ADVISORY VOTE ON THE APPROVAL OF EXECUTIVE COMPENSATION.    Management    For    For    Y

3.

    PROPOSAL TO AMEND THE CERTIFICATE OF INCORPORATION TO CHANGE THE COMPANY NAME TO “B/E AEROSPACE, INC.”    Management    For    For    Y

4.

    PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2012 FISCAL YEAR.    Management    For    For    Y

5.

    PROPOSAL TO AMEND THE BE AEROSPACE, INC. 2005 LONG-TERM INCENTIVE PLAN.    Management    For    For    Y

 

BRINKER INTERNATIONAL, INC.

Security    109641100       Meeting Type    Annual
Ticker Symbol    EAT       Meeting Date    08-Nov-2012
ISIN    US1096411004       Agenda    933689866 - Management
City          Holding Recon Date    10-Sep-2012
Country    United States       Vote Deadline Date    07-Nov-2012
SEDOL(s)          Quick Code   

 

Item

   

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Type

   

Vote

   

For/Against
Management

   

Fund Vote
(Y/N)

1.

    DIRECTOR    Management         
  

1       DOUGLAS H. BROOKS

    For    For    Y
  

2       JOSEPH M. DEPINTO

    For    For    Y
  

3       MICHAEL J. DIXON

    For    For    Y
  

4       HARRIET EDELMAN

    For    For    Y
  

5       JON L. LUTHER

    For    For    Y
  

6       JOHN W. MIMS

    For    For    Y
  

7       GEORGE R. MRKONIC

    For    For    Y
  

8       ROSENDO G. PARRA

    For    For    Y

2.

    THE RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT AUDITORS FOR THE FISCAL 2013 YEAR.    Management    For    For    Y

3.

    TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION.    Management    For    For    Y

 

CADENCE DESIGN SYSTEMS, INC.

Security    127387108       Meeting Type    Annual
Ticker Symbol    CDNS       Meeting Date    03-May-2013
ISIN    US1273871087       Agenda    933748975 - Management
City          Holding Recon Date    06-Mar-2013
Country    United States       Vote Deadline Date    02-May-2013
SEDOL(s)          Quick Code   

 

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(Y/N)

1.1

    ELECTION OF DIRECTOR: SUSAN L. BOSTROM    Management    For    For    Y

1.2

    ELECTION OF DIRECTOR: JAMES D. PLUMMER    Management    For    For    Y

1.3

    ELECTION OF DIRECTOR: ALBERTO SANGIOVANNI-VINCENTELLI    Management    For    For    Y

1.4

    ELECTION OF DIRECTOR: GEORGE M. SCALISE    Management    For    For    Y

1.5

    ELECTION OF DIRECTOR: JOHN B. SHOVEN    Management    For    For    Y

1.6

    ELECTION OF DIRECTOR: ROGER S. SIBONI    Management    For    For    Y

1.7

    ELECTION OF DIRECTOR: YOUNG K. SOHN    Management    For    For    Y

1.8

    ELECTION OF DIRECTOR: LIP-BU TAN    Management    For    For    Y

02

    APPROVAL OF AN INCREASE IN THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK RESERVED FOR ISSUANCE UNDER THE AMENDED AND RESTATED EMPLOYEE STOCK PURCHASE PLAN.    Management    For    For    Y

03

    ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION.    Management    For    For    Y

04

    RATIFICATION OF THE SELECTION OF KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACOUNTING FIRM OF CADENCE FOR ITS FISCAL YEAR ENDING DECEMBER 28, 2013.    Management    For    For    Y

 

CARLISLE COMPANIES INCORPORATED

Security    142339100       Meeting Type    Annual
Ticker Symbol    CSL       Meeting Date    08-May-2013
ISIN    US1423391002       Agenda    933754207 - Management
City          Holding Recon Date    11-Mar-2013
Country    United States       Vote Deadline Date    07-May-2013
SEDOL(s)          Quick Code   

 

Item

   

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Fund Vote
(Y/N)

1A.

    ELECTION OF DIRECTOR: ROBIN J. ADAMS    Management    For    For    Y

1B.

    ELECTION OF DIRECTOR: ROBIN S. CALLAHAN    Management    For    For    Y

1C.

    ELECTION OF DIRECTOR: DAVID A. ROBERTS    Management    For    For    Y

2.

    ADVISORY VOTE TO APPROVE THE COMPANY’S EXECUTIVE COMPENSATION.    Management    For    For    Y

3.

    RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2013 FISCAL YEAR.    Management    For    For    Y

CLECO CORPORATION

Security    12561W105       Meeting Type    Annual
Ticker Symbol    CNL       Meeting Date    26-Apr-2013
ISIN    US12561W1053       Agenda    933747531 - Management
City          Holding Recon Date    01-Mar-2013
Country    United States       Vote Deadline Date    25-Apr-2013
SEDOL(s)          Quick Code   

 

Item

   

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(Y/N)

1.    DIRECTOR    Management         
  

1       LOGAN W. KRUGER

    For    For    Y
  

2       BRUCE A. WILLIAMSON

    For    For    Y

2.

    TO RATIFY THE AUDIT COMMITTEE’S APPOINTMENT OF THE FIRM OF DELOITTE & TOUCHE LLP AS CLECO CORPORATION’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2013.    Management    For    For    Y

3.

    ADVISORY VOTE TO APPROVE THE COMPENSATION OF CLECO CORPORATION’S NAMED EXECUTIVE OFFICERS.    Management    For    For    Y

4.

    MANAGEMENT PROPOSAL TO AMEND THE BYLAWS OF CLECO CORPORATION TO ELIMINATE CUMULATIVE VOTING AND TO ELIMINATE THE CLASSIFICATION OF THE BOARD OF DIRECTORS OF CLECO CORPORATION SO AS TO REQUIRE THAT ALL DIRECTORS BE ELECTED ANNUALLY.    Management    For    For    Y

5.

    MANAGEMENT PROPOSAL TO AMEND THE AMENDED AND RESTATED ARTICLES OF INCORPORATION OF CLECO CORPORATION TO ELIMINATE CUMULATIVE VOTING.    Management    For    For    Y

6.

    SHAREHOLDER PROPOSAL TO REQUIRE CLECO CORPORATION TO ISSUE A SUSTAINABILITY REPORT.    Shareholder    Against    For    Y

 

COMMERCE BANCSHARES, INC.

Security    200525103       Meeting Type    Annual
Ticker Symbol    CBSH       Meeting Date    17-Apr-2013
ISIN    US2005251036       Agenda    933746337 - Management
City          Holding Recon Date    19-Feb-2013
Country    United States       Vote Deadline Date    16-Apr-2013
SEDOL(s)          Quick Code   

 

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(Y/N)

1.

    DIRECTOR    Management         
  

1       EARL H. DEVANNY, III

    For    For    Y
  

2       B.F. RASSIEUR, III

    For    For    Y
  

3       TODD R. SCHNUCK

    For    For    Y
  

4       ANDREW C. TAYLOR

    For    For    Y

2.

    RATIFY KPMG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013.    Management    For    For    Y

3.

    SAY ON PAY - ADVISORY APPROVAL OF THE COMPANY’S EXECUTIVE COMPENSATION.    Management    For    For    Y

4.

    APPROVAL OF AMENDMENT AND RESTATEMENT OF THE COMMERCE BANCSHARES, INC. 2005 EQUITY INCENTIVE PLAN.    Management    For    For    Y

5.

    APPROVAL OF AMENDMENT OF THE STOCK PURCHASE PLAN FOR NON-EMPLOYEE DIRECTORS TO INCREASE AUTHORIZED SHARES.    Management    For    For    Y

 

COMMUNITY HEALTH SYSTEMS, INC.

Security    203668108       Meeting Type    Annual
Ticker Symbol    CYH       Meeting Date    21-May-2013
ISIN    US2036681086       Agenda    933777154 - Management
City          Holding Recon Date    22-Mar-2013
Country    United States       Vote Deadline Date    20-May-2013
SEDOL(s)          Quick Code   

 

Item

   

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(Y/N)

1A.

    ELECTION OF DIRECTOR: W. LARRY CASH    Management    For    For    Y

1B.

    ELECTION OF DIRECTOR: JOHN A. CLERICO    Management    For    For    Y

1C.

    ELECTION OF DIRECTOR: JAMES S. ELY III    Management    For    For    Y

1D.

    ELECTION OF DIRECTOR: JOHN A. FRY    Management    For    For    Y

1E.

    ELECTION OF DIRECTOR: WILLIAM NORRIS JENNINGS, M.D.    Management    For    For    Y

1F.

    ELECTION OF DIRECTOR: JULIA B. NORTH    Management    For    For    Y

1G.

    ELECTION OF DIRECTOR: WAYNE T. SMITH    Management    For    For    Y

1H.

    ELECTION OF DIRECTOR: H. MITCHELL WATSON, JR.    Management    For    For    Y

2.

    PROPOSAL TO APPROVE THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS.    Management    For    For    Y

3.

    PROPOSAL TO APPROVE THE 2009 STOCK OPTION AND AWARD PLAN, AS AMENDED AND RESTATED MARCH 20, 2013.    Management    For    For    Y

4.

    PROPOSAL TO RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2013.    Management    For    For    Y

 

DELUXE CORPORATION

Security    248019101       Meeting Type    Annual
Ticker Symbol    DLX       Meeting Date    01-May-2013
ISIN    US2480191012       Agenda    933743557 - Management
City          Holding Recon Date    05-Mar-2013
Country    United States       Vote Deadline Date    30-Apr-2013
SEDOL(s)          Quick Code   

 

Item

   

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(Y/N)

1.

    DIRECTOR    Management         
  

1       RONALD C. BALDWIN

    For    For    Y
  

2       CHARLES A. HAGGERTY

    For    For    Y
  

3       C.E. MAYBERRY MCKISSACK

    For    For    Y
  

4       DON J. MCGRATH

    For    For    Y
  

5       NEIL J. METVINER

    For    For    Y
  

6       STEPHEN P. NACHTSHEIM

    For    For    Y
  

7       MARY ANN O’DWYER

    For    For    Y
  

8       MARTYN R. REDGRAVE

    For    For    Y
  

9       LEE J. SCHRAM

    For    For    Y

2.

    TO CAST AN ADVISORY (NON-BINDING) VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS (A SAY-ON-PAY VOTE).    Management    For    For    Y

3.

    TO CONSIDER AND ACT UPON A PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2013.    Management    For    For    Y

 

DICK’S SPORTING GOODS, INC.

Security    253393102       Meeting Type    Annual
Ticker Symbol    DKS       Meeting Date    05-Jun-2013
ISIN    US2533931026       Agenda    933797904 - Management
City          Holding Recon Date    09-Apr-2013
Country    United States       Vote Deadline Date    04-Jun-2013
SEDOL(s)          Quick Code   

Item

   

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Type

   

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(Y/N)

1

    DIRECTOR    Management         
  

1       EMANUEL CHIRICO

       For    For    Y
  

2       ALLEN R. WEISS

       For    For    Y

2.

    RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM    Management    For    For    Y

3.

    NON-BINDING ADVISORY VOTE TO APPROVE COMPENSATION OF NAMED EXECUTIVE OFFICERS    Management    For    For    Y

 

DST SYSTEMS, INC.

Security    233326107       Meeting Type    Annual
Ticker Symbol    DST       Meeting Date    14-May-2013
ISIN    US2333261079       Agenda    933758938 - Management
City       Holding Recon Date    15-Mar-2013
Country    United States    Vote Deadline Date    13-May-2013
SEDOL(s)       Quick Code   

 

Item

   

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Type

   

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(Y/N)

1.

    DIRECTOR    Management         
  

1       A. EDWARD ALLINSON

    For    For    Y
  

2       STEPHEN C. HOOLEY

    For    For    Y
  

3       BRENT L. LAW

    For    For    Y

2.

    RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.    Management    For    For    Y

3.

    ADVISORY RESOLUTION TO APPROVE NAMED OFFICER COMPENSATION.    Management    For    For    Y

 

EAST WEST BANCORP, INC.

Security    27579R104       Meeting Type    Annual
Ticker Symbol    EWBC       Meeting Date    28-May-2013
ISIN    US27579R1041       Agenda    933801993 - Management
City       Holding Recon Date    28-Mar-2013
Country    United States    Vote Deadline Date    24-May-2013
SEDOL(s)       Quick Code   

 

Item

   

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(Y/N)

1.

    DIRECTOR    Management         
  

1       IRIS S. CHAN

    For    For    Y
  

2       RUDOLPH I. ESTRADA

    For    For    Y
  

3       JULIA S. GOUW

    For    For    Y
  

4       PAUL H. IRVING

    For    For    Y
  

5       ANDREW S. KANE

    For    For    Y
  

6       TAK-CHUEN CLARENCE KWAN

    For    For    Y
  

7       JOHN LEE

    For    For    Y
  

8       HERMAN Y. LI

    For    For    Y
  

9       JACK C. LIU

    For    For    Y
  

10     DOMINIC NG

    For    For    Y
  

11     KEITH W. RENKEN

    For    For    Y

2.

    RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR ITS FISCAL YEAR ENDING DECEMBER 31, 2013    Management    For    For    Y

3.

    AN ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION    Management    For    For    Y

 

ENDO HEALTH SOLUTIONS INC.

Security    29264F205       Meeting Type    Annual
Ticker Symbol    ENDP       Meeting Date    22-May-2013
ISIN    US29264F2056       Agenda    933781913 - Management
City          Holding Recon Date    01-Apr-2013
Country    United States       Vote Deadline Date    21-May-2013
SEDOL(s)          Quick Code   

 

Item

   

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(Y/N)

1A.

    ELECTION OF DIRECTOR: ROGER H. KIMMEL    Management    For    For    Y

1B.

    ELECTION OF DIRECTOR: RAJIV DE SILVA    Management    For    For    Y

1C.

    ELECTION OF DIRECTOR: JOHN J. DELUCCA    Management    For    For    Y

1D.

    ELECTION OF DIRECTOR: NANCY J. HUTSON, PH.D.    Management    For    For    Y

1E.

    ELECTION OF DIRECTOR: MICHAEL HYATT    Management    For    For    Y

1F.

    ELECTION OF DIRECTOR: WILLIAM P. MONTAGUE    Management    For    For    Y

1G.

    ELECTION OF DIRECTOR: DAVID B. NASH, M.D., M.B.A.    Management    For    For    Y

1H.

    ELECTION OF DIRECTOR: JOSEPH C. SCODARI    Management    For    For    Y

1I.

    ELECTION OF DIRECTOR: JILL D. SMITH    Management    For    For    Y

1J.

    ELECTION OF DIRECTOR: WILLIAM F. SPENGLER    Management    For    For    Y

2.

    TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2013.    Management    For    For    Y

3.

    TO APPROVE, BY ADVISORY VOTE, NAMED EXECUTIVE OFFICER COMPENSATION.    Management    For    For    Y

 

ESTERLINE TECHNOLOGIES CORPORATION

Security    297425100       Meeting Type    Annual
Ticker Symbol    ESL       Meeting Date    06-Mar-2013
ISIN    US2974251009       Agenda    933727414 - Management
City          Holding Recon Date    08-Jan-2013
Country    United States       Vote Deadline Date    05-Mar-2013
SEDOL(s)          Quick Code   

 

Item

   

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Type

   

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For/Against
Management

   

Fund Vote
(Y/N)

1A

    ELECTION OF DIRECTOR: PAUL V. HAACK    Management    For    For    Y

1B

    ELECTION OF DIRECTOR: SCOTT E. KUECHLE    Management    For    For    Y

1C

    ELECTION OF DIRECTOR: R. BRADLEY LAWRENCE    Management    For    For    Y

2

    TO APPROVE THE COMPANY’S 2013 EQUITY INCENTIVE PLAN.    Management    For    For    Y

3

    TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS FOR THE FISCAL YEAR ENDED OCTOBER 26, 2012.    Management    For    For    Y

4

    TO RAFITY THE SELECTION OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING OCTOBER 25, 2013.    Management    For    For    Y

 

EVEREST RE GROUP, LTD.

Security    G3223R108       Meeting Type    Annual
Ticker Symbol    RE       Meeting Date    15-May-2013
ISIN    BMG3223R1088       Agenda    933781886 - Management
City          Holding Recon Date    20-Mar-2013
Country    United States       Vote Deadline Date    14-May-2013
SEDOL(s)          Quick Code   

 

Item

   

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Type

   

Vote

   

For/Against
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Fund Vote
(Y/N)

1.

    DIRECTOR    Management         
  

1       DOMINIC J. ADDESSO

    For    For    Y
  

2       JOHN J. AMORE

    For    For    Y
  

3       JOHN R. DUNNE

    For    For    Y
  

4       JOSEPH V. TARANTO

    For    For    Y
  

5       JOHN A. WEBER

    For    For    Y

2.

    TO APPOINT PRICEWATERHOUSECOOPERS LLP AS THE COMPANY’S REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2013 AND AUTHORIZE THE BOARD OF DIRECTORS ACTING BY THE AUDIT COMMITTEE OF THE BOARD TO SET THE FEES FOR THE REGISTERED PUBLIC ACCOUNTING FIRM.    Management    For    For    Y

3.

    ADVISORY VOTE TO APPROVE 2012 EXECUTIVE COMPENSATION.    Management    For    For    Y

 

FOOT LOCKER, INC.

Security    344849104       Meeting Type    Annual
Ticker Symbol    FL       Meeting Date    15-May-2013
ISIN    US3448491049       Agenda    933775009 - Management
City          Holding Recon Date    18-Mar-2013
Country    United States       Vote Deadline Date    14-May-2013
SEDOL(s)          Quick Code   

 

Item

   

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Type

   

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Fund Vote
(Y/N)

1.

    DIRECTOR    Management         
  

1       KEN C. HICKS*

    For    For    Y
  

2       GUILLERMO MARMOL*

    For    For    Y
  

3       DONA D. YOUNG*

    For    For    Y
  

4       MAXINE CLARK#

    For    For    Y

2.

    RATIFICATION OF THE APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.    Management    For    For    Y

3.

    APPROVAL OF THE 2013 FOOT LOCKER EMPLOYEES STOCK PURCHASE PLAN.    Management    For    For    Y

4.

    ADVISORY APPROVAL OF THE COMPANY’S EXECUTIVE COMPENSATION.    Management    For    For    Y

5.

    SHAREHOLDER PROPOSAL, IF PROPERLY PRESENTED AT THE MEETING, TO REPEAL CLASSIFIED BOARD.    Shareholder    For    Against    Y

 

FULTON FINANCIAL CORPORATION

Security    360271100       Meeting Type    Annual
Ticker Symbol    FULT       Meeting Date    29-Apr-2013
ISIN    US3602711000       Agenda    933763319 - Management
City          Holding Recon Date    01-Mar-2013
Country    United States       Vote Deadline Date    26-Apr-2013
SEDOL(s)          Quick Code   

 

Item

   

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Type

   

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For/Against
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Fund Vote
(Y/N)

1A.

    ELECTION OF DIRECTOR: JOE N. BALLARD    Management    For    For    Y

1B.

    ELECTION OF DIRECTOR: JOHN M. BOND, JR.    Management    For    For    Y

1C.

    ELECTION OF DIRECTOR: CRAIG A. DALLY    Management    For    For    Y

1D.

    ELECTION OF DIRECTOR: DENISE L. DEVINE    Management    For    For    Y

1E.

    ELECTION OF DIRECTOR: PATRICK J. FREER    Management    For    For    Y

1F.

    ELECTION OF DIRECTOR: GEORGE W. HODGES    Management    For    For    Y

1G.

    ELECTION OF DIRECTOR: ALBERT MORRISON III    Management    For    For    Y

1H.

    ELECTION OF DIRECTOR: R. SCOTT SMITH, JR.    Management    For    For    Y

1I.

    ELECTION OF DIRECTOR: GARY A. STEWART    Management    For    For    Y

1J.

    ELECTION OF DIRECTOR: ERNEST J. WATERS    Management    For    For    Y

1K.

    ELECTION OF DIRECTOR: E. PHILIP WENGER    Management    For    For    Y

2.

    NON-BINDING “SAY-ON-PAY” RESOLUTION TO APPROVE THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS.    Management    For    For    Y

3.

    A RESOLUTION TO APPROVE THE AMENDED AND RESTATED EQUITY AND CASH INCENTIVE COMPENSATION PLAN.    Management    For    For    Y

4.

    TO RATIFY THE APPOINTMENT OF KPMG LLP, AS FULTON FINANCIAL CORPORATION’S INDEPENDENT AUDITOR FOR FISCAL YEAR ENDING 12/31/13.    Management    For    For    Y

 

HCC INSURANCE HOLDINGS, INC.

Security    404132102       Meeting Type    Annual
Ticker Symbol    HCC       Meeting Date    22-May-2013
ISIN    US4041321021       Agenda    933785428 - Management
City          Holding Recon Date    01-Apr-2013
Country    United States       Vote Deadline Date    21-May-2013
SEDOL(s)          Quick Code   

 

Item

   

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Type

   

Vote

   

For/Against
Management

   

Fund Vote
(Y/N)

1.

    DIRECTOR    Management         
  

1       EMMANUEL T. BALLASES

    For    For    Y
  

2       JUDY C. BOZEMAN

    For    For    Y
  

3       FRANK J. BRAMANTI

    For    For    Y
  

4       WALTER M. DUER

    For    For    Y
  

5       JAMES C. FLAGG, PH.D.

    For    For    Y
  

6       THOMAS M. HAMILTON

    For    For    Y
  

7       LESLIE S. HEISZ

    For    For    Y
  

8       JOHN N. MOLBECK JR.

    For    For    Y
  

9       ROBERT A. ROSHOLT

    For    For    Y
  

10     J. MIKESELL THOMAS

    For    For    Y
  

11     CHRISTOPHER JB WILLIAMS

    For    For    Y

2.

    ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.    Management    For    For    Y

3.

    RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013.    Management    For    For    Y

4.

    APPROVAL OF THE HCC INSURANCE HOLDINGS, INC. 2013 EMPLOYEE STOCK PURCHASE PLAN.    Management    For    For    Y

5.

    RE-APPROVAL OF THE MATERIAL TERMS OF THE PERFORMANCE GOALS UNDER THE HCC INSURANCE HOLDINGS, INC. 2008 FLEXIBLE INCENTIVE PLAN.    Management    For    For    Y

 

HELIX ENERGY SOLUTIONS GROUP, INC.

Security    42330P107       Meeting Type    Annual
Ticker Symbol    HLX       Meeting Date    07-May-2013
ISIN    US42330P1075       Agenda    933759562 - Management
City          Holding Recon Date    11-Mar-2013
Country    United States       Vote Deadline Date    06-May-2013
SEDOL(s)          Quick Code   

 

Item

   

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Type

   

Vote

   

For/Against
Management

   

Fund Vote
(Y/N)

1.

    DIRECTOR    Management         
  

1       OWEN KRATZ

    For    For    Y
  

2       JOHN V. LOVOI

    For    For    Y
  

3       JAN RASK

    For    For    Y

2.

    APPROVAL, ON A NON-BINDING ADVISORY BASIS, OF THE 2012 COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.    Management    For    For    Y

3.

    RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR 2013.    Management    For    For    Y

 

HOLLYFRONTIER CORPORATION

Security    436106108       Meeting Type    Annual
Ticker Symbol    HFC       Meeting Date    15-May-2013
ISIN    US4361061082       Agenda    933765476 - Management
City          Holding Recon Date    18-Mar-2013
Country    United States       Vote Deadline Date    14-May-2013
SEDOL(s)          Quick Code   

Item

   

Proposal

   

Type

   

Vote

   

For/Against
Management

   

Fund Vote
(Y/N)

1A.

    ELECTION OF DIRECTOR: DOUGLAS Y. BECH    Management    For    For    Y

1B.

    ELECTION OF DIRECTOR: BUFORD P. BERRY    Management    For    For    Y

1C.

    ELECTION OF DIRECTOR: LELDON E. ECHOLS    Management    For    For    Y

1D.

    ELECTION OF DIRECTOR: R. KEVIN HARDAGE    Management    For    For    Y

1E.

    ELECTION OF DIRECTOR: MICHAEL C. JENNINGS    Management    For    For    Y

1F.

    ELECTION OF DIRECTOR: ROBERT J. KOSTELNIK    Management    For    For    Y

1G.

    ELECTION OF DIRECTOR: JAMES H. LEE    Management    For    For    Y

1H.

    ELECTION OF DIRECTOR: ROBERT G. MCKENZIE    Management    For    For    Y

1I.

    ELECTION OF DIRECTOR: FRANKLIN MYERS    Management    For    For    Y

1J.

    ELECTION OF DIRECTOR: MICHAEL E. ROSE    Management    For    For    Y

1K.

    ELECTION OF DIRECTOR: TOMMY A. VALENTA    Management    For    For    Y

2.

    ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION.    Management    For    For    Y

3.

    TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY’S REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2013 FISCAL YEAR.    Management    For    For    Y

 

HUBBELL INCORPORATED

Security    443510201       Meeting Type    Annual
Ticker Symbol    HUBB       Meeting Date    07-May-2013
ISIN    US4435102011       Agenda    933754978 - Management
City          Holding Recon Date    08-Mar-2013
Country    United States       Vote Deadline Date    06-May-2013
SEDOL(s)          Quick Code   

 

Item

   

Proposal

   

Type

   

Vote

   

For/Against
Management

   

Fund Vote
(Y/N)

1.

    DIRECTOR    Management         
  

1       CARLOS M. CARDOSO

    For    For    Y
  

2       LYNN J. GOOD

    For    For    Y
  

3       ANTHONY J. GUZZI

    For    For    Y
  

4       NEAL J. KEATING

    For    For    Y
  

5       JOHN F. MALLOY

    For    For    Y
  

6       ANDREW MCNALLY IV

    For    For    Y
  

7       DAVID G. NORD

    For    For    Y
  

8       TIMOTHY H. POWERS

    For    For    Y
  

9       G. JACKSON RATCLIFFE

    For    For    Y
  

10     CARLOS A. RODRIGUEZ

    For    For    Y
  

11     JOHN G. RUSSELL

    For    For    Y
  

12     RICHARD J. SWIFT

    For    For    Y

2.

    RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE YEAR 2013.    Management    For    For    Y

 

INGREDION INC

Security    457187102       Meeting Type    Annual
Ticker Symbol    INGR       Meeting Date    15-May-2013
ISIN    US4571871023       Agenda    933769068 - Management
City          Holding Recon Date    19-Mar-2013
Country    United States       Vote Deadline Date    14-May-2013
SEDOL(s)          Quick Code   

 

Item

   

Proposal

   

Type

   

Vote

   

For/Against
Management

   

Fund Vote
(Y/N)

1A.

    ELECTION OF DIRECTOR: RICHARD J. ALMEIDA    Management    For    For    Y

1B.

    ELECTION OF DIRECTOR: LUIS ARANGUREN- TRELLEZ    Management    For    For    Y

1C.

    ELECTION OF DIRECTOR: DAVID B. FISCHER    Management    For    For    Y

1D.

    ELECTION OF DIRECTOR: ILENE S. GORDON    Management    For    For    Y

1E.

    ELECTION OF DIRECTOR: PAUL HANRAHAN    Management    For    For    Y

1F.

    ELECTION OF DIRECTOR: WAYNE M. HEWETT    Management    For    For    Y

1G.

    ELECTION OF DIRECTOR: GREGORY B. KENNY    Management    For    For    Y

1H.

    ELECTION OF DIRECTOR: BARBARA A. KLEIN    Management    For    For    Y

1I.

    ELECTION OF DIRECTOR: JAMES M. RINGLER    Management    For    For    Y

1J.

    ELECTION OF DIRECTOR: DWAYNE A. WILSON    Management    For    For    Y

2.

    TO APPROVE, BY ADVISORY VOTE, THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS.    Management    For    For    Y

3.

    TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY AND ITS SUBSIDIARIES, IN RESPECT OF THE COMPANY’S OPERATIONS IN 2013.    Management    For    For    Y

 

INTERDIGITAL, INC.

Security    45867G101       Meeting Type    Annual
Ticker Symbol    IDCC       Meeting Date    13-Jun-2013
ISIN    US45867G1013       Agenda    933807147 - Management
City          Holding Recon Date    16-Apr-2013
Country    United States       Vote Deadline Date    12-Jun-2013
SEDOL(s)          Quick Code   

 

Item

   

Proposal

   

Type

   

Vote

   

For/Against
Management

   

Fund Vote
(Y/N)

1A.

    ELECTION OF DIRECTOR: GILBERT F. AMELIO    Management    For    For    Y

1B.

    ELECTION OF DIRECTOR: JEFFREY K. BELK    Management    For    For    Y

1C.

    ELECTION OF DIRECTOR: STEVEN T. CLONTZ    Management    For    For    Y

1D.

    ELECTION OF DIRECTOR: EDWARD B. KAMINS    Management    For    For    Y

1E.

    ELECTION OF DIRECTOR: JOHN A. KRITZMACHER    Management    For    For    Y

1F.

    ELECTION OF DIRECTOR: WILLIAM J. MERRITT    Management    For    For    Y

1G.

    ELECTION OF DIRECTOR: JEAN F. RANKIN    Management    For    For    Y

1H.

    ELECTION OF DIRECTOR: ROBERT S. ROATH    Management    For    For    Y

2.

    ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION.    Management    For    For    Y

3.

    RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF INTERDIGITAL, INC. FOR THE YEAR ENDING DECEMBER 31, 2013.    Management    For    For    Y

 

J.B. HUNT TRANSPORT SERVICES, INC.

Security    445658107       Meeting Type    Annual
Ticker Symbol    JBHT       Meeting Date    25-Apr-2013
ISIN    US4456581077       Agenda    933744701 - Management
City          Holding Recon Date    14-Feb-2013
Country    United States       Vote Deadline Date    24-Apr-2013
SEDOL(s)          Quick Code   

 

Item

   

Proposal

   

Type

   

Vote

   

For/Against
Management

   

Fund Vote
(Y/N)

1A

    ELECTION OF DIRECTOR: DOUGLAS G. DUNCAN    Management    For    For    Y

1B

    ELECTION OF DIRECTOR: FRANCESCA M. EDWARDSON    Management    For    For    Y

1C

    ELECTION OF DIRECTOR: WAYNE GARRISON    Management    For    For    Y

1D

    ELECTION OF DIRECTOR: SHARILYN S. GASAWAY    Management    For    For    Y

1E

    ELECTION OF DIRECTOR: GARY C. GEORGE    Management    For    For    Y

1F

    ELECTION OF DIRECTOR: BRYAN HUNT    Management    For    For    Y

1G

    ELECTION OF DIRECTOR: COLEMAN H. PETERSON    Management    For    For    Y

1H

    ELECTION OF DIRECTOR: JOHN N. ROBERTS III    Management    For    For    Y

1I

    ELECTION OF DIRECTOR: JAMES L. ROBO    Management    For    For    Y

1J

    ELECTION OF DIRECTOR: KIRK THOMPSON    Management    For    For    Y

1K

    ELECTION OF DIRECTOR: JOHN A. WHITE    Management    For    For    Y

2.

    TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT PUBLIC ACCOUNTANTS FOR CALENDAR YEAR 2013.    Management    For    For    Y

JACK HENRY & ASSOCIATES, INC.

Security    426281101       Meeting Type    Annual
Ticker Symbol    JKHY       Meeting Date    14-Nov-2012
ISIN    US4262811015       Agenda    933695186 - Management
City          Holding Recon Date    20-Sep-2012
Country    United States       Vote Deadline Date    13-Nov-2012
SEDOL(s)          Quick Code   

 

Item

   

Proposal

   

Type

   

Vote

   

For/Against
Management

   

Fund Vote
(Y/N)

1.

    DIRECTOR    Management         
  

1       J. HALL

    For    For    Y
  

2       M. FLANIGAN

    For    For    Y
  

3       W. BROWN

    For    For    Y
  

4       M. SHEPARD

    For    For    Y
  

5       J. PRIM

    For    For    Y
  

6       T. WILSON

    For    For    Y
  

7       J. FIEGEL

    For    For    Y
  

8       T. WIMSETT

    For    For    Y

2.

    TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.    Management    For    For    Y

3.

    TO APPROVE THE COMPANY’S 2012 ANNUAL INCENTIVE PLAN.    Management    For    For    Y

4.

    TO RATIFY THE SELECTION OF THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.    Management    For    For    Y

 

JARDEN CORPORATION

Security    471109108       Meeting Type    Annual
Ticker Symbol    JAH       Meeting Date    30-May-2013
ISIN    US4711091086       Agenda    933789692 - Management
City          Holding Recon Date    05-Apr-2013
Country    United States       Vote Deadline Date    29-May-2013
SEDOL(s)          Quick Code   

 

Item

   

Proposal

   

Type

   

Vote

   

For/Against
Management

   

Fund Vote
(Y/N)

1

    DIRECTOR    Management         
  

1       IAN G. H. ASHKEN

    For    For    Y
  

2       WILLIAM P. LAUDER

    For    For    Y
  

3       ROBERT L. WOOD

    For    For    Y

2

    ADOPTION AND APPROVAL OF THE JARDEN CORPORATION 2013 STOCK INCENTIVE PLAN.    Management    For    For    Y

3

    ADOPTION AND APPROVAL OF THE JARDEN CORPORATION 2013 EMPLOYEE STOCK PURCHASE PLAN.    Management    For    For    Y

4

    RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS JARDEN CORPORATION’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2013.    Management    For    For    Y

5

    ADVISORY APPROVAL OF JARDEN CORPORATION’S EXECUTIVE COMPENSATION.    Management    For    For    Y

6

    SHAREHOLDER PROPOSAL TO DECLASSIFY THE BOARD OF DIRECTORS.    Shareholder    For    Against    Y

 

JONES LANG LASALLE INCORPORATED

Security    48020Q107       Meeting Type    Annual
Ticker Symbol    JLL       Meeting Date    30-May-2013
ISIN    US48020Q1076       Agenda    933784414 - Management
City          Holding Recon Date    18-Mar-2013
Country    United States       Vote Deadline Date    29-May-2013
SEDOL(s)          Quick Code   

 

Item

   

Proposal

   

Type

   

Vote

   

For/Against
Management

   

Fund Vote
(Y/N)

1A.

    ELECTION OF DIRECTOR: HUGO BAGUE    Management    For    For    Y

1B.

    ELECTION OF DIRECTOR: COLIN DYER    Management    For    For    Y

1C.

    ELECTION OF DIRECTOR: DEANNE JULIUS    Management    For    For    Y

1D.

    ELECTION OF DIRECTOR: KATE S. LAVELLE    Management    For    For    Y

1E.

    ELECTION OF DIRECTOR: MING LU    Management    For    For    Y

1F.

    ELECTION OF DIRECTOR: MARTIN H. NESBITT    Management    For    For    Y

1G.

    ELECTION OF DIRECTOR: SHEILA A. PENROSE    Management    For    For    Y

1H.

    ELECTION OF DIRECTOR: DAVID B. RICKARD    Management    For    For    Y

1I.

    ELECTION OF DIRECTOR: ROGER T. STAUBACH    Management    For    For    Y

2.

    TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION (“SAY-ON-PAY”).    Management    For    For    Y

3.

    TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2013.    Management    For    For    Y

 

LAM RESEARCH CORPORATION

Security    512807108       Meeting Type    Annual
Ticker Symbol    LRCX       Meeting Date    01-Nov-2012
ISIN    US5128071082       Agenda    933688802 - Management
City          Holding Recon Date    07-Sep-2012
Country    United States       Vote Deadline Date    31-Oct-2012
SEDOL(s)          Quick Code   

 

Item

   

Proposal

   

Type

   

Vote

   

For/Against
Management

   

Fund Vote
(Y/N)

1.

    DIRECTOR    Management         
  

1       MARTIN B. ANSTICE

    For    For    Y
  

2       ERIC K. BRANDT

    For    For    Y
  

3       MICHAEL R. CANNON

    For    For    Y
  

4       YOUSSEF A. EL-MANSY

    For    For    Y
  

5       CHRISTINE A. HECKART

    For    For    Y
  

6       GRANT M. INMAN

    For    For    Y
  

7       CATHERINE P. LEGO

    For    For    Y
  

8       STEPHEN G. NEWBERRY

    For    For    Y
  

9       KRISHNA C. SARASWAT

    For    For    Y
  

10     WILLIAM R. SPIVEY

    For    For    Y
  

11     ABHIJIT Y. TALWALKAR

    For    For    Y

2.

    ADVISORY VOTE ON FISCAL YEAR 2012 EXECUTIVE COMPENSATION (“SAY ON PAY”).    Management    For    For    Y

3.

    RATIFICATION OF THE APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2013.    Management    For    For    Y

 

MEDICIS PHARMACEUTICAL CORPORATION

Security    584690309       Meeting Type    Special
Ticker Symbol    MRX       Meeting Date    07-Dec-2012
ISIN    US5846903095       Agenda    933704860 - Management
City          Holding Recon Date    29-Oct-2012
Country    United States       Vote Deadline Date    06-Dec-2012
SEDOL(s)          Quick Code   

 

Item

   

Proposal

   

Type

   

Vote

   

For/Against
Management

   

Fund Vote
(Y/N)

1.

    TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF SEPTEMBER 2, 2012, BY AND AMONG VALEANT PHARMACEUTICALS INTERNATIONAL, INC., VALEANT PHARMACEUTICALS INTERNATIONAL, MERLIN MERGER SUB, INC. AND MEDICIS PHARMACEUTICAL CORPORATION, AS IT MAY BE AMENDED FROM TIME TO TIME.    Management    For    For    Y

                          

2.

    TO ADJOURN THE SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, INCLUDING TO SOLICIT ADDITIONAL VOTES IN FAVOR OF THE PROPOSAL TO ADOPT THE MERGER AGREEMENT IF THERE ARE INSUFFICIENT VOTES TO ADOPT THE MERGER AGREEMENT AT THE TIME OF THE SPECIAL MEETING.    Management    For    For    Y

3.

    TO APPROVE A NON-BINDING ADVISORY PROPOSAL TO APPROVE THE GOLDEN PARACHUTE COMPENSATION PAYABLE TO MEDICIS’ NAMED EXECUTIVE OFFICERS IN CONNECTION WITH THE MERGER.    Management    For    For    Y

 

MEDNAX, INC.

Security    58502B106       Meeting Type    Annual
Ticker Symbol    MD       Meeting Date    09-May-2013
ISIN    US58502B1061       Agenda    933751922 - Management
City          Holding Recon Date    12-Mar-2013
Country    United States       Vote Deadline Date    08-May-2013
SEDOL(s)          Quick Code   

 

Item

   

Proposal

   

Type

   

Vote

   

For/Against
Management

   

Fund Vote
(Y/N)

1.

    DIRECTOR    Management         
  

1       CESAR L. ALVAREZ

    For    For    Y
  

2       WALDEMAR A. CARLO, M.D.

    For    For    Y
  

3       MICHAEL B. FERNANDEZ

    For    For    Y
  

4       ROGER K. FREEMAN, M.D.

    For    For    Y
  

5       PAUL G. GABOS

    For    For    Y
  

6       P.J. GOLDSCHMIDT, M.D.

    For    For    Y
  

7       MANUEL KADRE

    For    For    Y
  

8       ROGER J. MEDEL, M.D.

    For    For    Y
  

9       DONNA E. SHALALA PH.D.

    For    For    Y
  

10     ENRIQUE J. SOSA PH.D.

    For    For    Y

2.

    PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED CERTIFIED PUBLIC ACCOUNTING FIRM FOR THE 2013 FISCAL YEAR.    Management    For    For    Y

3.

    PROPOSAL TO APPROVE, BY NON-BINDING ADVISORY VOTE, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.    Management    For    For    Y

 

MICROS SYSTEMS, INC.

Security    594901100       Meeting Type    Annual
Ticker Symbol    MCRS       Meeting Date    16-Nov-2012
ISIN    US5949011002       Agenda    933692813 - Management
City          Holding Recon Date    17-Sep-2012
Country    United States       Vote Deadline Date    15-Nov-2012
SEDOL(s)          Quick Code   

 

Item

   

Proposal

   

Type

   

Vote

   

For/Against
Management

   

Fund Vote
(Y/N)

1.

    DIRECTOR    Management         
  

1       LOUIS M. BROWN, JR.

    For    For    Y
  

2       B. GARY DANDO

    For    For    Y
  

3       A.L. GIANNOPOULOS

    For    For    Y
  

4       F. SUZANNE JENNICHES

    For    For    Y
  

5       JOHN G. PUENTE

    For    For    Y
  

6       DWIGHT S. TAYLOR

    For    For    Y

2.

    PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE 2013 FISCAL YEAR    Management    For    For    Y

3.

    PROPOSAL TO AMEND THE COMPANY’S 1991 STOCK OPTION PLAN TO AUTHORIZE THE ISSUANCE OF AN ADDITIONAL 1,200,000 SHARES OF COMMON STOCK UNDER THE PLAN    Management    For    For    Y

4.

    ADVISORY VOTE ON COMPENSATION OF COMPANY’S NAMED EXECUTIVE OFFICERS    Management    For    For    Y

 

NEWMARKET CORPORATION

Security    651587107       Meeting Type    Annual
Ticker Symbol    NEU       Meeting Date    25-Apr-2013
ISIN    US6515871076       Agenda    933746159 - Management
City          Holding Recon Date    26-Feb-2013
Country    United States       Vote Deadline Date    24-Apr-2013
SEDOL(s)          Quick Code   

 

Item

   

Proposal

   

Type

   

Vote

   

For/Against
Management

   

Fund Vote
(Y/N)

1

    DIRECTOR    Management         
  

1       PHYLLIS L. COTHRAN

    For    For    Y
  

2       MARK M. GAMBILL

    For    For    Y
  

3       BRUCE C. GOTTWALD

    For    For    Y
  

4       THOMAS E. GOTTWALD

    For    For    Y
  

5       PATRICK D. HANLEY

    For    For    Y
  

6       JAMES E. ROGERS

    For    For    Y
  

7       CHARLES B. WALKER

    For    For    Y

2

    RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE CORPORATION FOR THE FISCAL YEAR ENDING DECEMBER 31, 2013.    Management    For    For    Y

3

    APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS OF NEWMARKET CORPORATION.    Management    For    For    Y

 

NV ENERGY, INC.

Security    67073Y106       Meeting Type    Annual
Ticker Symbol    NVE       Meeting Date    08-May-2013
ISIN    US67073Y1064       Agenda    933758178 - Management
City          Holding Recon Date    11-Mar-2013
Country    United States       Vote Deadline Date    07-May-2013
SEDOL(s)          Quick Code   

 

Item

   

Proposal

   

Type

   

Vote

   

For/Against
Management

   

Fund Vote
(Y/N)

1A.

    ELECTION OF DIRECTOR: JOSEPH B. ANDERSON, JR.    Management    For    For    Y

1B.

    ELECTION OF DIRECTOR: GLENN C. CHRISTENSON    Management    For    For    Y

1C.

    ELECTION OF DIRECTOR: SUSAN F. CLARK    Management    For    For    Y

1D.

    ELECTION OF DIRECTOR: STEPHEN E. FRANK    Management    For    For    Y

1E.

    ELECTION OF DIRECTOR: BRIAN J. KENNEDY    Management    For    For    Y

1F.

    ELECTION OF DIRECTOR: MAUREEN T. MULLARKEY    Management    For    For    Y

1G.

    ELECTION OF DIRECTOR: JOHN F. O’REILLY    Management    For    For    Y

1H.

    ELECTION OF DIRECTOR: PHILIP G. SATRE    Management    For    For    Y

1I.

    ELECTION OF DIRECTOR: DONALD D. SNYDER    Management    For    For    Y

1J.

    ELECTION OF DIRECTOR: MICHAEL W. YACKIRA    Management    For    For    Y

2.

    TO APPROVE OUR EXECUTIVE COMPENSATION ON AN ADVISORY BASIS.    Management    For    For    Y

3.

    TO APPROVE OUR 2013 LONG-TERM INCENTIVE PLAN.    Management    For    For    Y

4.

    TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2013.    Management    For    For    Y

OMNICARE, INC.

Security    681904108       Meeting Type    Annual
Ticker Symbol    OCR       Meeting Date    22-May-2013
ISIN    US6819041087       Agenda    933799489 - Management
City          Holding Recon Date    28-Mar-2013
Country    United States       Vote Deadline Date    21-May-2013
SEDOL(s)          Quick Code   

 

Item

   

Proposal

   

Type

   

Vote

   

For/Against

Management

   

Fund Vote

(Y/N)

1A.

    ELECTION OF DIRECTOR: JAMES D. SHELTON    Management    For    For    Y

1B.

    ELECTION OF DIRECTOR: STEVEN J. HEYER    Management    For    For    Y

1C.

    ELECTION OF DIRECTOR: JOHN L. WORKMAN    Management    For    For    Y

1D.

    ELECTION OF DIRECTOR: AMY WALLMAN    Management    For    For    Y

1E.

    ELECTION OF DIRECTOR: ANDREA R. LINDELL    Management    For    For    Y

1F.

    ELECTION OF DIRECTOR: BARRY SCHOCHET    Management    For    For    Y

1G.

    ELECTION OF DIRECTOR: MARK A. EMMERT    Management    For    For    Y

1H.

    ELECTION OF DIRECTOR: SAM R. LENO    Management    For    For    Y

1I.

    ELECTION OF DIRECTOR: JOHN L. BERNBACH    Management    For    For    Y

2.

    APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS.    Management    For    For    Y

3.

    RATIFICATION OF THE APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.    Management    For    For    Y

 

ONEOK, INC.

Security    682680103       Meeting Type    Annual
Ticker Symbol    OKE       Meeting Date    22-May-2013
ISIN    US6826801036       Agenda    933777902 - Management
City          Holding Recon Date    25-Mar-2013
Country    United States       Vote Deadline Date    21-May-2013
SEDOL(s)          Quick Code   

 

Item

   

Proposal

   

Type

   

Vote

   

For/Against
Management

   

Fund Vote

(Y/N)

1A.

    ELECTION OF DIRECTOR: JAMES C. DAY    Management    For    For    Y

1B.

    ELECTION OF DIRECTOR: JULIE H. EDWARDS    Management    For    For    Y

1C.

    ELECTION OF DIRECTOR: WILLIAM L. FORD    Management    For    For    Y

1D.

    ELECTION OF DIRECTOR: JOHN W. GIBSON    Management    For    For    Y

1E.

    ELECTION OF DIRECTOR: BERT H. MACKIE    Management    For    For    Y

1F.

    ELECTION OF DIRECTOR: STEVEN J. MALCOLM    Management    For    For    Y

1G.

    ELECTION OF DIRECTOR: JIM W. MOGG    Management    For    For    Y

1H.

    ELECTION OF DIRECTOR: PATTYE L. MOORE    Management    For    For    Y

1I.

    ELECTION OF DIRECTOR: GARY D. PARKER    Management    For    For    Y

1J.

    ELECTION OF DIRECTOR: EDUARDO A. RODRIGUEZ    Management    For    For    Y

2.

    RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF ONEOK, INC.    Management    For    For    Y

3.

    A PROPOSAL TO APPROVE THE MATERIAL TERMS OF THE PERFORMANCE GOALS FOR OUR EQUITY COMPENSATION PLAN.    Management    For    For    Y

4.

    AN ADVISORY VOTE TO APPROVE THE COMPANY’S EXECUTIVE COMPENSATION.    Management    For    For    Y

5.

    A SHAREHOLDER PROPOSAL REGARDING PUBLICATION OF A REPORT ON METHANE EMISSIONS.    Shareholder    Against    For    Y

 

POLARIS INDUSTRIES INC.

Security    731068102       Meeting Type    Annual
Ticker Symbol    PII       Meeting Date    25-Apr-2013
ISIN    US7310681025       Agenda    933742290 - Management
City          Holding Recon Date    28-Feb-2013
Country    United States       Vote Deadline Date    24-Apr-2013
SEDOL(s)          Quick Code   

 

Item

   

Proposal

   

Type

   

Vote

   

For/Against
Management

   

Fund Vote

(Y/N)

1.

    DIRECTOR    Management         
  

1       BRIAN C. CORNELL

       For    For    Y
  

2       BERND F. KESSLER

       For    For    Y
  

3       SCOTT W. WINE

       For    For    Y

2.

    RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013    Management    For    For    Y

3.

    ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS    Management    For    For    Y

 

QLOGIC CORPORATION

Security    747277101       Meeting Type    Annual
Ticker Symbol    QLGC       Meeting Date    23-Aug-2012
ISIN    US7472771010       Agenda    933669458 - Management
City          Holding Recon Date    28-Jun-2012
Country    United States       Vote Deadline Date    22-Aug-2012
SEDOL(s)          Quick Code   

 

Item

   

Proposal

   

Type

   

Vote

   

For/Against
Management

   

Fund Vote

(Y/N)

1A.

    ELECTION OF DIRECTOR: SIMON BIDDISCOMBE    Management    For    For    Y

1B.

    ELECTION OF DIRECTOR: H.K. DESAI    Management    For    For    Y

1C.

    ELECTION OF DIRECTOR: BALAKRISHNAN S. IYER    Management    For    For    Y

1D.

    ELECTION OF DIRECTOR: KATHRYN B. LEWIS    Management    For    For    Y

1E.

    ELECTION OF DIRECTOR: D. SCOTT MERCER    Management    For    For    Y

1F.

    ELECTION OF DIRECTOR: GEORGE D. WELLS    Management    For    For    Y

1G.

    ELECTION OF DIRECTOR: WILLIAM M. ZEITLER    Management    For    For    Y

2.

    ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS AS SET FORTH IN THE ACCOMPANYING PROXY STATEMENT.    Management    For    For    Y

3.

    RATIFICATION OF APPOINTMENT OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.    Management    For    For    Y

 

RAYMOND JAMES FINANCIAL, INC.

Security    754730109       Meeting Type    Annual
Ticker Symbol    RJF       Meeting Date    21-Feb-2013
ISIN    US7547301090       Agenda    933731526 - Management
City          Holding Recon Date    14-Dec-2012
Country    United States       Vote Deadline Date    20-Feb-2013
SEDOL(s)          Quick Code   

 

Item

   

Proposal

   

Type

   

Vote

   

For/Against
Management

   

Fund Vote

(Y/N)

1A

    ELECTION OF DIRECTOR: SHELLEY G. BROADER    Management    For    For    Y

1B

    ELECTION OF DIRECTOR: FRANCIS S. GODBOLD    Management    For    For    Y

1C

    ELECTION OF DIRECTOR: H.W. HABERMEYER, JR.    Management    For    For    Y

1D

    ELECTION OF DIRECTOR: CHET HELCK    Management    For    For    Y

1E

    ELECTION OF DIRECTOR: THOMAS A. JAMES    Management    For    For    Y

1F

    ELECTION OF DIRECTOR: GORDON L. JOHNSON    Management    For    For    Y

1G

    ELECTION OF DIRECTOR: PAUL C. REILLY    Management    For    For    Y

1H

    ELECTION OF DIRECTOR: ROBERT P. SALTZMAN    Management    For    For    Y

1I

    ELECTION OF DIRECTOR: HARDWICK SIMMONS    Management    For    For    Y

1J

    ELECTION OF DIRECTOR: SUSAN N. STORY    Management    For    For    Y

2

    TO RATIFY THE APPOINTMENT BY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS OF KPMG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.    Management    For    For    Y

3

    TO APPROVE THE ADVISORY (NON-BINDING) RESOLUTION RELATING TO EXECUTIVE COMPENSATION.    Management    For    For    Y

RAYONIER INC.

Security    754907103       Meeting Type    Annual
Ticker Symbol    RYN       Meeting Date    16-May-2013
ISIN    US7549071030       Agenda    933764145- Management
City          Holding Recon Date    18-Mar-2013
Country    United States       Vote Deadline Date    15-May-2013
SEDOL(s)          Quick Code   

 

Item

   

Proposal

   

Type

   

Vote

   

For/Against
Management

   

Fund Vote

(Y/N)

1A.

    ELECTION OF DIRECTOR: C. DAVID BROWN, II    Management    For    For    Y

1B.

    ELECTION OF DIRECTOR: JOHN E. BUSH    Management    For    For    Y

1C.

    ELECTION OF DIRECTOR: THOMAS I. MORGAN    Management    For    For    Y

2.

    REAPPROVAL OF THE MATERIAL TERMS OF PERFORMANCE-BASED AWARDS UNDER THE RAYONIER NON-EQUITY INCENTIVE PLAN    Management    For    For    Y

3.

    APPROVAL, IN A NON-BINDING VOTE, OF THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT    Management    For    For    Y

4.

    RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY    Management    For    For    Y

 

REINSURANCE GROUP OF AMERICA, INC.

Security    759351604       Meeting Type    Annual
Ticker Symbol    RGA       Meeting Date    15-May-2013
ISIN    US7593516047       Agenda    933785000- Management
City          Holding Recon Date    18-Mar-2013
Country    United States       Vote Deadline Date    14-May-2013
SEDOL(s)          Quick Code   

 

Item

   

Proposal

   

Type

   

Vote

   

For/Against
Management

   

Fund Vote

(Y/N)

1.

    DIRECTOR    Management         
  

1       WILLIAM J. BARTLETT

    For    For    Y
  

2       ALAN C. HENDERSON

    For    For    Y

2.

    ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION.    Management    For    For    Y

3.

    APPROVE AMENDMENT TO THE COMPANY’S FLEXIBLE STOCK PLAN.    Management    For    For    Y

4.

    RE-APPROVE THE PERFORMANCE MEASURES UNDER THE COMPANY’S ANNUAL BONUS PLAN.    Management    For    For    Y

5.

    RE-APPROVE THE PERFORMANCE MEASURES UNDER THE COMPANY’S FLEXIBLE STOCK PLAN.    Management    For    For    Y

6.

    AMEND THE COMPANY’S ARTICLES OF INCORPORATION TO DECLASSIFY THE BOARD OF DIRECTORS.    Management    For       Y

7.

    TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY’S INDEPENDENT AUDITOR FOR THE FISCAL YEAR ENDING DECEMBER 31, 2013.    Management    For    For    Y

 

RENT-A-CENTER, INC.

Security    76009N100       Meeting Type    Annual
Ticker Symbol    RCII       Meeting Date    09-May-2013
ISIN    US76009N1000       Agenda    933756655- Management
City          Holding Recon Date    19-Mar-2013
Country    United States       Vote Deadline Date    08-May-2013
SEDOL(s)          Quick Code   

 

Item

   

Proposal

   

Type

   

Vote

   

For/Against
Management

   

Fund Vote

(Y/N)

1.1

    ELECTION OF CLASS III DIRECTOR: MITCHELL E. FADEL    Management    For    For    Y

1.2

    ELECTION OF CLASS III DIRECTOR: PAULA STERN, PH.D.    Management    For    For    Y

2.

    TO RATIFY THE AUDIT COMMITTEE’S APPOINTMENT OF KPMG LLP, REGISTERED INDEPENDENT ACCOUNTANTS, AS THE COMPANY’S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDED DECEMBER 31, 2013 AS SET FORTH IN THE ACCOMPANYING PROXY STATEMENT.    Management    For    For    Y

3.

    PROPOSAL TO ADOPT THE ADVISORY (NON- BINDING) RESOLUTION APPROVING EXECUTIVE COMPENSATION.    Management    For    For    Y

 

ROCK-TENN COMPANY

Security    772739207       Meeting Type    Annual
Ticker Symbol    RKT       Meeting Date    25-Jan-2013
ISIN    US7727392075       Agenda    933718275- Management
City          Holding Recon Date    30-Nov-2012
Country    United States       Vote Deadline Date    24-Jan-2013
SEDOL(s)          Quick Code   

 

Item

   

Proposal

   

Type

   

Vote

   

For/Against
Management

   

Fund Vote

(Y/N)

1.

    DIRECTOR    Management         
  

1       G. STEPHEN FELKER

    For    For    Y
  

2       LAWRENCE L. GELLERSTEDT

    For    For    Y
  

3       JOHN W. SPIEGEL

    For    For    Y

2.

    APPROVAL OF THE ADOPTION OF THE ROCK- TENN COMPANY AMENDED AND RESTATED ANNUAL EXECUTIVE BONUS PROGRAM TO AMEND AND RESTATE ROCK-TENN COMPANY’S CURRENT ANNUAL EXECUTIVE BONUS PROGRAM, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT.    Management    For    For    Y

3.

    RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP TO SERVE AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF ROCK-TENN COMPANY.    Management    For    For    Y

4.

    ADVISORY VOTE ON EXECUTIVE COMPENSATION.    Management    For    For    Y

5.

    SHAREHOLDER PROPOSAL - REPEAL CLASSIFIED BOARD.    Shareholder    For    Against    Y

 

ROSS STORES, INC.

Security    778296103       Meeting Type    Annual
Ticker Symbol    ROST       Meeting Date    22-May-2013
ISIN    US7782961038       Agenda    933781747- Management
City          Holding Recon Date    26-Mar-2013
Country    United States       Vote Deadline Date    21-May-2013
SEDOL(s)          Quick Code   

 

Item

   

Proposal

   

Type

   

Vote

   

For/Against
Management

   

Fund Vote

(Y/N)

1A.

    ELECTION OF CLASS II DIRECTOR: MICHAEL BALMUTH    Management    For    For    Y

1B.

    ELECTION OF CLASS II DIRECTOR: K. GUNNAR BJORKLUND    Management    For    For    Y

1C.

    ELECTION OF CLASS II DIRECTOR: SHARON D. GARRETT    Management    For    For    Y

1D.

    ELECTION OF CLASS III DIRECTOR: MICHAEL J. BUSH    Management    For    For    Y

1E.

    ELECTION OF CLASS III DIRECTOR: NORMAN A. FERBER    Management    For    For    Y

1F.

    ELECTION OF CLASS III DIRECTOR: GREGORY L. QUESNEL    Management    For    For    Y

2.

    APPROVAL OF CERTAIN PROVISIONS OF 2008 EQUITY INCENTIVE PLAN.    Management    For    For    Y

3.

    ADVISORY VOTE TO APPROVE THE RESOLUTION ON THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS.    Management    For    For    Y

4.

    TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING FEBRUARY 1, 2014.    Management    For    For    Y

 

SYNOVUS FINANCIAL CORP.

Security    87161C105       Meeting Type    Annual
Ticker Symbol    SNV       Meeting Date    25-Apr-2013
ISIN    US87161C1053       Agenda    933742187 - Management
City          Holding Recon Date    14-Feb-2013
Country    United States       Vote Deadline Date    24-Apr-2013
SEDOL(s)          Quick Code   

 

Item

   

Proposal

   

Type

   

Vote

   

For/Against
Management

   

Fund Vote

(Y/N)

1A.

    ELECTION OF DIRECTOR: CATHERINE A. ALLEN    Management    For    For    Y

1B.

    ELECTION OF DIRECTOR: STEPHEN T. BUTLER    Management    For    For    Y

1C.

    ELECTION OF DIRECTOR: ELIZABETH W. CAMP    Management    For    For    Y

1D.

    ELECTION OF DIRECTOR: T. MICHAEL GOODRICH    Management    For    For    Y

1E.

    ELECTION OF DIRECTOR: V. NATHANIEL HANSFORD    Management    For    For    Y

1F.

    ELECTION OF DIRECTOR: MASON H. LAMPTON    Management    For    For    Y

1G.

    ELECTION OF DIRECTOR: JERRY W. NIX    Management    For    For    Y

1H.

    ELECTION OF DIRECTOR: JOSEPH J. PROCHASKA, JR.    Management    For    For    Y

1I.

    ELECTION OF DIRECTOR: J. NEAL PURCELL    Management    For    For    Y

1J.

    ELECTION OF DIRECTOR: KESSEL D. STELLING    Management    For    For    Y

1K.

    ELECTION OF DIRECTOR: MELVIN T. STITH    Management    For    For    Y

1L.

    ELECTION OF DIRECTOR: BARRY L. STOREY    Management    For    For    Y

1M.

    ELECTION OF DIRECTOR: PHILIP W. TOMLINSON    Management    For    For    Y

1N.

    ELECTION OF DIRECTOR: JAMES D. YANCEY    Management    For    For    Y

2.

    TO APPROVE THE COMPENSATION OF SYNOVUS’ NAMED EXECUTIVE OFFICERS AS DETERMINED BY THE COMPENSATION COMMITTEE.    Management    For    For    Y

3.

    TO APPROVE THE SYNOVUS FINANCIAL CORP. 2013 OMNIBUS PLAN.    Management    For    For    Y

4.

    TO RATIFY THE APPOINTMENT OF KPMG LLP AS SYNOVUS’ INDEPENDENT AUDITOR FOR THE YEAR 2013.    Management    For    For    Y

 

TEREX CORPORATION

Security    880779103       Meeting Type    Annual
Ticker Symbol    TEX       Meeting Date    09-May-2013
ISIN    US8807791038       Agenda    933760743 - Management
City          Holding Recon Date    15-Mar-2013
Country    United States       Vote Deadline Date    08-May-2013
SEDOL(s)          Quick Code   

 

Item

   

Proposal

   

Type

   

Vote

   

For/Against
Management

   

Fund Vote

(Y/N)

1A.

    ELECTION OF DIRECTOR: RONALD M. DEFEO    Management    For    For    Y

1B.

    ELECTION OF DIRECTOR: G. CHRIS ANDERSEN    Management    For    For    Y

1C.

    ELECTION OF DIRECTOR: PAULA H.J. CHOLMONDELEY    Management    For    For    Y

1D.

    ELECTION OF DIRECTOR: DON DEFOSSET    Management    For    For    Y

1E.

    ELECTION OF DIRECTOR: THOMAS J. HANSEN    Management    For    For    Y

1F.

    ELECTION OF DIRECTOR: RAIMUND KLINKNER    Management    For    For    Y

1G.

    ELECTION OF DIRECTOR: DAVID A. SACHS    Management    For    For    Y

1H.

    ELECTION OF DIRECTOR: OREN G. SHAFFER    Management    For    For    Y

1I.

    ELECTION OF DIRECTOR: DAVID C. WANG    Management    For    For    Y

1J.

    ELECTION OF DIRECTOR: SCOTT W. WINE    Management    For    For    Y

2.

    TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY.    Management    For    For    Y

3.

    TO APPROVE AN AMENDMENT TO THE TEREX CORPORATION 2009 OMNIBUS INCENTIVE PLAN, AS AMENDED (THE “OMNIBUS PLAN”).    Management    For    For    Y

4.

    TO APPROVE AN AMENDMENT TO THE DEFERRED COMPENSATION PLAN TO COMPLY WITH NEW YORK STOCK EXCHANGE REGULATIONS.    Management    For    For    Y

5.

    TO APPROVE THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS.    Management    For    For    Y

 

THE CHEESECAKE FACTORY INCORPORATED

Security    163072101       Meeting Type    Annual
Ticker Symbol    CAKE       Meeting Date    30-May-2013
ISIN    US1630721017       Agenda    933791231 - Management
City          Holding Recon Date    04-Apr-2013
Country    United States       Vote Deadline Date    29-May-2013
SEDOL(s)          Quick Code   

 

Item

   

Proposal

   

Type

   

Vote

   

For/Against
Management

   

Fund Vote

(Y/N)

1A

    ELECTION OF DIRECTOR: DAVID OVERTON    Management    For    For    Y

1B

    ELECTION OF DIRECTOR: ALEXANDER L. CAPPELLO    Management    For    For    Y

1C

    ELECTION OF DIRECTOR: JEROME I. KRANSDORF    Management    For    For    Y

1D

    ELECTION OF DIRECTOR: LAURENCE B. MINDEL    Management    For    For    Y

1E

    ELECTION OF DIRECTOR: DAVID B. PITTAWAY    Management    For    For    Y

1F

    ELECTION OF DIRECTOR: DOUGLAS L. SCHMICK    Management    For    For    Y

1G

    ELECTION OF DIRECTOR: HERBERT SIMON    Management    For    For    Y

2

    TO APPROVE AN AMENDMENT TO THE 2010 STOCK INCENTIVE PLAN TO INCREASE THE NUMBER OF SHARES AVAILABLE FOR ISSUANCE BY 1,750,000 SHARES, FROM 4,800,000 SHARES TO 6,550,000 SHARES.    Management    For    For    Y

3

    TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR 2013, ENDING DECEMBER 31, 2013.    Management    For    For    Y

4

    TO APPROVE, BY NON-BINDING VOTE, THE ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION.    Management    For    For    Y

 

THE COOPER COMPANIES, INC.

Security    216648402       Meeting Type    Annual
Ticker Symbol    COO       Meeting Date    21-Mar-2013
ISIN    US2166484020       Agenda    933732770 - Management
City          Holding Recon Date    25-Jan-2013
Country    United States       Vote Deadline Date    20-Mar-2013
SEDOL(s)          Quick Code   

 

Item

   

Proposal

   

Type

   

Vote

   

For/Against
Management

   

Fund Vote

(Y/N)

1A.

    ELECTION OF DIRECTOR: A. THOMAS BENDER    Management    For    For    Y

1B.

    ELECTION OF DIRECTOR: MICHAEL H. KALKSTEIN    Management    For    For    Y

1C.

    ELECTION OF DIRECTOR: JODY S. LINDELL    Management    For    For    Y

1D.

    ELECTION OF DIRECTOR: GARY S. PETERSMEYER    Management    For    For    Y

1E.

    ELECTION OF DIRECTOR: DONALD PRESS    Management    For    For    Y

1F.

    ELECTION OF DIRECTOR: STEVEN ROSENBERG    Management    For    For    Y

1G.

    ELECTION OF DIRECTOR: ALLAN E. RUBENSTEIN, M.D.    Management    For    For    Y

1H.

    ELECTION OF DIRECTOR: ROBERT S. WEISS    Management    For    For    Y

1I.

    ELECTION OF DIRECTOR: STANLEY ZINBERG, M.D.    Management    For    For    Y

2.

    RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COOPER COMPANIES, INC. FOR THE FISCAL YEAR ENDING OCTOBER 31, 2013.    Management    For    For    Y

3.

    AN ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS AS PRESENTED IN THE PROXY STATEMENT.    Management    For    For    Y

 

THE HILLSHIRE BRANDS COMPANY

Security    432589109       Meeting Type    Annual
Ticker Symbol    HSH       Meeting Date    25-Oct-2012
ISIN    US4325891095       Agenda    933686694 - Management
City          Holding Recon Date    04-Sep-2012
Country    United States       Vote Deadline Date    24-Oct-2012
SEDOL(s)          Quick Code   

 

Item

   

Proposal

   

Type

   

Vote

   

For/Against
Management

   

Fund Vote

(Y/N)

1A.

    ELECTION OF DIRECTOR: TODD A. BECKER    Management    For    For    Y

1B.

    ELECTION OF DIRECTOR: CHRISTOPHER B. BEGLEY    Management    For    For    Y

1C.

    ELECTION OF DIRECTOR: ELLEN L. BROTHERS    Management    For    For    Y

1D.

    ELECTION OF DIRECTOR: VIRGIS W. COLBERT    Management    For    For    Y

1E.

    ELECTION OF DIRECTOR: SEAN M. CONNOLLY    Management    For    For    Y

1F.

    ELECTION OF DIRECTOR: LAURETTE T. KOELLNER    Management    For    For    Y

1G.

    ELECTION OF DIRECTOR: CRAIG P. OMTVEDT    Management    For    For    Y

1H.

    ELECTION OF DIRECTOR: SIR IAN PROSSER    Management    For    For    Y

1I.

    ELECTION OF DIRECTOR: JONATHAN P. WARD    Management    For    For    Y

1J.

    ELECTION OF DIRECTOR: JAMES D. WHITE    Management    For    For    Y

2.

    RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR FISCAL 2013.    Management    For    For    Y

3.

    ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION.    Management    For    For    Y

4.

    VOTE ON APPROVAL OF THE 2012 LONG-TERM INCENTIVE STOCK PLAN.    Management    For    For    Y

 

THE TIMKEN COMPANY

Security    887389104       Meeting Type    Annual
Ticker Symbol    TKR       Meeting Date    07-May-2013
ISIN    US8873891043       Agenda    933770869 - Management
City          Holding Recon Date    20-Feb-2013
Country    United States       Vote Deadline Date    06-May-2013
SEDOL(s)          Quick Code   

 

Item

   

Proposal

   

Type

   

Vote

   

For/Against
Management

   

Fund Vote

(Y/N)

1.

    DIRECTOR    Management         
  

1       JOHN M. BALLBACH

    For    For    Y
  

2       PHILLIP R. COX

    For    For    Y
  

3       DIANE C. CREEL

    For    For    Y
  

4       JAMES W. GRIFFITH

    For    For    Y
  

5       JOHN A. LUKE, JR.

    For    For    Y
  

6       JOSEPH W. RALSTON

    For    For    Y
  

7       JOHN P. REILLY

    For    For    Y
  

8       FRANK C. SULLIVAN

    For    For    Y
  

9       JOHN M. TIMKEN, JR.

    For    For    Y
  

10     WARD J. TIMKEN

    For    For    Y
  

11     WARD J. TIMKEN, JR.

    For    For    Y
  

12     JACQUELINE F. WOODS

    For    For    Y

2.

    RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS THE INDEPENDENT AUDITOR FOR THE FISCAL YEAR ENDING DECEMBER 31, 2013.    Management    For    For    Y

3.

    AN ADVISORY RESOLUTION REGARDING NAMED EXECUTIVE OFFICER COMPENSATION.    Management    For    For    Y

4.

    AMENDMENTS TO THE COMPANY’S AMENDED ARTICLES OF INCORPORATION TO REDUCE CERTAIN SHAREHOLDER VOTING REQUIREMENTS.    Management    For    For    Y

5.

    AMENDMENTS TO THE COMPANY’S AMENDED REGULATIONS TO REDUCE CERTAIN SHAREHOLDER VOTING REQUIREMENTS.    Management    For    For    Y

6.

    A SHAREHOLDER PROPOSAL RECOMMENDING THAT THE BOARD OF DIRECTORS ENGAGE AN INVESTMENT BANKING FIRM TO EFFECTUATE A SPIN-OFF OF THE COMPANY’S STEEL BUSINESS SEGMENT INTO A SEPARATELY- TRADED PUBLIC COMPANY.    Shareholder    Against    For    Y

 

THE VALSPAR CORPORATION

Security    920355104       Meeting Type    Annual
Ticker Symbol    VAL       Meeting Date    21-Feb-2013
ISIN    US9203551042       Agenda    933726044 - Management
City          Holding Recon Date    27-Dec-2012
Country    United States       Vote Deadline Date    20-Feb-2013
SEDOL(s)          Quick Code   

 

Item

   

Proposal

   

Type

   

Vote

   

For/Against
Management

   

Fund Vote

(Y/N)

1.

    DIRECTOR    Management         
  

1       WILLIAM M. COOK

    For    For    Y
  

2       GARY E. HENDRICKSON

    For    For    Y
  

3       MAE C. JEMISON

    For    For    Y

2.

    TO CAST AN ADVISORY VOTE TO APPROVE THE CORPORATION’S EXECUTIVE COMPENSATION (“SAY-ON-PAY” VOTE).    Management    For    For    Y

3.

    TO RATIFY THE APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM TO EXAMINE THE CORPORATION’S ACCOUNTS FOR THE FISCAL YEAR ENDING OCTOBER 25, 2013.    Management    For    For    Y

 

TOWERS WATSON & CO

Security    891894107       Meeting Type    Annual
Ticker Symbol    TW       Meeting Date    16-Nov-2012
ISIN    US8918941076       Agenda    933692332 - Management
City          Holding Recon Date    18-Sep-2012
Country    United States       Vote Deadline Date    15-Nov-2012
SEDOL(s)          Quick Code   

 

Item

   

Proposal

   

Type

   

Vote

   

For/Against
Management

   

Fund Vote

(Y/N)

1A.

    ELECTION OF DIRECTOR: VICTOR F. GANZI    Management    For    For    Y

1B.

    ELECTION OF DIRECTOR: JOHN J. HALEY    Management    For    For    Y

1C.

    ELECTION OF DIRECTOR: LESLIE S. HEISZ    Management    For    For    Y

1D.

    ELECTION OF DIRECTOR: BRENDAN R. O’NEILL    Management    For    For    Y

1E.

    ELECTION OF DIRECTOR: LINDA D. RABBITT    Management    For    For    Y

1F.

    ELECTION OF DIRECTOR: GILBERT T. RAY    Management    For    For    Y

1G.

    ELECTION OF DIRECTOR: PAUL THOMAS    Management    For    For    Y

1H.

    ELECTION OF DIRECTOR: WILHELM ZELLER    Management    For    For    Y

2.

    RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JUNE 30, 2013.    Management    For    For    Y

3.

    TO APPROVE, BY NON-BINDING VOTE, THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS.    Management    For    For    Y

 

TUPPERWARE BRANDS CORPORATION

Security    899896104       Meeting Type    Annual
Ticker Symbol    TUP       Meeting Date    24-May-2013
ISIN    US8998961044       Agenda    933775023 - Management
City          Holding Recon Date    18-Mar-2013
Country    United States       Vote Deadline Date    23-May-2013
SEDOL(s)          Quick Code   

 

Item

   

Proposal

   

Type

   

Vote

   

For/Against
Management

   

Fund Vote

(Y/N)

1A

    ELECTION OF DIRECTOR: CATHERINE A. BERTINI    Management    For    For    Y

1B

    ELECTION OF DIRECTOR: SUSAN M. CAMERON    Management    For    For    Y

1C

    ELECTION OF DIRECTOR: KRISS CLONINGER, III    Management    For    For    Y

1D

    ELECTION OF DIRECTOR: E. V. GOINGS    Management    For    For    Y

1E

    ELECTION OF DIRECTOR: JOE R. LEE    Management    For    For    Y

1F

    ELECTION OF DIRECTOR: ANGEL R. MARTINEZ    Management    For    For    Y

1G

    ELECTION OF DIRECTOR: A. MONTEIRO DE CASTRO    Management    For    For    Y

1H

    ELECTION OF DIRECTOR: ROBERT J. MURRAY    Management    For    For    Y

1I

    ELECTION OF DIRECTOR: DAVID R. PARKER    Management    For    For    Y

1J

    ELECTION OF DIRECTOR: JOYCE M. ROCHE    Management    For    For    Y

1K

    ELECTION OF DIRECTOR: M. ANNE SZOSTAK    Management    For    For    Y

2

    ADVISORY VOTE TO APPROVE THE COMPANY’S EXECUTIVE COMPENSATION PROGRAM    Management    For    For    Y

3

    PROPOSAL TO RATIFY THE APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM    Management    For    For    Y

 

UGI CORPORATION

Security    902681105       Meeting Type    Annual
Ticker Symbol    UGI       Meeting Date    24-Jan-2013
ISIN    US9026811052       Agenda    933716865 - Management
City          Holding Recon Date    13-Nov-2012
Country    United States       Vote Deadline Date    23-Jan-2013
SEDOL(s)          Quick Code   

 

Item

   

Proposal

   

Type

   

Vote

   

For/Against
Management

   

Fund Vote

(Y/N)

1

    DIRECTOR    Management         
  

1       L.R. GREENBERG

    For    For    Y
  

2       M.O. SCHLANGER

    For    For    Y
  

3       A. POL

    For    For    Y
  

4       E.E. JONES

    For    For    Y
  

5       J.L. WALSH

    For    For    Y
  

6       R.B. VINCENT

    For    For    Y
  

7       M.S. PUCCIO

    For    For    Y
  

8       R.W. GOCHNAUER

    For    For    Y
  

9       F.S. HERMANCE

    For    For    Y

2

    PROPOSAL TO APPROVE RESOLUTION ON EXECUTIVE COMPENSATION.    Management    For    For    Y

3

    PROPOSAL TO APPROVE 2013 OMNIBUS INCENTIVE COMPENSATION PLAN.    Management    For    For    Y

4

    RATIFICATION OF APPOINTMENT OF PRICWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.    Management    For    For    Y

 

UNITED THERAPEUTICS CORPORATION

Security    91307C102       Meeting Type    Annual
Ticker Symbol    UTHR       Meeting Date    26-Jun-2013
ISIN    US91307C1027       Agenda    933819382 - Management
City          Holding Recon Date    29-Apr-2013
Country    United States       Vote Deadline Date    25-Jun-2013
SEDOL(s)          Quick Code   

 

Item

   

Proposal

   

Type

   

Vote

   

For/Against
Management

   

Fund Vote

(Y/N)

1.

    DIRECTOR    Management         
  

1       CHRISTOPHER CAUSEY

    For    For    Y
  

2       RICHARD GILTNER

    For    For    Y
  

3       R. PAUL GRAY

    For    For    Y

2.

    ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION.    Management    For    For    Y

3.

    RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS UNITED THERAPEUTICS CORPORATION’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013.    Management    For    For    Y

 

UNIVERSAL CORPORATION

Security    913456109       Meeting Type    Annual
Ticker Symbol    UVV       Meeting Date    07-Aug-2012
ISIN    US9134561094       Agenda    933666224 - Management
City          Holding Recon Date    15-Jun-2012
Country    United States       Vote Deadline Date    06-Aug-2012
SEDOL(s)          Quick Code   

 

Item

   

Proposal

   

Type

   

Vote

   

For/Against
Management

   

Fund Vote

(Y/N)

1.

    DIRECTOR    Management         
  

1       JOHN B. ADAMS, JR.

    For    For    Y
  

2       DIANA F. CANTOR

    For    For    Y
  

3       ROBERT C. SLEDD

    For    For    Y

2.

    APPROVE A NON-BINDING ADVISORY RESOLUTION RELATING TO THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS    Management    For    For    Y

3.

    RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING MARCH 31, 2013    Management    For    For    Y

4.

    RE-APPROVE THE UNIVERSAL CORPORATION 2007 STOCK INCENTIVE PLAN    Management    For    For    Y

 

UNIVERSAL HEALTH SERVICES, INC.

Security    913903100       Meeting Type    Annual
Ticker Symbol    UHS       Meeting Date    15-May-2013
ISIN    US9139031002       Agenda    933765604 - Management
City          Holding Recon Date    21-Mar-2013
Country    United States       Vote Deadline Date    14-May-2013
SEDOL(s)          Quick Code   

 

Item

   

Proposal

   

Type

   

Vote

   

For/Against
Management

   

Fund Vote

(Y/N)

1

    DIRECTOR    Management         
  

1       ROBERT H. HOTZ

    For    For    Y

 

URS CORPORATION

Security    903236107       Meeting Type    Annual
Ticker Symbol    URS       Meeting Date    23-May-2013
ISIN    US9032361076       Agenda    933793970 - Management
City          Holding Recon Date    01-Apr-2013
Country    United States       Vote Deadline Date    22-May-2013
SEDOL(s)          Quick Code   

 

Item

   

Proposal

   

Type

   

Vote

   

For/Against
Management

   

Fund Vote

(Y/N)

1A.

    ELECTION OF DIRECTOR: MICKEY P. FORET    Management    For    For    Y

1B.

    ELECTION OF DIRECTOR: SEN. WILLIAM H. FRIST    Management    For    For    Y

1C.

    ELECTION OF DIRECTOR: LYDIA H. KENNARD    Management    For    For    Y

1D.

    ELECTION OF DIRECTOR: DONALD R. KNAUSS    Management    For    For    Y

1E.

    ELECTION OF DIRECTOR: MARTIN M. KOFFEL    Management    For    For    Y

1F.

    ELECTION OF DIRECTOR: TIMOTHY R. MCLEVISH    Management    For    For    Y

1G.

    ELECTION OF DIRECTOR: GEN. JOSEPH W. RALSTON    Management    For    For    Y

1H.

    ELECTION OF DIRECTOR: JOHN D. ROACH    Management    For    For    Y

1I.

    ELECTION OF DIRECTOR: DOUGLAS W. STOTLAR    Management    For    For    Y

1J.

    ELECTION OF DIRECTOR: WILLIAM P. SULLIVAN    Management    For    For    Y

2.

    TO APPROVE AN AMENDMENT AND RESTATEMENT OF OUR 2008 EQUITY INCENTIVE PLAN.    Management    For    For    Y

3.

    TO RATIFY THE SELECTION BY OUR AUDIT COMMITTEE OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2013.    Management    For    For    Y

4.

    ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.    Management    For    For    Y

 

VALASSIS COMMUNICATIONS, INC.

Security    918866104       Meeting Type    Annual
Ticker Symbol    VCI       Meeting Date    03-May-2013
ISIN    US9188661048       Agenda    933775542 - Management
City          Holding Recon Date    04-Mar-2013
Country    United States       Vote Deadline Date    02-May-2013
SEDOL(s)          Quick Code   

 

Item

   

Proposal

   

Type

   

Vote

   

For/Against
Management

   

Fund Vote

(Y/N)

1.1

    ELECTION OF DIRECTOR: JOSEPH B. ANDERSON, JR.    Management    For    For    Y

1.2

    ELECTION OF DIRECTOR: KENNETH V. DARISH    Management    For    For    Y

1.3

    ELECTION OF DIRECTOR: ROBERT A. MASON    Management    For    For    Y

1.4

    ELECTION OF DIRECTOR: ROBERT L. RECCHIA    Management    For    For    Y

1.5

    ELECTION OF DIRECTOR: THOMAS J. REDDIN    Management    For    For    Y

1.6

    ELECTION OF DIRECTOR: ALAN F. SCHULTZ    Management    For    For    Y

1.7

    ELECTION OF DIRECTOR: WALLACE S. SNYDER    Management    For    For    Y

1.8

    ELECTION OF DIRECTOR: LUIS A. UBINAS    Management    For    For    Y

1.9

    ELECTION OF DIRECTOR: AMBASSADOR FAITH WHITTLESEY    Management    For    For    Y

2.

    PROPOSAL TO APPROVE THE AMENDED AND RESTATED VALASSIS COMMUNICATIONS, INC. 2008 OMNIBUS INCENTIVE COMPENSATION PLAN.    Management    For    For    Y

3.

    PROPOSAL TO APPROVE THE AMENDED AND RESTATED VALASSIS COMMUNICATIONS, INC. 2008 SENIOR EXECUTIVES BONUS PLAN.    Management    For    For    Y

4.

    PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS.    Management    For    For    Y

5.

    PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.    Management    For    For    Y

6.

    APPROVE ANY ADJOURNMENT OF THE ANNUAL MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IN FAVOR OF ANY OR ALL OF FOREGOING PROPOSALS IF THERE ARE NOT SUFFICIENT VOTES.    Management    For    For    Y

 

VALUECLICK, INC.

Security    92046N102       Meeting Type    Annual
Ticker Symbol    VCLK       Meeting Date    07-May-2013
ISIN    US92046N1028       Agenda    933756100 - Management
City          Holding Recon Date    11-Mar-2013
Country    United States       Vote Deadline Date    06-May-2013
SEDOL(s)          Quick Code   

 

Item

   

Proposal

   

Type

   

Vote

   

For/Against
Management

   

Fund Vote

(Y/N)

1.

    DIRECTOR    Management         
  

1       JAMES R. ZARLEY

    For    For    Y
  

2       DAVID S. BUZBY

    For    For    Y
  

3       MARTIN T. HART

    For    For    Y
  

4       JEFFREY F. RAYPORT

    For    For    Y
  

5       JAMES R. PETERS

    For    For    Y
  

6       JAMES A. CROUTHAMEL

    For    For    Y
  

7       JOHN GIULIANI

    For    For    Y

2.

    PROPOSAL TO APPROVE, BY NON-BINDING VOTE, THE COMPANY’S EXECUTIVE COMPENSATION.    Management    For    For    Y

 

VERTEX PHARMACEUTICALS INCORPORATED

Security    92532F100       Meeting Type    Annual
Ticker Symbol    VRTX       Meeting Date    08-May-2013
ISIN    US92532F1003       Agenda    933784779 - Management
City          Holding Recon Date    11-Mar-2013
Country    United States       Vote Deadline Date    07-May-2013
SEDOL(s)          Quick Code   

 

Item

   

Proposal

   

Type

   

Vote

   

For/Against
Management

   

Fund Vote

(Y/N)

1.

    DIRECTOR    Management         
  

1       JOSHUA BOGER

    For    For    Y
  

2       TERRENCE C. KEARNEY

    For    For    Y
  

3       YUCHUN LEE

    For    For    Y
  

4       ELAINE S. ULLIAN

    For    For    Y

2.

    APPROVAL OF OUR 2013 STOCK AND OPTION PLAN.    Management    For    For    Y

3.

    RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2013.    Management    For    For    Y

4.

    ADVISORY VOTE ON OUR NAMED EXECUTIVE OFFICER COMPENSATION.    Management    For    For    Y

 

VISHAY INTERTECHNOLOGY, INC.

Security    928298108       Meeting Type    Annual
Ticker Symbol    VSH       Meeting Date    23-May-2013
ISIN    US9282981086       Agenda    933777053 - Management
City          Holding Recon Date    28-Mar-2013
Country    United States       Vote Deadline Date    22-May-2013
SEDOL(s)          Quick Code   

 

Item

   

Proposal

   

Type

   

Vote

   

For/Against
Management

   

Fund Vote

(Y/N)

1.

    DIRECTOR    Management         
  

1       DR. GERALD PAUL

    For    For    Y
  

2       FRANK DIETER MAIER

    For    For    Y
  

3       TIMOTHY V. TALBERT

    For    For    Y
  

4       THOMAS C. WERTHEIMER

    For    For    Y

2.

    TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS VISHAY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2013.    Management    For    For    Y

3.

    TO APPROVE THE VISHAY INTERTECHNOLOGY, INC. 2007 STOCK INCENTIVE PROGRAM.    Management    For    For    Y

W. R. BERKLEY CORPORATION

Security    084423102       Meeting Type    Annual
Ticker Symbol    WRB       Meeting Date    21-May-2013
ISIN    US0844231029       Agenda    933777041 - Management
City          Holding Recon Date    26-Mar-2013
Country    United States       Vote Deadline Date    20-May-2013
SEDOL(s)          Quick Code   

 

Item

   

Proposal

   

Type

   

Vote

   

For/Against
Management

   

Fund Vote

(Y/N)

1.1

    ELECTION OF DIRECTOR: W. ROBERT BERKLEY, JR.    Management    For    For    Y

1.2

    ELECTION OF DIRECTOR: RONALD E. BLAYLOCK    Management    For    For    Y

1.3

    ELECTION OF DIRECTOR: MARK E. BROCKBANK    Management    For    For    Y

1.4

    ELECTION OF DIRECTOR: GEORGE G. DALY    Management    For    For    Y

1.5

    ELECTION OF DIRECTOR: MARY C. FARRELL    Management    For    For    Y

2.

    TO CONSIDER AND CAST A NON-BINDING ADVISORY VOTE ON A RESOLUTION APPROVING THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS PURSUANT TO THE COMPENSATION DISCLOSURE RULES OF THE SECURITIES AND EXCHANGE COMMISSION, OR “SAY-ON-PAY” VOTE.    Management    For    For    Y

3.

    TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2013.    Management    For    For    Y

 

WADDELL & REED FINANCIAL, INC.

Security    930059100       Meeting Type    Annual
Ticker Symbol    WDR       Meeting Date    17-Apr-2013
ISIN    US9300591008       Agenda    933743709 - Management
City          Holding Recon Date    20-Feb-2013
Country    United States       Vote Deadline Date    16-Apr-2013
SEDOL(s)          Quick Code   

 

Item

   

Proposal

   

Type

   

Vote

   

For/Against
Management

   

Fund Vote

(Y/N)

1.

    DIRECTOR    Management         
  

1       HENRY J. HERRMANN

    For    For    Y
  

2       JAMES M. RAINES

    For    For    Y

2.

    ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION.    Management    For    For    Y

3.

    RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR 2013.    Management    For    For    Y

Wright Major Blue Chip Equities Fund

Proxy Voting Record

July 1, 2012 - June 30, 2013

 

3M COMPANY

Security    88579Y101       Meeting Type    Annual
Ticker Symbol    MMM       Meeting Date    14-May-2013
ISIN    US88579Y1010       Agenda    933754966 - Management
City          Holding Recon Date    15-Mar-2013
Country    United States       Vote Deadline Date    13-May-2013
SEDOL(s)          Quick Code   

 

Item

   

Proposal

   

Type

   

Vote

   

For/Against

Management

   

Fund Vote

(Y/N)

1A.

    ELECTION OF DIRECTOR: LINDA G. ALVARADO    Management    For    For    Y

1B.

    ELECTION OF DIRECTOR: VANCE D. COFFMAN    Management    For    For    Y

1C.

    ELECTION OF DIRECTOR: MICHAEL L. ESKEW    Management    For    For    Y

1D.

    ELECTION OF DIRECTOR: W. JAMES FARRELL    Management    For    For    Y

1E.

    ELECTION OF DIRECTOR: HERBERT L. HENKEL    Management    For    For    Y

1F.

    ELECTION OF DIRECTOR: MUHTAR KENT    Management    For    For    Y

1G.

    ELECTION OF DIRECTOR: EDWARD M. LIDDY    Management    For    For    Y

1H.

    ELECTION OF DIRECTOR: ROBERT S. MORRISON    Management    For    For    Y

1I.

    ELECTION OF DIRECTOR: AULANA L. PETERS    Management    For    For    Y

1J.

    ELECTION OF DIRECTOR: INGE G. THULIN    Management    For    For    Y

1K.

    ELECTION OF DIRECTOR: ROBERT J. ULRICH    Management    For    For    Y

2.

    TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS 3M’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.    Management    For    For    Y

3.

    ADVISORY APPROVAL OF EXECUTIVE COMPENSATION.    Management    For    For    Y

4.

    STOCKHOLDER PROPOSAL ON ACTION BY WRITTEN CONSENT.    Shareholder    Against    For    Y

5.

    STOCKHOLDER PROPOSAL ON PROHIBITING POLITICAL SPENDING FROM CORPORATE TREASURY FUNDS.    Shareholder    Against    For    Y

 

ACCENTURE PLC

Security    G1151C101       Meeting Type    Annual
Ticker Symbol    ACN       Meeting Date    06-Feb-2013
ISIN    IE00B4BNMY34       Agenda    933722945 - Management
City          Holding Recon Date    11-Dec-2012
Country    United States       Vote Deadline Date    05-Feb-2013
SEDOL(s)          Quick Code   

 

Item

   

Proposal

   

Type

   

Vote

   

For/Against

Management

   

Fund Vote

(Y/N)

1.

    ACCEPTANCE, IN A NON-BINDING VOTE, OF THE FINANCIAL STATEMENTS FOR THE TWELVE MONTH PERIOD ENDED AUGUST 31, 2012 AS PRESENTED    Management    For    For    Y

2A.

    RE-APPOINTMENT OF THE DIRECTOR: WILLIAM L. KIMSEY    Management    For    For    Y

2B.

    RE-APPOINTMENT OF THE DIRECTOR: ROBERT I. LIPP    Management    For    For    Y

2C.

    RE-APPOINTMENT OF THE DIRECTOR: PIERRE NANTERME    Management    For    For    Y

2D.

    RE-APPOINTMENT OF THE DIRECTOR: GILLES C. PELISSON    Management    For    For    Y

2E.

    RE-APPOINTMENT OF THE DIRECTOR: WULF VON SCHIMMELMANN    Management    For    For    Y

3.

    RATIFICATION, IN A NON-BINDING VOTE, OF APPOINTMENT OF KPMG AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2013 FISCAL YEAR AND AUTHORIZATION, IN A BINDING VOTE, OF THE BOARD, ACTING THROUGH THE AUDIT COMMITTEE, TO DETERMINE KPMG’S REMUNERATION    Management    For    For    Y

4.

    APPROVAL, IN A NON-BINDING VOTE, OF THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS    Management    For    For    Y

5.

    APPROVAL OF AN AMENDMENT TO THE ACCENTURE PLC 2010 SHARE INCENTIVE PLAN    Management    For    For    Y

6.

    AUTHORIZATION TO HOLD THE 2014 ANNUAL GENERAL MEETING OF SHAREHOLDERS OF ACCENTURE PLC AT A LOCATION OUTSIDE OF IRELAND    Management    For    For    Y

7.

    AUTHORIZATION OF ACCENTURE TO MAKE OPEN-MARKET PURCHASES OF ACCENTURE PLC CLASS A ORDINARY SHARES    Management    For    For    Y

8.

    DETERMINATION OF THE PRICE RANGE AT WHICH ACCENTURE PLC CAN RE-ISSUE SHARES THAT IT ACQUIRES AS TREASURY STOCK    Management    For    For    Y

9.

    SHAREHOLDER PROPOSAL: REPORT ON LOBBYING PRACTICES    Shareholder    Against    For    Y

 

AFLAC INCORPORATED

Security    001055102       Meeting Type    Annual
Ticker Symbol    AFL       Meeting Date    06-May-2013
ISIN    US0010551028       Agenda    933751833 - Management
City          Holding Recon Date    27-Feb-2013
Country    United States       Vote Deadline Date    03-May-2013
SEDOL(s)          Quick Code   

 

Item

   

Proposal

   

Type

   

Vote

   

For/Against
Management

   

Fund Vote
(Y/N)

1A.

    ELECTION OF DIRECTOR: DANIEL P. AMOS    Management    For    For    Y

1B.

    ELECTION OF DIRECTOR: JOHN SHELBY AMOS II    Management    For    For    Y

1C.

    ELECTION OF DIRECTOR: PAUL S. AMOS II    Management    For    For    Y

1D.

    ELECTION OF DIRECTOR: W. PAUL BOWERS    Management    For    For    Y

1E.

    ELECTION OF DIRECTOR: KRISS CLONINGER III    Management    For    For    Y

1F.

    ELECTION OF DIRECTOR: ELIZABETH J. HUDSON    Management    For    For    Y

1G.

    ELECTION OF DIRECTOR: DOUGLAS W. JOHNSON    Management    For    For    Y

1H.

    ELECTION OF DIRECTOR: ROBERT B. JOHNSON    Management    For    For    Y

1I.

    ELECTION OF DIRECTOR: CHARLES B. KNAPP    Management    For    For    Y

1J.

    ELECTION OF DIRECTOR: E. STEPHEN PURDOM, M.D.    Management    For    For    Y

1K.

    ELECTION OF DIRECTOR: BARBARA K. RIMER, DRPH    Management    For    For    Y

1L.

    ELECTION OF DIRECTOR: MELVIN T. STITH    Management    For    For    Y

1M.

    ELECTION OF DIRECTOR: DAVID GARY THOMPSON    Management    For    For    Y

1N.

    ELECTION OF DIRECTOR: TAKURO YOSHIDA    Management    For    For    Y

2.

    TO CONSIDER THE FOLLOWING NON-BINDING ADVISORY PROPOSAL: “RESOLVED, THAT THE SHAREHOLDERS APPROVE THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS, PURSUANT TO THE COMPENSATION DISCLOSURE RULES OF THE SECURITIES AND EXCHANGE COMMISSION, INCLUDING AS DISCLOSED IN THE COMPENSATION DISCUSSION AND ANALYSIS, EXECUTIVE COMPENSATION TABLES AND ACCOMPANYING NARRATIVE DISCUSSION IN THE PROXY STATEMENT”    Management    For    For    Y

3.

    TO CONSIDER AND ACT UPON THE RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE YEAR ENDING DECEMBER 31, 2013    Management    For    For    Y

 

AMAZON.COM, INC.

Security    023135106       Meeting Type    Annual
Ticker Symbol    AMZN       Meeting Date    23-May-2013
ISIN    US0231351067       Agenda    933782612 - Management
City          Holding Recon Date    01-Apr-2013
Country    United States       Vote Deadline Date    22-May-2013
SEDOL(s)          Quick Code   

Item

   

Proposal

   

Type

   

Vote

   

For/Against

Management

   

Fund Vote

(Y/N)

1A.

    ELECTION OF DIRECTOR: JEFFREY P. BEZOS    Management    For    For    Y

1B.

    ELECTION OF DIRECTOR: TOM A. ALBERG    Management    For    For    Y

1C.

    ELECTION OF DIRECTOR: JOHN SEELY BROWN    Management    For    For    Y

1D.

    ELECTION OF DIRECTOR: WILLIAM B. GORDON    Management    For    For    Y

1E.

    ELECTION OF DIRECTOR: JAMIE S. GORELICK    Management    For    For    Y

1F.

    ELECTION OF DIRECTOR: ALAIN MONIE    Management    For    For    Y

1G.

    ELECTION OF DIRECTOR: JONATHAN J. RUBINSTEIN    Management    For    For    Y

1H.

    ELECTION OF DIRECTOR: THOMAS O. RYDER    Management    For    For    Y

1I.

    ELECTION OF DIRECTOR: PATRICIA Q. STONESIFER    Management    For    For    Y

2.

    RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS    Management    For    For    Y

3.

    SHAREHOLDER PROPOSAL REGARDING A REPORT CONCERNING CORPORATE POLITICAL CONTRIBUTIONS    Shareholder    For    Against    Y

 

AMGEN INC.

Security    031162100       Meeting Type    Annual
Ticker Symbol    AMGN       Meeting Date    22-May-2013
ISIN    US0311621009       Agenda    933774968 - Management
City          Holding Recon Date    25-Mar-2013
Country    United States       Vote Deadline Date    21-May-2013
SEDOL(s)          Quick Code   

 

Item

   

Proposal

   

Type

   

Vote

   

For/Against

Management

   

Fund Vote

(Y/N)

1A.

    ELECTION OF DIRECTOR: DR. DAVID BALTIMORE    Management    For    For    Y

1B.

    ELECTION OF DIRECTOR: MR. FRANK J. BIONDI, JR.    Management    For    For    Y

1C.

    ELECTION OF DIRECTOR: MR. ROBERT A. BRADWAY    Management    For    For    Y

1D.

    ELECTION OF DIRECTOR: MR. FRANCOIS DE CARBONNEL    Management    For    For    Y

1E.

    ELECTION OF DIRECTOR: DR. VANCE D. COFFMAN    Management    For    For    Y

1F.

    ELECTION OF DIRECTOR: MR. ROBERT A. ECKERT    Management    For    For    Y

1G.

    ELECTION OF DIRECTOR: DR. REBECCA M. HENDERSON    Management    For    For    Y

1H.

    ELECTION OF DIRECTOR: MR. FRANK C. HERRINGER    Management    For    For    Y

1I.

    ELECTION OF DIRECTOR: DR. TYLER JACKS    Management    For    For    Y

1J.

    ELECTION OF DIRECTOR: DR. GILBERT S. OMENN    Management    For    For    Y

1K.

    ELECTION OF DIRECTOR: MS. JUDITH C. PELHAM    Management    For    For    Y

1L.

    ELECTION OF DIRECTOR: MR. LEONARD D. SCHAEFFER    Management    For    For    Y

1M.

    ELECTION OF DIRECTOR: DR. RONALD D. SUGAR    Management    For    For    Y

2.

    TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2013.    Management    For    For    Y

3.

    ADVISORY VOTE TO APPROVE OUR EXECUTIVE COMPENSATION.    Management    For    For    Y

4.

    APPROVAL OF OUR PROPOSED AMENDED AND RESTATED 2009 EQUITY INCENTIVE PLAN.    Management    For    For    Y

 

APPLE INC.

Security    037833100       Meeting Type    Annual
Ticker Symbol    AAPL       Meeting Date    27-Feb-2013
ISIN    US0378331005       Agenda    933725042 - Management
City          Holding Recon Date    02-Jan-2013
Country    United States       Vote Deadline Date    26-Feb-2013
SEDOL(s)          Quick Code   

 

Item

   

Proposal

   

Type

   

Vote

   

For/Against

Management

   

Fund Vote

(Y/N)

1.

    DIRECTOR    Management         
  

1       WILLIAM CAMPBELL

       For    For    Y
  

2       TIMOTHY COOK

       For    For    Y
  

3       MILLARD DREXLER

       For    For    Y
  

4       AL GORE

       For    For    Y
  

5       ROBERT IGER

       For    For    Y
  

6       ANDREA JUNG

       For    For    Y
  

7       ARTHUR LEVINSON

       For    For    Y
  

8       RONALD SUGAR

       For    For    Y

2.

    AMENDMENT OF APPLE’S RESTATED ARTICLES OF INCORPORATION TO (I) ELIMINATE CERTAIN LANGUAGE RELATING TO TERM OF OFFICE OF DIRECTORS IN ORDER TO FACILITATE THE ADOPTION OF MAJORITY VOTING FOR ELECTION OF DIRECTORS, (II) ELIMINATE “BLANK CHECK” PREFERRED STOCK, (III) ESTABLISH A PAR VALUE FOR COMPANY’S COMMON STOCK OF $0.00001 PER SHARE AND (IV) MAKE OTHER CHANGES.    Management    For    For    Y

3.

    RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013.    Management    For    For    Y

4.

    A NON-BINDING ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION.    Management    For    For    Y

5.

    A SHAREHOLDER PROPOSAL ENTITLED “EXECUTIVES TO RETAIN SIGNIFICANT STOCK.”    Shareholder    Against    For    Y

6.

    A SHAREHOLDER PROPOSAL ENTITLED “BOARD COMMITTEE ON HUMAN RIGHTS.”    Shareholder    Against    For    Y

 

BED BATH & BEYOND INC.

Security    075896100       Meeting Type    Annual
Ticker Symbol    BBBY       Meeting Date    28-Jun-2013
ISIN    US0758961009       Agenda    933837811 - Management
City          Holding Recon Date    03-May-2013
Country    United States       Vote Deadline Date    27-Jun-2013
SEDOL(s)          Quick Code   

 

Item

   

Proposal

   

Type

   

Vote

   

For/Against

Management

   

Fund Vote

(Y/N)

1A.

    ELECTION OF DIRECTOR: WARREN EISENBERG    Management    For    For    Y

1B.

    ELECTION OF DIRECTOR: LEONARD FEINSTEIN    Management    For    For    Y

1C.

    ELECTION OF DIRECTOR: STEVEN H. TEMARES    Management    For    For    Y

1D.

    ELECTION OF DIRECTOR: DEAN S. ADLER    Management    For    For    Y

1E.

    ELECTION OF DIRECTOR: STANLEY F. BARSHAY    Management    For    For    Y

1F.

    ELECTION OF DIRECTOR: KLAUS EPPLER    Management    For    For    Y

1G.

    ELECTION OF DIRECTOR: PATRICK R. GASTON    Management    For    For    Y

1H.

    ELECTION OF DIRECTOR: JORDAN HELLER    Management    For    For    Y

1I.

    ELECTION OF DIRECTOR: VICTORIA A. MORRISON    Management    For    For    Y

2.

    RATIFICATION OF THE APPOINTMENT OF KPMG LLP.    Management    For    For    Y

3.

    TO APPROVE, BY NON-BINDING VOTE, THE 2012 COMPENSATION PAID TO THE COMPANY’S NAMED EXECUTIVE OFFICERS.    Management    For    For    Y

 

BIOGEN IDEC INC.

Security    09062X103       Meeting Type    Annual
Ticker Symbol    BIIB       Meeting Date    12-Jun-2013
ISIN    US09062X1037       Agenda    933814243 - Management
City          Holding Recon Date    15-Apr-2013
Country    United States       Vote Deadline Date    11-Jun-2013
SEDOL(s)          Quick Code   

Item

   

Proposal

   

Type

   

Vote

   

For/Against

Management

   

Fund Vote

(Y/N)

1A.

    ELECTION OF DIRECTOR: CAROLINE D. DORSA    Management    For    For    Y

1B.

    ELECTION OF DIRECTOR: STELIOS PAPADOPOULOS    Management    For    For    Y

1C.

    ELECTION OF DIRECTOR: GEORGE A. SCANGOS    Management    For    For    Y

1D.

    ELECTION OF DIRECTOR: LYNN SCHENK    Management    For    For    Y

1E.

    ELECTION OF DIRECTOR: ALEXANDER J. DENNER    Management    For    For    Y

1F.

    ELECTION OF DIRECTOR: NANCY L. LEAMING    Management    For    For    Y

1G.

    ELECTION OF DIRECTOR: RICHARD C. MULLIGAN    Management    For    For    Y

1H.

    ELECTION OF DIRECTOR: ROBERT W. PANGIA    Management    For    For    Y

1I.

    ELECTION OF DIRECTOR: BRIAN S. POSNER    Management    For    For    Y

1J.

    ELECTION OF DIRECTOR: ERIC K. ROWINSKY    Management    For    For    Y

1K.

    ELECTION OF DIRECTOR: STEPHEN A. SHERWIN    Management    For    For    Y

1L.

    ELECTION OF DIRECTOR: WILLIAM D. YOUNG    Management    For    For    Y

2.

    TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS BIOGEN IDEC INC.‘S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2013.    Management    For    For    Y

3.

    SAY ON PAY - AN ADVISORY VOTE ON EXECUTIVE COMPENSATION.    Management    For    For    Y

4.

    TO REAPPROVE THE MATERIAL TERMS OF THE PERFORMANCE GOALS UNDER THE BIOGEN IDEC INC. 2008 PERFORMANCE-BASED MANAGEMENT INCENTIVE PLAN FOR PURPOSES OF SECTION 162(M) OF THE INTERNAL REVENUE CODE.    Management    For    For    Y

5.

    TO REAPPROVE THE MATERIAL TERMS OF THE PERFORMANCE GOALS UNDER THE BIOGEN IDEC INC. 2008 OMNIBUS EQUITY PLAN FOR PURPOSES OF SECTION 162(M) OF THE INTERNAL REVENUE CODE.    Management    For    For    Y

6.

    SHAREHOLDER PROPOSAL REGARDING ADOPTION OF A SHARE RETENTION POLICY.    Shareholder    Against    For    Y

 

BRISTOL-MYERS SQUIBB COMPANY

Security    110122108       Meeting Type    Annual
Ticker Symbol    BMY       Meeting Date    07-May-2013
ISIN    US1101221083       Agenda    933756794 - Management
City          Holding Recon Date    14-Mar-2013
Country    United States       Vote Deadline Date    06-May-2013
SEDOL(s)          Quick Code   

 

Item

   

Proposal

   

Type

   

Vote

   

For/Against

Management

   

Fund Vote

(Y/N)

1A.

    ELECTION OF DIRECTOR: L. ANDREOTTI    Management    For    For    Y

1B.

    ELECTION OF DIRECTOR: L.B. CAMPBELL    Management    For    For    Y

1C.

    ELECTION OF DIRECTOR: J.M. CORNELIUS    Management    For    For    Y

1D.

    ELECTION OF DIRECTOR: L.H. GLIMCHER, M.D.    Management    For    For    Y

1E.

    ELECTION OF DIRECTOR: M. GROBSTEIN    Management    For    For    Y

1F.

    ELECTION OF DIRECTOR: A.J. LACY    Management    For    For    Y

1G.

    ELECTION OF DIRECTOR: V.L. SATO, PH.D.    Management    For    For    Y

1H.

    ELECTION OF DIRECTOR: E. SIGAL, M.D., PH.D.    Management    For    For    Y

1I.

    ELECTION OF DIRECTOR: G.L. STORCH    Management    For    For    Y

1J.

    ELECTION OF DIRECTOR: T.D. WEST, JR.    Management    For    For    Y

2.

    RATIFICATION OF THE APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.    Management    For    For    Y

3.

    ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.    Management    For    For    Y

 

BROWN-FORMAN CORPORATION

Security    115637209       Meeting Type    Annual
Ticker Symbol    BFB       Meeting Date    26-Jul-2012
ISIN    US1156372096       Agenda    933664434 - Management
City          Holding Recon Date    18-Jun-2012
Country    United States       Vote Deadline Date    25-Jul-2012
SEDOL(s)          Quick Code   

 

Item

   

Proposal

   

Type

   

Vote

   

For/Against
Management

   

Fund Vote
(Y/N)

1

    AMENDMENT TO RESTATED CERTIFICATE OF INCORPORATION TO INCREASE NUMBER OF AUTHORIZED SHARES OF CLASS B COMMON STOCK.    Management    For    For    Y

 

CF INDUSTRIES HOLDINGS, INC.

Security    125269100       Meeting Type    Annual
Ticker Symbol    CF       Meeting Date    14-May-2013
ISIN    US1252691001       Agenda    933772724 - Management
City          Holding Recon Date    25-Mar-2013
Country    United States       Vote Deadline Date    13-May-2013
SEDOL(s)          Quick Code   

 

Item

   

Proposal

   

Type

   

Vote

   

For/Against
Management

   

Fund Vote
(Y/N)

2A.

    ELECTION OF DIRECTOR: ROBERT C. ARZBAECHER    Management    For    For    Y

2B.

    ELECTION OF DIRECTOR: STEPHEN J. HAGGE    Management    For    For    Y

2C.

    ELECTION OF DIRECTOR: EDWARD A. SCHMITT    Management    For    For    Y

1.

    APPROVAL OF AN AMENDMENT TO CF INDUSTRIES HOLDINGS, INC.‘S AMENDED AND RESTATED CERTIFICATE OF INCORPORATION.    Management    For    For    Y

3.

    APPROVE AN ADVISORY RESOLUTION REGARDING THE COMPENSATION OF CF INDUSTRIES HOLDINGS, INC.‘S NAMED EXECUTIVE OFFICERS.    Management    For    For    Y

4.

    RATIFICATION OF THE SELECTION OF KPMG LLP AS CF INDUSTRIES HOLDINGS, INC.‘S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013.    Management    For    For    Y

5.

    STOCKHOLDER PROPOSAL REGARDING SIMPLE MAJORITY VOTING STANDARD, IF PROPERLY PRESENTED AT THE MEETING.    Shareholder    Against    For    Y

6.

    STOCKHOLDER PROPOSAL REGARDING BOARD DIVERSITY, IF PROPERLY PRESENTED AT THE MEETING.    Shareholder    Against    For    Y

7.

    STOCKHOLDER PROPOSAL REGARDING POLITICAL USE OF CORPORATE ASSETS, IF PROPERLY PRESENTED AT THE MEETING.    Shareholder    Against    For    Y

8.

    STOCKHOLDER PROPOSAL REGARDING A SUSTAINABILITY REPORT, IF PROPERLY PRESENTED AT THE MEETING.    Shareholder    Against    For    Y

 

CHEVRON CORPORATION

Security    166764100       Meeting Type    Annual
Ticker Symbol    CVX       Meeting Date    29-May-2013
ISIN    US1667641005       Agenda    933786874 - Management
City          Holding Recon Date    03-Apr-2013
Country    United States       Vote Deadline Date    28-May-2013
SEDOL(s)          Quick Code   

Item

   

Proposal

   

Type

   

Vote

   

For/Against

Management

   

Fund Vote

(Y/N)

1A.

    ELECTION OF DIRECTOR: L.F. DEILY    Management    For    For    Y

1B.

    ELECTION OF DIRECTOR: R.E. DENHAM    Management    For    For    Y

1C.

    ELECTION OF DIRECTOR: A.P. GAST    Management    For    For    Y

1D.

    ELECTION OF DIRECTOR: E. HERNANDEZ    Management    For    For    Y

1E.

    ELECTION OF DIRECTOR: G.L. KIRKLAND    Management    For    For    Y

1F.

    ELECTION OF DIRECTOR: C.W. MOORMAN    Management    For    For    Y

1G.

    ELECTION OF DIRECTOR: K.W. SHARER    Management    For    For    Y

1H.

    ELECTION OF DIRECTOR: J.G. STUMPF    Management    For    For    Y

1I.

    ELECTION OF DIRECTOR: R.D. SUGAR    Management    For    For    Y

1J.

    ELECTION OF DIRECTOR: C. WARE    Management    For    For    Y

1K.

    ELECTION OF DIRECTOR: J.S. WATSON    Management    For    For    Y

2.

    RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM    Management    For    For    Y

3.

    ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION    Management    For    For    Y

4.

    APPROVAL OF AMENDMENTS TO LONG-TERM INCENTIVE PLAN    Management    For    For    Y

5.

    SHALE ENERGY OPERATIONS    Shareholder    Against    For    Y

6.

    OFFSHORE OIL WELLS    Shareholder    Against    For    Y

7.

    CLIMATE RISK    Shareholder    Against    For    Y

8.

    LOBBYING DISCLOSURE    Shareholder    Against    For    Y

9.

    CESSATION OF USE OF CORPORATE FUNDS FOR POLITICAL PURPOSES    Shareholder    Against    For    Y

10.

    CUMULATIVE VOTING    Shareholder    Against    For    Y

11.

    SPECIAL MEETINGS    Shareholder    For    Against    Y

12.

    INDEPENDENT DIRECTOR WITH ENVIRONMENTAL EXPERTISE    Shareholder    Against    For    Y

13.

    COUNTRY SELECTION GUIDELINES    Shareholder    Against    For    Y

 

CISCO SYSTEMS, INC.

Security    17275R102       Meeting Type    Annual
Ticker Symbol    CSCO       Meeting Date    15-Nov-2012
ISIN    US17275R1023       Agenda    933691708 - Management
City          Holding Recon Date    17-Sep-2012
Country    United States       Vote Deadline Date    14-Nov-2012
SEDOL(s)          Quick Code   

 

Item

   

Proposal

   

Type

   

Vote

   

For/Against

Management

   

Fund Vote

(Y/N)

1A.

    ELECTION OF DIRECTOR: CAROL A. BARTZ    Management    For    For    Y

1B.

    ELECTION OF DIRECTOR: MARC BENIOFF    Management    For    For    Y

1C.

    ELECTION OF DIRECTOR: M. MICHELE BURNS    Management    For    For    Y

1D.

    ELECTION OF DIRECTOR: MICHAEL D. CAPELLAS    Management    For    For    Y

1E.

    ELECTION OF DIRECTOR: LARRY R. CARTER    Management    For    For    Y

1F.

    ELECTION OF DIRECTOR: JOHN T. CHAMBERS    Management    For    For    Y

1G.

    ELECTION OF DIRECTOR: BRIAN L. HALLA    Management    For    For    Y

1H.

    ELECTION OF DIRECTOR: DR. JOHN L. HENNESSY    Management    For    For    Y

1I

    ELECTION OF DIRECTOR: DR. KRISTINA M. JOHNSON    Management    For    For    Y

1J.

    ELECTION OF DIRECTOR: RICHARD M. KOVACEVICH    Management    For    For    Y

1K.

    ELECTION OF DIRECTOR: RODERICK C. MCGEARY    Management    For    For    Y

1L.

    ELECTION OF DIRECTOR: ARUN SARIN    Management    For    For    Y

1M.

    ELECTION OF DIRECTOR: STEVEN M. WEST    Management    For    For    Y

2.

    APPROVAL OF AMENDMENT AND RESTATEMENT OF THE EXECUTIVE INCENTIVE PLAN.    Management    For    For    Y

3.

    APPROVAL, ON AN ADVISORY BASIS, OF EXECUTIVE COMPENSATION.    Management    For    For    Y

4.

    RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS CISCO’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2013.    Management    For    For    Y

5.

    APPROVAL TO HAVE CISCO’S BOARD ADOPT A POLICY TO HAVE AN INDEPENDENT BOARD CHAIRMAN WHENEVER POSSIBLE.    Shareholder    For    Against    Y

6.

    APPROVAL TO REQUEST CISCO MANAGEMENT TO PREPARE A REPORT ON “CONFLICT MINERALS” IN CISCO’S SUPPLY CHAIN.    Shareholder    Against    For    Y

 

CUMMINS INC.

Security    231021106       Meeting Type    Annual
Ticker Symbol    CMI       Meeting Date    14-May-2013
ISIN    US2310211063       Agenda    933753382 - Management
City          Holding Recon Date    15-Mar-2013
Country    United States       Vote Deadline Date    13-May-2013
SEDOL(s)          Quick Code   

 

Item

   

Proposal

   

Type

   

Vote

   

For/Against

Management

   

Fund Vote

(Y/N)

1.

    ELECTION OF DIRECTOR: N. THOMAS LINEBARGER    Management    For    For    Y

2.

    ELECTION OF DIRECTOR: WILLIAM I. MILLER    Management    For    For    Y

3.

    ELECTION OF DIRECTOR: ALEXIS M. HERMAN    Management    For    For    Y

4.

    ELECTION OF DIRECTOR: GEORGIA R. NELSON    Management    For    For    Y

5.

    ELECTION OF DIRECTOR: CARL WARE    Management    For    For    Y

6.

    ELECTION OF DIRECTOR: ROBERT K. HERDMAN    Management    For    For    Y

7.

    ELECTION OF DIRECTOR: ROBERT J. BERNHARD    Management    For    For    Y

8.

    ELECTION OF DIRECTOR: DR. FRANKLIN R. CHANG DIAZ    Management    For    For    Y

9.

    ELECTION OF DIRECTOR: STEPHEN B. DOBBS    Management    For    For    Y

10.

    ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT.    Management    For    For    Y

11.

    PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS AUDITORS FOR 2013.    Management    For    For    Y

12.

    SHAREHOLDER PROPOSAL REGARDING INDEPENDENT BOARD CHAIR.    Shareholder    For    Against    Y

 

FASTENAL COMPANY

Security    311900104       Meeting Type    Annual
Ticker Symbol    FAST       Meeting Date    16-Apr-2013
ISIN    US3119001044       Agenda    933738037 - Management
City          Holding Recon Date    22-Feb-2013
Country    United States       Vote Deadline Date    15-Apr-2013
SEDOL(s)          Quick Code   

 

Item

   

Proposal

   

Type

   

Vote

   

For/Against

Management

   

Fund Vote

(Y/N)

1A

    ELECTION OF DIRECTOR: ROBERT A. KIERLIN    Management    For    For    Y

1B

    ELECTION OF DIRECTOR: STEPHEN M. SLAGGIE    Management    For    For    Y

1C

    ELECTION OF DIRECTOR: MICHAEL M. GOSTOMSKI    Management    For    For    Y

1D

    ELECTION OF DIRECTOR: WILLARD D. OBERTON    Management    For    For    Y

1E

    ELECTION OF DIRECTOR: MICHAEL J. DOLAN    Management    For    For    Y

1F

    ELECTION OF DIRECTOR: REYNE K. WISECUP    Management    For    For    Y

1G

    ELECTION OF DIRECTOR: HUGH L. MILLER    Management    For    For    Y

1H

    ELECTION OF DIRECTOR: MICHAEL J. ANCIUS    Management    For    For    Y

1I

    ELECTION OF DIRECTOR: SCOTT A. SATTERLEE    Management    For    For    Y

1J

    ELECTION OF DIRECTOR: RITA J. HEISE    Management    For    For    Y

1K

    ELECTION OF DIRECTOR: DARREN R. JACKSON    Management    For    For    Y

2

    RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2013 FISCAL YEAR.    Management    For    For    Y

3

    APPROVAL, BY NON-BINDING VOTE, OF EXECUTIVE COMPENSATION.    Management    For    For    Y

 

FLUOR CORPORATION

Security    343412102       Meeting Type    Annual
Ticker Symbol    FLR       Meeting Date    02-May-2013
ISIN    US3434121022       Agenda    933752126 - Management
City          Holding Recon Date    08-Mar-2013
Country    United States       Vote Deadline Date    01-May-2013
SEDOL(s)          Quick Code   

 

Item

   

Proposal

   

Type

   

Vote

   

For/Against

Management

   

Fund Vote

(Y/N)

1A

    ELECTION OF DIRECTOR: PETER K. BARKER    Management    For    For    Y

1B

    ELECTION OF DIRECTOR: ALAN M. BENNETT    Management    For    For    Y

1C

    ELECTION OF DIRECTOR: ROSEMARY T. BERKERY    Management    For    For    Y

1D

    ELECTION OF DIRECTOR: JAMES T. HACKETT    Management    For    For    Y

1E

    ELECTION OF DIRECTOR: KENT KRESA    Management    For    For    Y

1F

    ELECTION OF DIRECTOR: DEAN R. O’HARE    Management    For    For    Y

1G

    ELECTION OF DIRECTOR: ARMANDO J. OLIVERA    Management    For    For    Y

1H

    ELECTION OF DIRECTOR: DAVID T. SEATON    Management    For    For    Y

1I

    ELECTION OF DIRECTOR: NADER H. SULTAN    Management    For    For    Y

2

    AN ADVISORY VOTE TO APPROVE THE COMPANY’S EXECUTIVE COMPENSATION.    Management    For    For    Y

3

    THE APPROVAL OF OUR AMENDED AND RESTATED 2008 EXECUTIVE PERFORMANCE INCENTIVE PLAN.    Management    For    For    Y

4

    THE RATIFICATION OF THE APPOINTMENT BY OUR AUDIT COMMITTEE OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2013.    Management    For    For    Y

 

FOREST LABORATORIES, INC.

Security    345838106       Meeting Type    Contested-Annual
Ticker Symbol    FRX       Meeting Date    15-Aug-2012
ISIN    US3458381064       Agenda    933667959 - Management
City          Holding Recon Date    25-Jun-2012
Country    United States       Vote Deadline Date    14-Aug-2012
SEDOL(s)          Quick Code   

 

Item

   

Proposal

   

Type

   

Vote

   

For/Against

Management

   

Fund Vote

(Y/N)

1.

    DIRECTOR    Management         
  

1       HOWARD SOLOMON

       For    For    Y
  

2       NESLI BASGOZ, M.D.

       For    For    Y
  

3       CHRISTOPHER J. COUGHLIN

       For    For    Y
  

4       DAN L. GOLDWASSER

       For    For    Y
  

5       KENNETH E. GOODMAN

       For    For    Y
  

6       GERALD M. LIEBERMAN

       For    For    Y
  

7       L.S. OLANOFF, M.D. PH.D

       For    For    Y
  

8       LESTER B. SALANS, M.D.

       For    For    Y
  

9       BRENTON L. SAUNDERS

       For    For    Y
  

10     PETER J. ZIMETBAUM M.D.

       For    For    Y

2.

    APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS.    Management    For    For    Y

3.

    RATIFICATION OF THE SELECTION OF BDO USA, LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING MARCH 31, 2013.    Management    For    For    Y

4.

    STOCKHOLDER PROPOSAL REGARDING PROXY ACCESS.    Shareholder    Against    For    Y

5.

    ICAHN GROUP STOCKHOLDER PROPOSAL REGARDING THE REPEAL OF COMPANY BYLAW PROVISIONS.    Shareholder    Against    For    Y

 

FOREST LABORATORIES, INC.

Security    345838106       Meeting Type    Contested-Annual
Ticker Symbol    FRX       Meeting Date    15-Aug-2012
ISIN    US3458381064       Agenda    933671162 - Opposition
City          Holding Recon Date    25-Jun-2012
Country    United States       Vote Deadline Date    14-Aug-2012
SEDOL(s)          Quick Code   

 

Item

   

Proposal

   

Type

   

Vote

   

For/Against

Management

   

Fund Vote

(Y/N)

01

    DIRECTORS    Management         
  

1       DR. ERIC J ENDE

             N
  

2       MR. DANIEL A NINIVAGGI

             N
  

3       MR. PIERRE LEGAULT

             N
  

4       MR. ANDREW J FROMKIN

             N
  

5       MGT NOM. HOWARD SOLOMON

             N
  

6       MGT NOM. N BASGOZ, MD

             N
  

7       MGT NOM. C J COUGHLIN

             N
  

8       MGT NOM. G M LIEBERMAN

             N
  

9       MGT NOM. B L SAUNDERS

             N
  

10     MGT NOM. P ZIMETBAUM MD

             N

02

    A PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF FOREST LABORATORIES NAMED EXECUTIVE OFFICERS.    Management          N

03

    RATIFICATION OF THE SELECTION OF BDO USA, LLP, AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING MARCH 31, 2013.    Management          N

04

    A PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, A STOCKHOLDER PROPOSAL REGARDING PROXY ACCESS    Shareholder          N

05

    A PROPOSAL TO REPEAL NEW BYLAWS.    Shareholder          N

 

GENERAL DYNAMICS CORPORATION

Security    369550108       Meeting Type    Annual
Ticker Symbol    GD       Meeting Date    01-May-2013
ISIN    US3695501086       Agenda    933750691 - Management
City          Holding Recon Date    07-Mar-2013
Country    United States       Vote Deadline Date    30-Apr-2013
SEDOL(s)          Quick Code   

 

Item

   

Proposal

   

Type

   

Vote

   

For/Against

Management

   

Fund Vote

(Y/N)

1A.

    ELECTION OF DIRECTOR: MARY T. BARRA    Management    For    For    Y

1B.

    ELECTION OF DIRECTOR: NICHOLAS D. CHABRAJA    Management    For    For    Y

1C.

    ELECTION OF DIRECTOR: JAMES S. CROWN    Management    For    For    Y

1D.

    ELECTION OF DIRECTOR: WILLIAM P. FRICKS    Management    For    For    Y

1E.

    ELECTION OF DIRECTOR: PAUL G. KAMINSKI    Management    For    For    Y

1F.

    ELECTION OF DIRECTOR: JOHN M. KEANE    Management    For    For    Y

1G.

    ELECTION OF DIRECTOR: LESTER L. LYLES    Management    For    For    Y

1H.

    ELECTION OF DIRECTOR: PHEBE N. NOVAKOVIC    Management    For    For    Y

1I.

    ELECTION OF DIRECTOR: WILLIAM A. OSBORN    Management    For    For    Y

1J.

    ELECTION OF DIRECTOR: ROBERT WALMSLEY    Management    For    For    Y

2.

    SELECTION OF INDEPENDENT AUDITORS.    Management    For    For    Y

3.

    ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION.    Management    For    For    Y

4.

    SHAREHOLDER PROPOSAL WITH REGARD TO LOBBYING DISCLOSURE.    Shareholder    For    Against    Y

5.

    SHAREHOLDER PROPOSAL WITH REGARD TO A HUMAN RIGHTS POLICY.    Shareholder    Against    For    Y

 

GILEAD SCIENCES, INC.

Security    375558103       Meeting Type    Annual
Ticker Symbol    GILD       Meeting Date    08-May-2013
ISIN    US3755581036       Agenda    933759031 - Management
City          Holding Recon Date    13-Mar-2013
Country    United States       Vote Deadline Date    07-May-2013
SEDOL(s)          Quick Code   

 

Item

   

Proposal

   

Type

   

Vote

   

For/Against

Management

   

Fund Vote

(Y/N)

1.

    DIRECTOR    Management         
  

1       JOHN F. COGAN

       For    For    Y
  

2       ETIENNE F. DAVIGNON

       For    For    Y
  

3       CARLA A. HILLS

       For    For    Y
  

4       KEVIN E. LOFTON

       For    For    Y
  

5       JOHN W. MADIGAN

       For    For    Y
  

6       JOHN C. MARTIN

       For    For    Y
  

7       NICHOLAS G. MOORE

       For    For    Y
  

8       RICHARD J. WHITLEY

       For    For    Y
  

9       GAYLE E. WILSON

       For    For    Y
  

10     PER WOLD-OLSEN

       For    For    Y

2.

    TO RATIFY THE SELECTION OF ERNST & YOUNG LLP BY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF GILEAD FOR THE FISCAL YEAR ENDING DECEMBER 31, 2013.    Management    For    For    Y

3.

    TO APPROVE A RESTATEMENT OF GILEAD SCIENCES, INC.‘S 2004 EQUITY INCENTIVE PLAN.    Management    For    For    Y

4.

    TO APPROVE AN AMENDMENT TO GILEAD’S RESTATED CERTIFICATE OF INCORPORATION.    Management    For    For    Y

5.

    TO APPROVE, ON THE ADVISORY BASIS, THE COMPENSATION OF GILEAD’S NAMED EXECUTIVE OFFICERS AS PRESENTED IN THE PROXY STATEMENT.    Management    For    For    Y

6.

    TO VOTE ON A STOCKHOLDER PROPOSAL REQUESTING THAT THE BOARD ADOPT A POLICY THAT THE CHAIRMAN OF THE BOARD OF DIRECTORS BE AN INDEPENDENT DIRECTOR, IF PROPERLY PRESENTED AT THE MEETING.    Shareholder    For    Against    Y

7.

    TO VOTE ON A STOCKHOLDER PROPOSAL REQUESTING THAT THE BOARD TAKE STEPS TO PERMIT STOCKHOLDER ACTION BY WRITTEN CONSENT, IF PROPERLY PRESENTED AT THE MEETING.    Shareholder    Against    For    Y

 

GOOGLE INC.

Security    38259P508       Meeting Type    Annual
Ticker Symbol    GOOG       Meeting Date    06-Jun-2013
ISIN    US38259P5089       Agenda    933801905 - Management
City          Holding Recon Date    08-Apr-2013
Country    United States       Vote Deadline Date    05-Jun-2013
SEDOL(s)          Quick Code   

 

Item

   

Proposal

   

Type

   

Vote

   

For/Against

Management

   

Fund Vote

(Y/N)

1.

    DIRECTOR    Management         
  

1       LARRY PAGE

       For    For    Y
  

2       SERGEY BRIN

       For    For    Y
  

3       ERIC E. SCHMIDT

       For    For    Y
  

4       L. JOHN DOERR

       For    For    Y
  

5       DIANE B. GREENE

       For    For    Y
  

6       JOHN L. HENNESSY

       For    For    Y
  

7       ANN MATHER

       For    For    Y
  

8       PAUL S. OTELLINI

       For    For    Y
  

9       K. RAM SHRIRAM

       For    For    Y
  

10     SHIRLEY M. TILGHMAN

       For    For    Y

2.

    THE RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS GOOGLE’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2013.    Management    For    For    Y

3.

    A STOCKHOLDER PROPOSAL REGARDING A REPORT ON LEAD BATTERIES IN GOOGLE’S SUPPLY CHAIN, IF PROPERLY PRESENTED AT THE MEETING.    Shareholder    Against    For    Y

4.

    A STOCKHOLDER PROPOSAL REGARDING EQUAL SHAREHOLDER VOTING, IF PROPERLY PRESENTED AT THE MEETING.    Shareholder    Against    For    Y

5.

    A STOCKHOLDER PROPOSAL REGARDING EXECUTIVE STOCK RETENTION, IF PROPERLY PRESENTED AT THE MEETING.    Shareholder    Against    For    Y

6.

    A STOCKHOLDER PROPOSAL REGARDING SUCCESSION PLANNING, IF PROPERLY PRESENTED AT THE MEETING.    Shareholder    Against    For    Y

 

HELMERICH & PAYNE, INC.

Security    423452101       Meeting Type    Annual
Ticker Symbol    HP       Meeting Date    06-Mar-2013
ISIN    US4234521015       Agenda    933726121 - Management
City          Holding Recon Date    10-Jan-2013
Country    United States       Vote Deadline Date    05-Mar-2013
SEDOL(s)          Quick Code   

 

Item

   

Proposal

   

Type

   

Vote

   

For/Against

Management

   

Fund Vote

(Y/N)

1.

    DIRECTOR    Management         
  

1       HANS HELMERICH

       For    For    Y
  

2       JOHN W. LINDSAY

       For    For    Y
  

3       PAULA MARSHALL

       For    For    Y
  

4       RANDY A. FOUTCH

       For    For    Y

2.

    RATIFICATION OF ERNST & YOUNG LLP AS AUDITORS FOR 2013.    Management    For    For    Y

3.

    ADVISORY VOTE ON EXECUTIVE COMPENSATION.    Management    For    For    Y

4.

    NON-BINDING STOCKHOLDER PROPOSAL TO ADOPT A MAJORITY VOTING STANDARD IN THE ELECTION OF DIRECTORS OF THE COMPANY.    Shareholder    For       Y

HUMANA INC.

            
Security    444859102       Meeting Type    Annual
Ticker Symbol    HUM       Meeting Date    25-Apr-2013
ISIN    US4448591028       Agenda    933738049 - Management
City          Holding Recon Date    25-Feb-2013
Country    United States       Vote Deadline Date    24-Apr-2013
SEDOL(s)          Quick Code   

 

Item

   

Proposal

   

Type

   

Vote

   

For/Against

Management

   

Fund Vote

(Y/N)

1A.

    ELECTION OF DIRECTOR: BRUCE D. BROUSSARD    Management    For    For    Y

1B.

    ELECTION OF DIRECTOR: FRANK A. D’AMELIO    Management    For    For    Y

1C.

    ELECTION OF DIRECTOR: W. ROY DUNBAR    Management    For    For    Y

1D.

    ELECTION OF DIRECTOR: KURT J. HILZINGER    Management    For    For    Y

1E.

    ELECTION OF DIRECTOR: DAVID A. JONES, JR.    Management    For    For    Y

1F.

    ELECTION OF DIRECTOR: MICHAEL B. MCCALLISTER    Management    For    For    Y

1G.

    ELECTION OF DIRECTOR: WILLIAM J. MCDONALD    Management    For    For    Y

1H.

    ELECTION OF DIRECTOR: WILLIAM E. MITCHELL    Management    For    For    Y

1I.

    ELECTION OF DIRECTOR: DAVID B. NASH, M.D.    Management    For    For    Y

1J.

    ELECTION OF DIRECTOR: JAMES J. O’BRIEN    Management    For    For    Y

1K.

    ELECTION OF DIRECTOR: MARISSA T. PETERSON    Management    For    For    Y

2.

    THE RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.    Management    For    For    Y

3.

    THE APPROVAL OF THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE 2013 PROXY STATEMENT.    Management    For    For    Y

4.

    STOCKHOLDER PROPOSAL ON POLITICAL CONTRIBUTIONS.    Shareholder    For    Against    Y

 

ILLINOIS TOOL WORKS INC.

Security    452308109       Meeting Type    Annual
Ticker Symbol    ITW       Meeting Date    03-May-2013
ISIN    US4523081093       Agenda    933753255 - Management
City          Holding Recon Date    05-Mar-2013
Country    United States       Vote Deadline Date    02-May-2013
SEDOL(s)          Quick Code   

 

Item

   

Proposal

   

Type

   

Vote

   

For/Against

Management

   

Fund Vote

(Y/N)

1A.

    ELECTION OF DIRECTOR: DANIEL J. BRUTTO    Management    For    For    Y

1B.

    ELECTION OF DIRECTOR: SUSAN CROWN    Management    For    For    Y

1C.

    ELECTION OF DIRECTOR: DON H. DAVIS, JR.    Management    For    For    Y

1D.

    ELECTION OF DIRECTOR: JAMES W. GRIFFITH    Management    For    For    Y

1E.

    ELECTION OF DIRECTOR: ROBERT C. MCCORMACK    Management    For    For    Y

1F.

    ELECTION OF DIRECTOR: ROBERT S. MORRISON    Management    For    For    Y

1G.

    ELECTION OF DIRECTOR: E. SCOTT SANTI    Management    For    For    Y

1H.

    ELECTION OF DIRECTOR: JAMES A. SKINNER    Management    For    For    Y

1I.

    ELECTION OF DIRECTOR: DAVID B. SMITH, JR.    Management    For    For    Y

1J.

    ELECTION OF DIRECTOR: PAMELA B. STROBEL    Management    For    For    Y

1K.

    ELECTION OF DIRECTOR: KEVIN M. WARREN    Management    For    For    Y

1L.

    ELECTION OF DIRECTOR: ANRE D. WILLIAMS    Management    For    For    Y

2.

    RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS ITW’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013.    Management    For    For    Y

3.

    ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION.    Management    For    For    Y

4.

    STOCKHOLDER PROPOSAL TO ADOPT SIMPLE MAJORITY VOTE RIGHT.    Shareholder    For    Against    Y

 

INTEL CORPORATION

Security    458140100       Meeting Type    Annual
Ticker Symbol    INTC       Meeting Date    16-May-2013
ISIN    US4581401001       Agenda    933758611 - Management
City          Holding Recon Date    18-Mar-2013
Country    United States       Vote Deadline Date    15-May-2013
SEDOL(s)          Quick Code   

 

Item

   

Proposal

   

Type

   

Vote

   

For/Against

Management

   

Fund Vote

(Y/N)

1A.

    ELECTION OF DIRECTOR: CHARLENE BARSHEFSKY    Management    For    For    Y

1B.

    ELECTION OF DIRECTOR: ANDY D. BRYANT    Management    For    For    Y

1C.

    ELECTION OF DIRECTOR: SUSAN L. DECKER    Management    For    For    Y

1D.

    ELECTION OF DIRECTOR: JOHN J. DONAHOE    Management    For    For    Y

1E.

    ELECTION OF DIRECTOR: REED E. HUNDT    Management    For    For    Y

1F.

    ELECTION OF DIRECTOR: JAMES D. PLUMMER    Management    For    For    Y

1G.

    ELECTION OF DIRECTOR: DAVID S. POTTRUCK    Management    For    For    Y

1H.

    ELECTION OF DIRECTOR: FRANK D. YEARY    Management    For    For    Y

1I.

    ELECTION OF DIRECTOR: DAVID B. YOFFIE    Management    For    For    Y

2.

    RATIFICATION OF SELECTION OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE CURRENT YEAR    Management    For    For    Y

3.

    ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION    Management    For    For    Y

4.

    APPROVAL OF AMENDMENT AND EXTENSION OF THE 2006 EQUITY INCENTIVE PLAN    Management    For    For    Y

5.

    STOCKHOLDER PROPOSAL TITLED “EXECUTIVES TO RETAIN SIGNIFICANT STOCK”    Shareholder    Against    For    Y

 

INTERCONTINENTALEXCHANGE, INC.

Security    45865V100       Meeting Type    Annual
Ticker Symbol    ICE       Meeting Date    17-May-2013
ISIN    US45865V1008       Agenda    933770770 - Management
City          Holding Recon Date    19-Mar-2013
Country    United States       Vote Deadline Date    16-May-2013
SEDOL(s)          Quick Code   

 

Item

   

Proposal

   

Type

   

Vote

   

For/Against

Management

   

Fund Vote

(Y/N)

1A.

    ELECTION OF DIRECTOR: CHARLES R. CRISP    Management    For    For    Y

1B.

    ELECTION OF DIRECTOR: JEAN-MARC FORNERI    Management    For    For    Y

1C.

    ELECTION OF DIRECTOR: SENATOR JUDD A. GREGG    Management    For    For    Y

1D.

    ELECTION OF DIRECTOR: FRED W. HATFIELD    Management    For    For    Y

1E.

    ELECTION OF DIRECTOR: TERRENCE F. MARTELL    Management    For    For    Y

1F.

    ELECTION OF DIRECTOR: SIR CALLUM MCCARTHY    Management    For    For    Y

1G.

    ELECTION OF DIRECTOR: SIR ROBERT REID    Management    For    For    Y

1H.

    ELECTION OF DIRECTOR: FREDERIC V. SALERNO    Management    For    For    Y

1I.

    ELECTION OF DIRECTOR: JEFFREY C. SPRECHER    Management    For    For    Y

1J.

    ELECTION OF DIRECTOR: JUDITH A. SPRIESER    Management    For    For    Y

1K.

    ELECTION OF DIRECTOR: VINCENT TESE    Management    For    For    Y

2.

    TO APPROVE, BY NON-BINDING VOTE, THE ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION FOR NAMED EXECUTIVE OFFICERS.    Management    For    For    Y

3.

    TO APPROVE, BY NON-BINDING VOTE, THE 2013 OMNIBUS EMPLOYEE INCENTIVE PLAN.    Management    For    For    Y

4.

    TO APPROVE, BY NON-BINDING VOTE, THE 2013 OMNIBUS NON-EMPLOYEE DIRECTOR INCENTIVE PLAN.    Management    For    For    Y

5.

    RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.    Management    For    For    Y

INTERCONTINENTALEXCHANGE, INC.

Security    45865V100       Meeting Type    Special
Ticker Symbol    ICE       Meeting Date    03-Jun-2013
ISIN    US45865V1008       Agenda    933817782 - Management
City          Holding Recon Date    26-Apr-2013
Country    United States       Vote Deadline Date    31-May-2013
SEDOL(s)          Quick Code   

 

Item

   

Proposal

   

Type

   

Vote

   

For/Against

Management

   

Fund Vote

(Y/N)

1.

    TO ADOPT THE AMENDED AND RESTATED AGREEMENT AND PLAN OF MERGER, DATED AS OF MARCH 19, 2013, BY AND AMONG NYSE EURONEXT, INTERCONTINENTALEXCHANGE, INC., INTERCONTINENTALEXCHANGE GROUP, INC., BRAVES MERGER SUB, INC. AND BASEBALL MERGER SUB, LLC (THE “MERGER” PROPOSAL).    Management    For    For    Y

2A.

    APPROVE RELATING TO CERTIFICATE OF INCORPORATION: THE APPROVAL PROVISIONS RELATED TO THE AMOUNT AND CLASSES OF AUTHORIZED STOCK    Management    For    For    Y

2B.

    APPROVE RELATING TO CERTIFICATE OF INCORPORATION: THE APPROVAL OF PROVISIONS RELATED TO LIMITATIONS ON OWNERSHIP AND VOTING OF INTERCONTINENTALEXCHANGE GROUP, INC. COMMON STOCK.    Management    For    For    Y

2C.

    APPROVE RELATING TO CERTIFICATE OF INCORPORATION: THE APPROVAL OF PROVISIONS RELATED TO THE DISQUALIFICATION OF OFFICERS AND DIRECTORS AND CERTAIN POWERS OF THE BOARD OF DIRECTORS.    Management    For    For    Y

2D.

    APPROVE RELATING TO CERTIFICATE OF INCORPORATION: APPROVAL OF PROVISIONS RELATED TO CONSIDERATIONS OF THE BOARD OF DIRECTORS.    Management    For    For    Y

2E.

    APPROVE RELATING TO CERTIFICATE OF INCORPORATION: APPROVAL OF PROVISIONS RELATED TO AMENDMENTS TO THE INTERCONTINENTALEXCHANGE GROUP, INC. CERTIFICATE OF INCORPORATION.    Management    For    For    Y

3.

    TO APPROVE ONE OR MORE ADJOURNMENTS OF THE SPECIAL MEETING OF STOCKHOLDERS OF INTERCONTINENTALEXCHANGE, INC.    Management    For    For    Y

 

JOHNSON & JOHNSON

Security    478160104       Meeting Type    Annual
Ticker Symbol    JNJ       Meeting Date    25-Apr-2013
ISIN    US4781601046       Agenda    933745068 - Management
City          Holding Recon Date    26-Feb-2013
Country    United States       Vote Deadline Date    24-Apr-2013
SEDOL(s)          Quick Code   

 

Item

   

Proposal

   

Type

   

Vote

   

For/Against

Management

   

Fund Vote

(Y/N)

1A.

    ELECTION OF DIRECTOR: MARY SUE COLEMAN    Management    For    For    Y

1B.

    ELECTION OF DIRECTOR: JAMES G. CULLEN    Management    For    For    Y

1C.

    ELECTION OF DIRECTOR: IAN E.L. DAVIS    Management    For    For    Y

1D.

    ELECTION OF DIRECTOR: ALEX GORSKY    Management    For    For    Y

1E.

    ELECTION OF DIRECTOR: MICHAEL M.E. JOHNS    Management    For    For    Y

1F.

    ELECTION OF DIRECTOR: SUSAN L. LINDQUIST    Management    For    For    Y

1G.

    ELECTION OF DIRECTOR: ANNE M. MULCAHY    Management    For    For    Y

1H.

    ELECTION OF DIRECTOR: LEO F. MULLIN    Management    For    For    Y

1I.

    ELECTION OF DIRECTOR: WILLIAM D. PEREZ    Management    For    For    Y

1J.

    ELECTION OF DIRECTOR: CHARLES PRINCE    Management    For    For    Y

1K.

    ELECTION OF DIRECTOR: A. EUGENE WASHINGTON    Management    For    For    Y

1L.

    ELECTION OF DIRECTOR: RONALD A. WILLIAMS    Management    For    For    Y

2.

    ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION    Management    For    For    Y

3.

    RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013    Management    For    For    Y

4.

    SHAREHOLDER PROPOSAL - EXECUTIVES TO RETAIN SIGNIFICANT STOCK    Shareholder    Against    For    Y

5.

    SHAREHOLDER PROPOSAL ON POLITICAL CONTRIBUTIONS AND CORPORATE VALUES    Shareholder    For    Against    Y

6.

    SHAREHOLDER PROPOSAL ON INDEPENDENT BOARD CHAIRMAN    Shareholder    For    Against    Y

 

JPMORGAN CHASE & CO.

Security    46625H100       Meeting Type    Annual
Ticker Symbol    JPM       Meeting Date    21-May-2013
ISIN    US46625H1005       Agenda    933779728 - Management
City          Holding Recon Date    22-Mar-2013
Country    United States       Vote Deadline Date    20-May-2013
SEDOL(s)          Quick Code   

 

Item

   

Proposal

   

Type

   

Vote

   

For/Against

Management

   

Fund Vote
(Y/N)

1A.

    ELECTION OF DIRECTOR: JAMES A. BELL    Management    For    For    Y

1B.

    ELECTION OF DIRECTOR: CRANDALL C. BOWLES    Management    For    For    Y

1C.

    ELECTION OF DIRECTOR: STEPHEN B. BURKE    Management    For    For    Y

1D.

    ELECTION OF DIRECTOR: DAVID M. COTE    Management    For    For    Y

1E.

    ELECTION OF DIRECTOR: JAMES S. CROWN    Management    Against    Against    Y

1F.

    ELECTION OF DIRECTOR: JAMES DIMON    Management    For    For    Y

1G.

    ELECTION OF DIRECTOR: TIMOTHY P. FLYNN    Management    For    For    Y

1H.

    ELECTION OF DIRECTOR: ELLEN V. FUTTER    Management    For    For    Y

1I.

    ELECTION OF DIRECTOR: LABAN P. JACKSON, JR.    Management    For    For    Y

1J.

    ELECTION OF DIRECTOR: LEE R. RAYMOND    Management    For    For    Y

1K.

    ELECTION OF DIRECTOR: WILLIAM C. WELDON    Management    For    For    Y

2.

    RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM    Management    For    For    Y

3.

    ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION    Management    For    For    Y

4.

    AMENDMENT TO THE FIRM’S RESTATED CERTIFICATE OF INCORPORATION TO AUTHORIZE SHAREHOLDER ACTION BY WRITTEN CONSENT    Management    For    For    Y

5.

    REAPPROVAL OF KEY EXECUTIVE PERFORMANCE PLAN    Management    For    For    Y

6.

    REQUIRE SEPARATION OF CHAIRMAN AND CEO    Shareholder    For    Against    Y

7.

    REQUIRE EXECUTIVES TO RETAIN SIGNIFICANT STOCK UNTIL REACHING NORMAL RETIREMENT AGE    Shareholder    Against    For    Y

8.

    ADOPT PROCEDURES TO AVOID HOLDING OR RECOMMENDING INVESTMENTS THAT CONTRIBUTE TO HUMAN RIGHTS VIOLATIONS    Shareholder    Against    For    Y

9.

    DISCLOSE FIRM PAYMENTS USED DIRECTLY OR INDIRECTLY FOR LOBBYING, INCLUDING SPECIFIC AMOUNTS AND RECIPIENTS’ NAMES    Shareholder    Against    For    Y

 

MASTERCARD INCORPORATED

Security    57636Q104       Meeting Type    Annual
Ticker Symbol    MA       Meeting Date    18-Jun-2013
ISIN    US57636Q1040       Agenda    933809761 - Management
City          Holding Recon Date    19-Apr-2013
Country    United States       Vote Deadline Date    17-Jun-2013
SEDOL(s)          Quick Code   

 

Item

   

Proposal

   

Type

   

Vote

   

For/Against

Management

   

Fund Vote

(Y/N)

1A.

    ELECTION OF DIRECTOR: RICHARD HAYTHORNTHWAITE    Management    For    For    Y

1B.

    ELECTION OF DIRECTOR: AJAY BANGA    Management    For    For    Y

1C.

    ELECTION OF DIRECTOR: SILVIO BARZI    Management    For    For    Y

1D.

    ELECTION OF DIRECTOR: DAVID R. CARLUCCI    Management    For    For    Y

1E.

    ELECTION OF DIRECTOR: STEVEN J. FREIBERG    Management    For    For    Y

1F.

    ELECTION OF DIRECTOR: NANCY J. KARCH    Management    For    For    Y

1G.

    ELECTION OF DIRECTOR: MARC OLIVIE    Management    For    For    Y

1H.

    ELECTION OF DIRECTOR: RIMA QURESHI    Management    For    For    Y

1I.

    ELECTION OF DIRECTOR: JOSE OCTAVIO REYES LAGUNES    Management    For    For    Y

1J.

    ELECTION OF DIRECTOR: MARK SCHWARTZ    Management    For    For    Y

1K.

    ELECTION OF DIRECTOR: JACKSON P. TAI    Management    For    For    Y

1L.

    ELECTION OF DIRECTOR: EDWARD SUNING TIAN    Management    For    For    Y

2.

    ADVISORY APPROVAL OF THE COMPANY’S EXECUTIVE COMPENSATION    Management    For    For    Y

3.

    RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM    Management    For    For    Y

 

MATTEL, INC.

Security    577081102       Meeting Type    Annual
Ticker Symbol    MAT       Meeting Date    10-May-2013
ISIN    US5770811025       Agenda    933753635 - Management
City          Holding Recon Date    15-Mar-2013
Country    United States       Vote Deadline Date    09-May-2013
SEDOL(s)          Quick Code   

 

Item

   

Proposal

   

Type

   

Vote

   

For/Against

Management

   

Fund Vote

(Y/N)

1A.

    ELECTION OF DIRECTOR: MICHAEL J. DOLAN    Management    For    For    Y

1B.

    ELECTION OF DIRECTOR: TREVOR A. EDWARDS    Management    For    For    Y

1C.

    ELECTION OF DIRECTOR: DR. FRANCES D. FERGUSSON    Management    For    For    Y

1D.

    ELECTION OF DIRECTOR: DOMINIC NG    Management    For    For    Y

1E.

    ELECTION OF DIRECTOR: VASANT M. PRABHU    Management    For    For    Y

1F.

    ELECTION OF DIRECTOR: DR. ANDREA L. RICH    Management    For    For    Y

1G.

    ELECTION OF DIRECTOR: DEAN A. SCARBOROUGH    Management    For    For    Y

1H.

    ELECTION OF DIRECTOR: CHRISTOPHER A. SINCLAIR    Management    For    For    Y

1I.

    ELECTION OF DIRECTOR: BRYAN G. STOCKTON    Management    For    For    Y

1J.

    ELECTION OF DIRECTOR: DIRK VAN DE PUT    Management    For    For    Y

1K.

    ELECTION OF DIRECTOR: KATHY WHITE LOYD    Management    For    For    Y

2.

    ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION, AS DESCRIBED IN THE MATTEL, INC. PROXY STATEMENT.    Management    For    For    Y

3.

    RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS MATTEL, INC.‘S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.    Management    For    For    Y

4.

    STOCKHOLDER PROPOSAL REGARDING AN INDEPENDENT CHAIRMAN OF THE BOARD.    Shareholder    For    Against    Y

 

MICROSOFT CORPORATION

Security    594918104       Meeting Type    Annual
Ticker Symbol    MSFT       Meeting Date    28-Nov-2012
ISIN    US5949181045       Agenda    933691784 - Management
City          Holding Recon Date    14-Sep-2012
Country    United States       Vote Deadline Date    27-Nov-2012
SEDOL(s)          Quick Code   

 

Item

   

Proposal

   

Type

   

Vote

   

For/Against

Management

   

Fund Vote

(Y/N)

1.

    ELECTION OF DIRECTOR: STEVEN A. BALLMER    Management    For    For    Y

2.

    ELECTION OF DIRECTOR: DINA DUBLON    Management    For    For    Y

3.

    ELECTION OF DIRECTOR: WILLIAM H. GATES III    Management    For    For    Y

4.

    ELECTION OF DIRECTOR: MARIA M. KLAWE    Management    For    For    Y

5.

    ELECTION OF DIRECTOR: STEPHEN J. LUCZO    Management    For    For    Y

6.

    ELECTION OF DIRECTOR: DAVID F. MARQUARDT    Management    For    For    Y

7.

    ELECTION OF DIRECTOR: CHARLES H. NOSKI    Management    For    For    Y

8.

    ELECTION OF DIRECTOR: HELMUT PANKE    Management    For    For    Y

9.

    ELECTION OF DIRECTOR: JOHN W. THOMPSON    Management    For    For    Y

10.

    ADVISORY VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION (THE BOARD RECOMMENDS A VOTE FOR THIS PROPOSAL)    Management    For    For    Y

11.

    APPROVAL OF EMPLOYEE STOCK PURCHASE PLAN (THE BOARD RECOMMENDS A VOTE FOR THIS PROPOSAL)    Management    For    For    Y

12.

    RATIFICATION OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT AUDITOR FOR FISCAL YEAR 2013 (THE BOARD RECOMMENDS A VOTE FOR THIS PROPOSAL)    Management    For    For    Y

13.

    SHAREHOLDER PROPOSAL - ADOPT CUMULATIVE VOTING (THE BOARD RECOMMENDS A VOTE AGAINST THIS PROPOSAL)    Shareholder    Against    For    Y

 

MONSANTO COMPANY

Security    61166W101       Meeting Type    Annual
Ticker Symbol    MON       Meeting Date    31-Jan-2013
ISIN    US61166W1018       Agenda    933717920 - Management
City          Holding Recon Date    03-Dec-2012
Country    United States       Vote Deadline Date    30-Jan-2013
SEDOL(s)          Quick Code   

 

Item

   

Proposal

   

Type

   

Vote

   

For/Against

Management

   

Fund Vote

(Y/N)

1A.

    ELECTION OF DIRECTOR: DAVID L. CHICOINE, PH.D.    Management    For    For    Y

1B.

    ELECTION OF DIRECTOR: ARTHUR H. HARPER    Management    For    For    Y

1C.

    ELECTION OF DIRECTOR: GWENDOLYN S. KING    Management    For    For    Y

1D.

    ELECTION OF DIRECTOR: JON R. MOELLER    Management    For    For    Y

2.

    RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2013.    Management    For    For    Y

3.

    ADVISORY, (NON-BINDING) VOTE TO APPROVE EXECUTIVE COMPENSATION.    Management    For    For    Y

4.

    APPROVAL OF AMENDMENT TO THE AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF THE COMPANY TO DECLASSIFY THE BOARD.    Management    For    For    Y

5.

    SHAREOWNER PROPOSAL REQUESTING A REPORT ON CERTAIN MATTERS RELATED TO GMO PRODUCTS.    Shareholder    Against    For    Y

 

MONSTER BEVERAGE CORPORATION

Security    611740101       Meeting Type    Annual
Ticker Symbol    MNST       Meeting Date    03-Jun-2013
ISIN    US6117401017       Agenda    933797839 - Management
City          Holding Recon Date    11-Apr-2013
Country    United States       Vote Deadline Date    31-May-2013
SEDOL(s)          Quick Code   

 

Item

   

Proposal

   

Type

   

Vote

   

For/Against

Management

   

Fund Vote

(Y/N)

1

    DIRECTOR    Management         
  

1       RODNEY C. SACKS

       For    For    Y
  

2       HILTON H. SCHLOSBERG

       For    For    Y
  

3       NORMAN C. EPSTEIN

       For    For    Y
  

4       BENJAMIN M. POLK

       For    For    Y
  

5       SYDNEY SELATI

       For    For    Y
  

6       HAROLD C. TABER, JR.

       For    For    Y
  

7       MARK S. VIDERGAUZ

       For    For    Y

2

    PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2012.    Management    For    For    Y

3

    PROPOSAL TO APPROVE, ON A NON-BINDING, ADVISORY BASIS, THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS.    Management    For    For    Y

 

MURPHY OIL CORPORATION

Security    626717102       Meeting Type    Annual
Ticker Symbol    MUR       Meeting Date    08-May-2013
ISIN    US6267171022       Agenda    933755639 - Management
City          Holding Recon Date    11-Mar-2013
Country    United States       Vote Deadline Date    07-May-2013
SEDOL(s)          Quick Code   

 

Item

   

Proposal

   

Type

   

Vote

   

For/Against

Management

   

Fund Vote

(Y/N)

1A

    ELECTION OF DIRECTOR: F.W. BLUE    Management    For    For    Y

1B

    ELECTION OF DIRECTOR: S.A. COSSE    Management    For    For    Y

1C

    ELECTION OF DIRECTOR: C.P. DEMING    Management    For    For    Y

1D

    ELECTION OF DIRECTOR: R.A. HERMES    Management    For    For    Y

1E

    ELECTION OF DIRECTOR: J.V. KELLEY    Management    For    For    Y

1F

    ELECTION OF DIRECTOR: W. MIROSH    Management    For    For    Y

1G

    ELECTION OF DIRECTOR: R.M. MURPHY    Management    For    For    Y

1H

    ELECTION OF DIRECTOR: J.W. NOLAN    Management    For    For    Y

1I

    ELECTION OF DIRECTOR: N.E. SCHMALE    Management    For    For    Y

1J

    ELECTION OF DIRECTOR: D.J.H. SMITH    Management    For    For    Y

1K

    ELECTION OF DIRECTOR: C.G. THEUS    Management    For    For    Y

2

    ADVISORY VOTE ON EXECUTIVE COMPENSATION.    Management    For    For    Y

3

    APPROVE THE PROPOSED 2013 STOCK PLAN FOR NON-EMPLOYEE DIRECTORS.    Management    For    For    Y

4

    APPROVE THE APPOINTMENT OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.    Management    For    For    Y

 

NIKE, INC.

Security    654106103       Meeting Type    Annual
Ticker Symbol    NKE       Meeting Date    20-Sep-2012
ISIN    US6541061031       Agenda    933673471 - Management
City          Holding Recon Date    23-Jul-2012
Country    United States       Vote Deadline Date    19-Sep-2012
SEDOL(s)          Quick Code   

 

Item

   

Proposal

   

Type

   

Vote

   

For/Against

Management

   

Fund Vote

(Y/N)

1.

    DIRECTOR    Management         
  

1       ALAN B. GRAF, JR.

       For    For    Y
  

2       JOHN C. LECHLEITER

       For    For    Y
  

3       PHYLLIS M. WISE

       For    For    Y

2.

    TO HOLD AN ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION.    Management    For    For    Y

3.

    TO AMEND THE ARTICLES OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK.    Management    For    For    Y

4.

    TO RE-APPROVE AND AMEND THE NIKE, INC. LONG-TERM INCENTIVE PLAN.    Management    For    For    Y

5.

    TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.    Management    For    For    Y

6.

    TO CONSIDER A SHAREHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTIONS DISCLOSURE.    Shareholder    For    Against    Y

 

ORACLE CORPORATION

Security    68389X105       Meeting Type    Annual
Ticker Symbol    ORCL       Meeting Date    07-Nov-2012
ISIN    US68389X1054       Agenda    933690302 - Management
City          Holding Recon Date    10-Sep-2012
Country    United States       Vote Deadline Date    06-Nov-2012
SEDOL(s)          Quick Code   

 

Item

   

Proposal

   

Type

   

Vote

   

For/Against

Management

   

Fund Vote

(Y/N)

1

    DIRECTOR    Management         
  

1       JEFFREY S. BERG

       For    For    Y
  

2       H. RAYMOND BINGHAM

       For    For    Y
  

3       MICHAEL J. BOSKIN

       For    For    Y
  

4       SAFRA A. CATZ

       For    For    Y
  

5       BRUCE R. CHIZEN

       For    For    Y
  

6       GEORGE H. CONRADES

       For    For    Y
  

7       LAWRENCE J. ELLISON

       For    For    Y
  

8       HECTOR GARCIA-MOLINA

       For    For    Y
  

9       JEFFREY O. HENLEY

       For    For    Y
  

10     MARK V. HURD

       For    For    Y
  

11     DONALD L. LUCAS

       For    For    Y
  

12     NAOMI O. SELIGMAN

       For    For    Y

2

    ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION.    Management    For    For    Y

3

    APPROVAL OF INCREASE IN SHARES UNDER THE DIRECTORS’ STOCK PLAN.    Management    For    For    Y

4

    RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2013.    Management    For    For    Y

5

    STOCKHOLDER PROPOSAL REGARDING MULTIPLE PERFORMANCE METRICS.    Shareholder    Against    For    Y

6

    STOCKHOLDER PROPOSAL REGARDING INDEPENDENT BOARD CHAIRMAN.    Shareholder    For    Against    Y

7

    STOCKHOLDER PROPOSAL REGARDING EQUITY RETENTION POLICY.    Shareholder    Against    For    Y

8

    STOCKHOLDER PROPOSAL REGARDING EQUITY ACCELERATION UPON A CHANGE IN CONTROL OF ORACLE.    Shareholder    Against    For    Y

 

PRECISION CASTPARTS CORP.

Security    740189105       Meeting Type    Annual
Ticker Symbol    PCP       Meeting Date    14-Aug-2012
ISIN    US7401891053       Agenda    933660804 - Management
City          Holding Recon Date    12-Jun-2012
Country    United States       Vote Deadline Date    13-Aug-2012
SEDOL(s)          Quick Code   

 

Item

   

Proposal

   

Type

   

Vote

   

For/Against

Management

   

Fund Vote

(Y/N)

1.

    DIRECTOR    Management         
  

1       MARK DONEGAN

       For    For    Y
  

2       VERNON E. OECHSLE

       For    For    Y
  

3       ULRICH SCHMIDT

       For    For    Y

2.

    RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.    Management    For    For    Y

3.

    ADVISORY VOTE REGARDING COMPENSATION OF NAMED EXECUTIVE OFFICERS.    Management    For    For    Y

4.

    RE-APPROVAL AND AMENDMENT OF THE EXECUTIVE PERFORMANCE INCENTIVE PLAN.    Management    For    For    Y

 

PRICELINE.COM INCORPORATED

Security    741503403       Meeting Type    Annual
Ticker Symbol    PCLN       Meeting Date    06-Jun-2013
ISIN    US7415034039       Agenda    933805080 - Management
City          Holding Recon Date    11-Apr-2013
Country    United States       Vote Deadline Date    05-Jun-2013
SEDOL(s)          Quick Code   

 

Item

   

Proposal

   

Type

   

Vote

   

For/Against

Management

   

Fund Vote

(Y/N)

1.

    DIRECTOR    Management         
  

1       TIM ARMSTRONG

       For    For    Y
  

2       HOWARD W. BARKER, JR.

       For    For    Y
  

3       JEFFERY H. BOYD

       For    For    Y
  

4       JAN L. DOCTER

       For    For    Y
  

5       JEFFREY E. EPSTEIN

       For    For    Y
  

6       JAMES M. GUYETTE

       For    For    Y
  

7       NANCY B. PERETSMAN

       For    For    Y
  

8       THOMAS E. ROTHMAN

       For    For    Y
  

9       CRAIG W. RYDIN

       For    For    Y

2.

    TO RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2013.    Management    For    For    Y

3.

    TO APPROVE ON AN ADVISORY BASIS THE COMPENSATION PAID BY THE COMPANY TO ITS NAMED EXECUTIVE OFFICERS.    Management    For    For    Y

4.

    TO APPROVE AN AMENDMENT TO THE COMPANY’S 1999 OMNIBUS PLAN TO INCREASE THE NUMBER OF SHARES AUTHORIZED FOR ISSUANCE UNDER THE PLAN BY 2,400,000 SHARES AND CERTAIN OTHER AMENDMENTS TO THE PLAN.    Management    For    For    Y

5.

    TO CONSIDER AND VOTE UPON A NON-BINDING STOCKHOLDER PROPOSAL REQUESTING THAT THE COMPANY’S BOARD OF DIRECTORS ADOPT A POLICY LIMITING THE ACCELERATION OF VESTING OF EQUITY AWARDS GRANTED TO SENIOR EXECUTIVES IN THE EVENT OF A CHANGE IN CONTROL OF THE COMPANY.    Shareholder    Against    For    Y

 

RACKSPACE HOSTING, INC.

Security    750086100       Meeting Type    Annual
Ticker Symbol    RAX       Meeting Date    02-May-2013
ISIN    US7500861007       Agenda    933775403 - Management
City          Holding Recon Date    08-Mar-2013
Country    United States       Vote Deadline Date    01-May-2013
SEDOL(s)          Quick Code   

 

Item

   

Proposal

   

Type

   

Vote

   

For/Against

Management

   

Fund Vote

(Y/N)

1A.

    ELECTION OF DIRECTOR: A. LANHAM NAPIER    Management    For    For    Y

1B.

    ELECTION OF DIRECTOR: GEORGE J. STILL, JR.    Management    For    For    Y

1C.

    ELECTION OF DIRECTOR: MICHAEL SAM GILLILAND    Management    For    For    Y

2.

    RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2013.    Management    For    For    Y

 

ROSS STORES, INC.

Security    778296103       Meeting Type    Annual
Ticker Symbol    ROST       Meeting Date    22-May-2013
ISIN    US7782961038       Agenda    933781747 - Management
City          Holding Recon Date    26-Mar-2013
Country    United States       Vote Deadline Date    21-May-2013
SEDOL(s)          Quick Code   

 

Item

   

Proposal

   

Type

   

Vote

   

For/Against

Management

   

Fund Vote

(Y/N)

1A.

    ELECTION OF CLASS II DIRECTOR: MICHAEL BALMUTH    Management    For    For    Y

1B.

    ELECTION OF CLASS II DIRECTOR: K. GUNNAR BJORKLUND    Management    For    For    Y

1C.

    ELECTION OF CLASS II DIRECTOR: SHARON D. GARRETT    Management    For    For    Y

1D.

    ELECTION OF CLASS III DIRECTOR: MICHAEL J. BUSH    Management    For    For    Y

1E.

    ELECTION OF CLASS III DIRECTOR: NORMAN A. FERBER    Management    For    For    Y

1F.

    ELECTION OF CLASS III DIRECTOR: GREGORY L. QUESNEL    Management    For    For    Y

2.

    APPROVAL OF CERTAIN PROVISIONS OF 2008 EQUITY INCENTIVE PLAN.    Management    For    For    Y

3.

    ADVISORY VOTE TO APPROVE THE RESOLUTION ON THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS.    Management    For    For    Y

4.

    TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING FEBRUARY 1, 2014.    Management    For    For    Y

 

STARBUCKS CORPORATION

Security    855244109       Meeting Type    Annual
Ticker Symbol    SBUX       Meeting Date    20-Mar-2013
ISIN    US8552441094       Agenda    933726842 - Management
City          Holding Recon Date    10-Jan-2013
Country    United States       Vote Deadline Date    19-Mar-2013
SEDOL(s)          Quick Code   

Item

   

Proposal

   

Type

   

Vote

   

For/Against

Management

   

Fund Vote

(Y/N)

1A.

    ELECTION OF DIRECTOR: HOWARD SCHULTZ    Management    For    For    Y

1B.

    ELECTION OF DIRECTOR: WILLIAM W. BRADLEY    Management    For    For    Y

1C.

    ELECTION OF DIRECTOR: ROBERT M. GATES    Management    For    For    Y

1D.

    ELECTION OF DIRECTOR: MELLODY HOBSON    Management    For    For    Y

1E.

    ELECTION OF DIRECTOR: KEVIN R. JOHNSON    Management    For    For    Y

1F.

    ELECTION OF DIRECTOR: OLDEN LEE    Management    For    For    Y

1G.

    ELECTION OF DIRECTOR: JOSHUA COOPER RAMO    Management    For    For    Y

1H.

    ELECTION OF DIRECTOR: JAMES G. SHENNAN, JR.    Management    For    For    Y

1I.

    ELECTION OF DIRECTOR: CLARA SHIH    Management    For    For    Y

1J.

    ELECTION OF DIRECTOR: JAVIER G. TERUEL    Management    For    For    Y

1K.

    ELECTION OF DIRECTOR: MYRON E. ULLMAN, III    Management    For    For    Y

1L.

    ELECTION OF DIRECTOR: CRAIG E. WEATHERUP    Management    For    For    Y

2.

    APPROVAL OF AN ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION.    Management    For    For    Y

3.

    APPROVAL OF AN AMENDMENT AND RESTATEMENT OF THE 2005 LONG-TERM EQUITY INCENTIVE PLAN, INCLUDING AN INCREASE IN THE NUMBER OF AUTHORIZED SHARES UNDER THE PLAN.    Management    For    For    Y

4.

    RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING SEPTEMBER 29, 2013.    Management    For    For    Y

5.

    SHAREHOLDER PROPOSAL TO PROHIBIT POLITICAL SPENDING.    Shareholder    Against    For    Y

 

STRYKER CORPORATION

Security    863667101       Meeting Type    Annual
Ticker Symbol    SYK       Meeting Date    30-Apr-2013
ISIN    US8636671013       Agenda    933750728 - Management
City          Holding Recon Date    04-Mar-2013
Country    United States       Vote Deadline Date    29-Apr-2013
SEDOL(s)          Quick Code   

 

Item

   

Proposal

   

Type

   

Vote

   

For/Against

Management

   

Fund Vote

(Y/N)

1A)

    ELECTION OF DIRECTOR: HOWARD E. COX, JR.    Management    For    For    Y

1B)

    ELECTION OF DIRECTOR: SRIKANT M. DATAR, PH.D.    Management    For    For    Y

1C)

    ELECTION OF DIRECTOR: ROCH DOLIVEUX, DVM    Management    For    For    Y

1D)

    ELECTION OF DIRECTOR: LOUISE L. FRANCESCONI    Management    For    For    Y

1E)

    ELECTION OF DIRECTOR: ALLAN C. GOLSTON    Management    For    For    Y

1F)

    ELECTION OF DIRECTOR: HOWARD L. LANCE    Management    For    For    Y

1G)

    ELECTION OF DIRECTOR: KEVIN A. LOBO    Management    For    For    Y

1H)

    ELECTION OF DIRECTOR: WILLIAM U. PARFET    Management    For    For    Y

1I)

    ELECTION OF DIRECTOR: RONDA E. STRYKER    Management    For    For    Y

2)

    RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013.    Management    For    For    Y

3)

    APPROVAL, IN AN ADVISORY VOTE, OF THE COMPANY’S NAMED EXECUTIVE OFFICER COMPENSATION.    Management    For    For    Y

 

T. ROWE PRICE GROUP, INC.

Security    74144T108       Meeting Type    Annual
Ticker Symbol    TROW       Meeting Date    23-Apr-2013
ISIN    US74144T1088       Agenda    933743761 - Management
City          Holding Recon Date    21-Feb-2013
Country    United States       Vote Deadline Date    22-Apr-2013
SEDOL(s)          Quick Code   

 

Item

   

Proposal

   

Type

   

Vote

   

For/Against

Management

   

Fund Vote

(Y/N)

1A.

    ELECTION OF DIRECTOR: EDWARD C. BERNARD    Management    For    For    Y

1B.

    ELECTION OF DIRECTOR: JAMES T. BRADY    Management    For    For    Y

1C.

    ELECTION OF DIRECTOR: MARY K. BUSH    Management    For    For    Y

1D.

    ELECTION OF DIRECTOR: DONALD B. HEBB, JR.    Management    For    For    Y

1E.

    ELECTION OF DIRECTOR: DR. FREEMAN A. HRABOWSKI, III    Management    For    For    Y

1F.

    ELECTION OF DIRECTOR: JAMES A.C. KENNEDY    Management    For    For    Y

1G.

    ELECTION OF DIRECTOR: ROBERT F. MACLELLAN    Management    For    For    Y

1H.

    ELECTION OF DIRECTOR: BRIAN C. ROGERS    Management    For    For    Y

1I.

    ELECTION OF DIRECTOR: DR. ALFRED SOMMER    Management    For    For    Y

1J.

    ELECTION OF DIRECTOR: DWIGHT S. TAYLOR    Management    For    For    Y

1K.

    ELECTION OF DIRECTOR: ANNE MARIE WHITTEMORE    Management    For    For    Y

2.

    TO APPROVE, BY A NON-BINDING ADVISORY VOTE, THE COMPENSATION PAID BY THE COMPANY TO ITS NAMED EXECUTIVE OFFICERS.    Management    For    For    Y

3.

    TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013.    Management    For    For    Y

 

THE COCA-COLA COMPANY

Security    191216100       Meeting Type    Special
Ticker Symbol    KO       Meeting Date    10-Jul-2012
ISIN    US1912161007       Agenda    933646385 - Management
City          Holding Recon Date    21-May-2012
Country    United States       Vote Deadline Date    09-Jul-2012
SEDOL(s)          Quick Code   

 

Item

   

Proposal

   

Type

   

Vote

   

For/Against

Management

   

Fund Vote

(Y/N)

01

    TO AMEND ARTICLE FOURTH OF THE COMPANY’S RESTATED CERTIFICATE OF INCORPORATION, AS AMENDED, TO INCREASE THE AUTHORIZED COMMON STOCK OF THE COMPANY FROM 5,600,000,000 SHARES, PAR VALUE $.25 PER SHARE, TO 11,200,000,000 SHARES, PAR VALUE $.25 PER SHARE, AND TO EFFECT A SPLIT OF THE ISSUED COMMON STOCK OF THE COMPANY BY CHANGING EACH ISSUED SHARE OF COMMON STOCK INTO TWO SHARES OF COMMON STOCK.    Management    For    For    Y

 

THE COCA-COLA COMPANY

Security    191216100       Meeting Type    Annual
Ticker Symbol    KO       Meeting Date    24-Apr-2013
ISIN    US1912161007       Agenda    933739596 - Management
City          Holding Recon Date    25-Feb-2013
Country    United States       Vote Deadline Date    23-Apr-2013
SEDOL(s)          Quick Code   

 

Item

   

Proposal

   

Type

   

Vote

   

For/Against

Management

   

Fund Vote

(Y/N)

1A.

    ELECTION OF DIRECTOR: HERBERT A. ALLEN    Management    For    For    Y

1B.

    ELECTION OF DIRECTOR: RONALD W. ALLEN    Management    For    For    Y

1C.

    ELECTION OF DIRECTOR: HOWARD G. BUFFETT    Management    For    For    Y

1D.

    ELECTION OF DIRECTOR: RICHARD M. DALEY    Management    For    For    Y

1E.

    ELECTION OF DIRECTOR: BARRY DILLER    Management    For    For    Y

1F.

    ELECTION OF DIRECTOR: HELENE D. GAYLE    Management    For    For    Y

1G.

    ELECTION OF DIRECTOR: EVAN G. GREENBERG    Management    For    For    Y

1H.

    ELECTION OF DIRECTOR: ALEXIS M. HERMAN    Management    For    For    Y

1I.

    ELECTION OF DIRECTOR: MUHTAR KENT    Management    For    For    Y

1J.

    ELECTION OF DIRECTOR: ROBERT A. KOTICK    Management    For    For    Y

1K.

    ELECTION OF DIRECTOR: MARIA ELENA LAGOMASINO    Management    For    For    Y

1L.

    ELECTION OF DIRECTOR: DONALD F. MCHENRY    Management    For    For    Y

1M.

    ELECTION OF DIRECTOR: SAM NUNN    Management    For    For    Y

1N.

    ELECTION OF DIRECTOR: JAMES D. ROBINSON III    Management    For    For    Y

1O.

    ELECTION OF DIRECTOR: PETER V. UEBERROTH    Management    For    For    Y

1P.

    ELECTION OF DIRECTOR: JACOB WALLENBERG    Management    For    For    Y

2.

    RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS.    Management    For    For    Y

3.

    ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION.    Management    For    For    Y

4.

    APPROVE AN AMENDMENT TO THE COMPANY’S BY-LAWS TO PERMIT SHAREOWNERS TO CALL SPECIAL MEETINGS.    Management    For    For    Y

5.

    SHAREOWNER PROPOSAL REGARDING A BOARD COMMITTEE ON HUMAN RIGHTS.    Shareholder    Against    For    Y

 

THE TJX COMPANIES, INC.

Security    872540109       Meeting Type    Annual
Ticker Symbol    TJX       Meeting Date    11-Jun-2013
ISIN    US8725401090       Agenda    933810625 - Management
City          Holding Recon Date    15-Apr-2013
Country    United States       Vote Deadline Date    10-Jun-2013
SEDOL(s)          Quick Code   

 

Item

   

Proposal

   

Type

   

Vote

   

For/Against

Management

   

Fund Vote

(Y/N)

1A.

    ELECTION OF DIRECTOR: ZEIN ABDALLA    Management    For    For    Y

1B.

    ELECTION OF DIRECTOR: JOSE B. ALVAREZ    Management    For    For    Y

1C.

    ELECTION OF DIRECTOR: ALAN M. BENNETT    Management    For    For    Y

1D.

    ELECTION OF DIRECTOR: BERNARD CAMMARATA    Management    For    For    Y

1E.

    ELECTION OF DIRECTOR: DAVID T. CHING    Management    For    For    Y

1F.

    ELECTION OF DIRECTOR: MICHAEL F. HINES    Management    For    For    Y

1G.

    ELECTION OF DIRECTOR: AMY B. LANE    Management    For    For    Y

1H.

    ELECTION OF DIRECTOR: DAWN G. LEPORE    Management    For    For    Y

1I.

    ELECTION OF DIRECTOR: CAROL MEYROWITZ    Management    For    For    Y

1J.

    ELECTION OF DIRECTOR: JOHN F. O’BRIEN    Management    For    For    Y

1K.

    ELECTION OF DIRECTOR: WILLOW B. SHIRE    Management    For    For    Y

2.

    RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2014.    Management    For    For    Y

3.

    APPROVAL OF STOCK INCENTIVE PLAN AMENDMENTS AND MATERIAL TERMS OF PERFORMANCE GOALS UNDER THE PLAN.    Management    For    For    Y

4.

    SAY ON PAY: ADVISORY APPROVAL OF TJX’S EXECUTIVE COMPENSATION.    Management    For    For    Y

 

VISA INC.

Security    92826C839       Meeting Type    Annual
Ticker Symbol    V       Meeting Date    30-Jan-2013
ISIN    US92826C8394       Agenda    933718895 - Management
City          Holding Recon Date    04-Dec-2012
Country    United States       Vote Deadline Date    29-Jan-2013
SEDOL(s)          Quick Code   

 

Item

   

Proposal

   

Type

   

Vote

   

For/Against

Management

   

Fund Vote

(Y/N)

1A.

    ELECTION OF DIRECTOR: GARY P. COUGHLAN    Management    For    For    Y

1B.

    ELECTION OF DIRECTOR: MARY B. CRANSTON    Management    For    For    Y

1C.

    ELECTION OF DIRECTOR: FRANCISCO JAVIER FERNANDEZ-CARBAJAL    Management    For    For    Y

1D.

    ELECTION OF DIRECTOR: ROBERT W. MATSCHULLAT    Management    For    For    Y

1E.

    ELECTION OF DIRECTOR: CATHY E. MINEHAN    Management    For    For    Y

1F.

    ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON    Management    For    For    Y

1G.

    ELECTION OF DIRECTOR: DAVID J. PANG    Management    For    For    Y

1H.

    ELECTION OF DIRECTOR: JOSEPH W. SAUNDERS    Management    For    For    Y

1I.

    ELECTION OF DIRECTOR: CHARLES W. SCHARF    Management    For    For    Y

1J.

    ELECTION OF DIRECTOR: WILLIAM S. SHANAHAN    Management    For    For    Y

1K.

    ELECTION OF DIRECTOR: JOHN A. SWAINSON    Management    For    For    Y

2.

    APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.    Management    For    For    Y

3.

    RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2013.    Management    For    For    Y

4.

    STOCKHOLDER PROPOSAL ON LOBBYING PRACTICES AND EXPENDITURES, IF PROPERLY PRESENTED.    Shareholder    Against    For    Y

 

W.W. GRAINGER, INC.

Security    384802104       Meeting Type    Annual
Ticker Symbol    GWW       Meeting Date    24-Apr-2013
ISIN    US3848021040       Agenda    933747288 - Management
City          Holding Recon Date    04-Mar-2013
Country    United States       Vote Deadline Date    23-Apr-2013
SEDOL(s)          Quick Code   

 

Item

   

Proposal

   

Type

   

Vote

   

For/Against

Management

   

Fund Vote

(Y/N)

1.

    DIRECTOR    Management         
  

1       BRIAN P. ANDERSON

       For    For    Y
  

2       V. ANN HAILEY

       For    For    Y
  

3       WILLIAM K. HALL

       For    For    Y
  

4       STUART L. LEVENICK

       For    For    Y
  

5       JOHN W. MCCARTER, JR.

       For    For    Y
  

6       NEIL S. NOVICH

       For    For    Y
  

7       MICHAEL J. ROBERTS

       For    For    Y
  

8       GARY L. ROGERS

       For    For    Y
  

9       JAMES T. RYAN

       For    For    Y
  

10     E. SCOTT SANTI

       For    For    Y
  

11     JAMES D. SLAVIK

       For    For    Y

2.

    PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITOR FOR THE YEAR ENDING DECEMBER 31, 2013.    Management    For    For    Y

3.

    SAY ON PAY: ADVISORY PROPOSAL TO APPROVE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS.    Management    For    For    Y

 

WALGREEN CO.

Security    931422109       Meeting Type    Annual
Ticker Symbol    WAG       Meeting Date    09-Jan-2013
ISIN    US9314221097       Agenda    933713465 - Management
City          Holding Recon Date    12-Nov-2012
Country    United States       Vote Deadline Date    08-Jan-2013
SEDOL(s)          Quick Code   

 

Item

   

Proposal

   

Type

   

Vote

   

For/Against

Management

   

Fund Vote

(Y/N)

1A.

    ELECTION OF DIRECTOR: JANICE M. BABIAK    Management    For    For    Y

1B.

    ELECTION OF DIRECTOR: DAVID J. BRAILER    Management    For    For    Y

1C.

    ELECTION OF DIRECTOR: STEVEN A. DAVIS    Management    For    For    Y

1D.

    ELECTION OF DIRECTOR: WILLIAM C. FOOTE    Management    For    For    Y

1E.

    ELECTION OF DIRECTOR: MARK P. FRISSORA    Management    For    For    Y

1F.

    ELECTION OF DIRECTOR: GINGER L. GRAHAM    Management    For    For    Y

1G.

    ELECTION OF DIRECTOR: ALAN G. MCNALLY    Management    For    For    Y

1H.

    ELECTION OF DIRECTOR: DOMINIC P. MURPHY    Management    For    For    Y

1I.

    ELECTION OF DIRECTOR: STEFANO PESSINA    Management    For    For    Y

1J.

    ELECTION OF DIRECTOR: NANCY M. SCHLICHTING    Management    For    For    Y

1K.

    ELECTION OF DIRECTOR: ALEJANDRO SILVA    Management    For    For    Y

1L.

    ELECTION OF DIRECTOR: JAMES A. SKINNER    Management    For    For    Y

1M.

    ELECTION OF DIRECTOR: GREGORY D. WASSON    Management    For    For    Y

2.

    ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION.    Management    For    For    Y

3.

    APPROVAL OF THE WALGREEN CO. 2013 OMNIBUS INCENTIVE PLAN.    Management    For    For    Y

4.

    RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS WALGREEN CO.‘S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.    Management    For    For    Y

5.

    SHAREHOLDER PROPOSAL ON A POLICY REGARDING ACCELERATED VESTING OF EQUITY AWARDS OF SENIOR EXECUTIVES UPON A CHANGE IN CONTROL.    Shareholder    Against    For    Y

Wright International Blue Chip Equities Fund

Proxy Voting Record

July 1, 2012 - June 30, 2013

A.P. MOELLER - MAERSK A/S, COPENHAGEN

 

Security    K0514G101       Meeting Type    Annual General Meeting
Ticker Symbol    MAERSK B       Meeting Date    11-Apr-2013
ISIN    DK0010244508       Agenda    704373391 - Management
City    SVENDBORG       Holding Recon Date    04-Apr-2013
Country    Denmark       Vote Deadline Date    03-Apr-2013
SEDOL(s)    4253048 - B01XVT3 - B09G5J2 - B28F3Y5       Quick Code   

 

Item

   

Proposal

   

Type

   

Vote

   

For/Against
Management

   

Fund Vote
(Y/N)

CMMT

    PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 139907 DUE TO CHANGE IN VO- TING STATUS. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED. T- HANK YOU.    Non-Voting          N

CMMT

    PLEASE NOTE THAT THESE SHARES HAVE NO VOTING RIGHTS, SHOULD YOU WISH TO ATTEND-THE MEETING PERSONALLY, YOU MAY APPLY FOR AN ENTRANCE CARD BY CONTACTING YOUR-CLIENT REPRESENTATIVE. THANK YOU    Non-Voting          N

a

    Report on the activities of the Company during the past financial year    Non-Voting          N

b

    Submission of the audited annual report for adoption    Non-Voting          N

c

    Resolution to grant discharge to directors    Non-Voting          N

d

    Resolution on appropriation of profit, including the amount of dividends, or c-overing of loss in accordance with the adopted annual report. The Board propos-es payment of a dividend of DKK 1,200 per share of DKK 1,000    Non-Voting          N

e.1

    Re-election of Michael Pram Rasmussen to the Board of Directors    Non-Voting          N

e.2

    Re-election of Niels Jacobsen to the Board of Directors    Non-Voting          N

e.3

    Re-election of Leise Maersk Mc-Kinney Moller to the Board of Directors    Non-Voting          N

e.4

    Re-election of Jan Topholm to the Board of Directors    Non-Voting          N

f.1

    Election of auditors The Board proposes re-election of: KPMG Statsautoriseret-Revisionspartnerselskab and    Non-Voting          N

f.2

    Election of auditors The Board proposes re-election of: PricewaterhouseCoopers-Statsautoriseret Revisionspartnerselskab    Non-Voting          N

g

    Deliberation of any proposals submitted by the Board of Directors or by shareh-olders. No proposals have been submitted    Non-Voting          N

ACTELION LTD., ALLSCHWIL

 

Security    H0032X135       Meeting Type    Annual General Meeting
Ticker Symbol    ATLN       Meeting Date    18-Apr-2013
ISIN    CH0010532478       Agenda    704324704 - Management
City    BASEL       Holding Recon Date    09-Apr-2013
Country    Switzerland       Vote Deadline Date    08-Apr-2013
SEDOL(s)   

5937846 - 5954254 - 7123223 -

B01DBL5 - B0P9B20 - B1YD5Q2 -

B1YD5T5 - B1YLTN1 - B2QTL45

       Quick Code   

 

Item

   

Proposal

   

Type

   

Vote

   

For/Against
Management

   

Fund Vote
(Y/N)

CMMT

    PLEASE NOTE THAT THIS IS THE PART II OF THE MEETING NOTICE SENT UNDER MEETING- 149833, INCLUDING THE AGENDA. TO VOTE IN THE UPCOMING MEETING, YOUR NAME MUST- BE NOTIFIED TO THE COMPANY REGISTRAR AS BENEFICIAL OWNER BEFORE THE RE-REGISTR- ATION DEADLINE. PLEASE NOTE THAT THOSE INSTRUCTIONS THAT ARE SUBMITTED AFTER T-HE CUTOFF DATE WILL BE PROCESSED ON A BEST EFFORT BASIS. THANK YOU.    Non-Voting          N

CMMT

    BLOCKING OF REGISTERED SHARES IS NOT A LEGAL REQUIREMENT IN THE SWISS MARKET,- SPECIFIC POLICIES AT THE INDIVIDUAL SUB- CUSTODIANS MAY VARY. UPON RECEIPT OF T- HE VOTING INSTRUCTION, IT IS POSSIBLE THAT A MARKER MAY BE PLACED ON YOUR SHAR-ES TO ALLOW FOR RECONCILIATION AND RE- REGISTRATION FOLLOWING A TRADE. IF YOU H-AVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR CLIENT SERVICE REPRE-SENTATIVE.    Non-Voting          N

1

    Approval of the business report consisting of the annual report, the annual statutory accounts and the consolidated accounts as of 31 December 2012    Management    For    For    Y

2

    Approve allocation of income and dividends of CHF 1.00 per share from capital contribution reserves    Management    For    For    Y

3

    Consultative vote on compensation report    Management    For    For    Y

4

    Discharge of the board of directors and of the senior management    Management    For    For    Y

5

    Approve CHF 3.2 million reduction in share capital via cancellation of repurchased shares    Management    For    For    Y

6.1

    Re-election of Mr. Werner Henrich as board member    Management    For    For    Y

6.2

    Re-election of Mr. Armin Kessler as board member    Management    For    For    Y

6.3

    Re-election of Mr. Jean Malo as board member    Management    For    For    Y

6.4

    Election of Mr. John J. Greisch as new board member    Management    For    For    Y

7

    Election of the statutory auditor Ernst and Young Ag, Basel    Management    For    For    Y

8

    Additional and/or counterproposals    Management    Abstain    For    Y

CMMT

    PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF AMOUNTS IN RESOLUTIONS 2- AND 5. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROX-Y FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.    Non-Voting          N

AJINOMOTO CO.,INC.

 

Security    J00882126       Meeting Type    Annual General Meeting
Ticker Symbol    2802       Meeting Date    27-Jun-2013
ISIN    JP3119600009       Agenda    704573434 - Management
City    TOKYO       Holding Recon Date    31-Mar-2013
Country    Japan       Vote Deadline Date    25-Jun-2013
SEDOL(s)    5573392 - 6010906 - B03NQ52       Quick Code    28020

 

Item

   

Proposal

   

Type

   

Vote

   

For/Against
Management

   

Fund Vote
(Y/N)

   Please reference meeting materials.    Non-Voting          N

1

    Approve Appropriation of Surplus    Management    For    For    Y

2.1

    Appoint a Director    Management    For    For    Y

2.2

    Appoint a Director    Management    For    For    Y

2.3

    Appoint a Director    Management    For    For    Y

2.4

    Appoint a Director    Management    For    For    Y

2.5

    Appoint a Director    Management    For    For    Y

2.6

    Appoint a Director    Management    For    For    Y

2.7

    Appoint a Director    Management    For    For    Y

2.8

    Appoint a Director    Management    For    For    Y

2.9

    Appoint a Director    Management    For    For    Y

2.10

    Appoint a Director    Management    For    For    Y

2.11

    Appoint a Director    Management    For    For    Y

2.12

    Appoint a Director    Management    For    For    Y

2.13

    Appoint a Director    Management    For    For    Y

2.14

    Appoint a Director    Management    For    For    Y

2.15

    Appoint a Director    Management    For    For    Y

ALLIANZ SE, MUENCHEN

 

Security    D03080112       Meeting Type    Annual General Meeting
Ticker Symbol    ALV       Meeting Date    07-May-2013
ISIN    DE0008404005       Agenda    704355076 - Management
City    MUENCHEN       Holding Recon Date    30-Apr-2013
Country    Germany    Blocking    Vote Deadline Date    23-Apr-2013
SEDOL(s)   

0018490 - 0048646 - 5231485 -

5242487 - 5479531 - 5766749 -

7158333 - B030T87 - B1FVBS9 - B92MVD6

       Quick Code   

 

Item

   

Proposal

   

Type

   

Vote

   

For/Against
Management

   

Fund Vote
(Y/N)

   Please note that for Registered Share meetings in Germany there is now a requi-rement that any shareholder who holds an aggregate total of 3 per cent or more-of the outstanding share capital must register under their beneficial owner d-etails before the appropriate deadline to be able to vote. Failure to comply w-ith the declaration requirements as stipulated in section 21 of the Securities-Trade Act (WpHG) may prevent the shareholder from voting at the general meeti-ngs. Therefore, your custodian may request that we register beneficial owner d-ata for all voted accounts to the respective sub custodian. If you require fur-ther information with regard to whether such BO registration will be conducted-for your custodian’s accounts, please contact your CSR for more information.-Please also note the following link: https://materials.proxyvote.com/Approved-/99999Z/19840101/NPS_160726.PDF    Non-Voting          N
   The sub custodians have advised that voted shares are not blocked for trading-purposes i.e. they are only unavailable for settlement. In order to deliver/se-ttle a voted position before the deregistration date a voting instruction canc-ellation and de-registration request needs to be sent to your CSR or Custodian-. Failure to de-register the shares before settlement date could result in the-settlement being delayed. If you are considering settling a traded voted posi-tion prior to the meeting date of this event, please contact your CSR or custo-dian to ensure your shares have been deregistered.    Non-Voting          N
   The Vote/Registration Deadline as displayed on ProxyEdge is subject to change-and will be updated as soon as Broadridge receives confirmation from the sub c-ustodians regarding their instruction deadline. For any queries please contact-your Client Services Representative.    Non-Voting          N
   ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN CONNECTI-ON WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTIT-LED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUD-ED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED    Non-Voting          N
   CERTAIN THRESHOLDS AND YOU HAV-E NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS NOTIFICATIONS PURSUANT-TO THE GERMAN SECURITIES TRADING ACT (WHPG). FOR QUESTIONS IN THIS REGARD PLE-ASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR CLARIFICATION. IF YOU DO NO-T HAVE ANY INDICATION REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER EXCLUSIO-N FROM VOTING, PLEASE SUBMIT YOUR VOTE AS USUAL. THANK YOU.            
   COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 22 APR 2013. FURTHER INFORMATION ON C-OUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER’S WEBSITE (PLEASE REFER T-O THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE IT-EMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY A-T THE COMPANY’S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT O-N PROXYEDGE.    Non-Voting          N

1.

    Presentation of the approved Annual Financial Statements and the approved Cons-olidated Financial Statements as of December 31, 2012, and of the Management R-eports for Allianz SE and for the Group, the Explanatory Reports on the inform- ation pursuant to Section 289(4), 315(4) and Section 289 (5) of the German Com-mercial Code (HGB), as well as the Report of the Supervisory Board for fiscal-year 2012    Non-Voting          N

2.

    Appropriation of net earnings    Management    No Action       N

3.

    Approval of the actions of the members of the Management Board    Management    No Action       N

4.

    Approval of actions of the members of the Supervisory Board    Management    No Action       N

5.

    By-election to the Supervisory Board    Management    No Action       N

ASICS CORPORATION

 

Security    J03234150       Meeting Type    Annual General Meeting
Ticker Symbol    7936       Meeting Date    21-Jun-2013
ISIN    JP3118000003       Agenda    704561910 - Management
City    HYOGO       Holding Recon Date    31-Mar-2013
Country    Japan       Vote Deadline Date    19-Jun-2013
SEDOL(s)   

4054199 - 5738834 - 6057378 -

B3BGGJ8

       Quick Code    79360

 

Item

   

Proposal

   

Type

   

Vote

   

For/Against
Management

   

Fund Vote
(Y/N)

   Please reference meeting materials.    Non-Voting          N

1

    Approve Appropriation of Surplus    Management    For    For    Y

2.1

    Appoint a Director    Management    For    For    Y

2.2

    Appoint a Director    Management    For    For    Y

2.3

    Appoint a Director    Management    For    For    Y

2.4

    Appoint a Director    Management    For    For    Y

2.5

    Appoint a Director    Management    For    For    Y

2.6

    Appoint a Director    Management    For    For    Y

2.7

    Appoint a Director    Management    For    For    Y

2.8

    Appoint a Director    Management    For    For    Y

2.9

    Appoint a Director    Management    For    For    Y

2.10

    Appoint a Director    Management    For    For    Y

3

    Appoint a Corporate Auditor    Management    For    For    Y

4

    Amend the Compensation to be received by Directors    Management    For    For    Y

5

    Granting of Stock Options (Stock Acquisition Rights) as Compensation to Directors (Excluding Outside Directors)    Management    For    For    Y

ASML HOLDING NV, VELDHOVEN

 

Security    N07059178       Meeting Type    ExtraOrdinary General Meeting
Ticker Symbol    ASML       Meeting Date    07-Sep-2012
ISIN    NL0006034001       Agenda    703981921 - Management
City    VELDHOVEN       Holding Recon Date    10-Aug-2012
Country    Netherlands       Vote Deadline Date    27-Aug-2012
SEDOL(s)   

5949368 - 5949670 - B0CRJ56 -

B2838W2 - B4LF2X8

       Quick Code   

 

Item

   

Proposal

   

Type

   

Vote

   

For/Against
Management

   

Fund Vote
(Y/N)

1

    Opening    Non-Voting          N

2

    Explanation to the customer co-investment program entered into and/or to be-entered into by and between the Company and certain of its customers, as-announced by the Company on 9 July 2012 (the “Customer Co-Investment-Program”)    Non-Voting          N

3.a

    Proposal to resolve to authorize the Board of Management to issue shares or rights to subscribe for shares in the capital of the Company in connection with the Customer Co-Investment Program, subject to Supervisory Board approval, up to 25% of the issued share capital of the Company at the Annual General Meeting of Shareholders (the “AGM”) held on 25 April 2012, from 7 September 2012 through 31 July 2013    Management    For    For    Y

3.b

    Proposal to resolve to authorize the Board of Management to restrict or exclude, subject to Supervisory Board approval, the pre-emption rights accruing to shareholders in connection with the issue of shares or rights to subscribe for shares as described under (a) from 7 September 2012 through 31 July 2013    Management    For    For    Y

4.a

    Proposal to resolve to amend the articles of association of the Company in accordance with the draft deed of amendment to the articles of association (Part I) to create a specific share class (ordinary shares M) for the participants to the Customer Co-Investment Program. Upon the first amendment of the articles of association of the Company the ordinary shares to be held for the benefit of the participants to the Customer Co- Investment Program will be converted into ordinary shares M and all other ordinary shares will be converted into ordinary shares A    Management    For    For    Y

4.b

    Proposal to resolve to amend the articles of association of the Company in accordance with the draft deed of amendment to the articles of association (Part II) to increase the par value per ordinary share A by an amount to be determined by the Board of Management of at least EUR 5.97 per share and at most EUR 12 per share at the expense of the share premium reserve    Management    For    For    Y

4.c

    Proposal to resolve to reduce the issued capital by an amount at least equal to the aggregate amount to be paid by the participants to the Customer Co- Investment Program for their shares, being an amount no less than EUR 2,513,447,071.07 and no more than EUR 5,000,000,000 by decreasing the nominal value of the ordinary shares A by an amount to be determined by the Board of Management of at least EUR 5.99 per share and at most EUR 12 per share which will result in repayment of said amount determined by the Board of Management per share to holders of ordinary shares A or to the holders of ordinary shares into which the ordinary shares A will be converted pursuant to proposal (e) below and to amend the articles of association of the Company in accordance with the draft deed of amendment to the articles of association (Part III)    Management    For    For    Y

4.d

    Proposal to resolve to amend the articles of association of the Company in accordance with the draft deed of amendment to the articles of association (Part IV) to consolidate the ordinary shares A at an exchange ratio to be determined by the Board of Management. The exchange ratio will depend on the percentage of new shares to be issued to the participants to the Customer Co- Investment Program. The consolidation of the ordinary shares A may entail an increase of the nominal value of the ordinary shares A by a maximum of EUR 0.03 per share, to be determined by the Board of Management, which increase will be paid from the share premium reserve    Management    For    For    Y

4.e

    Proposal to resolve to amend the articles of association in accordance with the Draft deed of amendment to the articles of association (Part V) to delete the share class M for participants to the Customer Co-Investment Program and share class A for the other shareholders. The ordinary shares M and ordinary shares A shall be converted into ordinary shares without a specific letter mark attached to it    Management    For    For    Y

5

    Proposal to resolve to authorize each director of the Company as well as any and all lawyers and paralegals practicing with De Brauw Blackstone Westbroek N.V. to execute the notarial deeds of amendment to the articles of association    Management    For    For    Y

6.a

    Proposal to resolve to authorize the Board of Management to issue shares or rights to subscribe for shares in the capital of the Company, subject to Supervisory Board approval, limited to 5% of the issued share capital at 25 April 2012 from 7 September 2012 through 25 October 2013. Provided that the General Meeting of Shareholders grants this new authorization, the corresponding authorization granted at the AGM held on 25 April 2012 will cease to apply to the extent not already used    Management    For    For    Y

6.b

    Proposal to resolve to authorize the Board of Management to restrict or exclude the pre-emption rights accruing to shareholders in connection with the issue of shares or rights to subscribe for shares as described under (a), subject to approval of the Supervisory Board, for a period from 7 September 2012 through 25 October 2013. Provided that the General Meeting of Shareholders grants this new authorization, the corresponding authorization granted at the AGM held on 25 April 2012 will cease to apply to the extent not already used    Management    For    For    Y

6.c

    Proposal to resolve to authorize the Board of Management to issue shares or rights to subscribe for shares in the capital of the Company, subject to Supervisory Board approval, limited to 5% of the issued share capital at 25 April 2012, which 5% can only be used in connection with or on the occasion of mergers, acquisitions and/or (strategic) alliances, for a period from 7 September 2012 through 25 October 2013. Provided that the General Meeting of Shareholders grants this new authorization, the corresponding authorization granted at the AGM held on 25 April 2012 will cease to apply to the extent not already used    Management    For    For    Y

6.d

    Proposal to resolve to authorize the Board of Management to restrict or exclude the pre-emption rights accruing to shareholders in connection with the issue of shares or rights to subscribe for shares as described under (c), subject to approval of the Supervisory Board, for a period from 7 September 2012 through 25 October 2013. Provided that the General Meeting of Shareholders grants this new authorization, the corresponding authorization granted at the AGM held on 25 April 2012 will cease to apply to the extent not already used    Management    For    For    Y

7

    Any other business    Non-Voting          N

8

    Closing    Non-Voting          N

CMMT

    RESOLUTIONS 3A, 3B, 4A, 4B, 4C AND 4D WILL ONLY BE ADOPTED IF RESOLUTION 4E IS- ADOPTED. THE BOARD OF MANAGEMENT WILL ONLY PROPOSE RESOLUTION 4E IF ALL OTH- ER RESOLUTIONS UNDER 3 AND 4 ARE ADOPTED. RESOLUTION 5 WILL ONLY BE PROPOSED-IF RESOLUTION 4E HAS BEEN ADOPTED.    Non-Voting          N

CMMT

    PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF ADDITIONAL COMMENT. IF Y- OU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLES-S YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.    Non-Voting          N

ASML HOLDING NV, VELDHOVEN

 

Security    N07059202       Meeting Type    Annual General Meeting
Ticker Symbol    ASML       Meeting Date    24-Apr-2013
ISIN    NL0010273215       Agenda    704305273 - Management
City    VELDHOVEN       Holding Recon Date    27-Mar-2013
Country    Netherlands       Vote Deadline Date    11-Apr-2013
SEDOL(s)   

B85NWV4 - B913WB5 - B929F46 -

B92DDY4

       Quick Code   

 

Item

   

Proposal

   

Type

   

Vote

   

For/Against
Management

   

Fund Vote
(Y/N)

1

    Opening    Non-Voting          N

2

    Overview of the Company’s business, financial situation and sustainability    Non-Voting          N

3

    Discussion of the 2012 Annual Report, incl. ASML’s corporate governance chapter, and the 2012 Remuneration Report, and proposal to adopt the financial statements for the financial year (“FY”) 2012, as prepared in accordance with Dutch law    Management    For    For    Y

4

    Proposal to discharge the members of the Board of Management from liability for their responsibilities in the FY 2012    Management    For    For    Y

5

    Proposal to discharge the members of the Supervisory Board from liability for their responsibilities in the FY 2012    Management    For    For    Y

6

    Clarification of the Company’s reserves and dividend policy    Non-Voting          N

7

    Proposal to adopt a dividend of EUR 0.53 per ordinary share of EUR 0.09    Management    For    For    Y

8

    Proposal to adopt the revised Remuneration Policy for the Board of Management of ASML Holding N.V. (version 2014)    Management    For    For    Y

9a

    Proposal to approve the number of performance shares for the Board of Management, in accordance with the Remuneration Policy for the Board of Management (version 2010) over the FY 2013 and authorization of the Board of Management to issue these performance shares    Management    For    For    Y

9b

    Proposal to approve the performance share arrangement in accordance with the Remuneration Policy for the Board of Management of ASML Holding N.V. (version 2014) (the “Policy”), including the number of performance shares for the Board of Management to be determined by the calculation method as described in the Policy, and authorization of the Board of Management to issue the performance shares for the financial year 2014 and subsequent years, subject to approval of the Supervisory Board    Management    For    For    Y

10

    Proposal to approve the number of stock options, respectively shares, for employees and authorization of the Board of Management to issue the stock options, respectively shares    Management    For    For    Y

11

    Notification of the intended extension of the appointment term of
Mr. F.J.van-Hout		    Non-Voting          N

12a

    Proposal to reappoint Ms. H.C.J. van den Burg as member of the Supervisory Board, effective April 24, 2013    Management    For    For    Y

12b

    Proposal to reappoint Ms. P.F.M. van der Meer Mohr as member of the Supervisory Board, effective April 24, 2013    Management    For    For    Y

12c

    Proposal to reappoint Mr. W.H. Ziebart as member of the Supervisory Board, effective April 24, 2013    Management    For    For    Y

12d

    Proposal to appoint Dr. D.A. Grose as member of the Supervisory Board, effective April 24, 2013    Management    For    For    Y

12e

    Proposal to appoint Ms. C.M.S. Smits-Nusteling as member of the Supervisory Board, effective April 24, 2013    Management    For    For    Y

13

    Composition of the Supervisory Board in 2014    Non-Voting          N

14

    Proposal to reappoint the External Auditor for the reporting year 2014: Deloitte Accountants    Management    For    For    Y

15a

    Proposal to authorize the Board of Management to issue (rights to subscribe for) shares, which authorization is limited to 5% of the issued capital    Management    For    For    Y

15b

    Proposal to authorize the Board of Management to restrict or exclude the pre-emption rights accruing to shareholders in connection with agenda item 15a    Management    For    For    Y

15c

    Proposal to authorize the Board of Management to issue (rights to subscribe for) shares, for an additional 5% of the issued capital, only to be used in connection with mergers, acquisitions and/or (strategic) alliances    Management    For    For    Y

15d

    Proposal to authorize the Board of Management to restrict or exclude the pre-emption rights accruing to shareholders in connection with agenda item 15c    Management    For    For    Y

16a

    Proposal to authorize the Board of Management to acquire shares in the Company’s capital    Management    For    For    Y

16b

    Proposal to authorize the Board of Management to acquire additional shares in the Company’s capital    Management    For    For    Y

17

    Proposal to cancel ordinary shares (to be) repurchased by the Company    Management    For    For    Y

18

    Any other business    Non-Voting          N

19

    Closing    Non-Voting          N

CMMT

    PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION IN TEXT OF RESOLUTION-11. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FO-RM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.    Non-Voting          N

ASTRAZENECA PLC, LONDON

 

Security    G0593M107       Meeting Type    Annual General Meeting
Ticker Symbol    AZN       Meeting Date    25-Apr-2013
ISIN    GB0009895292       Agenda    704386211 - Management
City    LONDON       Holding Recon Date    23-Apr-2013
Country    United Kingdom       Vote Deadline Date    19-Apr-2013
SEDOL(s)   

0989529 - 4983884 - 5659902 -

B01DCL2

       Quick Code   

 

Item

   

Proposal

   

Type

   

Vote

   

For/Against
Management

   

Fund Vote
(Y/N)

1

    To receive the Company’s Accounts and the Reports of the Directors and Auditor for the year ended 31 December 2012    Management    For    For    Y

2

    To confirm the first interim dividend of USD0.90 (58.1 pence, SEK 6.26) per ordinary share and to confirm as the final dividend for 2012 the second interim dividend of USD1.90 (120.5 pence, SEK 12.08) per ordinary share    Management    For    For    Y

3

    To reappoint KPMG Audit Plc London as Auditor    Management    For    For    Y

4

    To authorise the Directors to agree the remuneration of the Auditor    Management    For    For    Y

5A

    To re-elect Leif Johansson as a Director    Management    For    For    Y

5B

    To elect Pascal Soriot as a Director    Management    For    For    Y

5C

    To re-elect Simon Lowth as a Director    Management    For    For    Y

5D

    To re-elect Genevieve Berger as a Director    Management    For    For    Y

5E

    To re-elect Bruce Burlington as a Director    Management    For    For    Y

5F

    To re-elect Graham Chipchase as a Director    Management    For    For    Y

5G

    To re-elect Jean-Philippe Courtois as a Director    Management    For    For    Y

5H

    To re-elect Rudy Markham as a Director    Management    For    For    Y

5I

    To re-elect Nancy Rothwell as a Director    Management    For    For    Y

5J

    To re-elect Shriti Vadera as a Director    Management    For    For    Y

5K

    To re-elect John Varley as a Director    Management    For    For    Y

5L

    To re-elect Marcus Wallenberg as a Director    Management    For    For    Y

6

    To approve the Directors’ Remuneration Report for the year ended 31 December 2012    Management    For    For    Y

7

    To authorise limited EU political donations    Management    For    For    Y

8

    To authorise the Directors to allot shares    Management    For    For    Y

9

    To authorise the Directors to disapply pre emption rights    Management    For    For    Y

10

    To authorise the Company to purchase its own shares    Management    For    For    Y

11

    To reduce the notice period for general meetings    Management    For    For    Y

CMMT

    PLEASE NOTE THAT THIS IS A REVISION DUE TO REMOVAL OF RECORD DATE. IF YOU HAVE- ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU D-ECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.    Non-Voting          N

ATOS, BEZONS

 

Security    F06116101       Meeting Type    MIX
Ticker Symbol    ATO       Meeting Date    29-May-2013
ISIN    FR0000051732       Agenda    704454999 - Management
City    BEZONS       Holding Recon Date    23-May-2013
Country    France       Vote Deadline Date    20-May-2013
SEDOL(s)   

4818373 - 5654781 - 5656022 -

B07J8Z0 - B28F6S0

       Quick Code   

 

Item

   

Proposal

   

Type

   

Vote

   

For/Against
Management

   

Fund Vote
(Y/N)

CMMT

    PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE “FOR”- AND “AGAINST” A VOTE OF “ABSTAIN” WILL BE TREATED AS AN “AGAINST” VOTE.    Non-Voting          N

CMMT

    THE FOLLOWING APPLIES TO NON-RESIDENT SHAREOWNERS ONLY: PROXY CARDS: VOTING-INSTRUCTIONS WILL BE FORWARDED TO THE GLOBAL CUSTODIANS ON THE VOTE DEADLINE-DATE. IN CAPACITY AS REGISTERED INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN-THE PROXY CARDS AND FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE-INFORMATION, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE    Non-Voting          N

CMMT

    PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY CLIC- KING ON THE MATERIAL URL LINK: https://balo.journal-officiel.gouv.fr/pdf/2013/- 0424/201304241301515.pdf. PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT O-F ADDITIONAL URL: https://balo.journal- officiel.gouv.fr/pdf/2013/0510/20130510- 1302000.pdf. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS- PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.    Non-Voting          N

O.1

    Approval of the annual corporate financial statements for the financial year ended December 31, 2012    Management    For    For    Y

O.2

    Approval of the consolidated financial statements for the financial year ended December 31, 2012    Management    For    For    Y

O.3

    Allocation of income from the financial year ended December 31, 2012 and payment of dividend    Management    For    For    Y

O.4

    Option for the payment of dividend in shares    Management    For    For    Y

O.5

    Setting attendance allowances annual total amount    Management    For    For    Y

O.6

    Renewal of term of Mrs. Aminata Niane as Board Member    Management    For    For    Y

O.7

    Renewal of term of Mr. Vernon Sankey as Board Member    Management    For    For    Y

O.8

    Appointment of Mrs. Lynn Sharp Paine as Board Member    Management    For    For    Y

O.9

    Election of a Board Member representing employee shareholders: Appointment of Mrs. Jean Fleming    Management    For    For    Y

O.10

    Election of a Board Member representing employee shareholders: Appointment of Mr. Daniel Gargot    Management    For    For    Y

O.11

    Election of a Board Member representing employee shareholders: Appointment of Mr. Denis Lesieur    Management    For    For    Y

O.12

    Authorization granted to the Board of Directors to purchase, retain or transfer shares of the Company    Management    For    For    Y

E.13

    Authorization granted to the Board of Directors to reduce share capital via cancellation of treasury shares    Management    For    For    Y

E.14

    Delegation of authority granted to the Board of Directors to increase capital of the Company, with cancellation of the preferential subscription right in favor of employees of the Company and affiliated companies    Management    For    For    Y

E.15

    Authorization granted to the Board of Directors to carry out free allocation of shares to employees and corporate officers of the Company and/or affiliated companies    Management    For    For    Y

E.16

    Amendment to Article 15 of the bylaws- Board Member’s shares    Management    For    For    Y

E.17

    Powers to carry out all legal formalities    Management    For    For    Y

AUSTRALIA & NEW ZEALAND BANKING GROUP LTD, MELBOUR

 

Security    Q09504137       Meeting Type    Annual General Meeting
Ticker Symbol    ANZ       Meeting Date    19-Dec-2012
ISIN    AU000000ANZ3       Agenda    704167471 - Management
City    PERTH       Holding Recon Date    17-Dec-2012
Country    Australia       Vote Deadline Date    12-Dec-2012
SEDOL(s)   

6065586 - 6068079 - B02K9V1 -

B05J0K1

       Quick Code   

 

Item

   

Proposal

   

Type

   

Vote

   

For/Against
Management

   

Fund Vote
(Y/N)

CMMT

    VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 2,3 AND 4 AND VOTES-CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE- PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED- BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE- “ABSTAIN”) ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU ACKNOWLEDGE THAT-YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE-RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON PROPOSALS (2,3 AND 4), YOU-ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER EXPECT TO OBTAIN-BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE-VOTING EXCLUSION.    Non-Voting          N

2

    Adoption of the Remuneration Report    Management    For    For    Y

3

    Grant of Performance Rights to Mr Michael Smith    Management    For    For    Y

4

    Increase in Non-Executive Directors’ Fee Cap    Management    For    For    Y

5.a

    To elect Ms P. J. Dwyer as a Board - Endorsed Candidate    Management    For    For    Y

5.b

    To re-elect Mr J. P. Morschel as a Board - Endorsed Candidate    Management    For    For    Y

5.c

    To re-elect Mr Lee Hsien Yang as a Board - Endorsed Candidate    Management    For    For    Y

6

    PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: Election of Non- Board-Endorsed Candidate -
Mr R. J. Reeves		    Shareholder    For    Against    Y

CMMT

    PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION IN RESOLUTION NUMBER 5-.C. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FO-RM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.    Non-Voting          N

AXA SA, PARIS

 

Security    F06106102       Meeting Type    MIX
Ticker Symbol    CS       Meeting Date    30-Apr-2013
ISIN    FR0000120628       Agenda    704278945 - Management
City    PARIS       Holding Recon Date    24-Apr-2013
Country    France       Vote Deadline Date    19-Apr-2013
SEDOL(s)    4026927 - 5179648 - 5766705 - 7088429 - 7088753 - 7090509 - 7166013 - B02PRD4 - B0CRJ45 - B0YVB61 - B1G0HV0 - B92MW22       Quick Code   

 

Item

   

Proposal

   

Type

   

Vote

   

For/Against
Management

   

Fund Vote
(Y/N)

CMMT

    PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE “FOR”- AND “AGAINST” A VOTE OF “ABSTAIN” WILL BE TREATED AS AN “AGAINST” VOTE.    Non-Voting          N

CMMT

    THE FOLLOWING APPLIES TO NON-RESIDENT SHAREOWNERS ONLY: PROXY CARDS: VOTING-INSTRUCTIONS WILL BE FORWARDED TO THE GLOBAL CUSTODIANS ON THE VOTE DEADLINE-DATE. IN CAPACITY AS REGISTERED INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN-THE PROXY CARDS AND FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE-INFORMATION, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE    Non-Voting          N

CMMT

    PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY- CLICKING ON THE MATERIAL URL LINK:- https://balo.journal- officiel.gouv.fr/pdf/2013/0222/201302221300388.pdf .PLEAS-E NOTE THAT THIS IS A REVISION DUE TO ADDITION OF URL LINK: https://balo.journ-al- officiel.gouv.fr/pdf/2013/0322/201303221300871.pdf. IF YOU HAVE ALREADY SEN-T IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AME-ND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.    Non-Voting          N

O.1

    Approval of the corporate financial statements for the financial year ended December 31, 2012    Management    For    For    Y

O.2

    Approval of the consolidated financial statements for the financial year ended December 31, 2012    Management    For    For    Y

O.3

    Allocation of income for the financial year 2012and setting the dividend at Euros 0.72 per share    Management    For    For    Y

O.4

    Approval of the regulated Agreements pursuant to Article L.225-38 of the Commercial Code    Management    For    For    Y

O.5

    Renewal of term of Mr. Ramon de Oliveira as Board member    Management    For    For    Y

O.6

    Renewal of term of Mrs. Dominique Reiniche as Board member    Management    For    For    Y

O.7

    Ratification of the cooptation of Mr. Jean-Pierre Clamadieu as Board member    Management    For    For    Y

O.8

    Appointment of Mrs. Deanna Oppenheimer as Board member    Management    For    For    Y

O.9

    Appointment of Mr. Paul Hermelin as Board member    Management    For    For    Y

O.10

    Setting the annual amount of attendance allowances to be allocated to the Board of Directors    Management    For    For    Y

O.11

    Authorization granted to the Board of Directors to purchase ordinary shares of the Company    Management    For    For    Y

E.12

    Delegation of authority granted to the Board of Directors to increase share capital by incorporation of reserves, profits or premiums    Management    For    For    Y

E.13

    Delegation of authority granted to the Board of Directors to increase share capital by issuing ordinary shares or securities giving access to ordinary shares of the Company or of one of its subsidiaries while maintaining shareholders’ preferential subscription rights    Management    For    For    Y

E.14

    Delegation of authority granted to the Board of Directors to increase share capital by issuing ordinary shares or securities giving access to ordinary shares of the Company or of one of its subsidiaries without shareholders’ preferential subscription rights through public offers    Management    For    For    Y

E.15

    Delegation of authority granted to the Board of Directors to increase share capital by issuing ordinary shares or securities giving access to ordinary shares of the Company or of one of its subsidiaries without shareholders’ preferential subscription rights through private placement pursuant to Article L.411-2, II of the Monetary and Financial Code    Management    For    For    Y

E.16

    Authorization granted to the Board of Directors to set the issue price according to the terms established by the General Meeting within the limit of 10% of capital, in the event if issuance without shareholders’ preferential subscription rights through public offers or private placements    Management    For    For    Y

E.17

    Delegation of authority granted to the Board of Directors to increase share capital by issuing ordinary shares or securities giving access to ordinary shares of the Company, in case of public exchange offer initiated by the Company    Management    For    For    Y

E.18

    Delegation of authority granted to the Board of Directors to increase share capital by issuing ordinary shares or securities giving access to ordinary shares of the Company, in consideration for in-kind contribution within the limit of 10% of share capital outside of a public exchange offer initiated by the Company    Management    For    For    Y

E.19

    Delegation of authority granted to the Board of Directors to issue ordinary shares without shareholders’ preferential subscription rights, as a result of issue by its subsidiaries of securities giving access to ordinary shares of the Company    Management    For    For    Y

E.20

    Delegation of authority granted to the Board of Directors to issue securities entitling to the allotment of debt securities without giving rise to a capital increase of the Company    Management    For    For    Y

E.21

    Delegation of powers granted to the Board of Directors to increase share capital by issuing ordinary shares or securities giving access to ordinary shares of the Company reserved for members of a Company Savings Plan without shareholders’ preferential subscription rights    Management    For    For    Y

E.22

    Delegation of powers granted to the Board of Directors to increase share capital by issuing ordinary shares without shareholders’ preferential subscription rights in favor of a specific class of beneficiaries    Management    For    For    Y

E.23

    Authorization granted to the Board of Directors to reduce share capital by cancellation of ordinary shares    Management    For    For    Y

E.24

    Powers to carry out all legal formalities    Management    For    For    Y

BAE SYSTEMS PLC, LONDON

 

Security    G06940103       Meeting Type    Annual General Meeting
Ticker Symbol    BA.       Meeting Date    08-May-2013
ISIN    GB0002634946       Agenda    704362956 - Management
City    HAMPSHIRE       Holding Recon Date    06-May-2013
Country    United Kingdom       Vote Deadline Date    01-May-2013
SEDOL(s)   

0263494 - 2100425 - 5473759 -

B02S669

       Quick Code   

 

Item

   

Proposal

   

Type

   

Vote

   

For/Against
Management

   

Fund Vote
(Y/N)

1

    Receipt of the Report and Accounts    Management    For    For    Y

2

    Approval of the Directors’ Remuneration Report    Management    For    For    Y

3

    Authorisation of the payment of the final dividend: That the final dividend for the year ended 31 December 2012 of 11.7 pence per ordinary share be and is hereby declared payable on 3 June 2013 to Ordinary Shareholders whose names appeared on the Register of Members at the close of business on 19 April 2013    Management    For    For    Y

4

    Re-election of director: Paul Anderson    Management    For    For    Y

5

    Re-election of director: Harriet Green    Management    For    For    Y

6

    Re-election of director: Linda Hudson    Management    For    For    Y

7

    Re-election of director: Ian King    Management    For    For    Y

8

    Re-election of director: Peter Lynas    Management    For    For    Y

9

    Re-election of director: Lee McIntire    Management    For    For    Y

10

    Re-election of director: Richard Olver    Management    For    For    Y

11

    Re-election of director: Paula Rosput Reynolds    Management    For    For    Y

12

    Re-election of director: Nicholas Rose    Management    For    For    Y

13

    Re-election of director: Carl Symon    Management    For    For    Y

14

    Reappointment of the Auditors: KPMG Audit Plc    Management    For    For    Y

15

    Authority to agree Auditors’ remuneration    Management    For    For    Y

16

    Political Donations    Management    For    For    Y

17

    Authority to allot new shares    Management    For    For    Y

18

    Disapplication of pre-emption rights    Management    For    For    Y

19

    Authority to purchase own shares    Management    For    For    Y

20

    Notice of general meetings    Management    For    For    Y

CMMT

    PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF DIVIDEND AMOUNTS IN RES- NO.3. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY- FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.    Non-Voting          N

BANCO SANTANDER SA, SANTANDER

 

Security    E19790109       Meeting Type    Ordinary General Meeting
Ticker Symbol    SAN       Meeting Date    22-Mar-2013
ISIN    ES0113900J37       Agenda    704280445 - Management
City    SANTANDER       Holding Recon Date    15-Mar-2013
Country    Spain       Vote Deadline Date    18-Mar-2013
SEDOL(s)   

0736082 - 2576628 - 5705946 - 5706637 - 5706819 - 5761885 - 5852433 - 5900600 - 6162595 - B02TB23 - B0CL505 - B0LTJV9 -

B73JFC9

       Quick Code    572405000

 

Item

   

Proposal

   

Type

   

Vote

   

For/Against
Management

   

Fund Vote
(Y/N)

1.A

    Examination and, if appropriate, approval of the annual accounts (balance sheet, profit and loss statement, statement of recognised income and expense, statement of changes in total equity, cash flow statement, and notes) of Banco Santander, S.A. and its consolidated Group, all with respect to the Financial Year ended 31 December 2012    Management    For    For    Y

1.B

    Examination and, if appropriate, approval of the corporate management for Financial Year 2012    Management    For    For    Y

2

    Application of results obtained during Financial Year 2012    Management    For    For    Y

3.A

    Re-election of Mr Guillermo de la Dehesa Romero    Management    For    For    Y

3.B

    Re-election of Mr Abel Matutes Juan    Management    For    For    Y

3.C

    Re-election of Mr Angel Jado Becerro de Bengoa    Management    For    For    Y

3.D

    Re-election of Mr Javier Botin-Sanz de Sautuola y O’Shea    Management    For    For    Y

3.E

    Re-election of Ms Isabel Tocino Biscarolasaga    Management    For    For    Y

3.F

    Re-election of Mr Fernando de Asua Alvarez    Management    For    For    Y

4

    Re-election of the Auditor for Financial Year 2013: Deloitte, S.L., with a registered office in Madrid, at Plaza Pablo Ruiz Picasso, 1, Torre Picasso, and Tax ID Code B-79104469    Management    For    For    Y

5

    Approval of the corporate website (www.santander.com) for purposes of section 11 bis of the Spanish Capital Corporations Law (Ley de Sociedades de Capital)    Management    For    For    Y

6

    Merger of Banco Santander, S.A. and Banco Espanol de Credito, S.A. (“Banesto”). Approval of the merger by absorption of Banesto by Banco Santander, with termination of the absorbed company and the en bloc transfer of its assets and liabilities, by universal succession, to the absorbing company, with the express provision that the exchange be covered by the delivery of treasury shares by Banco Santander in accordance with the draft terms of merger formulated by the respective Boards of Directors of such companies as included on their respective websites, and for such purpose: (a) Approval of the common draft terms of merger between Banco Santander and Banesto, and approval of the balance sheet of Banco Santander    Management    For    For    Y

   ended as of 31 December 2012 as the merger balance sheet. (b) Approval of the resolution on the merger by absorption of Banesto by Banco Santander, with termination of the former by means of dissolution without liquidation and the en bloc transfer of all of its assets and liabilities to the latter, which shall acquire them by universal succession, expressly providing that the exchange shall be covered by means of the delivery of treasury shares of Banco Santander, all in compliance with the provisions of the common draft terms of merger. (c) Adherence of the transaction to the tax regime established in chapter VIII of title VII of the Restated Text of the Company Income Tax Act (Ley del Impuesto sobre Sociedades) and section 3 of additional provision two thereof, as well as in section 45, paragraph 1. B.) 10. of the Restated Text of the Asset Transfer and Documentary Stamp Tax Act (Ley del Impuesto sobre Transmisiones Patrimoniales y Actos Juridicos Documentados)            

7

    Merger of Banco Santander, S.A. and Banco Banif, S.A. Unipersonal (“Banif”). Approval of the merger by absorption of Banif by Banco Santander, with termination of the absorbed company and the en bloc transfer of its assets and liabilities, by universal succession, to the absorbing company, in accordance with the draft terms of merger formulated by the respective Boards of Directors of such companies as included on the website of Banco Santander and deposited with the Commercial Registry of Madrid, and for such purpose: (a) Approval of the common terms of merger between Banco Santander and Banif, and approval of the balance sheet of Banco Santander ended as of 31 December 2012 as the merger balance sheet. (b) Approval of the merger by absorption of Banif by Banco Santander, with termination of the former by means of dissolution without liquidation and the en bloc transfer of all of its assets and liabilities to the latter, which shall acquire them by universal succession, all in compliance with the provisions of the common draft terms of merger. (c) Adherence of the transaction to the tax regime established in chapter VIII of title VII of the Restated Text of the Company Income Tax Act and section 3 of additional provision two thereof, as well as in section 45, paragraph 1. B.) 10. of the Restated Text of the Asset Transfer and Documentary Stamp Tax Act    Management    For    For    Y

8.A

    Director remuneration system: amendment of article 58 concerning compensation of directors and determination of its amount by the General Shareholders’ Meeting    Management    For    For    Y

8.B

    Amendment of article 61 (website)    Management    For    For    Y

9

    Delegation to the Board of Directors of the power to carry out the resolution to be adopted by the shareholders at the Meeting to increase the share capital pursuant to the provisions of section 297.1.a) of the Spanish Capital Corporations Law, depriving of effect the authorisation granted by means of resolution Seven II) adopted by the shareholders at the Ordinary General Shareholders’ Meeting of 30 March 2012    Management    For    For    Y

10

    Authorisation to the Board of Directors such that, pursuant to the provisions of section 297.1.b) of the Spanish Capital Corporations Law, it may increase the share capital on one or more occasions and at any time, within a period of three years, by means of cash contributions and by a maximum nominal amount of 2,634,670,786 Euros, all upon such terms and conditions as it deems appropriate, depriving of effect, to the extent of the unused amount, the authorisation granted under resolution Eight II) adopted at the Ordinary General Shareholders’ Meeting of 30 March 2012. Delegation of the power to exclude pre-emptive rights, as provided by section 506 of the Spanish Capital Corporations Law    Management    For    For    Y

11.A

    Increase in share capital by such amount as may be determined pursuant to the terms of the resolution, by means of the issuance of new ordinary shares having a par value of one-half (0.5) euro each, with no share premium, of the same class and series as those that are currently outstanding, with a charge to reserves. Offer to acquire free allotment rights (derechos de asignacion gratuita) at a guaranteed price and power to use voluntary reserves from retained earnings for such purpose. Express provision for the possibility of less than full allotment. Delegation of powers to the Board of Directors, which may in turn delegate such powers to the Executive Committee, to establish the terms and conditions of the increase as to all matters not provided for by the shareholders at this General Shareholders’ Meeting, to take such actions as may be required for implementation thereof, to amend the text of sections 1 and 2 of article 5 of the Bylaws to reflect the new amount of share capital, and to execute such public and private documents as may be necessary to carry out the increase. Application to the appropriate domestic and foreign authorities for admission to trading of the new shares on the Madrid, Barcelona, Bilbao and Valencia Stock Exchanges through Spain’s Automated Quotation System (Continuous Market) and on the foreign Stock Exchanges on which the shares of Banco Santander are listed (Lisbon, London, Milan, Buenos Aires, Mexico and, through ADSs, on the New York Stock Exchange) in the manner required by each of such Stock Exchanges    Management    For    For    Y

11.B

    Increase in share capital by such amount as may be determined pursuant to the terms of the resolution by means of the issuance of new ordinary shares having a par value of one-half (0.5) euro each, with no share premium, of the same class and series as those that are currently outstanding, with a charge to reserves. Offer to acquire free allotment rights at a    Management    For    For    Y
   guaranteed price. Express provision for the possibility of less than full allotment. Delegation of powers to the Board of Directors, which may in turn delegate such powers to the Executive Committee, to establish the terms and conditions of the increase as to all matters not provided for by the shareholders at this General Shareholders’ Meeting, to take such actions as may be required for implementation hereof, to amend the text of sections 1 and 2 of article 5 of the Bylaws to reflect the new amount of share capital, and to execute such public and private documents as may be necessary to carry out the increase. Application to the appropriate domestic and foreign authorities for admission to trading of the new shares on the Madrid, Barcelona, Bilbao and Valencia Stock Exchanges through Spain’s Automated Quotation System (Continuous Market) and on the foreign Stock Exchanges on which the shares of Banco Santander are listed (Lisbon, London, Milan, Buenos Aires, Mexico and, through ADSs, on the New York Stock Exchange) in the manner required by each of such Stock Exchanges            

11.C

    Increase in share capital by such amount as may be determined pursuant to the terms of the resolution by means of the issuance of new ordinary shares having a par value of one-half (0.5) euro each, with no share premium, of the same class and series as those that are currently outstanding, with a charge to reserves. Offer to acquire free allotment rights at a guaranteed price. Express provision for the possibility of less than full allotment. Delegation of powers to the Board of Directors, which may in turn delegate such powers to the Executive Committee, to establish the terms and conditions of the increase as to all matters not provided for by the shareholders at this General Shareholders’ Meeting, to take such actions as may be required for implementation hereof, to amend the text of sections 1 and 2 of article 5 of the Bylaws to reflect the new amount of share capital and to execute such public and private documents as may be necessary to carry out the increase. Application to the appropriate domestic and foreign authorities for admission to trading of the new shares on the Madrid, Barcelona, Bilbao and Valencia Stock Exchanges through Spain’s Automated Quotation System (Continuous Market) and on the foreign Stock Exchanges on which the shares of Banco Santander are listed (Lisbon, London, Milan, Buenos Aires, Mexico and, through ADSs, on the New York Stock Exchange) in the manner required by each of such Stock Exchanges    Management    For    For    Y

11.D

    Increase in share capital by such amount as may be determined pursuant to the terms of the resolution by means of the issuance of new ordinary shares having a par value of one-half (0.5) euro each, with no share premium, of the same class and series as those that are currently outstanding, with a charge to reserves. Offer to acquire free allotment rights at a guaranteed price. Express provision for the possibility of less than full allotment. Delegation of powers to the Board of Directors, which may in turn delegate such powers to the Executive Committee, to establish the terms and conditions of the increase    Management    For    For    Y
   as to all matters not provided for by the shareholders at this General Shareholders’ Meeting, to take such actions as may be required for implementation hereof, to amend the text of sections 1 and 2 of article 5 of the Bylaws to reflect the new amount of share capital and to execute such public and private documents as may be necessary to carry out the increase. Application to the appropriate domestic and foreign authorities for admission to trading of the new shares on the Madrid, Barcelona, Bilbao and Valencia Stock Exchanges through Spain’s Automated Quotation System (Continuous Market) and on the foreign Stock Exchanges on which the shares of Banco Santander are listed (Lisbon, London, Milan, Buenos Aires, Mexico and, through ADSs, on the New York Stock Exchange) in the manner required by each of such Stock Exchanges            

12.A

    Delegation to the Board of Directors of the power to issue fixed-income securities, preferred interests or debt instruments of a similar nature (including warrants) that are convertible into and/or exchangeable for shares of the Company. Establishment of the standards for determining the basis and methods for the conversion and/or exchange and grant to the Board of Directors of the power to increase share capital by the required amount, as well as to exclude the pre-emptive rights of shareholders. To deprive of effect, to the extent not used, the delegation of powers approved by resolution Ten A II) of the shareholders acting at the Ordinary General Shareholders’ Meeting of 30 March 2012    Management    For    For    Y

12.B

    Delegation to the Board of Directors of the power to issue fixed-income securities, preferred interests or debt instruments of a similar nature (including certificates, promissory notes and warrants) that are not convertible into shares    Management    For    For    Y

13.A

    Approval, under items Thirteen A and Thirteen B, of the application of new plans or cycles for the delivery of Santander shares for implementation by the Bank and by companies of the Santander Group and linked to certain continuity requirements and the progress of the Group, and, under item Thirteen C, of the application of a plan for employees of Santander UK plc. and other companies of the Group in the United Kingdom: Third cycle of the Deferred and Conditional Variable Remuneration Plan (Plan de Retribucion Variable Diferida y Condicionada)    Management    For    For    Y

13.B

    Approval, under items Thirteen A and Thirteen B, of the application of new plans or cycles for the delivery of Santander shares for implementation by the Bank and by companies of the Santander Group and linked to certain continuity requirements and the progress of the Group, and, under item Thirteen C, of the application of a plan for employees of Santander UK plc. and other companies of the Group in the United Kingdom: Fourth cycle of the Deferred and Conditional Delivery Share Plan (Plan de Acciones de Entrega Diferida y Condicionada)    Management    For    For    Y

13.C

    Approval, under items Thirteen A and Thirteen B, of the application of new plans or cycles for the delivery of Santander shares for implementation by the Bank and by companies of the Santander Group and linked to certain continuity requirements and the progress of the Group, and, under item Thirteen C, of the application of a plan for employees of Santander UK plc. and other companies of the Group in the United Kingdom: Plan for employees of Santander UK plc. and other companies of the Group in the United Kingdom by means of options on shares of the Bank linked to the contribution of periodic monetary amounts and to certain continuity requirements    Management    For    For    Y

14

    Authorisation to the Board of Directors to interpret, remedy, supplement, carry out and further develop the resolutions adopted by the shareholders at the Meeting, as well as to delegate the powers received from the shareholders at the Meeting, and grant of powers to convert such resolutions into notarial instruments    Management    For    For    Y

15

    Annual report on director remuneration policy    Management    For    For    Y

BARCLAYS PLC, LONDON

 

Security    G08036124       Meeting Type    Annual General Meeting
Ticker Symbol    BARC       Meeting Date    25-Apr-2013
ISIN    GB0031348658       Agenda    704338462 - Management
City    LONDON       Holding Recon Date    23-Apr-2013
Country    United Kingdom       Vote Deadline Date    19-Apr-2013
SEDOL(s)   

3134865 - 6507312 - B021PQ1 -

B02S681

       Quick Code    582603000

 

Item

   

Proposal

   

Type

   

Vote

   

For/Against
Management

   

Fund Vote
(Y/N)

1

    That the Reports of the Directors and Auditors and the audited accounts of the Company for the year ended 31 December 2012, now laid before the meeting, be received    Management    For    For    Y

2

    That the Remuneration Report for the year ended 31 December 2012, now laid before the meeting, be approved    Management    For    For    Y

3

    That Sir David Walker be appointed a Director of the Company    Management    For    For    Y

4

    That Tim Breedon be appointed a Director of the Company    Management    For    For    Y

5

    That Antony Jenkins be appointed a Director of the Company    Management    For    For    Y

6

    That Diane de Saint Victor be appointed a Director of the Company    Management    For    For    Y

7

    That David Booth be reappointed a Director of the Company    Management    For    For    Y

8

    That Fulvio Conti be reappointed a Director of the Company    Management    For    For    Y

9

    That Simon Fraser be reappointed a Director of the Company    Management    For    For    Y

10

    That Reuben Jeffery III be reappointed a Director of the Company    Management    For    For    Y

11

    That Chris Lucas be reappointed a Director of the Company    Management    For    For    Y

12

    That Dambisa Moyo be reappointed a Director of the Company    Management    For    For    Y

13

    That Sir Michael Rake be reappointed a Director of the Company    Management    For    For    Y

14

    That Sir John Sunderland be reappointed a Director of the Company    Management    For    For    Y

15

    That PricewaterhouseCoopers LLP, Chartered Accountants and Statutory Auditors, be reappointed as auditors of the Company to hold office from the conclusion of this meeting until the conclusion of the next AGM at which accounts are laid before the Company    Management    For    For    Y

16

    That the Directors be authorised to set the remuneration of the auditors    Management    For    For    Y

17

    That, in accordance with section 366 of the Companies Act 2006 (the ‘Act’) the Company and any company which, at any time during the period for which this resolution has effect, is a subsidiary of the Company, be and are hereby authorised to: (a) make political donations to political organisations not exceeding GBP 25,000 in total; and (b) incur political expenditure not exceeding GBP 100,000 in total, in each case during the period commencing on the date of this resolution and ending on the date of the AGM of the Company to be held in 2014 or on 30 June 2014, whichever is the earlier, provided that the maximum amounts referred to in (a) and (b) may consist of sums in any currency converted into Sterling at such rate as the Board may in its absolute discretion determine. For the purposes of this resolution, the terms ‘political donations’, ‘political organisations’ and ‘political expenditure’ shall have the meanings given to them in sections 363 to 365 of the Act    Management    For    For    Y

18

    That, in substitution for all existing authorities but without prejudice to any authority granted pursuant to resolution 20 (if passed), the Directors be and are hereby generally and unconditionally authorised pursuant to section 551 of the Act to exercise all the powers of the Company to: (a) allot shares (as defined in section 540 of the Act) in the Company or grant rights to subscribe for or to convert any security into shares in the Company up to an aggregate nominal amount of GBP 1,111,721,894, USD 77,500,000, EUR 40,000,000 and YEN 4,000,000,000; and (b) allot equity securities (as defined in section 560 of the Act) up to an aggregate nominal amount of GBP 2,143,443,788 (such amount to be reduced by the aggregate nominal amount of ordinary shares allotted or rights to subscribe for or to convert any securities into ordinary shares in the Company granted under paragraph (a) of this resolution 18) in connection with an offer by way of a rights issue: (i) to ordinary shareholders in proportion (as nearly as may be practicable) to their existing holdings; and (ii) to holders of other equity securities (as defined in section 560 of the Act) as required by the rights of those securities, or subject to such rights, as the Directors otherwise consider necessary, and so that the Directors may impose any limits or restrictions and make any arrangements which they consider necessary or appropriate to deal with treasury shares, fractional entitlements, record dates, legal, regulatory or practical problems in, or under the laws of, any territory or any other matter, such authorities to apply (unless previously renewed, varied or revoked by the Company in General Meeting) for the period expiring at the end of the AGM of the Company to be held in 2014 or until the close of business on 30 June 2014, whichever is the earlier but, in each case, so that the Company may make    Management    For    For    Y
   offers and enter into agreements before the authority expires which would, or might require shares to be allotted or rights to subscribe for or to convert any security into shares to be granted after the authority expires and the Directors may allot shares or grant such rights under any such offer or agreement as if the authority had not expired            

19

    That, in substitution for all existing powers but without prejudice to any power granted pursuant to resolution 21 (if passed), and subject to the passing of resolution 18, the Directors be generally empowered pursuant to section 570 of the Act to allot equity securities (as defined in section 560 of the Act) for cash, pursuant to the authority granted by resolution 18 and/or where the allotment constitutes an allotment of equity securities by virtue of section 560(3) of the Act, in each case free of the restriction in section 561 of the Act, such power to be limited: (a) to the allotment of equity securities in connection with an offer of equity securities (but in the case of an allotment pursuant to the authority granted by paragraph (b) of resolution 18, such power shall be limited to the allotment of equity securities in connection with an offer by way of a rights issue only): (i) to ordinary shareholders in proportion (as nearly as may be practicable) to their existing holdings; and (ii) to holders of other equity securities (as defined in section 560 of the Act), as required by the rights of those securities or, subject to such rights, as the Directors otherwise consider necessary, and so that the Directors may impose any limits or restrictions and make any arrangements which they consider necessary or appropriate to deal with treasury shares, fractional entitlements, record dates, legal, regulatory or practical problems in, or under the laws of, any territory or any other matter; and (b) to the allotment of equity securities, pursuant to the authority granted by paragraph (a) of resolution 18 and/or an allotment which constitutes an allotment of equity securities by virtue of section 560(3) of the Act (in each case otherwise than in the circumstances set out in paragraph (a) of this resolution) up to a nominal amount of GBP 160,758,284 representing no more than 5% of the issued ordinary share capital as at 28 February 2013; compliance with that limit shall be calculated, in the case of equity securities which are rights to subscribe for, or to convert securities into, ordinary shares (as defined in section 560 of the Act) by reference to the aggregate nominal amount of relevant shares which may be allotted pursuant to such rights, such power to apply (unless previously renewed, varied or revoked by the Company in General Meeting) until the end of the Company’s next AGM after this resolution is passed (or, if earlier, until the close of business on 30 June 2014) but so that the Company may make offers and enter into agreements before the power expires which would, or might, require equity securities to be allotted after the power expires and the Directors may allot equity securities under any such offer or agreement as if the power had not expired    Management    For    For    Y

20

    That, in addition to any authority granted pursuant to resolution 18 (if passed), the Directors be and are hereby generally and unconditionally authorised pursuant to section 551 of the Act to exercise all the powers of the Company to allot shares (as defined in section 540 of the Act) in the Company or grant rights to subscribe for or to convert any security into shares in the Company up to an aggregate nominal amount of GBP 825,000,000 in relation to any issue by the Company or any member of the Barclays Group of contingent equity conversion notes that automatically convert into or are exchanged for ordinary shares in the Company in prescribed circumstances (‘ECNs’) where the Directors consider that such an issuance of ECNs would be desirable in connection with, or for the purposes of, complying with or maintaining compliance with the regulatory capital requirements or targets applicable to the Barclays Group from time to time, such authority to apply (unless previously renewed, varied or revoked by the Company in General Meeting) until the end of the AGM of the Company to be held in 2014 (or, if earlier, until the close of business on 30 June 2014) but so that the Company may make offers and enter into agreements before the authority expires which would, or might require shares to be allotted or rights to subscribe for or to convert any security into shares to be granted after the authority expires and the Directors may allot shares or grant such rights under any such offer or agreement as if the authority had not expired    Management    For    For    Y

21

    That, in addition to the power granted pursuant to resolution 19 (if passed), and subject to the passing of resolution 20, the Directors be generally empowered pursuant to section 570 of the Act to allot equity securities (as defined in section 560 of the Act) for cash pursuant to the authority granted by resolution 20, free of the restriction in section 561 of the Act, such power to apply (unless previously renewed, varied or revoked by the Company in General Meeting) until the end of the AGM of the Company to be held in 2014 (or, if earlier, until the close of business on 30 June 2014) but so that the Company may make offers and enter into agreements before the power expires which would, or might, require equity securities to be allotted after the power expires and the Directors may allot equity securities under any such offer or agreement as if the power had not expired    Management    For    For    Y

22

    That the Company be generally and unconditionally authorised for the purposes of section 701 of the Act to make market purchases (within the meaning of section 693 of the Act) on the London Stock Exchange of up to an aggregate of 1,286,066,272 ordinary shares of 25p each in its capital, and may hold such shares as treasury shares, provided that: (a) the minimum price (exclusive of expenses) which may be paid for each ordinary share is not less than 25p; (b) the maximum price (exclusive of expenses) which may be paid for each ordinary share shall not be more than the higher of: (i) 105% of the average of the market values of the ordinary shares (as derived from the Daily Official List of the London    Management    For    For    Y
   Stock Exchange) for the five business days immediately preceding the date on which the purchase is made; and (ii) that stipulated by Article 5(1) of the Buy-back and Stabilisation Regulation (EC 2273/2003); and (c) unless previously renewed, varied or revoked by the Company in General Meeting, the authority conferred by this resolution shall expire at the end of the AGM of the Company to be held in 2014 or the close of business on 30 June 2014, whichever is the earlier (except in relation to any purchase of shares the contract for which was concluded before such date and which would or might be executed wholly or partly after such date)            

23

    That the Directors be and are hereby authorised to call general meetings (other than an AGM) on not less than 14 clear days’ notice, such authority to expire at the end of the AGM of the Company to be held in 2014 or the close of business on 30 June 2014, whichever is the earlier    Management    For    For    Y

24

    That the Directors be authorised to exercise the power contained in Article 132 of the Company’s Articles of Association so that, to the extent and on such terms and conditions determined by the Directors, the holders of ordinary shares be permitted to elect to receive new ordinary shares credited as fully paid instead of cash in respect of all or part of any future dividend (including any interim dividend), declared or paid by the Directors or declared by the Company in general meeting (as the case may be), during the period commencing on the date of this resolution and ending on the earlier of 24 April 2018 and the beginning of the fifth AGM of the Company following the date of this resolution to the extent that the Directors decide, at their discretion, to offer a scrip dividend alternative in respect of such dividend    Management    For    For    Y

25

    That, subject to the passing of resolution 24, article 132 of the Articles of Association of the Company be and is hereby altered by inserting the following as a new article 132.10 immediately after the full-stop at the end of article 132.9.2: “For the purposes of this article 132, each participant in the Company’s dividend reinvestment plan for holders of ordinary shares (a “DRIP participant” and the “DRIP” respectively) at midnight (UK time) on an effective date to be determined at the discretion of the board in connection with the commencement of the Company’s scrip dividend programme (the “effective time”) (and whether or not the DRIP shall subsequently be terminated or suspended) shall be deemed to have elected to receive ordinary shares, credited as fully paid, instead of cash, on the terms and subject to the conditions of the Company’s scrip dividend programme as from time to time in force, in respect of the whole of each dividend payable (but for such election) after the effective time (and whether such dividend is declared before, at or after such an effective time) in respect of which the right to receive such ordinary shares instead of cash is made available, until such time as such deemed election mandate is revoked or deemed to be revoked in accordance with the procedure established by the board. The deemed election provided for in the foregoing provision of this article 132.10 shall not apply if and to the extent that the board so determines at any time and from time to time either for all cases or in relation to any person or class of persons or any holding of any person or class of persons.”    Management    For    For    Y

BASF SE, LUDWIGSHAFEN/RHEIN

 

Security    D06216317       Meeting Type    Annual General Meeting
Ticker Symbol    BAS       Meeting Date    26-Apr-2013
ISIN    DE000BASF111       Agenda    704328548 - Management
City    MANNHEIM       Holding Recon Date    19-Apr-2013
Country    Germany    Blocking    Vote Deadline Date    12-Apr-2013
SEDOL(s)   

0083142 - 5086577 - 5086588 - 5086599 - B01DCN4 - B283BG7 -

B5123J9

       Quick Code   

 

Item

   

Proposal

   

Type

   

Vote

   

For/Against
Management

   

Fund Vote
(Y/N)

   Please note that for Registered Share meetings in Germany there is now a requi-rement that any shareholder who holds an aggregate total of 3 per cent or more-of the outstanding share capital must register under their beneficial owner d-etails before the appropriate deadline to be able to vote. Failure to comply w-ith the declaration requirements as stipulated in section 21 of the Securities-Trade Act (WpHG) may prevent the shareholder from voting at the general meeti-ngs. Therefore, your custodian may request that we register beneficial owner d-ata for all voted accounts to the respective sub custodian. If you require fur-ther information with regard to whether such BO registration will be conducted-for your custodians accounts, please contact your CSR for more information.-Please consider the following link: https://materials.proxyvote.com/Approved/9- 9999Z/19840101/OTHER_153994.PDF    Non-Voting          N
   The sub custodians have also advised that voted shares are not blocked for tra-ding purposes i.e. they are only unavailable for settlement. In order to deliv- er/settle a voted position before the deregistration date a voting instruction-cancellation and de- registration request needs to be sent to your CSR or Cust-odian. Failure to de-register the shares before settlement date could result i-n the settlement being delayed. If you are considering settling a traded voted-position prior to the meeting date of this event, please contact your CSR or-custodian to ensure your shares have been deregistered.    Non-Voting          N
   The Vote/Registration Deadline as displayed on ProxyEdge is subject to change-and will be updated as soon as Broadridge receives confirmation from the sub c-ustodians regarding their instruction deadline. For any queries please contac-t your Client Services Representative.    Non-Voting          N
   ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN CONNECTI-ON WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTIT-LED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUD-ED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS AND YOU HAV-E NOT    Non-Voting          N
   COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS NOTIFICATIONS PURSUANT-TO THE GERMAN SECURITIES TRADING ACT (WHPG). FOR QUESTIONS IN THIS REGARD PLE-ASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR CLARIFICATION. IF YOU DO NO-T HAVE ANY INDICATION REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER EXCLUSIO-N FROM VOTING, PLEASE SUBMIT YOUR VOTE AS USUAL. THANK YOU.            
   COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 11.04.2013. FURTHER INFORMATION ON CO-UNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER’S WEBSITE (PLEASE REFER TO-THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE ITE-MS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT-THE COMPANY’S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT ON-PROXYEDGE.    Non-Voting          N

1.

    Presentation of the approved Financial Statements of BASF SE and the approved-Consolidated Financial Statements of the BASF Group for the financial year 20-12; presentation of the Managements Analyses of BASF SE and the BASF Group for-the financial year 2012 including the explanatory reports on the data accordi-ng to Section 289 (4) and Section 315 (4) of the German Commercial Code; prese-ntation of the Report of the Supervisory Board    Non-Voting          N

2.

    Adoption of a resolution on the appropriation of profit    Management    No Action       N

3.

    Adoption of a resolution giving formal approval to the actions of the members of the Supervisory Board    Management    No Action       N

4.

    Adoption of a resolution giving formal approval to the actions of the members of the Board of Executive Directors    Management    No Action       N

5.

    Election of the auditor for the financial year 2013: KPMG AG    Management    No Action       N

BAYER AG, LEVERKUSEN

 

Security    D0712D163       Meeting Type    Annual General Meeting
Ticker Symbol    BAYN       Meeting Date    26-Apr-2013
ISIN    DE000BAY0017       Agenda    704304031 - Management
City    KOELN       Holding Recon Date    19-Apr-2013
Country    Germany    Blocking    Vote Deadline Date    12-Apr-2013
SEDOL(s)   

0070520 - 5069192 - 5069211 - 5069459 - 5069493 - 5073461 - 5073472 - 5074497 - 5077894 -

6093877

       Quick Code   

 

Item

   

Proposal

   

Type

   

Vote

   

For/Against
Management

   

Fund Vote
(Y/N)

   Please note that for Registered Share meetings in Germany there is now a requi-rement that any shareholder who holds an aggregate total of 3 per cent or more-of the outstanding share capital must register under their beneficial owner d-etails before the appropriate deadline to be able to vote. Failure to comply w-ith the declaration requirements as stipulated in section 21 of the Securities-Trade Act (WpHG) may prevent the shareholder from voting at the general meeti-ngs. Therefore, your custodian may request that we register beneficial owner d-ata for all voted accounts to the respective sub custodian. If you require fur-ther information with regard to whether such BO registration will be conducted-for your custodians accounts, please contact your CSR for more information.-Please also have a look at the following link: https://materials.proxyvote.com- /Approved/99999Z/19840101/OTHER_153994.PDF    Non-Voting          N
   The sub custodians have also advised that voted shares are not blocked for tra-ding purposes i.e. they are only unavailable for settlement. In order to deliv- er/settle a voted position before the deregistration date a voting instruction-cancellation and de- registration request needs to be sent to your CSR or Cust-odian. Failure to de-register the shares before settlement date could result i-n the settlement being delayed. If you are considering settling a traded voted-position prior to the meeting date of this event, please contact your CSR or-custodian to ensure your shares have been deregistered.    Non-Voting          N
   The Vote/Registration Deadline as displayed on ProxyEdge is subject to change-and will be updated as soon as Broadridge receives confirmation from the sub c-ustodians regarding their instruction deadline. For any queries please contac-t your Client Services Representative.    Non-Voting          N
   ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN CONNECTI-ON WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTIT-LED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUD-ED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED    Non-Voting          N
   CERTAIN THRESHOLDS AND YOU HAV-E NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS NOTIFICATIONS PURSUANT-TO THE GERMAN SECURITIES TRADING ACT (WHPG). FOR QUESTIONS IN THIS REGARD PLE-ASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR CLARIFICATION. IF YOU DO NO-T HAVE ANY INDICATION REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER EXCLUSIO-N FROM VOTING, PLEASE SUBMIT YOUR VOTE AS USUAL. THANK YOU.            
   COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 11.04.2013. FURTHER INFORMATION ON CO-UNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER’S WEBSITE (PLEASE REFER TO-THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE ITE-MS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT-THE COMPANY’S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT ON-PROXYEDGE.    Non-Voting          N

1.

    Presentation of the adopted annual financial statements and the approved consolidated financial statements, the Combined Management Report, the report of the Supervisory Board, the explanatory report by the Board of Management on takeover- related information and the proposal by the Board of Management on the use of the distributable profit for the fiscal year 2012. Resolution on the use of the distributable profit.    Management    No Action       N

2.

    Ratification of the actions of the members of the Board of Management    Management    No Action       N

3.

    Ratification of the actions of the members of the Supervisory Board    Management    No Action       N

4.

    Approval of the Control and Profit and Loss Transfer Agreement between the Company and Bayer Beteiligungsverwaltung Goslar GmbH    Management    No Action       N

5.

    Election of the auditor of the financial statements and for the review of the half-yearly financial report    Management    No Action       N

BAYERISCHE MOTOREN WERKE AG, MUENCHEN

 

Security    D12096109       Meeting Type    Annual General Meeting
Ticker Symbol    BMW       Meeting Date    14-May-2013
ISIN    DE0005190003       Agenda    704353414 - Management
City    MUENCHEN       Holding Recon Date    22-Apr-2013
Country    Germany       Vote Deadline Date    03-May-2013
SEDOL(s)    2549783 - 5756029 - 5757260 - 5757271 - 7080179 - 7158407 - B0Z5366 - B23V5Q4       Quick Code   

 

Item

   

Proposal

   

Type

   

Vote

   

For/Against
Management

   

Fund Vote
(Y/N)

   ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN CONNECTI-ON WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTIT-LED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUD-ED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS AND YOU HAV-E NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS NOTIFICATIONS PURSUANT-TO THE GERMAN SECURITIES TRADING ACT (WHPG). FOR QUESTIONS IN THIS REGARD PLE-ASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR CLARIFICATION. IF YOU DO NO-T HAVE ANY INDICATION REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER EXCLUSIO-N FROM VOTING, PLEASE SUBMIT YOUR VOTE AS USUAL. THANK YOU.    Non-Voting          N
   PLEASE NOTE THAT THE TRUE RECORD DATE FOR THIS MEETING IS 23 APR 13, WHEREAS T- HE MEETING HAS BEEN SETUP USING THE ACTUAL RECORD DATE-1 BUSINESS DAY. THIS IS-DONE TO ENSURE THAT ALL POSITIONS REPORTED ARE IN CONCURRENCE WITH THE GERMAN-LAW. THANK YOU.    Non-Voting          N
   COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 29.04.2013. FURTHER INFORMATION ON CO-UNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER’S WEBSITE (PLEASE REFER TO-THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE ITE-MS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT-THE COMPANY’S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT ON-PROXYEDGE.    Non-Voting          N

1.

    Presentation of the Company Financial Statements and the Group Financial State-ments for the financial year ended 31 December 2012, as approved by the Superv-isory Board, together with the Combined Group and Company Management Report, t-he Explanatory Report of the Board of Management on the information required p-ursuant to section 289 (4) and section 315 (4) and section 289 and section 315-(2) no. 5 HGB (German Commercial Code) and the Report of the Supervisory Boar-d    Non-Voting          N

2.

    Resolution on the utilisation of unappropriated profit    Management    For    For    Y

3.

    Ratification of the acts of the Board of Management    Management    For    For    Y

4.

    Ratification of the acts of the Supervisory Board    Management    For    For    Y

5.

    Election of the auditor: KPMG AG Wirtschaftsprufungsgesellschaft, Berlin    Management    For    For    Y

6.1

    Election to the Supervisory Board: Prof. Dr. rer. nat. Dr. h.c. Reinhard Huettl, Potsdam, Chairman of the Management Board and Scientific Board of GeoForschungsZentrum Potsdam (GFZ) Stiftung des offentlichen Rechts and holder of the Chair for Soil Protection and Recultivation at the Brandenburg Technical University of Cottbus, for a term of office up to the close of the Annual General Meeting at which ratification of the acts of the Supervisory Board is resolved for the financial year 2017    Management    For    For    Y

6.2

    Election to the Supervisory Board: Dr. jur. Karl- Ludwig Kley, Cologne, Chairman of the Executive Management and personally liable shareholder of Merck KGaA, for a term of office up to the close of the Annual General Meeting at which ratification of the acts of the Supervisory Board is resolved for the financial year 2017    Management    For    For    Y

6.3

    Election to the Supervisory Board: Prof. Dr. rer. pol. Renate Koecher, Constance, Director of Institut fur Demoskopie Allensbach Gesellschaft zum Studium der offentlichen Meinung mbH, for a term of office up to the close of the Annual General Meeting at which ratification of the acts of the Supervisory Board is resolved for the financial year 2017    Management    For    For    Y

6.4

    Election to the Supervisory Board: Prof. Dr.-Ing. Dr. h. c. Dr.-Ing. E. h. Joachim Milberg, Baldham, Chairman of the Supervisory Board of BMW AG, for a term of office up to the close of the Annual General Meeting at which ratification of the acts of the Supervisory Board is resolved for the financial year 2015    Management    For    For    Y

7.

    Resolution regarding the amendment to section 15 of the Articles of Incorporation (Remuneration of the Supervisory Board)    Management    For    For    Y

BHP BILLITON LTD, MELBOURNE VIC

 

Security    Q1498M100       Meeting Type    Annual General Meeting
Ticker Symbol    BHP       Meeting Date    29-Nov-2012
ISIN    AU000000BHP4       Agenda    704060766 - Management
City    SYDNEY       Holding Recon Date    27-Nov-2012
Country    Australia       Vote Deadline Date    22-Nov-2012
SEDOL(s)   

0144403 - 0144414 - 5709506 -

6144690 - 6144764 - 6146760 -

B02KCV2

       Quick Code    503607000

 

Item

   

Proposal

   

Type

   

Vote

   

For/Against
Management

   

Fund Vote
(Y/N)

1

    To receive the financial statements for BHP Billiton Limited and BHP Billiton Plc for the year ended 30 June 2012, together with the Directors’ Report and the Auditor’s Report, as set out in the Annual Report    Management    For    For    Y

2

    To elect Pat Davies as a Director of each of BHP Billiton Limited and BHP Billiton Plc    Management    For    For    Y

3

    To re-elect Malcolm Broomhead as a Director of each of BHP Billiton Limited and BHP Billiton Plc    Management    For    For    Y

4

    To re-elect Sir John Buchanan as a Director of each of BHP Billiton Limited and BHP Billiton Plc    Management    For    For    Y

5

    To re-elect Carlos Cordeiro as a Director of each of BHP Billiton Limited and BHP Billiton Plc    Management    For    For    Y

6

    To re-elect David Crawford as a Director of each of BHP Billiton Limited and BHP Billiton Plc    Management    For    For    Y

7

    To re-elect Carolyn Hewson as a Director of each of BHP Billiton Limited and BHP Billiton Plc    Management    For    For    Y

8

    To re-elect Marius Kloppers as a Director of each of BHP Billiton Limited and BHP Billiton Plc    Management    For    For    Y

9

    To re-elect Lindsay Maxsted as a Director of each of BHP Billiton Limited and BHP Billiton Plc    Management    For    For    Y

10

    To re-elect Wayne Murdy as a Director of each of BHP Billiton Limited and BHP Billiton Plc    Management    For    For    Y

11

    To re-elect Keith Rumble as a Director of each of BHP Billiton Limited and BHP Billiton Plc    Management    For    For    Y

12

    To re-elect John Schubert as a Director of each of BHP Billiton Limited and BHP Billiton Plc    Management    For    For    Y

13

    To re-elect Shriti Vadera as a Director of each of BHP Billiton Limited and BHP Billiton Plc    Management    For    For    Y

14

    To re-elect Jac Nasser as a Director of each of BHP Billiton Limited and BHP Billiton Plc    Management    For    For    Y

15

    That KPMG Audit Plc be reappointed as the auditor of BHP Billiton Plc and that the Directors be authorised to agree their remuneration    Management    For    For    Y

16

    General authority to issue shares in BHP Billiton Plc    Management    For    For    Y

17

    Issuing shares in BHP Billiton Plc for cash    Management    For    For    Y

18

    Repurchase of shares in BHP Billiton Plc (and cancellation of shares in BHP Billiton Plc purchased by BHP Billiton Limited)    Management    For    For    Y

19

    Remuneration Report    Management    For    For    Y

20

    Approval of grant of Long-Term Incentive Performance Shares to Executive Director    Management    For    For    Y

CMMT

    VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 19, 20 AND VOTES CAST BY- ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE PROPOSAL/-S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED BENEFIT OR E-XPECT TO OBTAIN FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE “ABSTAIN”) ON THE-RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE OBTAINED B-ENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S.-BY VOTING (FOR OR AGAINST) ON PROPOSAL (19 AND 20), YOU ACKNOWLEDGE THAT YOU H-AVE NOT OBTAINED BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF TH-E RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE VOTING EXCLUSION.    Non-Voting          N

CMMT

    PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF COMMENT. IF YOU HAVE ALR- EADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECID-E TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.    Non-Voting          N

BHP BILLITON PLC

 

Security    G10877101       Meeting Type    Annual General Meeting
Ticker Symbol    BLT       Meeting Date    25-Oct-2012
ISIN    GB0000566504       Agenda    704060754 - Management
City    LONDON       Holding Recon Date    23-Oct-2012
Country    United Kingdom       Vote Deadline Date    19-Oct-2012
SEDOL(s)   

0056650 - 4878333 - 5359730 -

6016777 - B02S6G9

       Quick Code   

 

Item

   

Proposal

   

Type

   

Vote

   

For/Against
Management

   

Fund Vote
(Y/N)

1

    Financial statements and reports    Management    For    For    Y

2

    To elect Pat Davies as a Director of each of BHP Billiton Plc and BHP Billiton Limited    Management    For    For    Y

3

    To re-elect Malcolm Broomhead as a Director of each of BHP Billiton Plc and BHP Billiton Limited    Management    For    For    Y

4

    To re-elect Sir John Buchanan as a Director of each of BHP Billiton Plc and BHP Billiton Limited    Management    For    For    Y

5

    To re-elect Carlos Cordeiro as a Director of each of BHP Billiton Plc and BHP Billiton Limited    Management    For    For    Y

6

    To re-elect David Crawford as a Director of each of BHP Billiton Plc and BHP Billiton Limited    Management    For    For    Y

7

    To re-elect Carolyn Hewson as a Director of each of BHP Billiton Plc and BHP Billiton Limited    Management    For    For    Y

8

    To re-elect Marius Kloppers as a Director of each of BHP Billiton Plc and BHP Billiton Limited    Management    For    For    Y

9

    To re-elect Lindsay Maxsted as a Director of each of BHP Billiton Plc and BHP Billiton Limited    Management    For    For    Y

10

    To re-elect Wayne Murdy as a Director of each of BHP Billiton Plc and BHP Billiton Limited    Management    For    For    Y

11

    To re-elect Keith Rumble as a Director of each of BHP Billiton Plc and BHP Billiton Limited    Management    For    For    Y

12

    To re-elect John Schubert as a Director of each of BHP Billiton Plc and BHP Billiton Limited    Management    For    For    Y

13

    To re-elect Shriti Vadera as a Director of each of BHP Billiton Plc and BHP Billiton Limited    Management    For    For    Y

14

    To re-elect Jac Nasser as a Director of each of BHP Billiton Plc and BHP Billiton Limited    Management    For    For    Y

15

    That KPMG Audit Plc be reappointed as the auditor of BHP Billiton Plc and that the Directors be authorised to agree their remuneration    Management    For    For    Y

16

    General authority to issue shares in BHP Billiton Plc    Management    For    For    Y

17

    Issuing shares in BHP Billiton Plc for cash    Management    For    For    Y

18

    Repurchase of shares in BHP Billiton Plc (and cancellation of shares in BHP Billiton Plc purchased by BHP Billiton Limited)    Management    For    For    Y

19

    Remuneration Report    Management    For    For    Y

20

    Approval of grant of Long-Term Incentive Performance Shares to Executive Director - Marius Kloppers    Management    For    For    Y

BNP PARIBAS SA, PARIS

 

Security    F1058Q238       Meeting Type    MIX
Ticker Symbol    BNP       Meeting Date    15-May-2013
ISIN    FR0000131104       Agenda    704322748 - Management
City    PARIS       Holding Recon Date    09-May-2013
Country    France       Vote Deadline Date    06-May-2013
SEDOL(s)   

4133667 - 4144681 - 4904357 -

6222187 - 6507000 - 7166057 -

7309681 - 7309692 - 7309766 -

7310070 - 7529757 - B01DCX4 -

B0CRJ34 - B0Z5388 - B19GH59 -

B92MW99

       Quick Code    525017000

 

Item

   

Proposal

   

Type

   

Vote

   

For/Against
Management

   

Fund Vote
(Y/N)

CMMT

    PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE “FOR”- AND “AGAINST” A VOTE OF “ABSTAIN” WILL BE TREATED AS AN “AGAINST” VOTE.    Non-Voting          N

CMMT

    THE FOLLOWING APPLIES TO NON-RESIDENT SHAREOWNERS ONLY: PROXY CARDS: VOTING-INSTRUCTIONS WILL BE FORWARDED TO THE GLOBAL CUSTODIANS ON THE VOTE DEADLINE-DATE. IN CAPACITY AS REGISTERED INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN-THE PROXY CARDS AND FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE-INFORMATION, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE    Non-Voting          N

CMMT

    PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY- CLICKING ON THE MATERIAL URL LINK:- https://balo.journal- officiel.gouv.fr/pdf/2013/0313/201303131300703.pdf . PLEA-SE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN NUMBERING OF RESOLUTION TO O.-2 AND ADDITION OF URL LINK: https://balo.journal-officiel.gouv.fr/pdf/2013/041- 2/201304121301275.pdf. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT R- ETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. T-HANK YOU.    Non-Voting          N

O.1

    Approval of the corporate financial statements for the financial year 2012    Management    For    For    Y

O.2

    Approval of the consolidated financial statements for the financial year 2012    Management    For    For    Y

O.3

    Allocation of income for the financial year ended December 31, 2012 and distribution of the dividend    Management    For    For    Y

O.4

    Special report of the Statutory Auditors on the agreements and commitments pursuant to
Articles L.225-38 et seq. of the Commercial Code		    Management    For    For    Y

O.5

    Agreement entered in between BNP Paribas and Mr. Jean-Laurent Bonnafe, Managing Director    Management    For    For    Y

O.6

    Authorization for BNP Paribas to repurchase its own shares    Management    For    For    Y

O.7

    Renewal of term of Mr. Jean-Laurent Bonnafe as Board member    Management    For    For    Y

O.8

    Renewal of term of Mr. Michel Tilmant as Board member    Management    For    For    Y

O.9

    Renewal of term of Mr. Emiel Van Broekhoven as Board member    Management    For    For    Y

O.10

    Appointment of Mr. Christophe de Margerie as Board member    Management    For    For    Y

O.11

    Appointment of Mrs. Marion Guillou as Board member    Management    For    For    Y

O.12

    Legal filing of reports and documents by the Statutory Auditors at the court registry    Management    For    For    Y

E.13

    Simplifying, adapting and harmonizing the bylaws with the law    Management    For    For    Y

E.14

    Authorization to be granted to the Board of Directors to reduce capital by cancellation of shares    Management    For    For    Y

E.15

    Powers to carry out all legal formalities    Management    For    For    Y

BP PLC, LONDON

 

Security    G12793108       Meeting Type    Annual General Meeting
Ticker Symbol    BP.       Meeting Date    11-Apr-2013
ISIN    GB0007980591       Agenda    704310870 - Management
City    LONDON       Holding Recon Date    09-Apr-2013
Country    United Kingdom       Vote Deadline Date    05-Apr-2013
SEDOL(s)   

0798059 - 5789401 - 5790265 -

6167493 - 7110786 - B02S6Z8

       Quick Code    582609000

 

Item

   

Proposal

   

Type

   

Vote

   

For/Against
Management

   

Fund Vote
(Y/N)

1

    To receive the Directors’ Annual Report and Accounts    Management    For    For    Y

2

    To approve the Directors’ Remuneration Report    Management    For    For    Y

3

    To re-elect Mr R W Dudley as a Director    Management    For    For    Y

4

    To re-elect Mr I C Conn as a Director    Management    For    For    Y

5

    To re-elect Dr B Gilvary as a Director    Management    For    For    Y

6

    To re-elect Mr P M Anderson as a Director    Management    For    For    Y

7

    To re-elect Admiral F L Bowman as a Director    Management    For    For    Y

8

    To re-elect Mr A Burgmans as a Director    Management    For    For    Y

9

    To re-elect Mrs C B Carroll as a Director    Management    For    For    Y

10

    To re-elect Mr G David as a Director    Management    For    For    Y

11

    To re-elect Mr I E L Davis as a Director    Management    For    For    Y

12

    To re-elect Professor Dame Ann Dowling as a Director    Management    For    For    Y

13

    To re-elect Mr B R Nelson as a Director    Management    For    For    Y

14

    To re-elect Mr F P Nhleko as a Director    Management    For    For    Y

15

    To re-elect Mr A B Shilston as a Director    Management    For    For    Y

16

    To re-elect Mr C-H Svanberg as a Director    Management    For    For    Y

17

    To reappoint Ernst and Young LLP as auditors and authorize the Board to fix their remuneration    Management    For    For    Y

18

    Special Resolution: to give limited authority for the purchase of its own shares by the Company    Management    For    For    Y

19

    To give limited authority to allot shares up to a specified amount    Management    For    For    Y

20

    Special Resolution: to give authority to allot a limited number of shares for cash free of pre-emption rights    Management    For    For    Y

21

    Special Resolution: to authorize the calling of general meetings (excluding Annual General Meetings) by notice of at least 14 clear days    Management    For    For    Y

BRIDGESTONE CORPORATION

 

Security    J04578126       Meeting Type    Annual General Meeting
Ticker Symbol    5108       Meeting Date    26-Mar-2013
ISIN    JP3830800003       Agenda    704294937 - Management
City    TOKYO       Holding Recon Date    31-Dec-2012
Country    Japan       Vote Deadline Date    24-Mar-2013
SEDOL(s)   

5476402 - 6132101 - B01DD20 -

B16MTY3

       Quick Code    51080

 

Item

   

Proposal

   

Type

   

Vote

   

For/Against
Management

   

Fund Vote
(Y/N)

   Please reference meeting materials.    Non-Voting          N

1

    Approve Appropriation of Surplus    Management    For    For    Y

2.1

    Appoint a Director    Management    For    For    Y

2.2

    Appoint a Director    Management    For    For    Y

2.3

    Appoint a Director    Management    For    For    Y

2.4

    Appoint a Director    Management    For    For    Y

2.5

    Appoint a Director    Management    For    For    Y

2.6

    Appoint a Director    Management    For    For    Y

2.7

    Appoint a Director    Management    For    For    Y

2.8

    Appoint a Director    Management    For    For    Y

3

    Approve Payment of Bonuses to Directors    Management    For    For    Y

4

    Presentation of Remuneration by Stock Options to the Members of the Board    Management    For    For    Y

CENTRAL JAPAN RAILWAY COMPANY

 

Security    J05523105       Meeting Type    Annual General Meeting
Ticker Symbol    9022       Meeting Date    21-Jun-2013
ISIN    JP3566800003       Agenda    704578650 - Management
City    AICHI       Holding Recon Date    31-Mar-2013
Country    Japan       Vote Deadline Date    19-Jun-2013
SEDOL(s)    6183552 - B07LWB0 - B61YJH2       Quick Code    90220

 

Item

   

Proposal

   

Type

   

Vote

   

For/Against
Management

   

Fund Vote
(Y/N)

   Please reference meeting materials.    Non-Voting          N

1

    Approve Appropriation of Surplus    Management    For    For    Y

CENTRICA PLC, WINDSOR BERKSHIRE

 

Security    G2018Z143       Meeting Type    Annual General Meeting
Ticker Symbol    CNA       Meeting Date    13-May-2013
ISIN    GB00B033F229       Agenda    704354416 - Management
City    TBD       Holding Recon Date    09-May-2013
Country    United Kingdom       Vote Deadline Date    07-May-2013
SEDOL(s)    B033F22 - B03HHY0 - B03J9H3       Quick Code   

 

Item

   

Proposal

   

Type

   

Vote

   

For/Against
Management

   

Fund Vote
(Y/N)

1

    To receive the report and accounts    Management    For    For    Y

2

    To approve the remuneration report    Management    For    For    Y

3

    To declare a final dividend    Management    For    For    Y

4

    To reappoint Sir Roger Carr    Management    For    For    Y

5

    To reappoint Sam Laidlaw    Management    For    For    Y

6

    To reappoint Phil Bentley    Management    For    For    Y

7

    To reappoint Margherita Della Valle    Management    For    For    Y

8

    To reappoint Mary Francis    Management    For    For    Y

9

    To reappoint Mark Hanafin    Management    For    For    Y

10

    To reappoint Lesley Knox    Management    For    For    Y

11

    To reappoint Nick Luff    Management    For    For    Y

12

    To reappoint Ian Meakins    Management    For    For    Y

13

    To reappoint Paul Rayner    Management    For    For    Y

14

    To reappoint Chris Weston    Management    For    For    Y

15

    To reappoint the auditors    Management    For    For    Y

16

    To authorise the directors to determine the auditors remuneration    Management    For    For    Y

17

    Authority for political donations and political expenditure in the European Union    Management    For    For    Y

18

    Authority to allot shares    Management    For    For    Y

19

    Authority to disapply pre-emption rights    Management    For    For    Y

20

    Authority to purchase own shares    Management    For    For    Y

21

    Notice of general meetings    Management    For    For    Y

CHEUNG KONG (HOLDINGS) LTD

 

Security    Y13213106       Meeting Type    Annual General Meeting
Ticker Symbol    1       Meeting Date    21-May-2013
ISIN    HK0001000014       Agenda    704393696 - Management
City    HONG KONG       Holding Recon Date    14-May-2013
Country    Hong Kong       Vote Deadline Date    15-May-2013
SEDOL(s)   

5633100 - 6190273 - 6191458 -

B01XX20 - B16PML0

       Quick Code   

 

Item

   

Proposal

   

Type

   

Vote

   

For/Against
Management

   

Fund Vote
(Y/N)

CMMT

    PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS: ht- tp://www.hkexnews.hk/listedco/listconews/SEHK/201 3/0408/LTN201304081050.pdf AN-D http:/- /www.hkexnews.hk/listedco/listconews/SEHK/2013/0 408/LTN20130408962.pdf    Non-Voting          N

CMMT

    PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF “ABSTAIN” WILL BE TREATED- THE SAME AS A “TAKE NO ACTION” VOTE.    Non-Voting          N

1

    To receive the audited Financial Statements, the Report of the Directors and the Independent Auditor’s Report for the year ended 31st December, 2012    Management    For    For    Y

2

    To declare a final dividend    Management    For    For    Y

3.1

    To elect Mr. Li Tzar Kuoi, Victor as Director    Management    For    For    Y

3.2

    To elect Mr. Ip Tak Chuen, Edmond as Director    Management    For    For    Y

3.3

    To elect Mr. Chiu Kwok Hung, Justin as Director    Management    For    For    Y

3.4

    To elect Mr. Leung Siu Hon as Director    Management    For    For    Y

3.5

    To elect Mr. Chow Kun Chee, Roland as Director    Management    For    For    Y

3.6

    To elect Mr. Lee Yeh Kwong, Charles as Director    Management    For    For    Y

3.7

    To elect Mr. Yeh Yuan Chang, Anthony as Director    Management    For    For    Y

3.8

    To elect Dr. Wong Yick-ming, Rosanna as Director    Management    For    For    Y

4

    To appoint Messrs. PricewaterhouseCoopers as Auditor and authorise the Directors to fix their remuneration    Management    For    For    Y

5.1

    Ordinary Resolution No. 5(1) of the Notice of Annual General Meeting (To give a general mandate to the Directors to issue additional shares of the Company)    Management    For    For    Y

5.2

    Ordinary Resolution No. 5(2) of the Notice of Annual General Meeting (To give a general mandate to the Directors to repurchase shares of the Company)    Management    For    For    Y

5.3

    Ordinary Resolution No. 5(3) of the Notice of Annual General Meeting (To extend the general mandate granted to the Directors pursuant to Ordinary Resolution No. 5(1) to issue additional shares of the Company)    Management    For    For    Y
   PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF COMMENT. IF YOU HAV-E ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU- DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.    Non-Voting          N

CHINA PETROLEUM & CHEMICAL CORPORATION

 

Security    16941R108       Meeting Type    Special
Ticker Symbol    SNP       Meeting Date    16-Oct-2012
ISIN    US16941R1086       Agenda    933688888 - Management
City          Holding Recon Date    10-Sep-2012
Country    United States       Vote Deadline Date    09-Oct-2012
SEDOL(s)          Quick Code   

 

Item

   

Proposal

   

Type

   

Vote

   

For/Against
Management

   

Fund Vote
(Y/N)

O1.

    APPROVE: (A) RENEWAL OF MAJOR CONTINUING CONNECTED TRANSACTIONS AND NON-MAJOR CONTINUING CONNECTED TRANSACTIONS; (B) CONTINUING CONNECTED TRANSACTIONS THIRD SUPPLEMENTAL AGREEMENT ENTERED INTO BETWEEN SINOPEC CORP. AND CHINA PETROCHEMICAL CORPORATION; (C) MR. WANG XINHUA, AUTHORIZED TO SIGN OR EXECUTE SUCH OTHER DOCUMENTS OR SUPPLEMENTAL AGREEMENTS AND TO TAKE ALL ACTIONS    Management    For    For    Y

O2.

    APPROVE THE ZHONG KE GUANGDONG REFINERY INTEGRATION PROJECT AS SET OUT IN THE CIRCULAR AND TO AUTHORISE MR. WANG TIANPU, VICE CHAIRMAN OF THE BOARD OF SINOPEC CORP. AND PRESIDENT OF SINOPEC CORP. TO TAKE ALL NECESSARY ACTIONS IN RELATION TO THE REFINERY PROJECT, INCLUDING BUT NOT LIMITED TO THE FORMULATION AND EXECUTION OF ALL THE NECESSARY LEGAL DOCUMENTS.    Management    For    For    Y

S3.

    APPROVE THE PROPOSED AMENDMENTS TO ARTICLES OF ASSOCIATION OF SINOPEC CORP. AS SET OUT IN THE CIRCULAR AND TO AUTHORISE THE SECRETARY TO THE BOARD OF DIRECTORS OF SINOPEC CORP. TO, ON SINOPEC CORP., DEAL WITH ALL PROCEDURAL REQUIREMENTS SUCH AS APPLICATIONS, APPROVALS, REGISTRATIONS AND FILINGS IN RELATION TO THE PROPOSED AMENDMENTS TO THE ARTICLES OF ASSOCIATION    Management    For    For    Y

CNOOC LIMITED

 

Security    126132109       Meeting Type    Special
Ticker Symbol    CEO       Meeting Date    21-Aug-2012
ISIN    US1261321095       Agenda    933674865 -  Management
City          Holding Recon Date    23-Jul-2012
Country    United States       Vote Deadline Date    15-Aug-2012
SEDOL(s)          Quick Code   

 

Item

   

Proposal

   

Type

   

Vote

   

For/Against
Management

   

Fund Vote
(Y/N)

1

    TO APPROVE THE AGREEMENT AND THE TRANSACTIONS CONTEMPLATED THEREUNDER AS DESCRIBED IN THE NOTICE OF EXTRAORDINARY GENERAL MEETING DATED AUGUST 3, 2012.    Management    For    Against    Y

CNOOC LIMITED

 

Security    126132109       Meeting Type    Special
Ticker Symbol    CEO       Meeting Date    21-Nov-2012
ISIN    US1261321095       Agenda    933701078 - Management
City          Holding Recon Date    19-Oct-2012
Country    United States       Vote Deadline Date    14-Nov-2012
SEDOL(s)          Quick Code   

 

Item

   

Proposal

   

Type

   

Vote

   

For/Against
Management

   

Fund Vote
(Y/N)

O1

    TO APPROVE, RATIFY AND CONFIRM THE NON- EXEMPT REVISED CAPS, AS DESCRIBED IN THE CIRCULAR OF THE COMPANY DATED OCTOBER 24, 2012.    Management    Abstain    For    Y

COMMONWEALTH BANK OF AUSTRALIA, SYDNEY NSW

 

Security    Q26915100       Meeting Type    Annual General Meeting
Ticker Symbol    CBA       Meeting Date    30-Oct-2012
ISIN    AU000000CBA7       Agenda    704063104 - Management
City    SYDNEY       Holding Recon Date    26-Oct-2012
Country    Australia       Vote Deadline Date    24-Oct-2012
SEDOL(s)    5709573 - 6215035 - B02NTG5       Quick Code   

 

Item

   

Proposal

   

Type

   

Vote

   

For/Against
Management

   

Fund Vote
(Y/N)

CMMT

    VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 3, 4 AND 5 AND VOTES-CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE- PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED- BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE- “ABSTAIN”) ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU ACKNOWLEDGE THAT-YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE-RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON PROPOSALS (3, 4 AND 5),-YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER EXPECT TO OBTAIN-BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE-VOTING EXCLUSION.    Non-Voting          N

CMMT

    PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘AGAINST’- ONLY FOR ALL RESOLUTIONS. THANK YOU.    Non-Voting          N

2.a

    Re-election of Director, Mr David Turner    Management    For    For    Y

2.b

    Re-election of Director, Ms Carolyn Kay    Management    For    For    Y

2.c

    Re-election of Director, Mr Harrison Young    Management    For    For    Y

3

    Remuneration Report (non-binding resolution)    Management    For    For    Y

4

    Grant of Securities to Ian Mark Narev under the Group Leadership Reward Plan    Management    For    For    Y

5

    Approval of Selective Buy-Back Agreement for PERLS IV    Management    For    For    Y

COMPAGNIE GENERALE DES ETABLISSEMENTS MICHELIN

 

Security    F61824144       Meeting Type    MIX
Ticker Symbol    ML       Meeting Date    17-May-2013
ISIN    FR0000121261       Agenda    704294367 - Management
City    CLERMONT-FERRAND       Holding Recon Date    13-May-2013
Country    France       Vote Deadline Date    08-May-2013
SEDOL(s)   

4588364 - 4588524 - 7166206 -

7625387 - B01DLZ9 - B05DWJ6 -

B10QQ95

       Quick Code   

 

Item

   

Proposal

   

Type

   

Vote

   

For/Against
Management

   

Fund Vote
(Y/N)

CMMT

    PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE “FOR”- AND “AGAINST” A VOTE OF “ABSTAIN” WILL BE TREATED AS AN “AGAINST” VOTE.    Non-Voting          N

CMMT

    THE FOLLOWING APPLIES TO NON-RESIDENT SHAREOWNERS ONLY: PROXY CARDS: VOTING-INSTRUCTIONS WILL BE FORWARDED TO THE GLOBAL CUSTODIANS ON THE VOTE DEADLINE-DATE. IN CAPACITY AS REGISTERED INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN-THE PROXY CARDS AND FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE-INFORMATION, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE    Non-Voting          N

CMMT

    PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY- CLICKING ON THE MATERIAL URL LINK:- https://balo.journal- officiel.gouv.fr/pdf/2013/0301/201303011300519.pdf    Non-Voting          N

E.1

    Amendments to the bylaws of the Company regarding the term of office of Supervisory Board members    Management    For    For    Y

E.2

    Authorization to be granted to the Chairman of the Executive Board to reduce capital by cancellation of shares    Management    For    For    Y

O.3

    Approval of the corporate financial statements for the financial year ended December 31, 2012    Management    For    For    Y

O.4

    Allocation of income for the 2012 financial year and setting the dividend with option for payment in shares    Management    For    For    Y

O.5

    Approval of the consolidated financial statements for the financial year ended December 31, 2012    Management    For    For    Y

O.6

    Regulated agreements    Management    For    For    Y

O.7

    Authorization to be granted to the Chairman of the Executive Board to allow the Company to trade in its own shares under a share repurchase program with a maximum purchase price of EUR 100 per share, except during periods of public offer    Management    For    For    Y

O.8

    Renewal of term of Mrs. Barbara Dalibard as Supervisory Board member    Management    For    For    Y

O.9

    Renewal of term of Mr. Louis Gallois as Supervisory Board member    Management    For    For    Y

O.10

    Appointment of Mrs. Anne-Sophie de La Bigne as Supervisory Board member    Management    For    For    Y

O.11

    Appointment of Mr. Jean-Pierre Duprieu as Supervisory Board member    Management    For    For    Y

O.12

    Appointment of Mr. Olivier Bazil as Supervisory Board member    Management    For    For    Y

O.13

    Appointment of Mr. Michel Rollier as Supervisory Board member    Management    For    For    Y

O.14

    Powers to carry out all legal formalities    Management    For    For    Y

CREDIT SUISSE GROUP AG, ZUERICH

 

Security    H3698D419       Meeting Type    Annual General Meeting
Ticker Symbol    CSGN       Meeting Date    26-Apr-2013
ISIN    CH0012138530       Agenda    704340366 - Management
City    ZURICH-OERLIKON       Holding Recon Date    23-Apr-2013
Country    Switzerland       Vote Deadline Date    22-Apr-2013
SEDOL(s)   

6384548 - 7146327 - 7154706 -

7171589 - B01DF91 - B0ZGJC7

       Quick Code    575605000

 

Item

   

Proposal

   

Type

   

Vote

   

For/Against
Management

   

Fund Vote
(Y/N)

CMMT

    BLOCKING OF REGISTERED SHARES IS NOT A LEGAL REQUIREMENT IN THE SWISS MARKET,- SPECIFIC POLICIES AT THE INDIVIDUAL SUB- CUSTODIANS MAY VARY. UPON RECEIPT OF T- HE VOTING INSTRUCTION, IT IS POSSIBLE THAT A MARKER MAY BE PLACED ON YOUR SHAR-ES TO ALLOW FOR RECONCILIATION AND RE- REGISTRATION FOLLOWING A TRADE. IF YOU H-AVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR CLIENT SERVICE REPRE-SENTATIVE.    Non-Voting          N

CMMT

    PLEASE NOTE THAT THIS IS PART II OF THE MEETING NOTICE SENT UNDER MEETING 1502- 56, INCLUDING THE AGENDA. TO VOTE IN THE UPCOMING MEETING, YOUR HOLDINGS MUST- BE NOTIFIED TO THE COMPANY REGISTRAR IN EITHER THE NOMINEE NAME OR THE BENEFIC- IAL OWNER NAME BEFORE THE REGISTRATION DEADLINE. PLEASE NOTE THAT THOSE INSTRU- CTIONS THAT ARE SUBMITTED AFTER THE CUTOFF DATE WILL BE PROCESSED ON A BEST EF-FORT BASIS. THANK YOU.    Non-Voting          N

CMMT

    PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING O-N THE URL LINKS: https://materials.proxyvote.com/Approved/99999Z/19 840101/NPS-_158581.PDF AND https://materials.proxyvote.com/Approved/99999Z/19 840101/NPS_1-58582.PDF    Non-Voting          N

1.1

    Presentation of the 2012 annual report, the parent company’s 2012 financial st-atements, the Group’s 2012 consolidated financial statements and the 2012 remu-neration report    Non-Voting          N

1.2

    Consultative vote on the 2012 remuneration report    Management    For    For    Y

1.3

    Approval of the 2012 annual report, the parent company’s 2012 financial statements and the Group’s 2012 consolidated financial statements    Management    For    For    Y

2

    Discharge of the acts of the Members of the Board of Directors and Executive Board    Management    For    For    Y

3.1

    Resolution on the appropriation of retained earnings    Management    For    For    Y

3.2

    Resolution on the distribution against reserves from capital contributions in shares and in cash    Management    For    For    Y

4.1

    Changes in share capital: Increase in, amendment to and extension of authorized capital    Management    For    For    Y

4.2

    Changes in share capital: Increase in conditional capital for employee shares    Management    For    For    Y

5

    Other amendments to the Articles of Association (quorum of the Board of Directors)    Management    For    For    Y

6.1.1

    Re-election of Noreen Doyle to the Board of Directors    Management    For    For    Y

6.1.2

    Re-election of Jassim Bin Hamad J.J. Al Thani to the Board of Directors    Management    For    For    Y

6.1.3

    Election of Kai S. Nargolwala to the Board of Directors    Management    For    For    Y

6.2

    Election of the independent auditors: KPMG AG, Zurich    Management    For    For    Y

6.3

    Election of the special auditors: BDO AG, Zurich    Management    For    For    Y

7

    If voting or elections take place on proposals submitted during the Annual General Meeting itself as defined in art. 700 paras. 3 and 4 of the Swiss Code of Obligations, I hereby instruct the independent proxy to vote in favor of the proposal of the Board of Directors    Management    For    For    Y

DAIMLER AG, STUTTGART

 

Security    D1668R123       Meeting Type    Annual General Meeting
Ticker Symbol    DAI       Meeting Date    10-Apr-2013
ISIN    DE0007100000       Agenda    704293238 - Management
City    BERLIN       Holding Recon Date    05-Apr-2013
Country    Germany Blocking       Vote Deadline Date    27-Mar-2013
SEDOL(s)   

2190716 - 2307389 - 4611196 -

5529027 - 5543890 - 5545614 -

5572968 - 5766857 - 6135111 -

B0Z52W5 - B19GKT4 - B3QRSH8 -

B92MTY3

       Quick Code    527615000

 

Item

   

Proposal

   

Type

   

Vote

   

For/Against
Management

   

Fund Vote
(Y/N)

   Please note that for Registered Share meetings in Germany there is now a requi-rement that any shareholder who holds an aggregate total of 3 per cent or more-of the outstanding share capital must register under their beneficial owner d-etails before the appropriate deadline to be able to vote. Failure to comply w-ith the declaration requirements as stipulated in section 21 of the Securities-Trade Act (WpHG) may prevent the shareholder from voting at the general meeti-ngs. Therefore, your custodian may request that we register beneficial owner d-ata for all voted accounts to the respective sub custodian. If you require fur-ther information with regard to whether such BO registration will be conducted-for your custodians accounts, please contact your CSR for more information.-Please also have a look at the following link: https://materials.proxyvote.com- /Approved/99999Z/19840101/OTHER_153994.PDF    Non-Voting          N
   The sub custodians have also advised that voted shares are not blocked for tra-ding purposes i.e. they are only unavailable for settlement. In order to deliv- er/settle a voted position before the deregistration date a voting instruction-cancellation and de- registration request needs to be sent to your CSR or Cust-odian. Failure to de-register the shares before settlement date could result i-n the settlement being delayed. Please also be aware that although some issuer-s permit the deregistration of shares at deregistration date, some shares may-remain blocked up until meeting date. If you are considering settling a traded-voted position prior to the meeting date of this event, please contact your C-SR or custodian to ensure your shares have been deregistered.    Non-Voting          N
   The Vote/Registration Deadline as displayed on ProxyEdge is subject to change-and will be updated as soon as Broadridge receives confirmation from the sub c-ustodians regarding their instruction deadline. For any queries please contac-t your Client Services Representative.    Non-Voting          N
   ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN CONNECTI-ON WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTIT-LED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUD-ED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS AND YOU HAV-E NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS NOTIFICATIONS PURSUANT-TO THE GERMAN SECURITIES TRADING ACT (WHPG). FOR QUESTIONS IN THIS REGARD PLE-ASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR CLARIFICATION. IF YOU DO NO-T HAVE ANY INDICATION REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER EXCLUSIO-N FROM VOTING, PLEASE SUBMIT YOUR VOTE AS USUAL. THANK YOU.    Non-Voting          N
   COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 26.03.2013. FURTHER INFORMATION ON CO-UNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER’S WEBSITE (PLEASE REFER TO-THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE ITE-MS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT-THE COMPANY’S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT ON-PROXYEDGE.    Non-Voting          N

1.

    Presentation of the adopted financial statements of Daimler AG, the approved c-onsolidated financial statements, the combined management report for Daimler A-G and the Group with the explanatory reports on the information required pursu-ant to Section 289, Subsections 4 and 5, Section 315, Subsection 4 of the Ger-man Commercial Code (Handelsgesetzbuch), and the report of the Supervisory Boa-rd for the financial year 2012    Non-Voting          N

2.

    Resolution on the allocation of distributable profit    Management    For    For    Y

3.

    Resolution on ratification of Board of Management members actions in the 2012 financial year    Management    For    For    Y

4.

    Resolution on ratification of Supervisory Board members actions in the 2012 financial year    Management    For    For    Y

5.

    Resolution on the appointment of auditors for the Company and the Group for the 2013 financial year    Management    For    For    Y

6.a

    Resolution on the election of new members of the Supervisory Board: Sari Baldauf    Management    For    For    Y

6.b

    Resolution on the election of new members of the Supervisory Board: Dr. Juergen Hambrecht    Management    For    For    Y

6.c

    Resolution on the election of new members of the Supervisory Board: Andrea Jung    Management    For    For    Y

DAITO TRUST CONSTRUCTION CO.,LTD.

 

Security    J11151107       Meeting Type    Annual General Meeting
Ticker Symbol    1878       Meeting Date    26-Jun-2013
ISIN    JP3486800000       Agenda    704573410 - Management
City    TOKYO       Holding Recon Date    31-Mar-2013
Country    Japan       Vote Deadline Date    24-Jun-2013
SEDOL(s)    6250508 - B050736 - B2N85R6       Quick Code    18780

Item

   

Proposal

   

Type

   

Vote

   

For/Against
Management

   

Fund Vote

(Y/N)

   Please reference meeting materials.    Non-Voting          N

1

    Approve Appropriation of Surplus    Management    For    For    Y

2

    Amend Articles to: Expand Business Lines    Management    For    For    Y

3.1

    Appoint a Director    Management    For    For    Y

3.2

    Appoint a Director    Management    For    For    Y

3.3

    Appoint a Director    Management    For    For    Y

3.4

    Appoint a Director    Management    For    For    Y

3.5

    Appoint a Director    Management    For    For    Y

3.6

    Appoint a Director    Management    For    For    Y

3.7

    Appoint a Director    Management    For    For    Y

3.8

    Appoint a Director    Management    For    For    Y

3.9

    Appoint a Director    Management    For    For    Y

4.1

    Appoint a Corporate Auditor    Management    For    For    Y

4.2

    Appoint a Corporate Auditor    Management    For    For    Y

4.3

    Appoint a Corporate Auditor    Management    For    For    Y

DAIWA SECURITIES GROUP INC.

 

Security

    J11718111       Meeting Type    Annual General Meeting
Ticker Symbol    8601       Meeting Date    26-Jun-2013
ISIN    JP3502200003       Agenda    704561732 - Management
City    TOKYO       Holding Recon Date    31-Mar-2013
Country    Japan       Vote Deadline Date    24-Jun-2013
SEDOL(s)   

0250797 - 4253145 - 4263467  -

4276830 - 4743088 - 6251448 -

B021NV2 - B0K3NN2

       Quick Code    86010

 

Item

   

Proposal

   

Type

   

Vote

   

For/Against
Management

   

Fund Vote

(Y/N)

   Please reference meeting materials.    Non-Voting          N

1.1

    Appoint a Director    Management    For    For    Y

1.2

    Appoint a Director    Management    For    For    Y

1.3

    Appoint a Director    Management    For    For    Y

1.4

    Appoint a Director    Management    For    For    Y

1.5

    Appoint a Director    Management    For    For    Y

1.6

    Appoint a Director    Management    For    For    Y

1.7

    Appoint a Director    Management    For    For    Y

1.8

    Appoint a Director    Management    For    For    Y

1.9

    Appoint a Director    Management    For    For    Y

1.10

    Appoint a Director    Management    For    For    Y

1.11

    Appoint a Director    Management    For    For    Y

1.12

    Appoint a Director    Management    For    For    Y

2

    Approve Issuance of Share Acquisition Rights as Stock Options    Management    For    For    Y

DENA CO.,LTD.

 

Security    J1257N107       Meeting Type    Annual General Meeting
Ticker Symbol    2432       Meeting Date    22-Jun-2013
ISIN    JP3548610009       Agenda    704587243 - Management
City    TOKYO       Holding Recon Date    31-Mar-2013
Country    Japan       Vote Deadline Date    20-Jun-2013
SEDOL(s)    B05L364 - B0934Y1       Quick Code    24320

 

Item

   

Proposal

   

Type

   

Vote

   

For/Against
Management

   

Fund Vote

(Y/N)

   Please reference meeting materials.    Non-Voting          N

1

    Approve Appropriation of Surplus    Management    For    For    Y

2

    Amend Articles to: Expand Business Lines    Management    For    For    Y

3.1

    Appoint a Director    Management    For    For    Y

3.2

    Appoint a Director    Management    For    For    Y

3.3

    Appoint a Director    Management    For    For    Y

3.4

    Appoint a Director    Management    For    For    Y

3.5

    Appoint a Director    Management    For    For    Y

3.6

    Appoint a Director    Management    For    For    Y

4

    Amend the Compensation to be received by Directors    Management    For    For    Y

5

    Amend Details of Compensation as Stock Options for Directors    Management    For    For    Y

DEUTSCHE BANK AG, FRANKFURT AM MAIN

 

Security    D18190898       Meeting Type    ExtraOrdinary General Meeting
Ticker Symbol    DBK       Meeting Date    11-Apr-2013
ISIN    DE0005140008       Agenda    704312874 - Management
City    FRANKFURT AM MAIN       Holding Recon Date    05-Apr-2013
Country    Germany    Blocking    Vote Deadline Date    27-Mar-2013
SEDOL(s)   

0835871 - 2190846 - 2803025 -

5750355 - 5755554 - 5756405 -

5757936 - 5759471 - 5763041 -

5766998 - 6178774 - 7168310 -

B19GHR1 - B92MTN2

       Quick Code    527603000

 

Item

   

Proposal

   

Type

   

Vote

   

For/Against
Management

   

Fund Vote

(Y/N)

   Please note that for Registered Share meetings in Germany there is now a requi-rement that any shareholder who holds an aggregate total of 3 per cent or more-of the outstanding share capital must register under their beneficial owner d-etails before the appropriate deadline to be able to vote. Failure to comply w-ith the declaration requirements as stipulated in section 21 of the Securities-Trade Act (WpHG) may prevent the shareholder from voting at the general meeti-ngs. Therefore, your custodian may request that we register beneficial owner d-ata for all voted accounts to the respective sub custodian. If you require fur-ther information with regard to whether such BO registration will be conducted-for your custodians accounts, please contact your CSR for more information.-Please note the following link: https://materials.proxyvote.com/Approved/99999- Z/19840101/OTHER_153994.PDF    Non-Voting          N
   The sub custodians have also advised that voted shares are not blocked for tra-ding purposes i.e. they are only unavailable for settlement. In order to deliv- er/settle a voted position before the deregistration date a voting instruction-cancellation and de- registration request needs to be sent to your CSR or Cust-odian. Failure to de-register the shares before settlement date could result i-n the settlement being delayed. Please also be aware that although some issuer-s permit the deregistration of shares at deregistration date, some shares may-remain blocked up until meeting date. If you are considering settling a traded-voted position prior to the meeting date of this event, please contact your C-SR or custodian to ensure your shares have been deregistered.    Non-Voting          N
   The Vote/Registration Deadline as displayed on ProxyEdge is subject to change-and will be updated as soon as Broadridge receives confirmation from the sub c-ustodians regarding their instruction deadline. For any queries please contac-t your Client Services Representative.    Non-Voting          N
   ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN CONNECTI-ON WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTIT-LED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUD-ED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS AND YOU HAV-E NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS NOTIFICATIONS PURSUANT-TO THE GERMAN SECURITIES TRADING ACT (WHPG). FOR QUESTIONS IN THIS REGARD PLE-ASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR CLARIFICATION. IF YOU DO NO-T HAVE ANY INDICATION REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER EXCLUSIO-N FROM VOTING, PLEASE SUBMIT YOUR VOTE AS USUAL. THANK YOU.    Non-Voting          N
   COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 27.03.2013. FURTHER INFORMATION ON CO-UNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER’S WEBSITE (PLEASE REFER TO-THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE ITE-MS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT-THE COMPANY’S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT ON-PROXYEDGE.    Non-Voting          N

1.

    Resolution pursuant to paragraph 244 Stock Corporation Act confirming the resolution on Agenda Item 2 (Appropriation of distributable profit) taken by the General Meeting on May 31, 2012    Management    No Action       N

2.

    Resolution pursuant to paragraph 244 Stock Corporation Act confirming the resolution on Agenda Item 5 (Election of the auditor for the 2012 financial year, interim accounts) taken by the General Meeting on May 31, 2012    Management    No Action       N

3.1

    Resolution pursuant to paragraph 244 Stock Corporation Act confirming the resolution on Agenda Item 9 (Election to the Supervisory Board) taken by the General Meeting on May 31, 2012: Dr. Paul Achleitner    Management    No Action       N

3.2

    Resolution pursuant to paragraph 244 Stock Corporation Act confirming the resolution on Agenda Item 9 (Election to the Supervisory Board) taken by the General Meeting on May 31, 2012: Peter Loescher    Management    No Action       N

3.3

    Resolution pursuant to paragraph 244 Stock Corporation Act confirming the resolution on Agenda Item 9 (Election to the Supervisory Board) taken by the General Meeting on May 31, 2012: Prof. Dr. Klaus Ruediger Truetzschler    Management    No Action       N

DEUTSCHE BANK AG, FRANKFURT AM MAIN

 

Security    D18190898       Meeting Type    Annual General Meeting
Ticker Symbol    DBK       Meeting Date    23-May-2013
ISIN    DE0005140008       Agenda    704443504 - Management
City    FRANKFURT AM MAIN       Holding Recon Date    17-May-2013
Country    Germany    Blocking    Vote Deadline Date    10-May-2013
SEDOL(s)   

0835871 - 2190846 - 2803025 -

5750355 - 5755554 - 5756405 -

5757936 - 5759471 - 5763041 -

5766998 - 6178774 - 7168310 -

B19GHR1 - B92MTN2

       Quick Code    527603000

 

Item

   

Proposal

   

Type

   

Vote

   

For/Against
Management

   

Fund Vote

(Y/N)

   Please note that for Registered Share meetings in Germany there is now a requi-rement that any shareholder who holds an aggregate total of 3 per cent or more-of the outstanding share capital must register under their beneficial owner d-etails before the appropriate deadline to be able to vote. Failure to comply w-ith the declaration requirements as stipulated in section 21 of the Securities-Trade Act (WpHG) may prevent the shareholder from voting at the general meeti-ngs. Therefore, your custodian may request that we register beneficial owner d-ata for all voted accounts to the respective sub custodian. If you require fur-ther information with regard to whether such BO registration will be conducted-for your custodians accounts, please contact your CSR for more information.-Please note the following link: https://materials.proxyvote.com/Approved/99999- Z/19840101/NPS_160726.PDF    Non-Voting          N
   The sub custodians have also advised that voted shares are not blocked for tra-ding purposes i.e. they are only unavailable for settlement. In order to deliv- er/settle a voted position before the deregistration date a voting instruction-cancellation and de- registration request needs to be sent to your CSR or Cust-odian. Failure to de-register the shares before settlement date could result i-n the settlement being delayed. If you are considering settling a traded voted-position prior to the meeting date of this event, please contact your CSR or-custodian to ensure your shares have been deregistered.    Non-Voting          N
   The Vote/Registration Deadline as displayed on ProxyEdge is subject to change-and will be updated as soon as Broadridge receives confirmation from the sub c-ustodians regarding their instruction deadline. For any queries please contac-t your Client Services Representative.    Non-Voting          N
   ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN CONNECTI-ON WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTIT-LED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUD-ED WHEN YOUR    Non-Voting          N
   SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS AND YOU HAV-E NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS NOTIFICATIONS PURSUANT-TO THE GERMAN SECURITIES TRADING ACT (WHPG). FOR QUESTIONS IN THIS REGARD PLE-ASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR CLARIFICATION. IF YOU DO NO-T HAVE ANY INDICATION REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER EXCLUSIO-N FROM VOTING, PLEASE SUBMIT YOUR VOTE AS USUAL. THANK YOU.            
   COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 08.05.2013. FURTHER INFORMATION ON CO-UNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER’S WEBSITE (PLEASE REFER TO-THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE ITE-MS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT-THE COMPANY’S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT ON-PROXYEDGE.    Non-Voting          N

1.

    Presentation of the established Annual Financial Statements and Management Rep-ort (including the explanatory report on disclosures pursuant to Paragraph 289-(4) German Commercial Code) for the 2012 financial year, the approved Consoli-dated Financial Statements and Management Report (including the explanatory re-port on disclosures pursuant to Paragraph 315 (4) German Commercial Code)    Non-Voting          N

2.

    Appropriation of distributable profit    Management    No Action       N

3.

    Ratification of the acts of management of the members of the Management Board for the 2012 financial year    Management    No Action       N

4.

    Ratification of the acts of management of the members of the Supervisory Board for the 2012 financial year    Management    No Action       N

5.

    Election of the auditor for the 2013 financial year, interim accounts: KPMG AG    Management    No Action       N

6.

    Authorization to acquire own shares for trading purposes pursuant to Paragraph 71 (1) No. 7 Stock Corporation Act    Management    No Action       N

7.

    Authorization to acquire own shares pursuant to Paragraph 71 (1) No. 8 Stock Corporation Act as well as for their use with the possible exclusion of pre-emptive rights    Management    No Action       N

8.

    Authorization to use derivatives within the framework of the purchase of own shares pursuant to Paragraph 71 (1) No. 8 Stock Corporation Act    Management    No Action       N

9.

    Approval of the compensation system for the Management Board members    Management    No Action       N

10.

    Amendments to the Articles of Association regarding the new regulation on Supervisory Board compensation    Management    No Action       N

11.1

    Election to the Supervisory Board: Mr. John Cryan    Management    No Action       N

11.2

    Election to the Supervisory Board: Mr Professor Dr. Henning Kagermann    Management    No Action       N

11.3

    Election to the Supervisory Board: Ms. Suzanne Labarge    Management    No Action       N

11.4

    Election to the Supervisory Board: Mr Dr. Johannes Teyssen    Management    No Action       N

11.5

    Election to the Supervisory Board: Mr. Georg F. Thoma    Management    No Action       N

11.6

    Election to the Supervisory Board: Mr Tilman Todenhoefer    Management    No Action       N

11.7

    Election to the Supervisory Board: Ms. Dina Dublon    Management    No Action       N

12.

    Cancellation of an existing authorized capital, creation of new authorized capital for capital increases in cash and/or in kind (with the possibility of excluding shareholders pre-emptive rights, also in accordance with Paragraph 186 (3) sentence 4 Stock Corporation Act) and amendment to the Articles of Association    Management    No Action       N

13.

    Approval to conclude a domination agreement between Deutsche Bank Aktiengesellschaft (as the parent company) and RREEF Management GmbH    Management    No Action       N

ELECTROLUX AB, STOCKHOLM

 

Security    W24713120       Meeting Type    Annual General Meeting
Ticker Symbol    ELUX B       Meeting Date    26-Mar-2013
ISIN    SE0000103814       Agenda    704273527 - Management
City    STOCKHOLM       Holding Recon Date    20-Mar-2013
Country    Sweden       Vote Deadline Date    15-Mar-2013
SEDOL(s)   

0277569 - 0310099 - 5466760 -

5466782 - 5467097 - 5467172 -

B02V2M6 - B1KKBX6 - B1LGXT3 -

B1LQ445 - B1MFV62

       Quick Code   

 

Item

   

Proposal

   

Type

   

Vote

   

For/Against
Management

   

Fund Vote

(Y/N)

CMMT

    PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 156556 DUE TO CHANGE IN VO- TING STATUS. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AN-D YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU.    Non-Voting          N

CMMT

    IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF AT-TORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTION-S IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED-. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE    Non-Voting          N

CMMT

    MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO PROVI-DE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION TO-YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED IN ORDER FOR-YOUR VOTE TO BE LODGED    Non-Voting          N

CMMT

    PLEASE NOTE THAT NOT ALL SUB CUSTODIANS IN SWEDEN ACCEPT ABSTAIN AS A VALID VO- TE OPTION. THANK YOU    Non-Voting          N

1

    Election of Chairman of the Meeting: Sven Unger    Non-Voting          N

2

    Preparation and approval of the voting list    Non-Voting          N

3

    Approval of the agenda    Non-Voting          N

4

    Election of two minutes-checkers    Non-Voting          N

5

    Determination as to whether the meeting has been properly convened    Non-Voting          N

6

    Presentation of the Annual Report and the Audit Report as well as the Consolid-ated Accounts and the Audit Report for the Group    Non-Voting          N

7

    Speech by the President, Keith McLoughlin    Non-Voting          N

8

    Resolution on adoption of the Income Statement and the Balance Sheet as well as the Consolidated Income Statement and the Consolidated Balance Sheet    Management    For    For    Y

9

    Resolution on discharge from liability of the Directors and the President    Management    For    For    Y

10

    Resolution on dispositions in respect of the company’s profit pursuant to the adopted Balance Sheet and determination of record date for dividend: SEK 6.50 per share    Management    For    For    Y

11

    Determination of the number of Directors and Deputy Directors. In connection therewith, report on the work of the nomination committee    Management    For    For    Y

12

    Determination of fee to the Board of Directors    Management    For    For    Y

13

    Re-election of the Directors Marcus Wallenberg, Lorna Davis, Hasse Johansson, Ronnie Leten, Keith McLoughlin, Fredrik Persson, Ulrika Saxon, Torben Ballegaard Sorensen and Barbara Milian Thoralfsson, and new election of Bert Nordberg. Marcus Wallenberg as Chairman of the Board of Directors    Management    For    For    Y

14

    Proposal for resolution on remuneration guidelines for the Electrolux Group Management    Management    For    For    Y

15

    Proposal for resolution on implementation of a performance based, long-term incentive program for 2013    Management    For    For    Y

16.A

    Proposal for resolution on: Acquisition of own shares    Management    For    For    Y

16.B

    Proposal for resolution on: Transfer of own shares on account of company acquisitions    Management    For    For    Y

16.C

    Proposal for resolution on: Transfer of own shares on account of the proposed long-term incentive program for 2013    Management    For    For    Y

17

    Closing of the meeting    Non-Voting          N

CMMT

    PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF TEXT IN RESOLUTION-NO 10. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY- FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.    Non-Voting          N

 

ENEL S.P.A., ROMA

Security    T3679P115       Meeting Type    Ordinary General Meeting
Ticker Symbol    ENEL       Meeting Date    30-Apr-2013
ISIN    IT0003128367       Agenda    704391476 - Management
City    ROMA       Holding Recon Date    19-Apr-2013
Country    Italy       Vote Deadline Date    23-Apr-2013
SEDOL(s)   

7144569 - 7588123 - B07J3F5 -

B0ZNK70 - B92MWP5

       Quick Code   

 

Item

   

Proposal

   

Type

   

Vote

   

For/Against
Management

   

Fund Vote

(Y/N)

CMMT

    PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 171755 DUE TO RECEIPT OF S- LATES FOR INTERNAL AUDITOR NAMES. ALL VOTES RECEIVED ON THE PREVIOUS MEETING W-ILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THA-NK YOU.    Non-Voting          N

1

    Financial statements as of December 31st, 2012. Reports of the board of directors, of the board of statutory auditors and of the external auditor. Related resolutions. Presentation of the consolidated financial statements for the year ended December 31st, 2012    Management    For    For    Y

2

    Allocation of the annual net income    Management    For    For    Y

CMMT

    PLEASE NOTE THAT ALTHOUGH THERE ARE 2 SLATES TO BE ELECTED AS AUDITORS, THERE- IS ONLY 1 SLATE AVAILABLE TO BE FILLED AT THE MEETING. THE STANDING INSTRUCTIO-NS FOR THIS MEETING WILL BE DISABLED AND, IF YOU CHOOSE, YOU ARE REQUIRED TO V-OTE FOR ONLY 1 SLATE OF THE 2 SLATES. THANK YOU.    Non-Voting          N

3.1

    Election of the board of statutory auditors: List presented by Ministero dell’Economia e delle Finanze representing 31.24% of company stock capital: Effective Auditors: 1. Lidia D’Alessio 2. Gennaro Mariconda; Alternate Auditors: 1. Giulia De Martino 2. Pierpaolo Singer    Shareholder         

3.2

    Election of the board of statutory auditors: List presented by Aletti Gestielle SGR SpA, Allianz Global Investors Italia SGR SpA, Anima SGR SpA, APG Alegemene Pensioen Groep NV; Arca SGR SpA, BNP Paribas Investment Partners SpA, Ersel Asset Management SGR SpA, Eurizon Capital SA, Eurizon Capital SA, SpA, FIL Investment International, Fideuram Investimenti SGR SpA, Fideuram Gestions SA, Interfund Sicav, Mediolanum Gestione FondiSGR SpA, Madiolanum Internation Funds Limited, Pioneer Asset Management SA, Pioneer Investment Management SGR SpA, and UBI Pramerica SGR Spa representing 1.07% of company stock capital: Effective Auditors: 1. Sergio Duca; Alternate Auditors: 1. Franco Luciano Tutino    Shareholder    For    Against    Y

4

    Determination of the compensation of the regular members of the board of statutory auditors    Management    For    For    Y

5

    Remuneration report    Management    For    For    Y
   PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF AMENDMENT COMMENT.- IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM U- NLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.    Non-Voting          N

 

ENI SPA, ROMA

Security    T3643A145       Meeting Type    MIX
Ticker Symbol    ENI       Meeting Date    16-Jul-2012
ISIN    IT0003132476       Agenda    703951271 - Management
City    ROME       Holding Recon Date    05-Jul-2012
Country    Italy       Vote Deadline Date    09-Jul-2012
SEDOL(s)   

7145056 - 7146059 - B020CR8 -

B07LWK9 - B0ZNKV4

       Quick Code   

 

Item

   

Proposal

   

Type

   

Vote

   

For/Against
Management

   

Fund Vote
(Y/N)

CMMT

    PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING IDS 100002 AND 101648 DUE TO- OGM AND EGM CHANGED TO MIX MEETING. ALL VOTES RECEIVED ON THE PREVIOUS MEETING-WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. T-HANK YOU.    Non-Voting          N

CMMT

    PLEASE NOTE THAT THE ITALIAN LANGUAGE AGENDA IS AVAILABLE BY CLICKING ON THE U- RL LINK: https://materials.proxyvote.com/Approved/99999Z/19 840101/NPS_133197.P-DF    Non-Voting          N

E.1

    Cancellation of Eni treasury shares, without reduction of the share capital, subject to elimination of the par value of the shares and consequent amendments to article 5.1 of the By-laws; related and consequent resolutions    Management    For    For    Y

O.1

    New buy-back plan of Eni shares; related and consequent resolutions    Management    For    For    Y

 

ENI SPA, ROMA

Security    T3643A145       Meeting Type    Ordinary General Meeting
Ticker Symbol    ENI       Meeting Date    10-May-2013
ISIN    IT0003132476       Agenda    704380031 - Management
City    ROME       Holding Recon Date    30-Apr-2013
Country    Italy       Vote Deadline Date    06-May-2013
SEDOL(s)   

7145056 - 7146059 - B020CR8 -

B07LWK9 - B0ZNKV4 - B92MWQ6

       Quick Code   

 

Item

   

Proposal

   

Type

   

Vote

   

For/Against
Management

   

Fund Vote

(Y/N)

1

    Eni S.P.A. Financial Statements at December 31, 2012 related resolutions Eni Consolidated Financial Statements at December 31, 2012 reports of the directors, of the board of statutory auditors and of the audit firm    Management    For    For    Y

2

    Allocation of net profit    Management    For    For    Y

3

    Remuneration report: Policy on remuneration    Management    For    For    Y

4

    Authorisation of buy-back plan of Eni shares after first cancelling the previous buy-back plan authorised by the shareholders’ meeting on July 16, 2012, with respect to that portion not implemented related and consequent resolutions    Management    For    For    Y

CMMT

    PLEASE NOTE THAT THE ITALIAN LANGUAGE AGENDA IS AVAILABLE BY CLICKING ON THE U- RL LINK: https://materials.proxyvote.com/Approved/99999Z/19 840101/NPS_161709.P-DF    Non-Voting          N

CMMT

    PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF ADDITIONAL URL LINKS. IF-YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNL-ESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.    Non-Voting          N

 

GALAXY ENTERTAINMENT GROUP LTD

Security    Y2679D118       Meeting Type    Annual General Meeting
Ticker Symbol    27       Meeting Date    03-Jun-2013
ISIN    HK0027032686       Agenda    704457072 - Management
City    HONG KONG       Holding Recon Date    31-May-2013
Country    Hong Kong       Vote Deadline Date    29-May-2013
SEDOL(s)    6465874 - B067CZ3 - B1HHLC9       Quick Code   

 

Item

   

Proposal

   

Type

   

Vote

   

For/Against
Management

   

Fund Vote

(Y/N)

CMMT

    PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF “ABSTAIN” WILL BE TREATED- THE SAME AS A “TAKE NO ACTION” VOTE.    Non-Voting          N

CMMT

    PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL- LINKS:http://www.hkexnews.hk/listedco/listconews/s ehk/2013/0424/LTN20130424211-.pdf AND- http://www.hkexnews.hk/listedco/listconews/sehk/20 13/0424/LTN20130424207.pdf    Non-Voting          N

1

    To receive and consider the audited financial statements and reports of the Directors and Auditor for the year ended 31 December 2012    Management    For    For    Y

2.1

    To re-elect Mr. Joseph Chee Ying Keung as a Director    Management    For    For    Y

2.2

    To re-elect Mr. James Ross Ancell as a Director    Management    For    For    Y

2.3

    To authorise the Directors to fix the Directors’ remuneration    Management    For    For    Y

3

    To re-appoint Auditor and authorise the Directors to fix the Auditor’s remuneration    Management    For    For    Y

4.1

    To give a general mandate to the Directors to purchase shares of the Company    Management    For    For    Y

4.2

    To give a general mandate to the Directors to issue additional shares of the Company    Management    For    For    Y

4.3

    To extend the general mandate as approved under 4.2    Management    For    For    Y

 

GAS NATURAL SDG SA, BARCELONA

Security    E5499B123       Meeting Type    Ordinary General Meeting
Ticker Symbol    GAS       Meeting Date    16-Apr-2013
ISIN    ES0116870314       Agenda    704326291 - Management
City    BARCELONA       Holding Recon Date    11-Apr-2013
Country    Spain       Vote Deadline Date    10-Apr-2013
SEDOL(s)   

5650422 - 5727843 - B0ZYQL9 -

B1PRTY9

       Quick Code   

 

Item

   

Proposal

   

Type

   

Vote

   

For/Against
Management

   

Fund Vote

(Y/N)

CMMT

    PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM, THERE WILL BE A- SECOND CALL ON 17 APR 2013. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL-REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU.    Non-Voting          N

1

    Examination and approval, if appropriate, of the Annual Accounts and Management Report of Gas Natural SDG, SA for the year ended December 31, 2012    Management    For    For    Y

2

    Examination and approval, if applicable, of the Consolidated Financial Statements and the Group Management Report Consolidated Gas Natural SDG, SA for the year ended December 31, 2012    Management    For    For    Y

3

    Examination and approval, if any, of the proposed distribution of profit for 2012    Management    For    For    Y

4

    Examination and approval, if applicable, of the management of the Board of Directors in 2012    Management    For    For    Y

5

    Reelection of the auditors of the Company and its Consolidated Group for the year 2013: PricewaterhouseCoopers    Management    For    For    Y

6.1

    Reappointment and, if applicable, appointment of Don Salvador Gabarro Serra    Management    For    For    Y

6.2

    Reappointment and, if applicable, appointment of Don Emiliano Lopez Achurra    Management    For    For    Y

6.3

    Reappointment and, if applicable, appointment of Don Juan Rosell Lastortras    Management    For    For    Y

7

    Advisory Vote in relation to the annual remuneration of the members of the Board of Directors    Management    For    For    Y

8

    Delegations of powers to supplement, develop, execute, interpret, rectify and formalize the resolutions adopted by the General Meeting    Management    For    For    Y

CMMT

    PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF AUDITORS NAME AND MODIFI- CATION OF THE TEXT IN RESOLUTION NO. 6.3. IF YOU HAVE ALREADY SENT IN YOUR VOT-ES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGI- NAL INSTRUCTIONS. THANK YOU.    Non-Voting          N

 

HENKEL AG & CO. KGAA, DUESSELDORF

Security    D32051126       Meeting Type    Annual General Meeting
Ticker Symbol    HEN3       Meeting Date    15-Apr-2013
ISIN    DE0006048432       Agenda    704307342 - Management
City    DUESSELDORF       Holding Recon Date    22-Mar-2013
Country    Germany       Vote Deadline Date    04-Apr-2013
SEDOL(s)   

4420314 - 4420518 - 5076705 -

5084924 - 5084946 - 7159143 -

B01DJF5 - B103G18

       Quick Code   

 

Item

   

Proposal

   

Type

   

Vote

   

For/Against
Management

   

Fund Vote

(Y/N)

   PLEASE NOTE THAT THESE SHARES HAVE NO VOTING RIGHTS, SHOULD YOU WISH TO ATTEND-THE MEETING PERSONALLY, YOU MAY APPLY FOR AN ENTRANCE CARD. THANK YOU.    Non-Voting          N
   PLEASE NOTE THAT THE TRUE RECORD DATE FOR THIS MEETING IS 25 MAR 2013, WHEREAS- THE MEETING HAS BEEN SETUP USING THE ACTUAL RECORD DATE-1 BUSINESS DAY. THIS- IS DONE TO ENSURE THAT ALL POSITIONS REPORTED ARE IN CONCURRENCE WITH THE GERM-AN LAW. THANK YOU.    Non-Voting          N
   COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 31 MAR 2013. FURTHER INFORMATION ON C-OUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER’S WEBSITE (PLEASE REFER T-O THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE IT-EMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY A-T THE COMPANY’S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT O-N PROXYEDGE.    Non-Voting          N

1.

    Presentation of the annual financial statements and the consolidated financial-statements, each as endorsed by the Supervisory Board, presentation of the ma-nagement reports relating to Henkel AG & Co. KGaA and the Group, including the-corporate governance/corporate management and remuneration reports and the in-formation required according to Section 289 (4), Section 315 (4), Section 289-(5) and Section 315 (2) of the German Commercial Code [HGB], and presentation-of the report of the Supervisory Board for fiscal 2012. Resolution to approve-the annual financial statements of Henkel AG & Co. KGaA for fiscal 2012    Non-Voting          N

2.

    Resolution for the appropriation of profit    Non-Voting          N

3.

    Resolution to approve and ratify the actions of the Personally Liable Partner    Non-Voting          N

4.

    Resolution to approve and ratify the actions of the Supervisory Board    Non-Voting          N

5.

    Resolution to approve and ratify the actions of the Shareholders’ Committee    Non-Voting          N

6.

    Appointment of the auditor of the annual financial statements and the consolid-ated financial statements and the examiner for the financial review of interim-financial reports for fiscal 2013: KPMG AG, Berlin    Non-Voting          N

7.

    Shareholders’ Committee by-election: Herr Jean- Francois van Boxmeer    Non-Voting          N

8.

    Amendment to Article 12 (1) of the Articles of Association (Composition of the-Supervisory Board)    Non-Voting          N

 

HEXAGON AB, NACKA STRAND

Security    W40063104       Meeting Type    Annual General Meeting
Ticker Symbol    HEXA-B       Meeting Date    13-May-2013
ISIN    SE0000103699       Agenda    704382364 - Management
City    STOCKHOLM       Holding Recon Date    06-May-2013
Country    Sweden       Vote Deadline Date    01-May-2013
SEDOL(s)   

4306168 - B096C68 - B09LFJ7 -

B0MFPF2 - B1FP523 - B1XFTL2 -

B1XTHN2 - B1XTHP4 - B1Y4275 -

B290383

       Quick Code   

 

Item

   

Proposal

   

Type

   

Vote

   

For/Against
Management

   

Fund Vote

(Y/N)

CMMT

    IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE-REPRESENTATIVE    Non-Voting          N

CMMT

    MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED    Non-Voting          N

CMMT

    PLEASE NOTE THAT NOT ALL SUB CUSTODIANS IN SWEDEN ACCEPT ABSTAIN AS A VALID-VOTE OPTION. THANK YOU    Non-Voting          N

1

    Opening of the Meeting    Non-Voting          N

2

    Election of Chairman of the Meeting: The Nomination Committee for the Annual General Meeting 2013, consisting of Mikael Ekdahl (Melker Schorling AB), Jan Andersson (Swedbank Robur fonder) Anders Oscarsson (AMF Fonder) and Tomas Ehlin (Nordea Fonder), has proposed that Melker Schorling, Chairman of the Board, shall be elected Chairman of the Annual General Meeting 2013    Management    For    For    Y

3

    Preparation and approval of the voting list    Management    For    For    Y

4

    Approval of the agenda    Management    For    For    Y

5

    Election of two persons to check the minutes    Management    For    For    Y

6

    Determination of compliance with the rules of convocation    Management    For    For    Y

7

    The Managing Director’s report    Management    For    For    Y

8

    Presentation of (a) the Annual Report, the Auditor’s Report and the-Consolidated Financial Statements and the Group Auditor’s Report for the-financial year 2012, (b) statement by the auditor regarding whether the-guidelines for remuneration to senior executives, which have been in effect-since the last annual general meeting, have been observed, and (c) the- proposal of the Board of Directors for dividend and statement thereto    Non-Voting          N

9.a

    Resolution regarding: adoption of the Statement of Income and the Balance Sheet and the Consolidated Statement of Income and the Consolidated Balance Sheet, as per 31 December 2012    Management    For    For    Y

9.b

    Resolution regarding: appropriation of the company’s profit according to the adopted Balance Sheet and resolution regarding record day: The Board of Directors proposes that a dividend of EUR 0.28 per share be declared for the financial year 2012. As record day for right to receive dividend, the Board of Directors proposes Thursday 16 May 2013. If the Annual General Meeting resolves in accordance with the proposal, the dividend is expected to be paid through Euroclear Sweden AB starting on Thursday 23 May 2013. Payment is made in EUR, provided that EUR can be received on the shareholder’s yield account; if not, payment will be distributed in SEK, whereby currency exchange is made in accordance with Euroclear Sweden AB’s applicable procedures    Management    For    For    Y

9.c

    Resolution regarding: discharge from liability of the Board of Directors and the Managing Director    Management    For    For    Y

10

    Establishment of the number of members and deputy members of the Board of Directors    Management    For    For    Y

11

    Establishment of fee to the board members and auditors    Management    For    For    Y

12

    Election of board members and auditors: Re-election of the accounting company Ernst & Young AB, with authorised public accountant Hamish Mabon as auditor in charge, as auditors of the company, for a one year period of mandate, consequently up to and including the AGM 2014    Management    For    For    Y

13

    Election of members of the Nomination Committee: Shareholders together representing approximately 53 per cent of the number of votes in the company recommend that the Annual General Meeting as regards the Nomination Committee in respect of the Annual General Meeting 2014 resolves as follows.The Nomination Committee shall have four members. Re-election of Mikael Ekdahl (Melker Schorling AB), Jan Andersson (Swedbank Robur fonder), Anders Oscarsson (AMF Fonder) and Tomas Ehlin (Nordea Fonder), as members of the Nomination Committee in respect of the Annual General Meeting 2014. Election of Mikael Ekdahl as Chairman of the Nomination CONTD    Management    For    For    Y

CONT

    CONTD Committee. In case a shareholder, whom a member of the Nomination-Committee represents, is no longer one of the major shareholders of Hexagon,-or if a member of the Nomination Committee is no longer employed by such- shareholder, or for any other reason leaves the Committee before the Annual-General Meeting 2014, the Committee shall be entitled to appoint another repre-sentative among the major shareholders to replace such member    Non-Voting          N

14

    Guidelines for remuneration to senior executives    Management    For    For    Y

15

    Authorisation for the Board of Directors to resolve on the acquisition and transfer of the company’s own shares    Management    For    For    Y

16

    Closing of the Meeting    Non-Voting          N

CMMT

    PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF TEXT IN RESOLUTION-13. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FO-RM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.    Non-Voting          N

 

IBERDROLA SA, BILBAO

Security    E6165F166       Meeting Type    Ordinary General Meeting
Ticker Symbol    IBE       Meeting Date    22-Mar-2013
ISIN    ES0144580Y14       Agenda    704284417 - Management
City    BILBAO       Holding Recon Date    15-Mar-2013
Country    Spain       Vote Deadline Date    18-Mar-2013
SEDOL(s)   

B1S7LF1 - B288C92 - B28C614 -

B28CQD6

       Quick Code   

Item

   

Proposal

   

Type

   

Vote

   

For/Against
Management

   

Fund Vote

(Y/N)

CMMT

    SHAREHOLDERS PARTICIPATING IN THE GENERAL MEETING, WHETHER DIRECTLY, BY PROXY,-OR BY LONG-DISTANCE VOTING, SHALL BE ENTITLED TO RECEIVE AN ATTENDANCE PREMIU-M OF 0.005 EURO GROSS PER SHARE, TO BE PAID TO THOSE ENTITLED WITH TRADES REGI-STERED ON MARCH 17TH OR 18TH (DEPENDING UPON THE CELEBRATION OF THE MEETING IN-1ST OR 2ND CALL) THROUGH THE ENTITIES PARTICIPATING IN IBERCLEAR, SPAIN’S CEN-TRAL DEPOSITARY    Non-Voting          N

1

    Approval of the individual annual financial statements of the Company and of the annual financial statements consolidated with its subsidiaries for the fiscal year 2012    Management    For    For    Y

2

    Approval of the individual management report of the Company and of the consolidated management report of the Company and its subsidiaries for the fiscal year 2012    Management    For    For    Y

3

    Approval of the management activity and activities of the Board of Directors during the fiscal year 2012    Management    For    For    Y

4

    Re-election of Ernst & Young, S.L. as auditor of the Company and its consolidated group for the fiscal year 2013    Management    For    For    Y

5

    Approval of the proposal for the allocation of profits/losses and the distribution of dividends for the fiscal year 2012    Management    For    For    Y

6.a

    Approval of an increase in share capital by means of a scrip issue at a maximum reference market value of 883 million Euros for the free-of-charge allocation of new shares to the shareholders of the Company. Offer to the shareholders for the acquisition of their free-of-charge allocation rights at a guaranteed price. Express provision for the possibility of an incomplete allocation. Application for admission of the shares issued to listing on the Bilbao, Madrid, Barcelona and Valencia Stock Exchanges, through the Automated Quotation System (Sistema de Interconexion bursatil). Delegation of powers to the Board of Directors, with the express power of substitution, including, among others, the power to amend Article 5 of the By-Laws    Management    For    For    Y

6.b

    Approval of an increase in share capital by means of a scrip issue at a maximum reference market value of 1,021 million Euros for the free-of-charge allocation of new shares to the shareholders of the Company. Offer to the shareholders for the acquisition of their free-of-charge allocation rights at a guaranteed price. Express provision for the possibility of an incomplete allocation. Application for admission of the shares issued to listing on the Bilbao, Madrid, Barcelona and Valencia Stock Exchanges, through the Automated Quotation System (Sistema de Interconexion bursatil). Delegation of powers to the Board of Directors, with the express power of substitution, including, among others, the power to amend Article 5 of the By-Laws    Management    For    For    Y

7

    Ratification of the appointment on an interim basis and re-election of Mr. Manuel Lagares Gomez- Abascal as director of the Company, with the status of proprietary director    Management    For    For    Y

8

    Authorization to the Board of Directors, with the express power of substitution, to create and fund associations, entities and foundations, up to a maximum annual amount of 12 million Euros, in accordance to the applicable legal provisions, for which purpose the authorization granted by the General Shareholders’ Meeting of June 22, 2012 is hereby deprived of effect with regard to the unused amount    Management    For    For    Y

9.a

    Amendment of Article 6 of the By-Laws pursuant to Section 497 of the Corporate Enterprises Act (Ley de Sociedades de Capital)    Management    For    For    Y

9.B

    Amendment of Articles 39, 42 and 43 of the By-Laws to include technical improvements in the regulation of the operation of the Board of Directors and its committees    Management    For    For    Y

10

    Approval of a share capital decrease by means of the redemption of 87,936,576 treasury shares of Iberdrola, S.A. which represent 1.40 % of its share capital and the acquisition of the Company’s own shares representing up to a maximum of 1 % of the Company’s share capital under a buy- back program for redemption thereof. Delegation of powers to the Board of Directors, with the express power of substitution, including, among others, the powers to amend Article 5 of the By-Laws and request the exclusion to listing and the cancellation of the accounting records of the shares to be redeemed    Management    For    For    Y

11

    Delegation of powers to formalize and execute all resolutions adopted by the shareholders at the general Shareholders’ Meeting, for the conversion thereof into a public instrument, and the interpretation, correction and supplementation thereof or further elaboration thereon until the required registrations are made    Management    For    For    Y

12

    Consultative vote of the Annual report regarding the directors remunerations    Management    For    For    Y

 

IMPERIAL TOBACCO GROUP PLC

Security    G4721W102       Meeting Type    Annual General Meeting
Ticker Symbol    IMT       Meeting Date    30-Jan-2013
ISIN    GB0004544929       Agenda    704209433 - Management
City    BRISTOL       Holding Recon Date    28-Jan-2013
Country    United Kingdom       Vote Deadline Date    24-Jan-2013
SEDOL(s)    0454492 - 5919974 - B02SW50       Quick Code   

 

Item

   

Proposal

   

Type

   

Vote

   

For/Against
Management

   

Fund Vote

(Y/N)

1

    Report and Accounts    Management    For    For    Y

2

    Directors’ Remuneration Report    Management    For    For    Y

3

    To declare a final dividend    Management    For    For    Y

4

    To re-elect Dr K M Burnett    Management    For    For    Y

5

    To re-elect Mrs A J Cooper    Management    For    For    Y

6

    To re-elect Mr R Dyrbus    Management    For    For    Y

7

    To elect Mr D J Haines    Management    For    For    Y

8

    To re-elect Mr M H C Herlihy    Management    For    For    Y

9

    To re-elect Ms S E Murray    Management    For    For    Y

10

    To re-elect Mr I J G Napier    Management    For    For    Y

11

    To elect Mr M R Phillips    Management    For    For    Y

12

    To re-elect Mr B Setrakian    Management    For    For    Y

13

    To re-elect Mr M D Williamson    Management    For    For    Y

14

    To re-elect Mr M I Wyman    Management    For    For    Y

15

    That PricewaterhouseCoopers LLP be reappointed as Auditor of the Company to hold office until the conclusion of the next general meeting at which accounts are laid before the Company    Management    For    For    Y

16

    Remuneration of Auditors    Management    For    For    Y

17

    Donations to political organisations    Management    For    For    Y

18

    Authority to allot securities    Management    For    For    Y

19

    Share Matching Scheme renewal    Management    For    For    Y

20

    Long Term Incentive Plan renewal    Management    For    For    Y

21

    International Sharesave Plan renewal    Management    For    For    Y

22

    Disapplication of pre-emption rights    Management    For    For    Y

23

    Purchase of own shares    Management    For    For    Y

24

    That a general meeting of the Company other than an AGM of the Company may be called on not less than 14 clear days’ notice    Management    For    For    Y
   PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN TEXT OF RESOLUTION 11. IF- YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNL-ESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.    Non-Voting          N

 

INCITEC PIVOT LTD

Security    Q4887E101       Meeting Type    Annual General Meeting
Ticker Symbol    IPL       Meeting Date    18-Dec-2012
ISIN    AU000000IPL1       Agenda    704166873 - Management
City    VICTORIA       Holding Recon Date    14-Dec-2012
Country    Australia       Vote Deadline Date    12-Dec-2012
SEDOL(s)    6673042 - B05PJ13 - B0FXSW1       Quick Code   

 

Item

   

Proposal

   

Type

   

Vote

   

For/Against
Management

   

Fund Vote

(Y/N)

CMMT

    VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 3, 4 AND VOTES CAST BY- ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE- PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED- BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE- “ABSTAIN”) ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU ACKNOWLEDGE THAT-YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE-RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON PROPOSALS (3 AND 4), YOU-ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER EXPECT TO OBTAIN-BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE-VOTING EXCLUSION.    Non-Voting          N

1

    Re-election of Mr Paul Brasher as a Director    Management    For    For    Y

2

    Re-election of Mr Graham Smorgon as a Director    Management    For    For    Y

3

    Approval of issue to Managing Director under the Incitec Pivot Performance Rights Plan    Management    For    For    Y

4

    Adoption of Remuneration Report (advisory only)    Management    For    For    Y

 

ING GROEP NV, AMSTERDAM

Security    N4578E413       Meeting Type    ExtraOrdinary General Meeting
Ticker Symbol    INGA       Meeting Date    21-Nov-2012
ISIN    NL0000303600       Agenda    704084526 - Management
City    AMSTERDAM       Holding Recon Date    24-Oct-2012
Country    Netherlands       Vote Deadline Date    08-Nov-2012
SEDOL(s)   

7154160 - 7154182 - 7154245 -

7154740 - 7159176 - B01DKN0 -

B1G0HC1 - B4MQGQ1

       Quick Code   

 

Item

   

Proposal

   

Type

   

Vote

   

For/Against
Management

   

Fund Vote

(Y/N)

CMMT

    PLEASE NOTE THAT THIS IS AN INFORMATION MEETING. SHOULD YOU WISH TO ATTEND-THE MEETING PERSONALLY, YOU MAY APPLY FOR AN ENTRANCE CARD BY CONTACTING YOUR- CLIENT REPRESENTATIVE. THANK YOU    Non-Voting          N

1

    Opening and announcements    Non-Voting          N

2

    Announcement of activities of the Stichting ING Aandelen    Non-Voting          N

3

    Any other business and closing    Non-Voting          N

ITOCHU CORPORATION

Security    J2501P104       Meeting Type    Annual General Meeting
Ticker Symbol    8001       Meeting Date    21-Jun-2013
ISIN    JP3143600009       Agenda    704545928 - Management
City    OSAKA       Holding Recon Date    31-Mar-2013
Country    Japan       Vote Deadline Date    19-Jun-2013
SEDOL(s)   

5754335 - 6467803 - B02H2R9 -

B170KD2

       Quick Code    80010

 

Item

   

Proposal

   

Type

   

Vote

   

For/Against
Management

   

Fund Vote

(Y/N)

   Please reference meeting materials.    Non-Voting          N

1

    Approve Appropriation of Surplus    Management    For    For    Y

2.1

    Appoint a Director    Management    For    For    Y

2.2

    Appoint a Director    Management    For    For    Y

2.3

    Appoint a Director    Management    For    For    Y

2.4

    Appoint a Director    Management    For    For    Y

2.5

    Appoint a Director    Management    For    For    Y

2.6

    Appoint a Director    Management    For    For    Y

2.7

    Appoint a Director    Management    For    For    Y

2.8

    Appoint a Director    Management    For    For    Y

2.9

    Appoint a Director    Management    For    For    Y

2.10

    Appoint a Director    Management    For    For    Y

2.11

    Appoint a Director    Management    For    For    Y

2.12

    Appoint a Director    Management    For    For    Y

2.13

    Appoint a Director    Management    For    For    Y

2.14

    Appoint a Director    Management    For    For    Y

3

    Appoint a Corporate Auditor    Management    For    For    Y

4

    Appoint a Substitute Corporate Auditor    Management    For    For    Y

 

JARDINE CYCLE & CARRIAGE LTD

Security    Y43703100       Meeting Type    Annual General Meeting
Ticker Symbol    C07       Meeting Date    26-Apr-2013
ISIN    SG1B51001017       Agenda    704381538 - Management
City    SINGAPORE       Holding Recon Date    24-Apr-2013
Country    Singapore       Vote Deadline Date    22-Apr-2013
SEDOL(s)   

2189941 - 5667392 - 6242260 -

B021XJ0 - B7V93P0

       Quick Code   

 

Item

   

Proposal

   

Type

   

Vote

   

For/Against
Management

   

Fund Vote

(Y/N)

1

    To receive and adopt the Audited Financial Statements for the year ended 31st December 2012 together with the reports of the Directors and the Auditors thereon    Management    For    For    Y

2

    To approve the payment of a final one-tier tax exempt dividend of USD 1.05 per share for the year ended 31st December 2012 as recommended by the Directors    Management    For    For    Y

3

    To approve payment of Directors’ fees of up to SGD 998,000 for the year ending 31st December 2013. (2012: SGD 934,000)    Management    For    For    Y

4a

    To re-elect the following Director retiring pursuant to Article 94 of the Articles of Association of the Company: Mr. Anthony Nightingale    Management    For    For    Y

4b

    To re-elect the following Director retiring pursuant to Article 94 of the Articles of Association of the Company: Mr. Chang See Hiang    Management    For    For    Y

4c

    To re-elect the following Director retiring pursuant to Article 94 of the Articles of Association of the Company: Mr. Hassan Abas    Management    For    For    Y

4d

    To re-elect the following Director retiring pursuant to Article 94 of the Articles of Association of the Company: Mr. Lim Ho Kee    Management    For    For    Y

5

    To re-elect Mr. Michael Kok, a Director retiring pursuant to Article 99 of the Articles of Association of the Company    Management    For    For    Y

6

    To authorise Mr. Boon Yoon Chiang to continue to act as a Director of the Company from the date of this Annual General Meeting until the next Annual General Meeting, pursuant to Section 153(6) of the Companies Act, Cap. 50    Management    For    For    Y

7

    To re-appoint PricewaterhouseCoopers LLP as Auditors and to authorise the Directors to fix their remuneration    Management    For    For    Y

8

    To transact any other routine business which may arise    Management    For    Against    Y

9A

    Renewal of the Share Issue Mandate    Management    For    For    Y

9B

    Renewal of the Share Purchase Mandate    Management    For    For    Y

9C

    Renewal of the General Mandate for Interested Person Transactions    Management    For    For    Y

 

JGC CORPORATION

Security    J26945105       Meeting Type    Annual General Meeting
Ticker Symbol    1963       Meeting Date    27-Jun-2013
ISIN    JP3667600005       Agenda    704578117 - Management
City    KANAGAWA       Holding Recon Date    31-Mar-2013
Country    Japan       Vote Deadline Date    25-Jun-2013
SEDOL(s)    6473468 - B3BHSP1 - B3PLTK1       Quick Code    19630

 

Item

   

Proposal

   

Type

   

Vote

   

For/Against
Management

   

Fund Vote

(Y/N)

   Please reference meeting materials.    Non-Voting          N

1

    Approve Appropriation of Surplus    Management    For    For    Y

2.1

    Appoint a Director    Management    For    For    Y

2.2

    Appoint a Director    Management    For    For    Y

2.3

    Appoint a Director    Management    For    For    Y

2.4

    Appoint a Director    Management    For    For    Y

2.5

    Appoint a Director    Management    For    For    Y

2.6

    Appoint a Director    Management    For    For    Y

2.7

    Appoint a Director    Management    For    For    Y

2.8

    Appoint a Director    Management    For    For    Y

2.9

    Appoint a Director    Management    For    For    Y

2.10

    Appoint a Director    Management    For    For    Y

2.11

    Appoint a Director    Management    For    For    Y

2.12

    Appoint a Director    Management    For    For    Y

2.13

    Appoint a Director    Management    For    For    Y

2.14

    Appoint a Director    Management    For    For    Y

2.15

    Appoint a Director    Management    For    For    Y

3

    Appoint a Corporate Auditor    Management    For    For    Y

 

KDDI CORPORATION

Security    J31843105       Meeting Type    Annual General Meeting
Ticker Symbol    9433       Meeting Date    19-Jun-2013
ISIN    JP3496400007       Agenda    704538238 - Management
City    TOKYO       Holding Recon Date    31-Mar-2013
Country    Japan       Vote Deadline Date    17-Jun-2013
SEDOL(s)    5674444 - 6248990 - B06NQV5       Quick Code    94330

 

Item

   

Proposal

   

Type

   

Vote

   

For/Against
Management

   

Fund Vote

(Y/N)

   Please reference meeting materials.    Non-Voting          N

1

    Approve Appropriation of Surplus    Management    For    For    Y

2

    Amend Articles to: Expand Business Lines    Management    For    For    Y

3.1

    Appoint a Director    Management    For    For    Y

3.2

    Appoint a Director    Management    For    For    Y

3.3

    Appoint a Director    Management    For    For    Y

3.4

    Appoint a Director    Management    For    For    Y

3.5

    Appoint a Director    Management    For    For    Y

3.6

    Appoint a Director    Management    For    For    Y

3.7

    Appoint a Director    Management    For    For    Y

3.8

    Appoint a Director    Management    For    For    Y

3.9

    Appoint a Director    Management    For    For    Y

3.10

    Appoint a Director    Management    For    For    Y

3.11

    Appoint a Director    Management    For    For    Y

3.12

    Appoint a Director    Management    For    For    Y

 

KEPPEL CORPORATION LTD, SINGAPORE

Security    Y4722Z120       Meeting Type    Annual General Meeting
Ticker Symbol    BN4       Meeting Date    19-Apr-2013
ISIN    SG1U68934629       Agenda    704355216 - Management
City    SINGAPORE       Holding Recon Date    17-Apr-2013
Country    Singapore       Vote Deadline Date    15-Apr-2013
SEDOL(s)   

B1VQ5C0 - B1WQWB7 - B1WT6F8 -

B3Z30L5 - B89GTZ2

       Quick Code   

Item

   

Proposal

   

Type

   

Vote

   

For/Against
Management

   

Fund Vote

(Y/N)

1

    To receive and adopt the Directors’ Report and Audited Financial Statements for the year ended 31 December 2012    Management    For    For    Y

2

    To declare a final tax-exempt (one-tier) dividend of 27 cents per share for the year ended 31 December 2012 (2011: final tax-exempt (one-tier) dividend of 26 cents per share)    Management    For    For    Y

3

    To re-elect the following director, who will be retiring by rotation pursuant to Article 81B of the Company’s Articles of Association and who, being eligible, offers himself for re-election pursuant to Article 81C: Mr Alvin Yeo Khirn Hai    Management    For    For    Y

4

    To re-elect the following director, who will be retiring by rotation pursuant to Article 81B of the Company’s Articles of Association and who, being eligible, offers himself for re-election pursuant to Article 81C: Mr Tong Chong Heong    Management    For    For    Y

5

    To re-elect the following director, who will be retiring by rotation pursuant to Article 81B of the Company’s Articles of Association and who, being eligible, offers himself for re-election pursuant to Article 81C: Mr Tan Ek Kia    Management    For    For    Y

6

    To re-elect Mr Tan Puay Chiang, whom being appointed by the board of directors after the last annual general meeting, will retire in accordance with Article 81A(1) of the Company’s Articles of Association and who, being eligible, offers himself for re-election    Management    For    For    Y

7

    To approve the ordinary remuneration of the non- executive directors of the Company for the financial year ended 31 December 2012, comprising the following: (1) the payment of directors’ fees of an aggregate amount of SGD 1,218,880 in cash (2011: SGD 1,382,500); and (2) (a) the award of an aggregate number of 31,400 existing ordinary shares in the capital of the Company (the “Remuneration Shares”) to Dr Lee Boon Yang, Mr Lim Hock San, Mr Sven Bang Ullring, Mr Tony Chew Leong-Chee, Mrs Oon Kum Loon, Mr Tow Heng Tan, Mr Alvin Yeo Khirn Hai, Mr Tan Ek Kia, Mr Danny Teoh and Mr Tan Puay Chiang as payment in part of their respective remuneration for the financial year ended 31 December 2012 as follows: (i) 10,000 Remuneration Shares to Dr Lee Boon Yang; (ii) 900 Remuneration Shares to Mr Lim Hock San; (iii) 900 Remuneration Shares CONTD    Management    For    For    Y

CONT

    CONTD to Mr Sven Bang Ullring; (iv) 3,000 Remuneration Shares to Mr Tony Chew-Leong- Chee; (v) 3,000 Remuneration Shares to Mrs Oon Kum Loon; (vi) 3,000-Remuneration Shares to Mr Tow Heng Tan; (vii) 3,000 Remuneration Shares to Mr-Alvin Yeo Khirn Hai; (viii) 3,000 Remuneration Shares to Mr Tan Ek Kia; (ix)-3,000 Remuneration Shares to Mr Danny Teoh; and (x) 1,600 Remuneration Shares-to Mr Tan Puay Chiang, (b) the directors of the Company and/or any of them be- and are hereby authorised to instruct a third party agency to purchase from-the market 31,400 existing shares at such price as the directors of the-Company may deem fit and deliver the Remuneration Shares to each-non-executive director in the manner as set out in (2)(a) above; and (c) any-director of the Company or the Company Secretary be authorised to do all-things CONTD    Non-Voting          N

CONT

    CONTD necessary or desirable to give effect to the above    Non-Voting          N

8

    To re-appoint the Auditors and authorise the directors of the Company to fix their remuneration    Management    For    For    Y

9

    That pursuant to Section 161 of the Companies Act, Chapter 50 of Singapore (the “Companies Act”) and Article 48A of the Company’s Articles of Association, authority be and is hereby given to the directors of the Company to: (1) (a) issue shares in the capital of the Company (“Shares”), whether by way of rights, bonus or otherwise, and including any capitalisation pursuant to Article 124 of the Company’s Articles of Association of any sum for the time being standing to the credit of any of the Company’s reserve accounts or any sum standing to the credit of the profit and loss account or otherwise available for distribution; and/or (b) make or grant offers, agreements or options that might or would require Shares to be issued (including but not limited to the creation and issue of (as well as adjustments to) warrants, CONTD    Management    For    For    Y

CONT

    CONTD debentures or other instruments convertible into Shares) (collectively-“Instruments”), at any time and upon such terms and conditions and for such- purposes and to such persons as the directors may in their absolute-discretion deem fit; and (2) (notwithstanding that the authority so conferred-by this Resolution may have ceased to be in force) issue Shares in pursuance-of any Instrument made or granted by the directors of the Company while the-authority was in force; provided that: (i) the aggregate number of Shares to-be issued pursuant to this Resolution (including Shares to be issued in- pursuance of Instruments made or granted pursuant to this Resolution and any-adjustment effected under any relevant Instrument) shall not exceed fifty-(50) per cent. of the total number of issued Shares (excluding treasury-Shares) (CONTD    Non-Voting          N

CONT

    CONTD as calculated in accordance with sub- paragraph (ii) below), of which-the aggregate number of Shares to be issued other than on a pro rata basis to-shareholders of the Company (including Shares to be issued in pursuance of-Instruments made or granted pursuant to this Resolution and any adjustment-effected under any relevant Instrument) shall not exceed five (5) per cent.-of the total number of issued Shares (excluding treasury Shares) (as- calculated in accordance with sub-paragraph (ii) below) (ii) (subject to such-manner of calculation as may be prescribed by the Singapore Exchange- Securities Trading Limited (“SGX-ST”)) for the purpose of determining the-aggregate number of Shares that may be issued under sub-paragraph (i) above,-the percentage of issued Shares shall be calculated based on the total number-of CONTD    Non-Voting          N

CONT

    CONTD issued Shares (excluding treasury Shares) at the time this Resolution-is passed, after adjusting for: (a) new Shares arising from the conversion or- exercise of convertible securities or share options or vesting of share-awards which are outstanding or subsisting as at the time this Resolution is-passed; and (b) any subsequent bonus issue, consolidation or sub-division of-Shares; (iii) in exercising the authority conferred by this Resolution, the-Company shall comply with the provisions of the Companies Act, the Listing-Manual of the SGX-ST for the time being in force (unless such compliance has-been waived by the SGX-ST) and the Articles of Association for the time being-of the Company; and (iv) (unless revoked or varied by the Company in general-meeting) the authority conferred by this Resolution shall continue in CONTD    Non-Voting          N

CONT

    CONTD force until the conclusion of the next annual general meeting of the-Company or the date by which the next annual general meeting is required by-law to be held, whichever is the earlier    Non-Voting          N

10

    That: (1) for the purposes of the Companies Act, the exercise by the directors of the Company of all the powers of the Company to purchase or otherwise acquire Shares not exceeding in aggregate the Maximum Limit (as hereafter defined), at such price(s) as may be determined by the directors of the Company from time to time up to the Maximum Price (as hereafter defined), whether by way of: (a) market purchase(s) (each a “Market Purchase”) on the SGX-ST; and/or (b) off-market purchase(s) (each an “Off-Market Purchase”) in accordance with any equal access scheme(s) as may be determined or formulated by the directors of the Company as they consider fit, which scheme(s) shall satisfy all the conditions prescribed by the Companies Act; and otherwise in accordance with all other laws and regulations, including but not limited to, CONTD    Management    For    For    Y

CONT

    CONTD the provisions of the Companies Act and listing rules of the SGX-ST as-may for the time being be applicable, be and is hereby authorised and- approved generally and unconditionally (the “Share Purchase Mandate”); (2)-unless varied or revoked by the members of the Company in a general meeting,- the authority conferred on the directors of the    Non-Voting          N
   Company pursuant to the Share-Purchase Mandate may be exercised by the directors at any time and from time-to time during the period commencing from the date of the passing of this-Resolution and expiring on the earlier of: (a) the date on which the next-annual general meeting of the Company is held or is required by law to be-held; or (b) the date on which the purchases or acquisitions of Shares by the-Company pursuant to the Share Purchase Mandate are carried out to the full-CONTD            

CONT

    CONTD extent mandated; (3) in this Resolution: “Maximum Limit” means that-number of issued Shares representing five (5) per cent. of the total number-of issued Shares as at the date of the last annual general meeting or at the-date of the passing of this Resolution, whichever is higher, unless the- Company has effected a reduction of the share capital of the Company in-accordance with the applicable provisions of the Companies Act, at any time-during the Relevant Period (as hereafter defined), in which event the total-number of issued Shares shall be taken to be the total number of issued-Shares as altered (excluding any treasury Shares that may be held by the-Company from time to time); “Relevant Period” means the period commencing-from the date on which the last annual general meeting was held and expiring-on the date CONTD    Non-Voting          N

CONT

    CONTD the next annual general meeting is held or is required by law to be-held, whichever is the earlier, after the date of this Resolution; and-“Maximum Price”, in relation to a Share to be purchased or acquired, means-the purchase price (excluding brokerage, stamp duties, commission, applicable- goods and services tax and other related expenses) which is: (a) in the case-of a Market Purchase, 105 per cent. of the Average Closing Price (as-hereafter defined); and (b) in the case of an Off-Market Purchase pursuant to-an equal access scheme, 120 per cent. of the Average Closing Price, where:- “Average Closing Price” means the average of the closing market prices of a-Share over the last five (5) Market Days (a “Market Day” being a day on which- the SGX-ST is open for trading in securities), on which transactions in the-CONTD    Non-Voting          N

CONT

    CONTD Shares were recorded, in the case of Market Purchases, before the day-on which the purchase or acquisition of Shares was made and deemed to be-adjusted for any corporate action that occurs after the relevant five (5)-Market Days, or in the case of Off-Market Purchases, before the date on which-the Company makes an offer for the purchase or acquisition of Shares from-holders of Shares, stating therein the relevant terms of the equal access-scheme for effecting the Off-Market Purchase; and (4) the directors of the-Company and/or any of them be and are hereby authorised to complete and do-all such acts and things (including without limitation, executing such-documents as may be required) as they and/or he may consider necessary,-expedient, incidental or in the interests of the Company to give effect to-the CONTD    Non-Voting          N

CONT

    CONTD transactions contemplated and/or authorised by this Resolution    Non-Voting          N

11

    That: (1) approval be and is hereby given, for the purposes of Chapter 9 of the Listing Manual of the SGX-ST, for the Company, its subsidiaries and target associated companies (as defined in Appendix 2 to this Notice of Annual General Meeting (“Appendix 2”)), or any of them, to enter into any of the transactions falling within the types of Interested Person Transactions described in Appendix 2, with any person who falls within the classes of Interested Persons described in Appendix 2, provided that such transactions are made on normal commercial terms and in accordance with the review procedures for Interested Person Transactions as set out in Appendix 2 (the “IPT Mandate”) (2) the IPT Mandate shall, unless revoked or varied by the Company in general meeting, continue in force until the date that the next annual general CONTD    Management    For    For    Y

CONT

    CONTD meeting is held or is required by law to be held, whichever is the-earlier; (3) the Audit Committee of the Company be and is hereby authorised-to take such action as it deems proper in respect of such procedures and/or-to modify or implement such procedures as may be necessary to take into-consideration any amendment to Chapter 9 of the Listing Manual of the SGX-ST-which may be prescribed by the SGX-ST from time to time; and (4) the-directors of the Company and/or any of them be and are hereby authorised to-complete and do all such acts and things (including, without limitation,- executing such documents as may be required) as they and/or he may consider-necessary, expedient, incidental or in the interests of the Company to give- effect to the IPT Mandate and/or this Resolution    Non-Voting          N

CMMT

    PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION IN TEXT OF RESOLUTION-7. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FOR-M UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.    Non-Voting          N

 

KEPPEL CORPORATION LTD, SINGAPORE

Security    Y4722Z120       Meeting Type    ExtraOrdinary General Meeting
Ticker Symbol    BN4       Meeting Date    19-Apr-2013
ISIN    SG1U68934629       Agenda    704362122 - Management
City    SINGAPORE       Holding Recon Date    17-Apr-2013
Country    Singapore       Vote Deadline Date    15-Apr-2013
SEDOL(s)   

B1VQ5C0 - B1WQWB7 - B1WT6F8 -

B3Z30L5 - B89GTZ2

       Quick Code   

 

Item

   

Proposal

   

Type

   

Vote

   

For/Against
Management

   

Fund Vote

(Y/N)

CMMT

    PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘AGAINST’- ONLY RESOLUTION“1” THANK YOU.    Non-Voting          N

1

    The Proposed Distribution    Management    For    For    Y

 

KONINKLIJKE BOSKALIS WESTMINSTER NV, PAPENDRECHT

Security    N14952266       Meeting Type    ExtraOrdinary General Meeting
Ticker Symbol    BOKA       Meeting Date    10-Jan-2013
ISIN    NL0000852580       Agenda    704190595 - Management
City    PAPENDRECHT       Holding Recon Date    13-Dec-2012
Country    Netherlands       Vote Deadline Date    28-Dec-2012
SEDOL(s)   

B1XF882 - B1XK3M6 - B1XMKS7 -

B4L9BJ9

       Quick Code   

 

Item

   

Proposal

   

Type

   

Vote

   

For/Against
Management

   

Fund Vote

(Y/N)

1

    Opening    Non-Voting          N

2

    Presentation of the proposed bid for all outstanding shares of Dockwise Ltd    Non-Voting          N

3a

    The appointment of the Board of Management for a period of 12 months, commencing on 10 January 2013, as being authorised to decide, subject to the approval of the Supervisory Board, to: Issue ordinary shares up to a maximum of 10 percent (10%) of the number of ordinary shares issued at present and to grant rights to subscribe to ordinary shares    Management    For    For    Y

3b

    The appointment of the Board of Management for a period of 12 months, commencing on 10 January 2013, as being authorised to decide, subject to the approval of the Supervisory Board, to: Limit or exclude the pre-emptive right with respect to ordinary shares to be issued and / or rights to be granted to subscribe to ordinary shares as referred to above    Management    For    For    Y

4

    Any other business    Non-Voting          N

5

    Close    Non-Voting          N

 

KONINKLIJKE BOSKALIS WESTMINSTER NV, PAPENDRECHT

Security    N14952266       Meeting Type    Annual General Meeting
Ticker Symbol    BOKA       Meeting Date    08-May-2013
ISIN    NL0000852580       Agenda    704381261 - Management
City    PAPENDRECHT       Holding Recon Date    10-Apr-2013
Country    Netherlands       Vote Deadline Date    25-Apr-2013
SEDOL(s)   

B1XF882 - B1XK3M6 - B1XMKS7 -

B4L9BJ9

       Quick Code   

 

Item

   

Proposal

   

Type

   

Vote

   

For/Against
Management

   

Fund Vote

(Y/N)

CMMT

    PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 178124 DUE TO CHANGE IN VO- TING STATUS. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AN-D YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU.    Non-Voting          N

1

    Opening    Non-Voting          N

2

    Discussion of the Annual Report of the Board of Management relating to the-Company’s affairs and management activities in the financial year 2012    Non-Voting          N

3.a

    Discussion and adoption of the Financial Statements for the financial year 2012    Management    For    For    Y

3.b

    Discussion of the report of the Supervisory Board    Non-Voting          N

4.a

    Appropriation of the profit for 2012    Non-Voting          N

4.b

    Dividend proposal    Management    For    For    Y

5

    Discharge of the members of the Board of Management in respect of the management activities of the Board of Management over the past financial year    Management    For    For    Y

6

    Discharge of the members of the Supervisory Board for the supervision of the management activities of the Board of Management over the past financial year    Management    For    For    Y

7.i

    Re-appointment by the AGM of one member of the Supervisory Board: Announcemen-t of the vacancy in the Supervisory Board and of the right of recommendation o-f the AGM    Non-Voting          N

7.ii

    Re-appointment by the AGM of one member of the Supervisory Board: Decision regarding the omittance of recommendations to nominate a member of the Supervisory Board by the AGM    Management    For    For    Y

7.iii

    Re-appointment by the AGM of one member of the Supervisory Board: If no recommendations as mentioned in sub (ii) are made, the decision by the AGM, to follow the nomination of the Supervisory Board and re-appoint Mr. M. Niggebrugge as member of the Supervisory Board    Management    For    For    Y

8.i

    Appointment by the AGM of one new member of the Supervisory Board: Announcemen-t of the vacancy in the Supervisory Board and of the right of recommendation o-f the AGM    Non-Voting          N

8.ii

    Appointment by the AGM of one new member of the Supervisory Board: Decision regarding the omittance of recommendations to nominate a member of the Supervisory Board by the AGM    Management    For    For    Y

8.iii

    Appointment by the AGM of one new member of the Supervisory Board: If no recommendations as mentioned in sub (ii) are made, the decision by the AGM, to follow the nomination of the Supervisory Board and appoint Mr. A. Baan as member of the Supervisory Board    Management    For    For    Y

9

    Announcement to the AGM concerning the intention of the Supervisory Board to-appoint Mr. A. Goedee as member of the Board of Management    Non-Voting          Y

10

    Authorization to the Board of Management to have the Company acquire shares in the capital of the Company    Management    For    For    Y

11

    Any other business    Non-Voting          N

12

    Close    Non-Voting          N

 

KONINKLIJKE DSM NV, HEERLEN

Security    N5017D122       Meeting Type    Annual General Meeting
Ticker Symbol    DSM       Meeting Date    03-May-2013
ISIN    NL0000009827       Agenda    704327837 - Management
City    HEERLEN       Holding Recon Date    05-Apr-2013
Country    Netherlands       Vote Deadline Date    22-Apr-2013
SEDOL(s)   

B0HZL93 - B0JD4M9 - B0JDF26 -

B0JZPK0 - B13MQ78 - B4MQM30

       Quick Code   

 

Item

   

Proposal

   

Type

   

Vote

   

For/Against
Management

   

Fund Vote

(Y/N)

3

    Financial Statements for 2012    Management    For    For    Y

4.b.

    It is proposed to declare a dividend over the fiscal year 2012 of EUR 1,50 gross per share, an interim dividend of EUR 0,48 has been paid in august 2012, remains a final dividend of EUR 1,02 gross per share, which can be taken up at the choice of shareholders entirely in cash or in new shares of the company    Management    For    For    Y

5.a.

    Release from liability of the members of the Managing Board    Management    For    For    Y

5.b.

    Release from liability of the members of the Supervisory Board    Management    For    For    Y

6

    Appointment of Mr. D. de Vreeze as a member of the Managing Board    Management    For    For    Y

7

    Re-appointment of Mr. P. Hochuli as a member of the Supervisory Board    Management    For    For    Y

8

    Remuneration policy of the Managing Board    Management    For    For    Y

10.a.

    Extension of the period during which the Managing Board is authorized to issue ordinary shares    Management    For    For    Y

10.b.

    Extension of the period during which the Managing Board is authorized to limit or exclude the preferential right when issuing ordinary shares    Management    For    For    Y

11

    Authorization of the Managing Board to have the company repurchase shares    Management    For    For    Y

12

    Reduction of the issued capital by cancelling shares    Management    For    For    Y

CMMT

    PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF AMOUNTS IN RESOLUTION 4B-. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM- UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.    Non-Voting          N

 

LEGAL & GENERAL GROUP PLC, LONDON

Security    G54404127       Meeting Type    Annual General Meeting
Ticker Symbol    LGEN       Meeting Date    22-May-2013
ISIN    GB0005603997       Agenda    704441803 - Management
City    LONDON       Holding Recon Date    20-May-2013
Country    United Kingdom       Vote Deadline Date    16-May-2013
SEDOL(s)    0560399 - B014WW6 - B02SY10       Quick Code   

 

Item

   

Proposal

   

Type

   

Vote

   

For/Against
Management

   

Fund Vote

(Y/N)

1

    To receive the Reports of the Company, Directors and Auditors for the year ended 31 December 2012    Management    For    For    Y

2

    To declare a final dividend of 5.69p per ordinary share    Management    For    For    Y

3

    To elect Mark Zinkula    Management    For    For    Y

4

    To elect Lindsay Tomlinson    Management    For    For    Y

5

    To re-elect Stuart Popham    Management    For    For    Y

6

    To re-elect Julia Wilson    Management    For    For    Y

7

    To re-elect Mike Fairey    Management    For    For    Y

8

    To re-elect Mark Gregory    Management    For    For    Y

9

    To re-elect Rudy Markham    Management    For    For    Y

10

    To re-elect John Pollock    Management    For    For    Y

11

    To re-elect Nicholas Prettejohn    Management    For    For    Y

12

    To re-elect John Stewart    Management    For    For    Y

13

    To re-elect Nigel Wilson    Management    For    For    Y

14

    To re-appoint PricewaterhouseCoopers LLP as auditors of the Company    Management    For    For    Y

15

    To authorise the Directors to fix the Auditor’s Remuneration    Management    For    For    Y

16

    To approve the Directors’ Remuneration Report    Management    For    For    Y

17

    To authorise the Directors to allot shares pursuant to section 551 of the Companies Act 2006 (the ‘Act’)    Management    For    For    Y

18

    To authorise political donations pursuant to section 366 of the Act    Management    For    For    Y

19

    To disapply statutory pre-emption rights pursuant to section 560 of the Act    Management    For    For    Y

20

    To renew the Company’s authority to make market purchases of its shares    Management    For    For    Y

21

    To authorise the Company to call general meetings (other than an AGM) on not less than 14 clear days’ notice    Management    For    For    Y

 

MARUBENI CORPORATION

Security    J39788138       Meeting Type    Annual General Meeting
Ticker Symbol    8002       Meeting Date    21-Jun-2013
ISIN    JP3877600001       Agenda    704545930 - Management
City    TOKYO       Holding Recon Date    31-Mar-2013
Country    Japan       Vote Deadline Date    19-Jun-2013
SEDOL(s)    5754517 - 6569464 - B02HT01       Quick Code    80020

 

Item

   

Proposal

   

Type

   

Vote

   

For/Against
Management

   

Fund Vote

(Y/N)

   Please reference meeting materials.    Non-Voting          N

1.1

    Appoint a Director    Management    For    For    Y

1.2

    Appoint a Director    Management    For    For    Y

1.3

    Appoint a Director    Management    For    For    Y

1.4

    Appoint a Director    Management    For    For    Y

1.5

    Appoint a Director    Management    For    For    Y

1.6

    Appoint a Director    Management    For    For    Y

1.7

    Appoint a Director    Management    For    For    Y

1.8

    Appoint a Director    Management    For    For    Y

1.9

    Appoint a Director    Management    For    For    Y

1.10

    Appoint a Director    Management    For    For    Y

1.11

    Appoint a Director    Management    For    For    Y

1.12

    Appoint a Director    Management    For    For    Y

2.1

    Appoint a Corporate Auditor    Management    For    For    Y

2.2

    Appoint a Corporate Auditor    Management    For    For    Y

2.3

    Appoint a Corporate Auditor    Management    For    For    Y

 

MITSUBISHI CORPORATION

Security    J43830116       Meeting Type    Annual General Meeting
Ticker Symbol    8058       Meeting Date    21-Jun-2013
ISIN    JP3898400001       Agenda    704545978 - Management
City    TOKYO       Holding Recon Date    31-Mar-2013
Country    Japan       Vote Deadline Date    19-Jun-2013
SEDOL(s)   

0597621 - 5101908 - 6596785 -

B02JCW0

       Quick Code    80580

 

Item

   

Proposal

   

Type

   

Vote

   

For/Against
Management

   

Fund Vote

(Y/N)

   Please reference meeting materials.    Non-Voting          N

1

    Approve Appropriation of Surplus    Management    For    For    Y

2.1

    Appoint a Director    Management    For    For    Y

2.2

    Appoint a Director    Management    For    For    Y

2.3

    Appoint a Director    Management    For    For    Y

2.4

    Appoint a Director    Management    For    For    Y

2.5

    Appoint a Director    Management    For    For    Y

2.6

    Appoint a Director    Management    For    For    Y

2.7

    Appoint a Director    Management    For    For    Y

2.8

    Appoint a Director    Management    For    For    Y

2.9

    Appoint a Director    Management    For    For    Y

2.10

    Appoint a Director    Management    For    For    Y

2.11

    Appoint a Director    Management    For    For    Y

2.12

    Appoint a Director    Management    For    For    Y

2.13

    Appoint a Director    Management    For    For    Y

2.14

    Appoint a Director    Management    For    For    Y

3

    Approve Payment of Bonuses to Directors    Management    For    For    Y

 

MITSUBISHI UFJ FINANCIAL GROUP,INC.

Security    J44497105       Meeting Type    Annual General Meeting
Ticker Symbol    8306       Meeting Date    27-Jun-2013
ISIN    JP3902900004       Agenda    704595810 - Management
City    TOKYO       Holding Recon Date    31-Mar-2013
Country    Japan       Vote Deadline Date    25-Jun-2013
SEDOL(s)   

3198902 - 6335171 - B02JD72 -

B0P9948

       Quick Code    83060

 

Item

   

Proposal

   

Type

   

Vote

   

For/Against
Management

   

Fund Vote

(Y/N)

   PLEASE NOTE THAT THIS IS THE 8th ANNUAL GENERAL SHAREHOLDERS MEETING AND THE C-LASS SHAREHOLDERS MEETING OF SHAREHOLDERS OF ORDINARY SHARES (PLEASE REFER TO-THE ATTACHED PDF FILES.)    Non-Voting          N

1

    Approve Appropriation of Surplus    Management    For    For    Y

2

    Amend Articles to: Approve Revisions Related to the New Capital Adequacy Requirements (Basel III), Decrease Capital Shares to be issued to 33,800,001,000 shs. in accordance with a Reduction to be Caused in the Total Number of each of the Classes of Shares, Eliminate Articles Related to Class 3 Preferred Shares, Establish a Record Date with Respect to General Meetings of Holders of Class Shares (PLEASE NOTE THAT THIS IS THE CONCURRENT AGENDA ITEM FOR THE CLASS SHAREHOLDERS MEETING OF SHAREHOLDERS OF ORDINARY SHARES.)    Management    For    For    Y

3.1

    Appoint a Director    Management    For    For    Y

3.2

    Appoint a Director    Management    For    For    Y

3.3

    Appoint a Director    Management    For    For    Y

3.4

    Appoint a Director    Management    For    For    Y

3.5

    Appoint a Director    Management    For    For    Y

3.6

    Appoint a Director    Management    For    For    Y

3.7

    Appoint a Director    Management    For    For    Y

3.8

    Appoint a Director    Management    For    For    Y

3.9

    Appoint a Director    Management    For    For    Y

3.10

    Appoint a Director    Management    For    For    Y

3.11

    Appoint a Director    Management    For    For    Y

3.12

    Appoint a Director    Management    For    For    Y

3.13

    Appoint a Director    Management    For    For    Y

3.14

    Appoint a Director    Management    For    For    Y

3.15

    Appoint a Director    Management    For    For    Y

4.1

    Appoint a Corporate Auditor    Management    For    For    Y

4.2

    Appoint a Corporate Auditor    Management    For    For    Y

4.3

    Appoint a Corporate Auditor    Management    For    For    Y

4.4

    Appoint a Corporate Auditor    Management    For    For    Y

5

    Abolition of Stock Option Remuneration, etc. for Outside Directors and Corporate Auditors, and Revision of the Amount and Details of Stock Option Remuneration, etc. for Directors and the Amount of Annual Remuneration for Directors and Corporate Auditors in connection with such Abolition    Management    For    For    Y

 

MUENCHENER RUECKVERSICHERUNGS-GESELLSCHAFT AKTIENG

Security    D55535104       Meeting Type    Annual General Meeting
Ticker Symbol    MUV2       Meeting Date    25-Apr-2013
ISIN    DE0008430026       Agenda    704323384 - Management
City    MUENCHEN       Holding Recon Date    17-Apr-2013
Country    Germany Blocking       Vote Deadline Date    11-Apr-2013
SEDOL(s)   

4904409 - 5294121 - 7159239 -

7389081 - B018RN4 - B10RVR1 -

B1G0J36 - B92MVF8

       Quick Code   

 

Item

   

Proposal

   

Type

   

Vote

   

For/Against
Management

   

Fund Vote

(Y/N)

   Please note that for Registered Share meetings in Germany there is now a requi-rement that any shareholder who holds an aggregate total of 3 per cent or more-of the outstanding share capital must register under their beneficial owner d-etails before the appropriate deadline to be able to vote. Failure to comply w-ith the declaration requirements as stipulated in section 21 of the Securities-Trade Act (WpHG) may prevent the shareholder from voting at the general meeti-ngs. Therefore, your custodian may request that we register beneficial owner d-ata for all voted accounts to the respective sub custodian. If you require fur-ther information with regard to whether such BO registration will be conducted-for your custodian’s accounts, please contact your CSR for more information.    Non-Voting          N
   The sub custodians have also advised that voted shares are not blocked for tra-ding purposes i.e. they are only unavailable for settlement. In order to deliv- er/settle a voted position before the deregistration date a voting instruction-cancellation and de- registration request needs to be sent to your CSR or Cust-odian. Failure to de-register the shares before settlement date could result i-n the settlement being delayed. Please also be aware that although some issuer-s permit the deregistration of shares at deregistration date, some shares may-remain registered up until meeting date. If you are considering settling a tra-ded voted position prior to the meeting date of this event, please contact you-r CSR or custodian to ensure your shares have been deregistered.    Non-Voting          N
   The Vote/Registration Deadline as displayed on ProxyEdge is subject to change-and will be updated as soon as Broadridge receives confirmation from the sub c-ustodians regarding their instruction deadline. For any queries please contact-your Client Services Representative.    Non-Voting          N
   ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN CONNECTI-ON WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTIT-LED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUD-ED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED    Non-Voting          N
   CERTAIN THRESHOLDS AND YOU HAV-E NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS NOTIFICATIONS PURSUANT-TO THE GERMAN SECURITIES TRADING ACT (WHPG). FOR QUESTIONS IN THIS REGARD PLE-ASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR CLARIFICATION. IF YOU DO NO-T HAVE ANY INDICATION REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER EXCLUSIO-N FROM VOTING, PLEASE SUBMIT YOUR VOTE AS USUAL. THANK YOU.            
   COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 10 APR 2013. FURTHER INFORMATION ON C-OUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER’S WEBSITE (PLEASE REFER T-O THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE IT-EMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY A-T THE COMPANY’S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT O-N PROXYEDGE.    Non-Voting          N

1.a

    Submission of the report of the Supervisory Board and the corporate governance-report including the remuneration report for the financial year 2012    Non-Voting          N

1.b

    Submission of the adopted Company financial statements and management report f-or the financial year 2012, the approved consolidated financial statements and-management report for the Group for the financial year 2012, and the explanat-ory report on the information in accordance with Sections 289 PARA. 4 and 315-PARA. 4 of the German Commercial Code    Non-Voting          N

2.

    Resolution on the appropriation of the net retained profits from the financial year 2012    Management    No Action       N

3.

    Resolution to approve the actions of the Board of Management    Management    No Action       N

4.

    Resolution to approve the actions of the Supervisory Board    Management    No Action       N

5.

    Resolution to approve the remuneration system for the Board of Management    Management    No Action       N

6.

    Resolution to appoint a member of the Supervisory Board: Prof. Dr. Dr. Ann-Kristin Achleitner    Management    No Action       N

7.

    Resolution to amend Article 15 of the Articles of Association (remuneration of the Supervisory Board)    Management    No Action       N

8.

    Resolution to cancel the existing authorisation for increasing the share capital under “Authorised Capital Increase 2009”, to replace this with a new authorisation “Authorised Capital Increase 2013”, and to amend Article 4 of the Articles of Association    Management    No Action       N

 

NESTLE SA, CHAM UND VEVEY

Security    H57312649       Meeting Type    Annual General Meeting
Ticker Symbol    NESN       Meeting Date    11-Apr-2013
ISIN    CH0038863350       Agenda    704321532 - Management
City    LAUSANNE       Holding Recon Date    04-Apr-2013
Country    Switzerland       Vote Deadline Date    04-Apr-2013
SEDOL(s)    3056044 - 7123870 - 7125274 - 7126578 - B0ZGHZ6       Quick Code   

 

Item

   

Proposal

   

Type

   

Vote

   

For/Against
Management

   

Fund Vote
(Y/N)

CMMT

    BLOCKING OF REGISTERED SHARES IS NOT A LEGAL REQUIREMENT IN THE SWISS MARKET,- SPECIFIC POLICIES AT THE INDIVIDUAL SUB- CUSTODIANS MAY VARY. UPON RECEIPT OF T- HE VOTING INSTRUCTION, IT IS POSSIBLE THAT A MARKER MAY BE PLACED ON YOUR SHAR-ES TO ALLOW FOR RECONCILIATION AND RE- REGISTRATION FOLLOWING A TRADE. IF YOU H-AVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR CLIENT SERVICE REPRE-SENTATIVE.    Non-Voting          N

CMMT

    PLEASE NOTE THAT THIS IS THE PART II OF THE MEETING NOTICE SENT UNDER MEETING- 151749, INCLUDING THE AGENDA. TO VOTE IN THE UPCOMING MEETING, YOUR NAME MUST- BE NOTIFIED TO THE COMPANY REGISTRAR AS BENEFICIAL OWNER BEFORE THE RE-REGISTR- ATION DEADLINE. PLEASE NOTE THAT THOSE INSTRUCTIONS THAT ARE SUBMITTED AFTER T-HE CUTOFF DATE WILL BE PROCESSED ON A BEST EFFORT BASIS. THANK YOU.    Non-Voting          N

1.1

    Approval of the Annual Report, the financial statements of Nestle S.A. and the consolidated financial statements of the Nestle Group for 2012    Management    For    For    Y

1.2

    Acceptance of the Compensation Report 2012 (advisory vote)    Management    For    For    Y

2

    Release of the members of the Board of Directors and of the Management    Management    For    For    Y

3

    Appropriation of profits resulting from the balance sheet of Nestle S.A. (proposed dividend) for the financial year 2012    Management    For    For    Y

4.1.1

    Re-elections to the Board of Directors: Mr. Peter Brabeck-Letmathe    Management    For    For    Y

4.1.2

    Re-elections to the Board of Directors: Mr. Steven G. Hoch    Management    For    For    Y

4.1.3

    Re-elections to the Board of Directors: Ms. Titia de Lange    Management    For    For    Y

4.1.4

    Re-elections to the Board of Directors: Mr. Jean- Pierre Roth    Management    For    For    Y

4.2

    Election to the Board of Directors Ms. Eva Cheng    Management    For    For    Y

4.3

    Re-election of the statutory auditors KPMG SA, Geneva branch    Management    For    For    Y

CMMT

    IN THE EVENT OF A NEW OR MODIFIED PROPOSAL BY A SHAREHOLDER DURING THE GENERAL-MEETING, I INSTRUCT THE INDEPENDENT REPRESENTATIVE TO VOTE ACCORDING TO THE F-OLLOWING INSTRUCTION: 1 OPTION EITHER 5.A, 5.B OR 5.C NEED TO BE INSTRUCTED (W-ITH YES) TO SHOW, WHICH VOTING OPTION INVESTOR CHOSE IN THE EVENT OF NEW OR MO-DIFIED PROPOSALS    Non-Voting          N

5.A

    MANAGEMENT RECOMMENDS A FOR VOTE ON THIS PROPOSAL: Vote in accordance with the proposal of the Board of Directors    Shareholder    For    Against    Y

5.B

    Vote against the proposal of the Board of Directors    Shareholder          N

5.C

    Abstain    Shareholder          N

 

NIPPON TELEGRAPH AND TELEPHONE CORPORATION

Security    J59396101       Meeting Type    Annual General Meeting
Ticker Symbol    9432       Meeting Date    25-Jun-2013
ISIN    JP3735400008       Agenda    704574020 - Management
City    TOKYO       Holding Recon Date    31-Mar-2013
Country    Japan       Vote Deadline Date    23-Jun-2013
SEDOL(s)    0641186 - 5168602 - 6641373 - B1570S0       Quick Code    94320

 

Item

   

Proposal

   

Type

   

Vote

   

For/Against
Management

   

Fund Vote
(Y/N)

   Please reference meeting materials.    Non-Voting          N

1

    Approve Appropriation of Surplus    Management    For    For    Y

 

NOVARTIS AG, BASEL

Security    H5820Q150       Meeting Type    Annual General Meeting
Ticker Symbol    NOVN       Meeting Date    22-Feb-2013
ISIN    CH0012005267       Agenda    704248803 - Management
City    BASEL       Holding Recon Date    19-Feb-2013
Country    Switzerland       Vote Deadline Date    18-Feb-2013
SEDOL(s)    7103065 - 7105083 - B01DMY5 - B10S3M3       Quick Code   

 

Item

   

Proposal

   

Type

   

Vote

   

For/Against
Management

   

Fund Vote
(Y/N)

CMMT

    BLOCKING OF REGISTERED SHARES IS NOT A LEGAL REQUIREMENT IN THE SWISS MARKET,- SPECIFIC POLICIES AT THE INDIVIDUAL SUB- CUSTODIANS MAY VARY. UPON RECEIPT OF T- HE VOTING INSTRUCTION, IT IS POSSIBLE THAT A MARKER MAY BE PLACED ON YOUR SHAR-ES TO ALLOW FOR RECONCILIATION AND RE- REGISTRATION FOLLOWING A TRADE. IF YOU H-AVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR CLIENT SERVICE REPRE-SENTATIVE.    Non-Voting          N

CMMT

    PLEASE NOTE THAT THIS IS THE PART II OF THE MEETING NOTICE SENT UNDER MEETING- 151755, INCLUDING THE AGENDA. TO VOTE IN THE UPCOMING MEETING, YOUR NAME MUST- BE NOTIFIED TO THE COMPANY REGISTRAR AS BENEFICIAL OWNER BEFORE THE RE-REGISTR- ATION DEADLINE. PLEASE NOTE THAT THOSE INSTRUCTIONS THAT ARE SUBMITTED AFTER T-HE CUTOFF DATE WILL BE PROCESSED ON A BEST EFFORT BASIS. THANK YOU.    Non-Voting          N

A.1

    Approval of the Annual Report, the Financial Statements of Novartis AG and the Group Consolidated Financial Statements for the Business Year 2012: Under this item, the Board of Directors proposes approval of the Annual Report the Financial Statements of Novartis AG and the Group Consolidated Financial Statements for the Business Year 2012    Management    For    For    Y

A.2

    Discharge from Liability of the Members of the Board of Directors and the Executive Committee: Under this item, the Board of Directors proposes discharge from liability of its members and those of the Executive Committee for the business year 2012    Management    For    For    Y

A.3

    Appropriation of Available Earnings of Novartis AG and Declaration of Dividend: Under this item, the Board of Directors proposes to use the available earnings of Novartis AG of 2012 for the purpose of distributing a gross dividend of CHF 2.30 per share as follows This will result in a payout ratio of 65% of the Group’s consolidated net income expressed in USD.(as specified) Payout ratio is calculated by converting into USD the proposed total gross dividend amount in CHF at the CHF-USD exchange rate of December 31, 2012 based on an estimated number of shares outstanding on dividend payment    Management    For    For    Y
   date and dividing it by the USD consolidated net income attributable to shareholders of Novartis AG based on the 2012 Novartis Group consolidated financial statements. No dividend will be declared on treasury shares held by Novartis AG and certain other treasury shares held by other Group companies            

A.4

    Consultative Vote on the Compensation System: Under this item, the Board of Directors proposes that the newly proposed Compensation System of Novartis be endorsed (non-binding consultative vote)    Management    For    For    Y

A.5.1

    Election of Verena A. Briner, M.D: Under this item, the Board of Directors proposes the election of Verena A. Briner, M.D., for a three-year term    Management    For    For    Y

A.5.2

    Election of Joerg Reinhardt, Ph.D: Under this item, the Board of Directors proposes the election of Joerg Reinhardt Ph.D., for a term of office beginning on August 1, 2013 and ending on the day of the Annual General Meeting in 2016    Management    For    For    Y

A.5.3

    Election of Charles L. Sawyers, M.D: Under this item, the Board of Directors proposes the election of Charles L. Sawyers, M.D., for a three-year term    Management    For    For    Y

A.5.4

    Election of William T. Winters: Under this item, the Board of Directors proposes the election of William T. Winters for a three-year term    Management    For    For    Y

A.6

    Appointment of the Auditor: Under this item, the Board of Directors proposes the re-election of PricewaterhouseCoopers AG as auditor of Novartis AG for one year    Management    For    For    Y

B

    If additional and/or counter-proposals are proposed at the Annual General Meeting    Management    Abstain    For    Y

CMMT

    PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION IN RESOLUTION A.3. IF-YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLE-SS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.    Non-Voting          N

 

NOVO NORDISK A/S, BAGSVAERD

Security    K7314N152       Meeting Type    Annual General Meeting
Ticker Symbol    NOVOB       Meeting Date    20-Mar-2013
ISIN    DK0060102614       Agenda    704278476 - Management

City    COPENHAGEN V       Holding Recon Date    13-Mar-2013
Country    Denmark       Vote Deadline Date    12-Mar-2013
SEDOL(s)    3035322 - 7077524 - 7250035       Quick Code   

 

Item

   

Proposal

   

Type

   

Vote

   

For/Against
Management

   

Fund Vote
(Y/N)

CMMT

    IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE-REPRESENTATIVE    Non-Voting          N

CMMT

    PLEASE NOTE THAT IF THE CHAIRMAN OF THE BOARD OR A BOARD MEMBER IS APPOINTED- AS PROXY, WHICH IS OFTEN THE CASE, CLIENTS CAN ONLY EXPECT THEM TO ACCEPT- PRO-MANAGEMENT VOTES. THE ONLY WAY TO GUARANTEE THAT ABSTAIN AND/OR AGAINST- VOTES ARE REPRESENTED AT THE MEETING IS TO SEND YOUR OWN REPRESENTATIVE. THE- SUB CUSTODIAN BANKS OFFER REPRESENTATION SERVICES FOR AN ADDED FEE IF-REQUESTED. THANK YOU    Non-Voting          N

CMMT

    PLEASE BE ADVISED THAT SOME OF SUBCUSTODIANS IN DENMARK REQUIRE THE SHARES TO-BE REGISTERED IN SEGREGATED ACCOUNTS BY REGISTRATION DEADLINE IN ORDER TO-PROVIDE VOTING SERVICE. PLEASE CONTACT YOUR GLOBAL CUSTODIAN TO FIND OUT IF-THIS REQUIREMENT APPLIES TO YOUR SHARES AND, IF SO, YOUR SHARES ARE- REGISTERED IN A SEGREGATED ACCOUNT FOR THIS GENERAL MEETING.    Non-Voting          N

2

    Adoption of the audited Annual Report 2012    Management    For    For    Y

3.1

    Approve remuneration of directors for 2012 in the aggregate amount of DKK 9.4 million    Management    For    For    Y

3.2

    Approve remuneration of directors for 2013 in the amount of DKK 1.5 million for chairman, DKK 1 million for vice chairman, and base amount of DKK 500,000 for other members approve remuneration for committee work    Management    For    For    Y

4

    Approve allocation of income and dividends of DKK 18 per share    Management    For    For    Y

5.1

    The Board of Directors proposes election of Goran Ando as chairman    Management    For    For    Y

5.2

    The Board of Directors proposes election of Jeppe Christiansen as vice chairman    Management    For    For    Y

5.3.a

    Election of other members to the Board of Directors: Bruno Angelici    Management    For    For    Y

5.3.b

    Election of other members to the Board of Directors: Henrik Gurtler    Management    For    For    Y

5.3.c

    Election of other members to the Board of Directors: Liz Hewitt    Management    For    For    Y

5.3.d

    Election of other members to the Board of Directors: Thomas Paul Koestler    Management    For    For    Y

5.3.e

    Election of other members to the Board of Directors: Hannu Ryopponen    Management    For    For    Y

6

    Re-appointment of PricewaterhouseCoopers as auditor    Management    For    For    Y

7.1

    Proposals from the Board of Directors: Reduction of the Company’s B share capital from DKK 452,512,800 to DKK 442,512,800    Management    For    For    Y

7.2

    Proposals from the Board of Directors: approve creation of up to DKK 78 million pool of capital with or without pre-emptive rights    Management    For    For    Y

7.3

    Proposals from the Board of Directors: Authorisation of the Board of Directors to allow the Company to repurchase own shares    Management    For    For    Y

7.4

    Proposals from the Board of Directors: Adoption of revised Remuneration Principles    Management    For    For    Y

CMMT

    PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN TEXT OF RESOLUTIONS 3.1,-3.2, 4 AND 7.2. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN T-HIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YO-U.    Non-Voting          N

 

OMRON CORPORATION

Security    J61374120       Meeting Type    Annual General Meeting
Ticker Symbol    6645       Meeting Date    20-Jun-2013
ISIN    JP3197800000       Agenda    704545877 - Management
City    KYOTO       Holding Recon Date    31-Mar-2013
Country    Japan       Vote Deadline Date    18-Jun-2013
SEDOL(s)    5835735 - 6659428 - B02K7H3 - B1CDDC6 - B5PZ640       Quick Code    66450

 

Item

   

Proposal

   

Type

   

Vote

   

For/Against
Management

   

Fund Vote
(Y/N)

   Please reference meeting materials.    Non-Voting          N

1

    Approve Appropriation of Surplus    Management    For    For    Y

2.1

    Appoint a Director    Management    For    For    Y

2.2

    Appoint a Director    Management    For    For    Y

2.3

    Appoint a Director    Management    For    For    Y

2.4

    Appoint a Director    Management    For    For    Y

2.5

    Appoint a Director    Management    For    For    Y

2.6

    Appoint a Director    Management    For    For    Y

2.7

    Appoint a Director    Management    For    For    Y

3.1

    Appoint a Corporate Auditor    Management    For    For    Y

3.2

    Appoint a Corporate Auditor    Management    For    For    Y

4

    Appoint a Substitute Corporate Auditor    Management    For    For    Y

5

    Approve Payment of Bonuses to Directors    Management    For    For    Y

 

OMV AG, WIEN

Security    A51460110       Meeting Type    ExtraOrdinary General Meeting
Ticker Symbol    OMV       Meeting Date    09-Oct-2012
ISIN    AT0000743059       Agenda    704056084 - Management
City    VIENNA       Holding Recon Date    29-Sep-2012
Country    Austria       Vote Deadline Date    01-Oct-2012
SEDOL(s)    4651459 - 5179950 - 5788873 - B02Q7Q0 - B28L3V0 - B827G28       Quick Code   

 

Item

   

Proposal

   

Type

   

Vote

   

For/Against
Management

   

Fund Vote
(Y/N)

1

    Election of one member to supervisory board    Management    For    For    Y

 

OMV AG, WIEN

Security    A51460110       Meeting Type    Annual General Meeting
Ticker Symbol    OMV       Meeting Date    15-May-2013
ISIN    AT0000743059       Agenda    704441079 - Management
City    VIENNA       Holding Recon Date    03-May-2013
Country    Austria       Vote Deadline Date    06-May-2013
SEDOL(s)    4651459 - 5179950 - 5788873 - B02Q7Q0 - B28L3V0       Quick Code   

 

Item

   

Proposal

   

Type

   

Vote

   

For/Against
Management

   

Fund Vote
(Y/N)

CMMT

    PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 186320 DUE TO CHANGE IN VO- TING STATUS AND SPLITTING OF RESOLUTION. ALL VOTES RECEIVED ON THE PREVIOUS ME- ETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTI- CE. THANK YOU.    Non-Voting          N

CMMT

    PLEASE NOTE THAT THE MEETING HAS BEEN SET UP USING THE RECORD DATE 03 MAY 2013-WHICH AT THIS TIME WE ARE UNABLE TO SYSTEMATICALLY UPDATE. THE TRUE RECORD DA-TE FOR THIS MEETING IS 05 MAY 2013. THANK YOU    Non-Voting          N

1

    Submission of the adopted individual financial statements 2012, directors’ rep-ort and corporate governance report, the consolidated financial statements 201-2 and group directors’ report, the proposal of appropriation of the profit and-the report of the Supervisory Board for the financial year 2012    Non-Voting          N

2

    Approve allocation of income and dividends of EUR 1.20 per share    Management    For    For    Y

3

    Resolution on the discharge of the Executive Board members for the financial year 2012    Management    For    For    Y

4

    Resolution on the discharge of the Supervisory Board members for the financial year 2012    Management    For    For    Y

5

    Resolution on the remuneration of the Supervisory Board members for the financial year 2012    Management    For    For    Y

6

    Appointment of the auditor and Group auditor for the financial year 2013: Ernst Young AG    Management    For    For    Y

7.i

    Resolutions on the Long Term Incentive Plan 2013 and    Management    For    For    Y

7.ii

    Resolutions on the Matching Share Plan 2013    Management    For    For    Y

8

    Resolution on the amendment of the articles of association to comply with the Company Law Amendment Act 2011    Management    For    For    Y

 

ORICA LTD

Security    Q7160T109       Meeting Type    Annual General Meeting
Ticker Symbol    ORI       Meeting Date    31-Jan-2013
ISIN    AU000000ORI1       Agenda    704207554 - Management
City    SOUTH WHARF       Holding Recon Date    29-Jan-2013
Country    Australia       Vote Deadline Date    23-Jan-2013
SEDOL(s)    5699072 - 6458001 - B02P488       Quick Code   

 

Item

   

Proposal

   

Type

   

Vote

   

For/Against
Management

   

Fund Vote
(Y/N)

CMMT

    VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 3, 4 AND 5 AND VOTES-CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE- PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED- BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE- “ABSTAIN”) ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU ACKNOWLEDGE THAT-YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE-RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON PROPOSALS (3, 4 AND 5),-YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER EXPECT TO OBTAIN-BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE-VOTING EXCLUSION.    Non-Voting          N

2.1

    Re-election of Michael Tilley as a Director    Management    For    For    Y

2.2

    Re-election of Nora Scheinkestel as a Director    Management    For    For    Y

3

    Adoption of the Remuneration Report    Management    For    For    Y

4

    Grant of shares to Managing Director under the Long Term Equity Incentive Plan    Management    For    For    Y

5

    Grant of shares to Finance Director under the Long Term Equity Incentive Plan    Management    For    For    Y

ORIX CORPORATION

Security    J61933123       Meeting Type    Annual General Meeting
Ticker Symbol    8591       Meeting Date    25-Jun-2013
ISIN    JP3200450009       Agenda    704573749 - Management
City    TOKYO       Holding Recon Date    31-Mar-2013
Country    Japan       Vote Deadline Date    23-Jun-2013
SEDOL(s)   

5878149 - 6661144 - B16TK18 -

B1CDDD7

       Quick Code    85910

 

Item

   

Proposal

   

Type

   

Vote

   

For/Against
Management

   

Fund Vote
(Y/N)

   Please reference meeting materials.    Non-Voting          N

1.1

    Appoint a Director    Management    For    For    Y

1.2

    Appoint a Director    Management    For    For    Y

1.3

    Appoint a Director    Management    For    For    Y

1.4

    Appoint a Director    Management    For    For    Y

1.5

    Appoint a Director    Management    For    For    Y

1.6

    Appoint a Director    Management    For    For    Y

1.7

    Appoint a Director    Management    For    For    Y

1.8

    Appoint a Director    Management    For    For    Y

1.9

    Appoint a Director    Management    For    For    Y

1.10

    Appoint a Director    Management    For    For    Y

1.11

    Appoint a Director    Management    For    For    Y

1.12

    Appoint a Director    Management    For    For    Y

1.13

    Appoint a Director    Management    For    For    Y

 

POWER ASSETS HOLDINGS LTD

Security    Y7092Q109       Meeting Type    Annual General Meeting
Ticker Symbol    0006       Meeting Date    20-May-2013
ISIN    HK0006000050       Agenda    704378365 - Management
City    HONG KONG       Holding Recon Date    13-May-2013
Country    Hong Kong       Vote Deadline Date    14-May-2013
SEDOL(s)   

5559121 - 6435327 - B01Y549 -

B16TW45

       Quick Code   

 

Item

   

Proposal

   

Type

   

Vote

   

For/Against
Management

   

Fund Vote
(Y/N)

CMMT

    PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/sehk/20 13/0403/LTN20130403260.pdf-AND- http://www.hkexnews.hk/listedco/listconews/sehk/20 13/0403/LTN20130403051.pdf    Non-Voting          N

CMMT

    PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF “ABSTAIN” WILL BE TREATED- THE SAME AS A “TAKE NO ACTION” VOTE.    Non-Voting          N

1

    To receive the audited Financial Statements and the Reports of the Directors and Auditor for the year ended 31st December 2012    Management    For    For    Y

2

    To declare a final dividend    Management    For    For    Y

3.a

    To elect Mr. Chan Loi Shun as a Director    Management    For    For    Y

3.b

    To elect Mr. Fong Chi Wai, Alex as a Director    Management    For    For    Y

3.c

    To elect Mr. Lee Lan Yee, Francis as a Director    Management    For    For    Y

3.d

    To elect Mr. Frank John Sixt as a Director    Management    For    For    Y

4

    To re-appoint KPMG as Auditor of the Company and to authorise the Directors to fix the Auditor’s remuneration    Management    For    For    Y

5

    To pass Resolution 5 of the Notice of Annual General Meeting (“AGM Notice”) - to give a general mandate to the Directors to issue and dispose of additional shares not exceeding 20% of the issued share capital of the Company    Management    For    For    Y

6

    To pass Resolution 6 of the AGM Notice - to give a general mandate to the Directors to repurchase shares not exceeding 10% of the issued share capital of the Company    Management    For    For    Y

7

    To pass Resolution 7 of the AGM Notice - to add the number of shares repurchased to the general mandate given to the Directors to issue additional shares    Management    For    For    Y

 

PPR SA, PARIS

Security    F7440G127       Meeting Type    MIX
Ticker Symbol    KER       Meeting Date    18-Jun-2013
ISIN    FR0000121485       Agenda    704481578 - Management
City    PARIS       Holding Recon Date    12-Jun-2013
Country    France       Vote Deadline Date    07-Jun-2013
SEDOL(s)   

4703844 - 5505072 - 5786372 -

7166228 - B030Q86 - B043CN1 -

B10SPD8 - B1NSK52

       Quick Code   

 

Item

   

Proposal

   

Type

   

Vote

   

For/Against
Management

   

Fund Vote
(Y/N)

CMMT

    PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE “FOR”- AND “AGAINST” A VOTE OF “ABSTAIN” WILL BE TREATED AS AN “AGAINST” VOTE.    Non-Voting          N

CMMT

    THE FOLLOWING APPLIES TO NON-RESIDENT SHAREOWNERS ONLY: PROXY CARDS: VOTING-INSTRUCTIONS WILL BE FORWARDED TO THE GLOBAL CUSTODIANS ON THE VOTE DEADLINE-DATE. IN CAPACITY AS REGISTERED INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN-THE PROXY CARDS AND FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE-INFORMATION, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE    Non-Voting          N

CMMT

    PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY CLIC- KING ON THE MATERIAL URL LINK: https://balo.journal-officiel.gouv.fr/pdf/2013/- 0503/201305031301814.pdf. PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT O-F ADDITIONAL URL: https://balo.journal- officiel.gouv.fr/pdf/2013/0527/20130527- 1302669.pdf. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS- PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.    Non-Voting          N

E.1

    Amendment to Article 2 of the Bylaws of the Company-Corporate Name    Management    For    For    Y

E.2

    Amendment to Article 8 of the Bylaws of the Company - Rights attached to each share    Management    For    For    Y

E.3

    Amendment to Article 22 of the Bylaws of the Company -Corporate financial statements    Management    For    For    Y

O.4

    Approval of the annual corporate financial statements for the financial year 2012    Management    For    For    Y

O.5

    Approval of the consolidated financial statements for the financial year 2012    Management    For    For    Y

O.6

    Allocation of income and distribution of the dividend    Management    For    For    Y

O.7

    Renewal of term of Mr. Francois Jean-Henri Pinault as Director    Management    For    For    Y

O.8

    Renewal of term of Mr. Baudouin Prot as Director    Management    For    For    Y

O.9

    Renewal of term of Mrs. Patricia Barbizet as Director    Management    For    For    Y

O.10

    Renewal of term of Mr. Jean-Francois Palus as Director    Management    For    For    Y

O.11

    Agreements pursuant to Articles L.225-38 et seq. of the Commercial Code    Management    For    For    Y

O.12

    Commitment pursuant to Articles L.225-38 and L.225-42-1 of the Commercial Code regarding Mr. Jean-Francois Palus    Management    For    For    Y

O.13

    Authorization granted to the Board of Directors for an 18-month period to allow the Company to trade its own shares    Management    For    For    Y

E.14

    Authorization to reduce capital by cancellation of shares    Management    For    For    Y

E.15

    Delegation of authority for a 26-month period to be granted to issue shares or other securities with preferential subscription rights    Management    For    For    Y

E.16

    Delegation of authority for a 26-month period to increase share capital by incorporation of reserves, profits or premiums    Management    For    For    Y

E.17

    Delegation of authority for a 26-month period to be granted to issue shares or other securities with cancellation of preferential subscription rights through public offering    Management    For    For    Y

E.18

    Delegation of authority for a 26-month period to be granted to issue shares or other securities with cancellation of preferential subscription rights through private placement    Management    For    For    Y

E.19

    Authorization to set the issue price of shares and/or securities giving access to capital under certain conditions, up to the limit of 10% of capital per year in case of a capital increase by issuing shares-with cancellation of preferential subscription rights    Management    For    For    Y

E.20

    Authorization to increase the number of shares or securities to be issued in case of capital increase with or without preferential subscription rights    Management    For    For    Y

E.21

    Authorization to increase share capital, in consideration for in-kind contributions comprised of equity securities or securities giving access to capital up to a limit of 10% of capital    Management    For    For    Y

E.22

    Authorization to increase share capital by issuing shares or other securities giving access to capital with cancellation of preferential subscription rights reserved for employees and former employees who are members of a savings plan    Management    For    For    Y

E.23

    Authorization granted to the Board of Directors to carry out free allocations of shares existing and/or to be issued to employees and corporate officers, carrying waiver by shareholders of their preferential subscription rights    Management    For    For    Y

OE.24

    Powers to carry out all legal formalities    Management    For    For    Y

 

PUBLICIS GROUPE SA, PARIS

Security    F7607Z165       Meeting Type    MIX
Ticker Symbol    PUB       Meeting Date    29-May-2013
ISIN    FR0000130577       Agenda    704448857 - Management
City    PARIS       Holding Recon Date    23-May-2013
Country    France       Vote Deadline Date    20-May-2013
SEDOL(s)   

4380429 - 4380548 - B030QB9 -

B043CD1 - B28LGL1

       Quick Code   

 

Item

   

Proposal

   

Type

   

Vote

   

For/Against
Management

   

Fund Vote
(Y/N)

CMMT

    PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE “FOR”- AND “AGAINST” A VOTE OF “ABSTAIN” WILL BE TREATED AS AN “AGAINST” VOTE.    Non-Voting          N

CMMT

    THE FOLLOWING APPLIES TO NON-RESIDENT SHAREOWNERS ONLY: PROXY CARDS: VOTING-INSTRUCTIONS WILL BE FORWARDED TO THE GLOBAL CUSTODIANS ON THE VOTE DEADLINE-DATE. IN CAPACITY AS REGISTERED INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN-THE PROXY CARDS AND FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE-INFORMATION, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE    Non-Voting          N

CMMT

    PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY- CLICKING ON THE MATERIAL URL LINK:- https://balo.journal- officiel.gouv.fr/pdf/2013/0422/201304221301453.pdf    Non-Voting          N

O.1

    Approval of the corporate financial statements for the 2012 financial year    Management    For    For    Y

O.2

    Approval of the consolidated financial statements for the 2012 financial year    Management    For    For    Y

O.3

    Allocation of income and setting the dividend    Management    For    For    Y

O.4

    Option for payment of the dividend in cash or in shares    Management    For    For    Y

O.5

    Special report of the Statutory Auditors on the regulated agreements and commitments    Management    For    For    Y

O.6

    Appointment of Mr. Jean Charest as Supervisory Board member    Management    For    For    Y

O.7

    Renewal of term of the company Ernst & Young et Autres as principal Statutory Auditor    Management    For    For    Y

O.8

    Renewal of term of the company Auditex as deputy Statutory Auditor    Management    For    For    Y

O.9

    Advisory opinion on the mechanisms of remuneration of Mrs. Elisabeth Badinter, Chairman of the Supervisory Board    Management    For    For    Y

O.10

    Advisory opinion on the mechanisms of remuneration of Mr. Maurice Levy, Chairman of the Executive Board    Management    For    For    Y

O.11

    Authorization to be granted to the Executive Board to allow the Company to trade its own shares    Management    For    For    Y

E.12

    Authorization to be granted to the Executive Board to reduce capital by cancellation of treasury shares    Management    For    For    Y

E.13

    Authorization to be granted to the Executive Board to issue shares or equity securities without preferential subscription rights with powers to set the issue price    Management    For    For    Y

E.14

    Delegation of authority to be granted to the Executive Board to issue shares or securities, in consideration for in-kind contributions granted to the Company up to the limit of 10% of share capital    Management    For    For    Y

E.15

    Authorization to be granted to the Executive Board to grant share subscription and/or purchase options to employees and/or corporate executive officers of the Company or Group companies    Management    For    For    Y

E.16

    Delegation of authority to be granted to the Executive Board to decide to issue equity securities or securities giving access to capital of the Company with cancellation of preferential subscription rights in favor of members of a company savings plan    Management    For    For    Y

E.17

    Delegation of authority to be granted to the Executive Board to decide to issue share or securities giving access to capital with cancellation of preferential subscription rights in favor of some categories of beneficiaries    Management    For    For    Y

E.18

    Amendment to Article 13 II of the bylaws of the Company regarding the term of office and term renewal of Supervisory Board members    Management    For    For    Y

E.19

    Amendment to Article 19 “General points” of the bylaws of the Company to allow public viewing of the General Meeting, including on Internet    Management    For    For    Y

E.20

    Amendment to Article 20 “Representation and admission to General Meetings” of the bylaws of the Company to allow participation in General Meetings by means of remote transmission    Management    For    For    Y

E.21

    Amendment to Article 21 “Administration, attendance sheets, votes” of the bylaws of the Company in order to introduce remote electronic voting for shareholders    Management    For    For    Y

O.22

    Powers to carry out all legal formalities    Management    For    For    Y

 

RIO TINTO LTD

Security    Q81437107       Meeting Type    Annual General Meeting
Ticker Symbol    RIO       Meeting Date    09-May-2013
ISIN    AU000000RIO1       Agenda    704326950 - Management
City    SYDNEY       Holding Recon Date    07-May-2013
Country    Australia       Vote Deadline Date    01-May-2013
SEDOL(s)   

5782068 - 6220103 - 6227513 -

B02PBV0

       Quick Code   

 

Item

   

Proposal

   

Type

   

Vote

   

For/Against
Management

   

Fund Vote
(Y/N)

CMMT

    VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 2 AND 17 AND VOTES CAST- BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE- PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED- BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE- “ABSTAIN”) ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU ACKNOWLEDGE THAT-YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE-RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON PROPOSALS (2 AND 17), YOU-ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER EXPECT TO OBTAIN-BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE-VOTING EXCLUSION.    Non-Voting          N

1

    Receipt of the 2012 Annual report    Management    For    For    Y

2

    Approval of the Remuneration report    Management    For    For    Y

3

    To re-elect Robert Brown as a director    Management    For    For    Y

4

    To re-elect Vivienne Cox as a director    Management    For    For    Y

5

    To re-elect Jan du Plessis as a director    Management    For    For    Y

6

    To re-elect Guy Elliott as a director    Management    For    For    Y

7

    To re-elect Michael Fitzpatrick as a director    Management    For    For    Y

8

    To re-elect Ann Godbehere as a director    Management    For    For    Y

9

    To re-elect Richard Goodmanson as a director    Management    For    For    Y

10

    To re-elect Lord Kerr as a director    Management    For    For    Y

11

    To re-elect Chris Lynch as a director    Management    For    For    Y

12

    To re-elect Paul Tellier as a director    Management    For    For    Y

13

    To re-elect John Varley as a director    Management    For    For    Y

14

    To re-elect Sam Walsh as a director    Management    For    For    Y

15

    Re-appointment of PricewaterhouseCoopers LLP as auditors of Rio Tinto plc    Management    For    For    Y

16

    Remuneration of auditors of Rio Tinto plc    Management    For    For    Y

17

    Approval of the Performance Share Plan 2013    Management    For    For    Y

18

    Renewal of off-market and on-market share buyback authorities    Management    For    For    Y

CMMT

    PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF AUDITOR NAME, RECORD DAT- E AND CHANGE IN TEXT OF RESOLUTION 10. IF YOU HAVE ALREADY SENT IN YOUR VOTES,- PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL-INSTRUCTIONS. THANK YOU.    Non-Voting          N

 

RIO TINTO PLC, LONDON

Security    G75754104       Meeting Type    Annual General Meeting
Ticker Symbol    RIO       Meeting Date    18-Apr-2013
ISIN    GB0007188757       Agenda    704326998 - Management
City    LONDON       Holding Recon Date    16-Apr-2013
Country    United Kingdom       Vote Deadline Date    12-Apr-2013
SEDOL(s)   

0718875 - 4718699 - 5725676 -

6720595 - B02T7C5 - B0CRGK0

       Quick Code   

Item

   

Proposal

   

Type

   

Vote

   

For/Against
Management

   

Fund Vote
(Y/N)

1

    Receipt of the 2012 Annual report    Management    For    For    Y

2

    Approval of the Remuneration report    Management    For    For    Y

3

    To re-elect Robert Brown as a director    Management    For    For    Y

4

    To re-elect Vivienne Cox as a director    Management    For    For    Y

5

    To re-elect Jan du Plessis as a director    Management    For    For    Y

6

    To re-elect Guy Elliott as a director    Management    For    For    Y

7

    To re-elect Michael Fitzpatrick as a director    Management    For    For    Y

8

    To re-elect Ann Godbehere as a director    Management    For    For    Y

9

    To re-elect Richard Goodmanson as a director    Management    For    For    Y

10

    To re-elect Lord Kerr as a director    Management    For    For    Y

11

    To re-elect Chris Lynch as a director    Management    For    For    Y

12

    To re-elect Paul Tellier as a director    Management    For    For    Y

13

    To re-elect John Varley as a director    Management    For    For    Y

14

    To re-elect Sam Walsh as a director    Management    For    For    Y

15

    Re-appointment of auditors: To re-appoint PricewaterhouseCoopers LLP as auditors of the Company to hold office until the conclusion of the next annual general meeting at which accounts are laid before the Company    Management    For    For    Y

16

    Remuneration of auditors    Management    For    For    Y

17

    Approval of the Performance Share Plan 2013    Management    For    For    Y

18

    General authority to allot shares    Management    For    For    Y

19

    Disapplication of pre-emption rights    Management    For    For    Y

20

    Authority to purchase Rio Tinto plc shares    Management    For    For    Y

21

    Notice period for general meetings other than annual general meetings    Management    For    For    Y

 

ROLLS-ROYCE HOLDINGS PLC, LONDON

Security    G76225104       Meeting Type    Annual General Meeting
Ticker Symbol    RR.       Meeting Date    02-May-2013
ISIN    GB00B63H8491       Agenda    704332701 - Management
City    LONDON       Holding Recon Date    30-Apr-2013
Country    United Kingdom       Vote Deadline Date    26-Apr-2013
SEDOL(s)    B3YL8G1 - B4M1901 - B63H849       Quick Code   

 

Item

   

Proposal

   

Type

   

Vote

   

For/Against
Management

   

Fund Vote
(Y/N)

1

    That the directors’ report and the audited financial statements for the year ended 31 December 2012 be received    Management    For    For    Y

2

    That the directors’ remuneration report for the year ended 31 December 2012 be approved    Management    For    For    Y

3

    That Ian Davis be elected as a director of the Company    Management    For    For    Y

4

    That Jasmin Staiblin be elected as a director of the Company    Management    For    For    Y

5

    That John Rishton be re-elected as a director of the Company    Management    For    For    Y

6

    That Dame Helen Alexander be re-elected as a director of the Company    Management    For    For    Y

7

    That Lewis Booth CBE be re-elected as a director of the Company    Management    For    For    Y

8

    That Sir Frank Chapman be re-elected as a director of the Company    Management    For    For    Y

9

    That Iain Conn be re-elected as a director of the Company    Management    For    For    Y

10

    That James Guyette be re-elected as a director of the Company    Management    For    For    Y

11

    That John McAdam be re-elected as a director of the Company    Management    For    For    Y

12

    That Mark Morris be re-elected as a director of the Company    Management    For    For    Y

13

    That John Neill CBE be re-elected as a director of the Company    Management    For    For    Y

14

    That Colin Smith CBE be re-elected as a director of the Company    Management    For    For    Y

15

    That KPMG Audit Plc be reappointed as the Company’s auditor to hold office until the conclusion of the next general meeting at which financial statements are laid before the Company    Management    For    For    Y

16

    That the directors be authorised to agree the auditor’s remuneration    Management    For    For    Y

17

    That, the directors be and are hereby authorised: a)on one or more occasions, to capitalise such sums as they may determine from time to time but not exceeding the aggregate nominal sum of GBP 500 million standing to the credit of the Company’s merger reserve, capital redemption reserve and/or such other reserves as the Company may legally use in paying up in full at par, up to 500 billion non- cumulative redeemable preference shares in the    Management    For    For    Y
   capital of the Company with a nominal value of 0.1 pence each (C Shares) from time to time having the rights and being subject to the restrictions contained in the Articles of Association (the Articles) of the Company from time to time or any other terms and conditions approved by the directors from time to time; b) pursuant to Section 551 of the Companies Act 2006 (the Act), to CONTD            

CONT

    CONTD exercise all powers of the Company to allot and issue C Shares credited-as fully paid up to an aggregate nominal amount of GBP 500 million to the-holders of ordinary shares of 20 pence each in the capital of the Company on-the register of members of the Company on any dates determined by the-directors from time to time and on the basis of the number of C Shares for-every ordinary share held as may be determined by the directors from time to-time; and provided that the authority conferred by this resolution shall-expire at the end of the 2014 AGM of the Company or 15 months after the date-on which this resolution is passed (whichever is the earlier) and so that-such authority shall be additional to, and without prejudice to, the- unexercised portion of any other authorities and powers granted to the-directors, and CONTD    Non-Voting          N

CONT

    CONTD any resolution passed prior to the date of passing of this resolution;-and c) to do all acts and things they may consider necessary or desirable to- give effect to this resolution and to satisfy any entitlement to C Shares-howsoever arising    Non-Voting          N

18

    That the Company and any company which is or becomes a subsidiary of the Company during the period to which this resolution is effective be and is hereby authorised to: a)make donations to political parties and/or independent election candidates; b) make donations to political organisations other than political parties; and c) incur political expenditure during the period commencing on the date of this resolution and ending on the date of the 2014 AGM or 15 months after the date on which this resolution is passed (whichever is the earlier), provided that in each case any such donations and expenditure made by the Company or by any such subsidiary shall not exceed GBP 25,000 per company and the aggregate of those made by the Company and any such subsidiary shall not exceed GBP 50,000. For the purposes of this resolution, CONTD    Management    For    For    Y

CONT

    CONTD the terms ‘political donation’, ‘political parties’, ‘independent-election candidates’, ‘political organisation’ and ‘political expenditure’-have the meanings given by Part 14 of the Act    Non-Voting          N

19

    That: a) the first Section 551 amount as defined in article 12 of the Articles shall be GBP 124,821,118; and b)the second Section 551 amount as defined in article 12 of the Articles shall be GBP 249,642,235; and c) the prescribed period as defined in article 12 of the Articles for which the authorities conferred by this resolution are given shall be a period expiring (unless previously renewed, varied or revoked by the Company in general meeting) at the end of the 2014 AGM of the Company or 15 months after the date on which this resolution is passed (whichever is the earlier)    Management    For    For    Y

20

    That, subject to the passing of Resolution 19, the Section 561 amount as defined in article 12 of the Articles shall be GBP 18,723,167 and the prescribed period for which the authority conferred by this resolution is given shall be a period expiring (unless previously renewed, varied or revoked by the Company in general meeting) at the end of the 2014 AGM of the Company or 15 months after the date on which this resolution is passed (whichever is the earlier)    Management    For    For    Y

21

    That the Company be and is hereby generally and unconditionally authorised to make market purchases (within the meaning of Section 693(4) of the Act) of its ordinary shares, subject to the following conditions: a)the maximum aggregate number of ordinary shares authorised to be purchased is 187,231,677; b)the minimum price (exclusive of expenses) which may be paid for an ordinary share is 20 pence (being the nominal value of an ordinary share); c) the maximum price (exclusive of expenses) which may be paid for each ordinary share is the higher of: i) an amount equal to 105 per cent of the average of the middle market quotations for the ordinary shares as derived from the London Stock Exchange Daily Official List for the five business days immediately preceding the day on which an ordinary share is contracted to be CONTD    Management    For    For    Y

CONT

    CONTD purchased; and ii) an amount equal to the higher of the price of the-last independent trade of an ordinary share and the highest current- independent bid for an ordinary share as derived from the London Stock-Exchange Trading System; d)this authority shall expire at the end of the 2014- AGM of the Company or 15 months from the date of this resolution (whichever-is the earlier); and e) a contract to purchase shares under this authority-may be made prior to the expiry of this authority, and concluded, in whole or-in part, after the expiry of this authority    Non-Voting          N

22

    That with immediate effect, the amended Articles of Association of the Company produced to the meeting and initialed by the Chairman for the purpose of identification (the New Articles) be approved and adopted as the Articles of Association of the Company, in substitution for the existing Articles of Association (the Existing Articles)    Management    For    For    Y
   PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF TEXT IN RESOLUTION-NO 9. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY- FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.    Non-Voting          N

 

ROYAL DUTCH SHELL PLC, LONDON

Security    G7690A118       Meeting Type    Annual General Meeting
Ticker Symbol    4974       Meeting Date    21-May-2013
ISIN    GB00B03MM408       Agenda    704450547 - Management
City    THE HAGUE       Holding Recon Date    17-May-2013
Country    United Kingdom       Vote Deadline Date    15-May-2013
SEDOL(s)   

B03MM40 - B09CBN6 - B0DX3B7 -

B0F7DX9 - B1SSBM1

       Quick Code   

 

Item

   

Proposal

   

Type

   

Vote

   

For/Against
Management

   

Fund Vote
(Y/N)

1

    Adoption of Annual Report and Accounts    Management    For    For    Y

2

    Approval of Remuneration Report    Management    For    For    Y

3

    Re-appointment of Josef Ackermann as a Director of the Company    Management    For    For    Y

4

    Re-appointment of Guy Elliott as a Director of the Company    Management    For    For    Y

5

    Re-appointment of Simon Henry as a Director of the Company    Management    For    For    Y

6

    Re-appointment of Charles O Holliday as a Director of the Company    Management    For    For    Y

7

    Re-appointment of Gerard Kleisterlee as a Director of the Company    Management    For    For    Y

8

    Re-appointment of Jorma Ollila as a Director of the Company    Management    For    For    Y

9

    Re-appointment of Sir Nigel Sheinwald as a Director of the Company    Management    For    For    Y

10

    Re-appointment of Linda G Stuntz as a Director of the Company    Management    For    For    Y

11

    Re-appointment of Peter Voser as a Director of the Company    Management    For    For    Y

12

    Re-appointment of Hans Wijers as a Director of the Company    Management    For    For    Y

13

    Re-appointment of Gerrit Zalm as a Director of the Company    Management    For    For    Y

14

    Re-appointment of Auditors    Management    For    For    Y

15

    Remuneration of Auditors    Management    For    For    Y

16

    Authority to allot shares    Management    For    For    Y

17

    Disapplication of pre-emption rights    Management    For    For    Y

18

    Authority to purchase own shares    Management    For    For    Y

19

    Authority for certain donations and expenditure    Management    For    For    Y

CMMT

    PLEASE NOTE THAT THIS IS A REVISION DUE CHANGE IN MEETING TIME FROM 09:00 TO 1- 0:00. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY- FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.    Non-Voting          N

 

RWE AG, ESSEN

Security    D6629K109       Meeting Type    Annual General Meeting
Ticker Symbol    RWE       Meeting Date    18-Apr-2013
ISIN    DE0007037129       Agenda    704304625 - Management
City    ESSEN       Holding Recon Date    27-Mar-2013
Country    Germany       Vote Deadline Date    09-Apr-2013
SEDOL(s)   

4768962 - 4769158 - 7169647 -

B02NV25 - B114TV1 - B23V5D1 -

B92MTQ5

       Quick Code   

 

Item

   

Proposal

   

Type

   

Vote

   

For/Against
Management

   

Fund Vote
(Y/N)

   ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN CONNECTI-ON WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTIT-LED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUD-ED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS AND YOU HAV-E NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS NOTIFICATIONS PURSUANT-TO THE GERMAN SECURITIES TRADING ACT (WHPG). FOR QUESTIONS IN THIS REGARD PLE-ASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR CLARIFICATION. IF YOU DO NO-T HAVE ANY INDICATION REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER EXCLUSIO-N FROM VOTING, PLEASE SUBMIT YOUR VOTE AS USUAL. THANK YOU.    Non-Voting          N
   PLEASE NOTE THAT THE TRUE RECORD DATE FOR THIS MEETING IS 28 MAR 2013, WHEREAS- THE MEETING HAS BEEN SETUP USING THE ACTUAL RECORD DATE-1 BUSINESS DAY. THIS- IS DONE TO ENSURE THAT ALL POSITIONS REPORTED ARE IN CONCURRENCE WITH THE GERM-AN LAW. THANK YOU.    Non-Voting          N
   COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 03 APR 2013. FURTHER INFORMATION ON C-OUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER’S WEBSITE (PLEASE REFER T-O THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE IT-EMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY A-T THE COMPANY’S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT O-N PROXYEDGE.    Non-Voting          N

1.

    Presentation of the approved financial statements of RWE Aktiengesellschaft an-d the Group for the financial year ended December 31, 2012, with the combined-review of operations of RWE Aktiengesellschaft and the Group including the exp- lanatory reports by the Executive Board on takeover- related disclosure and on-the main characteristics of the internal control and risk management system, t- he proposal of the Executive Board for the appropriation of distributable prof-it, and the Supervisory Board report for fiscal 2012    Non-Voting          N

2.

    Appropriation of distributable profit. The Executive Board and the Supervisory Board propose that RWE Aktiengesellschaft’s distributable profit for fiscal 2012 be appropriated as follows: Payment of a dividend of EUR 2.00 per dividend-bearing share EUR 1,229,490,998.00, Profit carryforward EUR 91,810.28, Distributable profit EUR 1,229,582,808.28    Management    For    For    Y

3.

    Approval of the Acts of the Executive Board for fiscal 2012    Management    For    For    Y

4.

    Approval of the Acts of the Supervisory Board for fiscal 2012    Management    For    For    Y

5.

    Passage of a resolution on the endorsement of the system for compensating members of the Executive Board    Management    For    For    Y

6.

    Appointment of the auditors for fiscal 2013: PricewaterhouseCoopers Aktiengesellschaft Wirtschaftsprufungsgesellschaft, Frankfurt am Main, Zweigniederlassung Essen    Management    For    For    Y

7.

    Appointment of the auditors for the audit-like review of the financial report for the first half of 2013: PricewaterhouseCoopers Aktiengesellschaft Wirtschaftsprufungsgesellschaft, Frankfurt am Main, Zweigniederlassung Essen    Management    For    For    Y

8.a

    By-elections to the Supervisory Board: Dr. Werner Brandt, Bad Homburg    Management    For    For    Y

8.b

    By-elections to the Supervisory Board: Prof. Dr.-Ing. Dr.-Ing. E. h. Hans-Peter Keitel, Essen    Management    For    For    Y

9.

    Amendment of Article 12 (Remuneration) of the Articles of Incorporation    Management    For    For    Y

 

SAFRAN SA, PARIS

Security    F4035A557       Meeting Type    MIX
Ticker Symbol    SAF       Meeting Date    28-May-2013
ISIN    FR0000073272       Agenda    704502904 - Management
City    PARIS       Holding Recon Date    22-May-2013
Country    France       Vote Deadline Date    17-May-2013
SEDOL(s)   

4074432 - 4087537 - B058TZ6 -

B0591N1 - B065FV4 - B28LP25

       Quick Code   

 

Item

   

Proposal

   

Type

   

Vote

   

For/Against
Management

   

Fund Vote
(Y/N)

CMMT

    PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 176734 DUE TO ADDITION OF- RESOLUTIONS. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AN-D YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU.    Non-Voting          N

CMMT

    PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE “FOR” AN- D “AGAINST” A VOTE OF “ABSTAIN” WILL BE TREATED AS AN “AGAINST” VOTE.    Non-Voting          N

CMMT

    THE FOLLOWING APPLIES TO NON-RESIDENT SHAREOWNERS ONLY: PROXY CARDS: VOTING IN-STRUCTIONS WILL BE FORWARDED TO THE GLOBAL CUSTODIANS ON THE VOTE DEADLINE DAT-E. IN CAPACITY AS REGISTERED INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE-PROXY CARDS AND FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFO-RMATION, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE    Non-Voting          N

CMMT

    PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY CLIC- KING ON THE MATERIAL URL LINKS: https://balo.journal-officiel.gouv.fr/pdf/2013- /0327/201303271300981.pdf AND https://balo.journal-officiel.gouv.fr/pdf/2013/0- 513/201305131301815.pdf AND http://www.safran- group.com/IMG/pdf/Addendum_ANG.p-df. PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN NUMBERING OF RESOLUTI-ON 24. THANK YOU.    Non-Voting          N

O.1

    Approval of the corporate financial statements for the financial year 2012    Management    For    For    Y

O.2

    Approval of the consolidated financial statements for the financial year 2012    Management    For    For    Y

O.3

    Allocation of income and setting the dividend    Management    For    For    Y

O.4

    Approval of the agreements and commitments pursuant to Articles L.225-38 and L.225-42-1 of the Commercial Code    Management    For    For    Y

O.5

    Renewal of term of Mr. Jean-Marc Forneri as Board member    Management    For    For    Y

O.6

    Appointment of Mrs. Monique Cohen as Board member    Management    For    For    Y

O.7

    Appointment of Mrs. Christian Streiff as Board member    Management    For    For    Y

O.8

    Acknowledgement that the terms of office of Christophe Burg, Astrid Milsan, Laure Reinhart and Michele Rousseau as Board members representing the State will be ending at the closing of this General Meeting, and acknowledgement that 4 Board members representing the State will be appointed    Management    For    For    Y

O.9

    Setting attendance allowances    Management    For    For    Y

O.10

    Authorization to be granted to the Board of Directors to trade in Company’s shares    Management    For    For    Y

E.11

    Delegation of authority to be granted to the Board of Directors to increase share capital by issuing ordinary shares or securities giving access to capital of the Company while maintaining shareholders’ preferential subscription rights    Management    For    For    Y

E.12

    Delegation of authority to be granted to the Board of Directors to increase share capital by issuing ordinary shares or securities giving access to capital of the Company with cancellation of shareholders’ preferential subscription rights through public offering    Management    For    For    Y

E.13

    Delegation of authority to be granted to the Board of Directors issue shares of the Company and securities giving access to capital of the Company with cancellation of shareholders’ preferential subscription rights, in case of public exchange offer initiated by the Company    Management    For    For    Y

E.14

    Delegation of authority to be granted to the Board of Directors to increase share capital by issuing ordinary shares or securities giving access to capital of the Company through private placement pursuant to Article L.411-2, II of the Monetary and Financial Code with cancellation of shareholders’ preferential subscription rights    Management    For    For    Y

E.15

    Delegation of authority to be granted to the Board of Directors to increase the number of issuable securities in case of capital increase with or without preferential subscription rights    Management    For    For    Y

E.16

    Delegation of powers to be granted to the Board of Directors to increase share capital by issuing ordinary shares, in consideration for in-kind contributions granted to the Company and comprised of equity securities or securities giving access to capital, with cancellation of shareholders’ preferential subscription rights    Management    For    For    Y

E.17

    Delegation of authority to be granted to the Board of Directors to increase share capital by incorporation of reserves, profits or premiums    Management    For    For    Y

E.18

    Delegation of authority to be granted to the Board of Directors to increase share capital by issuing ordinary shares with cancellation of shareholders’ preferential subscription rights reserved for members of Safran Group savings plans    Management    For    For    Y

E.19

    Overall limitation of issuance authorizations    Management    For    For    Y

E.20

    Authorization to be granted to the Board of Directors to grant share subscription or purchase options to employees of the Company and Safran Group companies with waiver by shareholders of their preferential subscription rights    Management    For    For    Y

E.21

    Authorization to be granted to the Board of Directors to carry out free allocation of shares of the Company existing or to be issued to employees of the Company and Safran Group companies with waiver by shareholders of their preferential subscription rights    Management    For    For    Y

E.22

    Appointment of one or several employee director(s) representing employees of the Company and direct and indirect subsidiaries which registered office is located in France    Management    For    For    Y

O.23

    PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: Alternative resolution to the third resolution (allocation of income and setting the dividend)    Shareholder    For    Against    Y

24

    Powers to carry out all legal formalities    Management    For    For    Y

 

SANOFI SA, PARIS

Security    F5548N101       Meeting Type    MIX
Ticker Symbol    SAN       Meeting Date    03-May-2013
ISIN    FR0000120578       Agenda    704317684 - Management
City    PARIS       Holding Recon Date    26-Apr-2013
Country    France       Vote Deadline Date    24-Apr-2013
SEDOL(s)   

5671735 - 5696589 - 7166239 -

B01DR51 - B043B67 - B0CRGJ9 -

B114ZY6 - B19GKJ4 - B92MW11

       Quick Code   

 

Item

   

Proposal

   

Type

   

Vote

   

For/Against
Management

   

Fund Vote
(Y/N)

CMMT

    PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE “FOR”- AND “AGAINST” A VOTE OF “ABSTAIN” WILL BE TREATED AS AN “AGAINST” VOTE.    Non-Voting          N

CMMT

    THE FOLLOWING APPLIES TO NON-RESIDENT SHAREOWNERS ONLY: PROXY CARDS: VOTING-INSTRUCTIONS WILL BE FORWARDED TO THE GLOBAL CUSTODIANS ON THE VOTE DEADLINE-DATE. IN CAPACITY AS REGISTERED INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN-THE PROXY CARDS AND FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE-INFORMATION, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE    Non-Voting          N

CMMT

    PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY- CLICKING ON THE MATERIAL URL LINK:- https://balo.journal- officiel.gouv.fr/pdf/2013/0311/201303111300671.pdf .PLEAS-E NOTE THAT THIS IS A REVISION DUE TO ADDITION OF URL LINK: https://balo.journ-al- officiel.gouv.fr/pdf/2013/0412/201304121301265.pdf. IF YOU HAVE ALREADY SEN-T IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AME-ND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.    Non-Voting          N

O.1

    Approval of the corporate financial statements for the financial year 2012    Management    For    For    Y

O.2

    Approval of the consolidated financial statements for the financial year 2012    Management    For    For    Y

O.3

    Allocation of income and setting the dividend    Management    For    For    Y

O.4

    Appointment of Mrs. Fabienne Lecorvaisier as Board member    Management    For    For    Y

O.5

    Authorization to be granted to the Board of Directors to trade in Company’s shares    Management    For    For    Y

E.6

    Delegation of authority to be granted to the Board of Directors to decide to issue shares and/or securities giving access to capital of the Company and/or entitling to the allotment of debts securities while maintaining preferential subscription rights    Management    For    For    Y

E.7

    Delegation of authority to be granted to the Board of Directors to decide to issue shares and/or securities giving access to capital of the Company and/or entitling to the allotment of debts securities with cancellation of preferential subscription rights by public offering    Management    For    For    Y

E.8

    Authorization to the Board of Directors to issue shares or securities giving access to capital without preferential subscription rights, in consideration for in-kind contributions of equity securities or securities giving access to capital    Management    For    For    Y

E.9

    Delegation of authority to be granted to the Board of Directors to increase the number of issuable securities in case of capital increase with or without preferential subscription rights    Management    For    For    Y

E.10

    Delegation of authority to be granted to the Board of Directors to decide to increase share capital by incorporation of reserves, profits, premiums or other amounts    Management    For    For    Y

E.11

    Delegation of authority to be granted to the Board of Directors to decide to issue shares or securities giving access to capital reserved for members of savings plans with cancellation of preferential subscription rights in favor of the latter    Management    For    For    Y

E.12

    Delegation of authority to be granted to the Board of Directors to carry out free allocations of shares existing or to be issued without preferential subscription rights in favor of employees and corporate officers of the Company or affiliated companies or groups    Management    For    For    Y

E.13

    Delegation of authority to be granted to the Board of Directors to grant share subscription or purchase options without preferential subscription rights    Management    For    For    Y

E.14

    Delegation to be granted to the Board of Directors to reduce share capital by cancellation of treasury shares    Management    For    For    Y

E.15

    Powers to carry out all legal formalities    Management    For    For    Y

 

SAP AG, WALLDORF/BADEN

Security    D66992104       Meeting Type    Annual General Meeting
Ticker Symbol    SAP       Meeting Date    04-Jun-2013
ISIN    DE0007164600       Agenda    704462946 - Management
City    MANNHEIM       Holding Recon Date    13-May-2013
Country    Germany       Vote Deadline Date    24-May-2013
SEDOL(s)   

4616889 - 4846288 - 4882185 -

B02NV69 - B115107 - B23V638 -

B92MTZ4

       Quick Code   

 

Item

   

Proposal

   

Type

   

Vote

   

For/Against
Management

   

Fund Vote
(Y/N)

   ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN CONNECTI-ON WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTIT-LED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUD-ED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS AND YOU HAV-E NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS NOTIFICATIONS PURSUANT-TO THE GERMAN SECURITIES TRADING ACT (WHPG). FOR QUESTIONS IN THIS REGARD PLE-ASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR CLARIFICATION. IF YOU DO NO-T HAVE ANY INDICATION REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER EXCLUSIO-N FROM VOTING, PLEASE SUBMIT YOUR VOTE AS USUAL. THANK YOU.    Non-Voting          N
   PLEASE NOTE THAT THE TRUE RECORD DATE FOR THIS MEETING IS 14 MAY 2013, WHEREAS- THE MEETING HAS BEEN SETUP USING THE ACTUAL RECORD DATE-1 BUSINESS DAY. THIS- IS DONE TO ENSURE THAT ALL POSITIONS REPORTED ARE IN CONCURRENCE WITH THE GERM-AN LAW. THANK YOU.    Non-Voting          N
   COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 20 MAY 2013. FURTHER INFORMATION ON C-OUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER’S WEBSITE (PLEASE REFER T-O THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE IT-EMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY A-T THE COMPANY’S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT O-N PROXYEDGE.    Non-Voting          N

1.

    Presentation of the adopted annual financial statements and the approved group-financial statements, the combined management report and group management rep-ort of SAP AG, including the Executive Board’s explanatory notes relating to t-he information provided pursuant to Sections 289 (4) and (5) and 315 (4) of th-e Commercial Code (HGB), and the Supervisory Board’s report, each for fiscal y- ear 2012    Non-Voting          N

2.

    Resolution on the appropriation of the retained earnings of fiscal year 2012    Management    For    For    Y

3.

    Resolution on the formal approval of the acts of the Executive Board in fiscal year 2012    Management    For    For    Y

4.

    Resolution on the formal approval of the acts of the Supervisory Board in fiscal year 2012    Management    For    For    Y

5.

    Resolution on the authorization to acquire and use treasury shares pursuant to Section 71 (1) no. 8 AktG, with possible exclusion of the shareholders’ subscription rights and potential rights to offer shares    Management    For    For    Y

6.

    Appointment of the auditors of the financial statements and group financial statements for fiscal year 2013: KPMG AG    Management    For    For    Y

 

SEMBCORP INDUSTRIES LTD

Security    Y79711159       Meeting Type    Annual General Meeting
Ticker Symbol    U96       Meeting Date    25-Apr-2013
ISIN    SG1R50925390       Agenda    704355432 - Management
City    SINGAPORE       Holding Recon Date    23-Apr-2013
Country    Singapore       Vote Deadline Date    19-Apr-2013
SEDOL(s)   

B08X163 - B09K9S1 - B09YDC5 -

B8468T4

       Quick Code   

 

Item

   

Proposal

   

Type

   

Vote

   

For/Against
Management

   

Fund Vote
(Y/N)

1

    To receive and adopt the Directors’ Report and Audited Accounts for the year ended December 31, 2012 and the Auditors’ Report thereon    Management    For    For    Y

2

    To declare a final tax exempt 1-Tier dividend of 15 cents per ordinary share for the year ended December 31, 2012    Management    For    For    Y

3

    To re-elect the following director, who will retire by rotation pursuant to Article 93 of the Company’s Articles of Association and who, being eligible, will offers for re-election: Ang Kong Hua    Management    For    For    Y

4

    To re-elect the following director, who will retire by rotation pursuant to Article 93 of the Company’s Articles of Association and who, being eligible, will offers for re-election: Tang Kin Fei    Management    For    For    Y

5

    To re-elect the following director, who will retire by rotation pursuant to Article 93 of the Company’s Articles of Association and who, being eligible, will offers for re-election: Margaret Lui    Management    For    For    Y

6

    To re-elect Dr Teh Kok Peng, a director retiring pursuant to Article 99 of the Company’s Articles of Association and who, being eligible, will offer himself for re-election    Management    For    For    Y

7

    To re-appoint Goh Geok Ling, a director retiring under Section 153 of the Companies Act, Cap. 50, to hold office from the date of this Annual General Meeting until the next Annual General Meeting    Management    For    For    Y

8

    To approve directors’ fees of SGD 1,198,842 for the year ended December 31, 2012, comprising: a. SGD 839,189 to be paid in cash (2011: SGD 896,429); and b. SGD 359,653 to be paid in the form of restricted share awards under the Sembcorp Industries Restricted Share Plan 2010 (2011: SGD 384,184), with the number of shares to be awarded rounded down to the nearest hundred and any residual balance settled in cash    Management    For    For    Y

9

    To re-appoint KPMG LLP as Auditors of the Company and to authorise the directors to fix their remuneration    Management    For    For    Y

10

    That authority be and is hereby given to the directors to: a. i. issue shares in the capital of the Company (“shares”) whether by way of rights, bonus or otherwise; and / or ii. make or grant offers, agreements or options (collectively, “Instruments”) that might or would require shares to be issued, including but not limited to the creation and issue of    Management    For    For    Y
   (as well as adjustments to) warrants, debentures or other instruments convertible into shares, at any time and upon such terms and conditions and for such purposes and to such persons as the directors may, in their absolute discretion, deem fit; and b. (notwithstanding the authority conferred by this Resolution may have ceased to be in force) issue shares in pursuance of any Instrument made or granted by the directors while this Resolution was in force, CONTD            

CONT

    CONTD provided that: (1) the aggregate number of shares to be issued pursuant-to this Resolution (including shares to be issued in pursuance of Instruments-made or granted pursuant to this Resolution) does not exceed 50% of the total- number of issued shares in the capital of the Company excluding treasury-shares (as calculated in accordance with paragraph (2) below), of which the-aggregate number of shares to be issued other than on a pro rata basis to-shareholders of the Company (including shares to be issued in pursuance of-Instruments made or granted pursuant to this Resolution) shall not exceed 5%-of the total number of issued shares in the capital of the Company excluding-treasury shares (as calculated in accordance with paragraph (2) below); (2)-(subject to such manner of calculation as may be prescribed by the CONTD    Non-Voting          N

CONT

    CONTD Singapore Exchange Securities Trading Limited (“SGX-ST”)) for the-purpose of determining the aggregate number of shares that may be issued- under paragraph (1) above, the percentage of issued shares shall be based on-the total number of issued shares in the capital of the Company excluding- treasury shares at the time this Resolution is passed, after adjusting for:-(i) new shares arising from the conversion or exercise of any convertible-securities or share options or vesting of share awards which are outstanding-or subsisting at the time this Resolution is passed; and (ii) any subsequent-bonus issue or consolidation or subdivision of shares; (3) in exercising the-authority conferred by this Resolution, the Company shall comply with the-provisions of the Listing Manual of the SGX-ST for the time being in force-(CONTD    Non-Voting          N

CONT

    CONTD unless such compliance has been waived by the SGX-ST) and the Articles-of Association for the time being of the Company; and (4) (unless revoked or-varied by the Company in General Meeting) the authority conferred by this-Resolution shall continue in force until the conclusion of the next Annual-General Meeting of the Company or the date by which the next Annual General-Meeting of the Company is required by law to be held, whichever is the-earlier    Non-Voting          N

11

    That approval be and is hereby given to the directors to: a. grant awards in accordance with the provisions of the Sembcorp Industries Performance Share Plan 2010 (the “SCI PSP 2010”) and / or the Sembcorp Industries Restricted Share Plan 2010 (the “SCI RSP 2010”) (the SCI PSP 2010 and SCI RSP 2010, together the “Share Plans”); and b. allot and issue    Management    For    For    Y
   from time to time such number of fully paid-up ordinary shares in the capital of the Company as may be required to be delivered pursuant to the vesting of awards under the Share Plans, provided that: (1) the aggregate number of (i) new ordinary shares allotted and issued and / or to be allotted and issued, (ii) existing ordinary shares (including shares held in treasury) delivered and / or to be delivered, and (iii) ordinary shares released and / or to be released CONTD            

CONT

    CONTD in the form of cash in lieu of ordinary shares, pursuant to the Share-Plans, shall not exceed 7% of the total number of issued ordinary shares in-the capital of the Company (excluding treasury shares) from time to time; and-(2) the aggregate number of ordinary shares under awards to be granted-pursuant to the Share Plans during the period commencing from this Annual-General Meeting and ending on the date of the next Annual General Meeting of-the Company or the date by which the next Annual General Meeting of the- Company is required by law to be held, whichever is the earlier, shall not-exceed 1% of the total number of issued ordinary shares in the capital of the- Company (excluding treasury shares) from time to time    Non-Voting          N

 

SEMBCORP INDUSTRIES LTD

Security    Y79711159       Meeting Type    ExtraOrdinary General Meeting
Ticker Symbol    U96       Meeting Date    25-Apr-2013
ISIN    SG1R50925390       Agenda    704362146 - Management
City    SINGAPORE       Holding Recon Date    23-Apr-2013
Country    Singapore       Vote Deadline Date    19-Apr-2013
SEDOL(s)   

B08X163 - B09K9S1 - B09YDC5 -

B8468T4

       Quick Code   

 

Item

   

Proposal

   

Type

   

Vote

   

For/Against
Management

   

Fund Vote
(Y/N)

1

    The Proposed Renewal of the IPT Mandate    Management    For    For    Y

2

    The Proposed Renewal of the Share Purchase Mandate    Management    For    For    Y

 

SHIONOGI & CO.,LTD.

Security    J74229105       Meeting Type    Annual General Meeting
Ticker Symbol    4507       Meeting Date    26-Jun-2013
ISIN    JP3347200002       Agenda    704574501 - Management
City    OSAKA       Holding Recon Date    31-Mar-2013
Country    Japan       Vote Deadline Date    24-Jun-2013
SEDOL(s)   

5891737 - 6804682 - B02LJW5 -

B3FHTJ8

       Quick Code    45070

 

Item

   

Proposal

   

Type

   

Vote

   

For/Against
Management

   

Fund Vote
(Y/N)

   Please reference meeting materials.    Non-Voting          N

1

    Approve Appropriation of Surplus    Management    For    For    Y

2.1

    Appoint a Director    Management    For    For    Y

2.2

    Appoint a Director    Management    For    For    Y

2.3

    Appoint a Director    Management    For    For    Y

2.4

    Appoint a Director    Management    For    For    Y

2.5

    Appoint a Director    Management    For    For    Y

3

    Appoint a Corporate Auditor    Management    For    For    Y

 

SIEMENS AG, MUENCHEN

Security    D69671218       Meeting Type    Annual General Meeting
Ticker Symbol    SIE       Meeting Date    23-Jan-2013
ISIN    DE0007236101       Agenda    704206855 - Management
City    MUENCHEN       Holding Recon Date    17-Jan-2013
Country    Germany    Blocking    Vote Deadline Date    09-Jan-2013
SEDOL(s)   

0798725 - 4617008 - 5727973 -

5735222 - 5735233 - 5735288 - 5750399 - 5751615 - B0395G4 - B19GK05 - B92MV03

       Quick Code   

 

Item

   

Proposal

   

Type

   

Vote

   

For/Against
Management

   

Fund Vote
(Y/N)

   ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN CONNECTI-ON WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTIT-LED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUD-ED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS AND YOU HAV-E NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS NOTIFICATIONS PURSUANT-TO THE GERMAN SECURITIES TRADING ACT (WHPG). FOR QUESTIONS IN THIS REGARD PLE-ASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR CLARIFICATION. IF YOU DO NO-T HAVE ANY INDICATION REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER EXCLUSIO-N FROM VOTING, PLEASE SUBMIT YOUR VOTE AS USUAL. THANK YOU.    Non-Voting          N
   This is a general meeting for registered shares. For German registered shares,-the shares have to be registered within the company’s shareholder book. Depen-ding on the processing of the local sub custodian if a client wishes to withdr-aw its voting instruction due to intentions to trade/lend their stock, a Take-No Action vote must be received by the vote deadline as displayed on ProxyEdge-to facilitate de- registration of shares from the company’s shareholder book.-Any Take No Action votes received after the vote deadline will only be forward- ed and processed on a best effort basis. Please contact your client services r-epresentative if you require further information. Thank you.    Non-Voting          N
   COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 08.01.2013. FURTHER INFORMATION ON CO-UNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER’S WEBSITE (PLEASE REFER TO-THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE ITE-MS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT-THE COMPANY’S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT ON-PROXYEDGE.    Non-Voting          N

1.

    To receive and consider the adopted Annual Financial Statements of Siemens AG-and the approved Consolidated Financial Statements, together with the Combined-Management Report of Siemens AG and the Siemens Group, including the Explanat-ory Report on the information required pursuant to Section 289 (4) and (5) and-Section 315 (4) of the German Commercial Code (HGB) as of September 30, 2012,-as well as the Report of the Supervisory Board, the Corporate Governance Repo-rt, the Compensation Report, and the Compliance Report for fiscal year 2012    Non-Voting          N

2.

    To resolve on the appropriation of net income of Siemens AG to pay a dividend    Management    For    For    Y

3.

    To ratify the acts of the members of the Managing Board    Management    For    For    Y

4.

    To ratify the acts of the members of the Supervisory Board    Management    For    For    Y

5.

    To resolve on the appointment of Ernst & Young GmbH Wirtschaftsprufungsgesellschaft, Stuttgart as the independent auditors for the audit of the Annual Financial Statements and the Consolidated Financial Statements and for the review of the Interim Financial Statements    Management    For    For    Y

6 A.

    To resolve on the election of new member to the Supervisory Board: Dr. Josef Ackermann    Management    For    For    Y

6 B.

    To resolve on the election of new member to the Supervisory Board: Gerd von Brandenstein    Management    For    For    Y

6 C.

    To resolve on the election of new member to the Supervisory Board: Dr. Gerhard Cromme    Management    For    For    Y

6 D.

    To resolve on the election of new member to the Supervisory Board: Michael Diekmann    Management    For    For    Y

6 E.

    To resolve on the election of new member to the Supervisory Board: Dr. Hans Michael Gaul    Management    For    For    Y

6 F.

    To resolve on the election of new member to the Supervisory Board: Prof. Dr. Peter Gruss    Management    For    For    Y

6 G.

    To resolve on the election of new member to the Supervisory Board: Dr. Nicola Leibinger-Kammueller    Management    For    For    Y

6 H.

    To resolve on the election of new member to the Supervisory Board: Gerard Mestrallet    Management    For    For    Y

6 I.

    To resolve on the election of new member to the Supervisory Board: Gueler Sabanci    Management    For    For    Y

6 J.

    To resolve on the election of new member to the Supervisory Board: Werner Wenning    Management    For    For    Y

7.

    To resolve on the approval of a settlement agreement with a former member of the Managing Board    Management    For    For    Y

8.

    To resolve on the approval of the Spin-off and Transfer Agreement between Siemens AG and OSRAM Licht AG, Munich, dated November 28, 2012    Management    For    For    Y
   PLEASE NOTE THAT THE DISCLOSURE OF THE BENEFICIAL OWNER DATA WILL BE REQUIRED- WHEN EXCEEDING A CERTAIN LIMIT OF SHARE HOLDINGS OF THE STATUTORY SHARE CAPITA- L. THEREFORE BROADRIDGE WILL BE DISCLOSING THE BENEFICIAL OWNER DATA FOR ALL V-OTED ACCOUNTS TO THE RESPECTIVE LOCAL SUB CUSTODIAN. PLEASE    Non-Voting          N
   NOTE THAT DEPENDIN-G ON THE PROCESSING OF THE LOCAL SUB CUSTODIAN BLOCKING MAY APPLY. THE VOTE DE-ADLINE AS DISPLAYED ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL BE UPDATED AS S-OON AS BROADRIDGE HAS OBTAINED ALL LOCAL SUB CUSTODIANS’ CONFIRMATIONS REGARDI-NG THEIR DEADLINE FOR INSTRUCTIONS. FOR ANY QUERIES PLEASE CONTACT YOUR CLIENT- SERVICES REPRESENTATIVE. THANK YOU.            
   PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF ADDITIONAL COMMENT AND C- HANGE IN BLOCKING INDICATOR FROM “N” TO “Y”. IF YOU HAVE ALREADY SENT IN YOUR- VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR OR-IGINAL INSTRUCTIONS. THANK YOU.    Non-Voting          N
   Please be advised that the major German custodian banks - BNP Paribas, Bank of-New York Mellon, Citi and Deutsche Bank - as well as Siemens AG should like t-o clarify that voted shares are NOT blocked for trading purposes i.e. they are-only unavailable for settlement. In order to deliver/settle a voted position- before the 17 January 2013 start of business, a voting instruction cancellatio-n and de-register request simply needs to be sent to your Custodian.    Non-Voting          N

 

STATOIL ASA, STAVANGER

Security    R8413J103    Meeting Type    Annual General Meeting
Ticker Symbol    STL    Meeting Date    14-May-2013
ISIN    NO0010096985    Agenda    704452553 - Management
City    STAVANGER    Holding Recon Date    10-May-2013
Country    Norway    Blocking    Vote Deadline Date    03-May-2013
SEDOL(s)   

7133608 - B0334H0 - B042034 -

B0CRGF5 - B288PG0 - B28MNJ1 -

B64STZ9

       Quick Code   

 

Item

   

Proposal

   

Type

   

Vote

   

For/Against
Management

   

Fund Vote
(Y/N)

CMMT

    IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE-REPRESENTATIVE    Non-Voting          N

CMMT

    MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED    Non-Voting          N

CMMT

    SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT NEED TO BE RE-REGISTERED IN THE-BENEFICIAL OWNERS NAME TO BE ALLOWED TO VOTE AT MEETINGS. SHARES WILL BE-TEMPORARILY TRANSFERRED TO A SEPARATE ACCOUNT IN THE BENEFICIAL OWNER’S NAME-ON THE PROXY DEADLINE AND TRANSFERRED BACK TO THE OMNIBUS/NOMINEE ACCOUNT THE-DAY AFTER THE MEETING.    Non-Voting          N

CMMT

    BLOCKING SHOULD ALWAYS BE APPLIED, RECORD DATE OR NOT.    Non-Voting          N

1

    Open Meeting    Non-Voting          N

2

    Registration of Attending Shareholders and Proxies    Non-Voting          N

3

    Elect Olaug Svarva as the Chairman of Meeting    Management    No Action       N

4

    Approve Notice of Meeting and Agenda    Management    No Action       N

5

    Designate Inspector(s) of Minutes of Meeting    Management    No Action       N

6

    Approve Financial Statements and Statutory Reports Approve Allocation of Income and Dividends of NOK 6.75 per Share    Management    No Action       N

7

    PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: Withdraw Company from Tar Sands Activities in Canada    Shareholder    No Action       N

8

    PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: Withdraw Company from Ice-Laden Activities in the Arctic    Shareholder    No Action       N

9

    Approve Board of Directors’ Statement on Company Corporate Governance    Management    No Action    N

10

    Approve Remuneration Policy And Other Terms of Employment For Executive Management    Management    No Action    N

11

    Approve Remuneration of Auditors    Management    No Action    N

12

    Amendment of Articles of Association: Article 11: Re: Appointment of Nominating Committee Members    Management    No Action    N

13

    Approve Remuneration of Corporate Assembly in the Amount of NOK 112,200 for the Chairman, NOK 59,100 for the Vice Chairman, NOK 41,500 for Other Members, and NOK 5,900 for Deputy Members    Management    No Action    N

14

    Elect Elisabeth Berge and Johan Alstad as Member and Deputy Member of Nominating Committee    Management    No Action    N

15

    Approve Remuneration of Nominating Committee in the Amount of NOK 11,200 for the Chairman and NOK 8,300 for Other Members    Management    No Action    N

16

    Authorize Repurchase and Reissuance of Shares up to a Nominal Value of NOK 27.5 Million in Connection with Share Saving Scheme for Employees    Management    No Action    N

17

    Authorize Repurchase of up to 75 Million Shares For Cancellation Purposes    Management    No Action    N

CMMT

    PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF CHAIRMAN’S NAME AND ARTI- CLE NUMBER. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS- PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.    Non-Voting       N

 

SUMITOMO CORPORATION (SUMITOMO SHOJI KAISHA,LTD.)

Security    J77282119       Meeting Type    Annual General Meeting
Ticker Symbol    8053       Meeting Date    21-Jun-2013
ISIN    JP3404600003       Agenda    704545966 - Management
City    TOKYO       Holding Recon Date    31-Mar-2013
Country    Japan       Vote Deadline Date    19-Jun-2013
SEDOL(s)   

6858946 - B01S4G6 - B02LLM9 -

B17MJ53

       Quick Code    80530

 

Item

   

Proposal

   

Type

   

Vote

   

For/Against
Management

   

Fund Vote

(Y/N)

   Please reference meeting materials.    Non-Voting          N

1

    Approve Appropriation of Surplus    Management    For    For    Y

2

    Amend Articles to: Adopt Reduction of Liability System for Outside Directors    Management    For    For    Y

3.1

    Appoint a Director    Management    For    For    Y

3.2

    Appoint a Director    Management    For    For    Y

3.3

    Appoint a Director    Management    For    For    Y

3.4

    Appoint a Director    Management    For    For    Y

3.5

    Appoint a Director    Management    For    For    Y

3.6

    Appoint a Director    Management    For    For    Y

3.7

    Appoint a Director    Management    For    For    Y

3.8

    Appoint a Director    Management    For    For    Y

3.9

    Appoint a Director    Management    For    For    Y

3.10

    Appoint a Director    Management    For    For    Y

3.11

    Appoint a Director    Management    For    For    Y

3.12

    Appoint a Director    Management    For    For    Y

4.1

    Appoint a Corporate Auditor    Management    For    For    Y

4.2

    Appoint a Corporate Auditor    Management    For    For    Y

4.3

    Appoint a Corporate Auditor    Management    For    For    Y

5

    Approve Payment of Bonuses to Directors    Management    For    For    Y

6

    Amend the Compensation to be received by Directors    Management    For    For    Y

7

    Amend the Compensation to be received by Corporate Auditors    Management    For    For    Y

 

SUMITOMO REALTY & DEVELOPMENT CO.,LTD.

Security    J77841112       Meeting Type    Annual General Meeting
Ticker Symbol    8830       Meeting Date    27-Jun-2013
ISIN    JP3409000001       Agenda    704579828 - Management
City    TOKYO       Holding Recon Date    31-Mar-2013
Country    Japan       Vote Deadline Date    19-Jun-2013
SEDOL(s)   

4579205 - 6858902 - B02LM59 -

B1YYTH4 - B2PDRP1

       Quick Code    88300

 

Item

   

Proposal

   

Type

   

Vote

   

For/Against
Management

   

Fund Vote

(Y/N)

1

    Approve Appropriation of Surplus    Management    For    For    Y

2.1

    Appoint a Director    Management    For    For    Y

2.2

    Appoint a Director    Management    For    For    Y

2.3

    Appoint a Director    Management    For    For    Y

2.4

    Appoint a Director    Management    For    For    Y

2.5

    Appoint a Director    Management    For    For    Y

2.6

    Appoint a Director    Management    For    For    Y

2.7

    Appoint a Director    Management    For    For    Y

2.8

    Appoint a Director    Management    For    For    Y

2.9

    Appoint a Director    Management    For    For    Y

2.10

    Appoint a Director    Management    For    For    Y

3.1

    Appoint a Corporate Auditor    Management    For    For    Y

3.2

    Appoint a Corporate Auditor    Management    For    For    Y

3.3

    Appoint a Corporate Auditor    Management    For    For    Y

4

    Approve Renewal of Countermeasures to Large- Scale Acquisitions of the Company’s Shares    Management    For    For    Y

 

SWISS RE AG, ZUERICH

Security    H8431B109       Meeting Type    Annual General Meeting
Ticker Symbol    SREN       Meeting Date    10-Apr-2013
ISIN    CH0126881561       Agenda    704336381 - Management
City    ZURICH       Holding Recon Date    08-Apr-2013
Country    Switzerland       Vote Deadline Date    04-Apr-2013
SEDOL(s)    B545MG5 - B6498W2       Quick Code   

 

Item

   

Proposal

   

Type

   

Vote

   

For/Against
Management

   

Fund Vote

(Y/N)

CMMT

    PLEASE NOTE THAT THIS IS THE PART II OF THE MEETING NOTICE SENT UNDER MEETING- 153200, INCLUDING THE AGENDA. TO VOTE IN THE UPCOMING MEETING, YOUR NAME MUST- BE NOTIFIED TO THE COMPANY REGISTRAR AS BENEFICIAL OWNER BEFORE THE RE-REGISTR- ATION DEADLINE. PLEASE NOTE THAT THOSE INSTRUCTIONS THAT ARE SUBMITTED AFTER T-HE CUTOFF DATE WILL BE PROCESSED ON A BEST EFFORT BASIS. THANK YOU.    Non-Voting          N

CMMT

    BLOCKING OF REGISTERED SHARES IS NOT A LEGAL REQUIREMENT IN THE SWISS MARKET,- SPECIFIC POLICIES AT THE INDIVIDUAL SUB- CUSTODIANS MAY VARY. UPON RECEIPT OF T- HE VOTING INSTRUCTION, IT IS POSSIBLE THAT A MARKER MAY BE PLACED ON YOUR SHAR-ES TO ALLOW FOR RECONCILIATION AND RE- REGISTRATION FOLLOWING A TRADE. IF YOU H-AVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR CLIENT SERVICE REPRE-SENTATIVE.    Non-Voting          N

1.1

    Consultative vote on the compensation report    Management    For    For    Y

1.2

    Approval of the Annual Report, annual and consolidated financial statements for the 2012 financial year    Management    For    For    Y

2

    Allocation of disposable profit    Management    For    For    Y

3.1

    Ordinary dividend by way of a withholding tax exempt repayment of legal reserves from capital contributions of CHF 3.50 per share and a prior reclassification into other reserves    Management    For    For    Y

3.2

    Special dividend by way of a withholding tax exempt repayment of legal reserves from capital contributions of CHF 4.00 per share and a prior reclassification into other reserves    Management    For    For    Y

4

    Discharge of the members of the Board of Directors    Management    For    For    Y

5.1.1

    Re-election of Walter B. Kielholz    Management    For    For    Y

5.1.2

    Re-election of Malcolm D. Knight    Management    For    For    Y

5.1.3

    Re-election of Carlos E. Represas    Management    For    For    Y

5.1.4

    Re-election of Jean-Pierre Roth    Management    For    For    Y

5.1.5

    Election of Mary Francis    Management    For    For    Y

5.2

    Re-election of the auditor: PricewaterhouseCoopers Ag (PwC), Zurich    Management    For    For    Y

6.1

    Amendment of Art. 3a of the Articles of Association (conditional capital for Equity-Linked Financing Instruments)    Management    For    For    Y

6.2

    Renewal and amendment of the authorised capital as per Art. 3b of the Articles of Association    Management    For    For    Y

6.3

    Cancellation of the authorised capital as per Art. 3c of the Articles of Association    Management    For    For    Y

7

    Ad-hoc    Management    Abstain    For    Y

 

TECHNIP (EX-TECHNIP-COFLEXIP), PARIS

Security    F90676101       Meeting Type    MIX
Ticker Symbol    TEC       Meeting Date    25-Apr-2013
ISIN    FR0000131708       Agenda    704337371 - Management
City    PARIS       Holding Recon Date    19-Apr-2013
Country    France       Vote Deadline Date    16-Apr-2013
SEDOL(s)   

4122018 - 4874160 - B06PC80 -

B28MSJ6

       Quick Code   

Item

   

Proposal

   

Type

   

Vote

   

For/Against
Management

   

Fund Vote
(Y/N)

CMMT

    PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE “FOR”- AND “AGAINST” A VOTE OF “ABSTAIN” WILL BE TREATED AS AN “AGAINST” VOTE.    Non-Voting          N

CMMT

    THE FOLLOWING APPLIES TO NON-RESIDENT SHAREOWNERS ONLY: PROXY CARDS: VOTING-INSTRUCTIONS WILL BE FORWARDED TO THE GLOBAL CUSTODIANS ON THE VOTE DEADLINE-DATE. IN CAPACITY AS REGISTERED INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN-THE PROXY CARDS AND FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE-INFORMATION, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE    Non-Voting          N

CMMT

    PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY- CLICKING ON THE MATERIAL URL LINK:- https://balo.journal- officiel.gouv.fr/pdf/2013/0320/201303201300812.pdf .PLEAS-E NOTE THAT THIS IS A REVISION DUE TO ADDITION OF URL LINK: https://balo.journ-al- officiel.gouv.fr/pdf/2013/0405/201304051301123.pdf. IF YOU HAVE ALREADY SEN-T IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AME-ND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.    Non-Voting          N

O.1

    Approval of the annual corporate financial statements for the financial year ended December 31, 2012    Management    For    For    Y

O.2

    Allocation of income for the financial year ended December 31, 2012, setting the dividend and payment date    Management    For    For    Y

O.3

    Approval of the consolidated financial statements for the financial year ended December 31, 2012    Management    For    For    Y

O.4

    Special report of the Statutory Auditors on the regulated agreements    Management    For    For    Y

O.5

    Ratification of the cooptation of Mrs. Alexandra Bech Gjorv as Board member    Management    For    For    Y

O.6

    Renewal of term of Mrs. Alexandra Bech Gjorv as Board member    Management    For    For    Y

O.7

    Renewal of term of Mrs. Marie-Ange Debon as Board member    Management    For    For    Y

O.8

    Renewal of term of Mr. Gerard Hauser as Board member    Management    For    For    Y

O.9

    Renewal of term of Mr. Joseph Rinaldi as Board member    Management    For    For    Y

O.10

    Appointment of Mrs. Manisha Girotra as Board member    Management    For    For    Y

O.11

    Appointment of Mr. Pierre-Jean Sivignon as Board member    Management    For    For    Y

O.12

    Attendance allowances    Management    For    For    Y

O.13

    Authorization to be granted to the Board of Directors to purchase shares of the Company    Management    For    For    Y

E.14

    Authorization granted to the Board of Directors to carry out the allocation of performance shares in favor of employees of Technip on the one hand and on the other hand, to employees and corporate officers of subsidiaries of the Group    Management    For    For    Y

E.15

    Authorization granted to the Board of Directors to carry out the allocation of performance shares in favor of the Chairman of the Board of Directors and/or CEO, and main executive officers of the Group    Management    For    For    Y

E.16

    Authorization granted to the Board of Directors to carry out the allocation of share subscription and/or purchase options in favor of employees of Technip on the one hand and on the other hand, to employees and corporate officers of subsidiaries of the Group    Management    For    For    Y

E.17

    Authorization granted to the Board of Directors to carry out the allocation of share subscription and/or purchase options in favor of the Chairman of the Board of Directors and/or CEO, and main executive officers of the Group    Management    For    For    Y

E.18

    Delegation of authority to the Board of Directors to decide to increase share capital in favor of members of a company savings plan with cancellation of shareholders’ preferential subscription rights    Management    For    For    Y

O.E19

    Powers to carry out all legal formalities    Management    For    For    Y

 

TECHTRONIC INDUSTRIES CO LTD

Security    Y8563B159       Meeting Type    Annual General Meeting
Ticker Symbol    669       Meeting Date    24-May-2013
ISIN    HK0669013440       Agenda    704414503 - Management
City    HONG KONG       Holding Recon Date    22-May-2013
Country    Hong Kong       Vote Deadline Date    21-May-2013
SEDOL(s)    B0190C7 - B01BM83 - B031W92       Quick Code   

 

Item

   

Proposal

   

Type

   

Vote

   

For/Against
Management

   

Fund Vote
(Y/N)

CMMT

    PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/sehk/20 13/0411/LTN20130411460.pdf-AND- http://www.hkexnews.hk/listedco/listconews/sehk/20 13/0411/LTN20130411418.pdf    Non-Voting          N

CMMT

    PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF “ABSTAIN” WILL BE TREATED- THE SAME AS A “TAKE NO ACTION” VOTE.    Non-Voting          N

1

    To receive and consider the audited Statement of Accounts and the Reports of the Directors and the Auditors of the Company for the year ended December 31, 2012    Management    For    For    Y

2

    To declare a final dividend of HK10.75 cents per share for the year ended December 31, 2012    Management    For    For    Y

3a

    To re-elect Mr. Patrick Kin Wah Chan as Group Executive Director    Management    For    For    Y

3b

    To re-elect Prof. Roy Chi Ping Chung BBS JP as Non-executive Director    Management    For    For    Y

3c

    To re-elect Mr. Joel Arthur Schleicher as Independent Non-executive Director    Management    For    For    Y

3d

    To re-elect Mr. Christopher Patrick Langley OBE as Independent Non-executive Director    Management    For    For    Y

3e

    To authorise the Directors to fix their remuneration for the year ending December 31, 2013    Management    For    For    Y

4

    To re-appoint Deloitte Touche Tohmatsu as Auditors of the Company and authorise the Directors to fix their remuneration    Management    For    For    Y

5

    To grant a general mandate to the Directors to allot, issue and deal with additional shares not exceeding (i) in the case of an allotment and issue of shares for cash, 10% of the aggregate nominal amount of the share capital of the Company in issue at the date of the resolution and (ii) in the case of an allotment and issue of shares for a consideration other than cash, 20% of the aggregate nominal amount of the share capital of the Company in issue at the date of the resolution (less any shares allotted and issued pursuant to (i) above)    Management    For    For    Y

6

    To grant a general mandate to the Directors to repurchase shares not exceeding 10% of the share capital of the Company in issue at the date of the resolution    Management    For    For    Y

7

    Conditional on the passing of Resolution Nos. 5 and 6, to grant a general mandate to the Directors to add the shares repurchased pursuant to Resolution No. 6 to the amount of issued share capital of the Company which may be allotted pursuant to Resolution No. 5    Management    For    For    Y

 

TELENOR ASA, FORNEBU

Security    R21882106       Meeting Type    Annual General Meeting
Ticker Symbol    TEL       Meeting Date    15-May-2013
ISIN    NO0010063308       Agenda    704455674 - Management
City    FORNEBU       Holding Recon Date    13-May-2013
Country    Norway    Blocking    Vote Deadline Date    06-May-2013
SEDOL(s)   

4732495 - 7064678 - B0324L1 -

B28MTB5 - B64SV20

       Quick Code   

 

Item

   

Proposal

   

Type

   

Vote

   

For/Against
Management

   

Fund Vote
(Y/N)

CMMT

    IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE-REPRESENTATIVE    Non-Voting          N

CMMT

    MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED    Non-Voting          N

CMMT

    SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT NEED TO BE RE-REGISTERED IN THE-BENEFICIAL OWNERS NAME TO BE ALLOWED TO VOTE AT MEETINGS. SHARES WILL BE-TEMPORARILY TRANSFERRED TO A SEPARATE ACCOUNT IN THE BENEFICIAL OWNER’S NAME-ON THE PROXY DEADLINE AND TRANSFERRED BACK TO THE OMNIBUS/NOMINEE ACCOUNT THE-DAY AFTER THE MEETING.    Non-Voting          N

CMMT

    BLOCKING SHOULD ALWAYS BE APPLIED, RECORD DATE OR NOT.    Non-Voting          N

1

    Approval of the notice of the Annual General Meeting and the agenda    Management    No Action       N

3

    Approval of the financial statements and report from the Board of Directors for the financial year 2012    Management    No Action       N

4

    Approval of the remuneration to the company’s auditor    Management    No Action       N

5

    Information and vote on the Board of Director’s statement regarding the determination of salary and other remuneration to the executive management    Management    No Action       N

6

    Reduction of share capital by cancelling treasury shares and redemption of shares owned by the Kingdom of Norway and reduction of other equity    Management    No Action       N

7

    Authorisation to acquire treasury shares for the purpose of cancellation    Management    No Action       N

8.1

    Election of shareholder elected member to the Corporate Assembly In line with the nomination committee’s proposal: Anders Skjaevestad    Management    No Action       N

8.2

    Election of shareholder elected member to the Corporate Assembly In line with the nomination committee’s proposal: John Gordon Bernander    Management    No Action       N

8.3

    Election of shareholder elected member to the Corporate Assembly In line with the nomination committee’s proposal: Kirsten Ideboen    Management    No Action       N

8.4

    Election of shareholder elected member to the Corporate Assembly In line with the nomination committee’s proposal: Didrik Munch    Management    No Action       N

8.5

    Election of shareholder elected member to the Corporate Assembly In line with the nomination committee’s proposal: Elin Merete Myrmel-Johansen    Management    No Action       N

8.6

    Election of shareholder elected member to the Corporate Assembly In line with the nomination committee’s proposal: Widar Salbuvik    Management    No Action       N

8.7

    Election of shareholder elected member to the Corporate Assembly In line with the nomination committee’s proposal: Tore Onshuus Sandvik    Management    No Action       N

8.8

    Election of shareholder elected member to the Corporate Assembly In line with the nomination committee’s proposal: Silvija Seres    Management    No Action       N

8.9

    Election of shareholder elected member to the Corporate Assembly In line with the nomination committee’s proposal: Siri Pettersen Strandenes    Management    No Action       N

8.10

    Election of shareholder elected member to the Corporate Assembly In line with the nomination committee’s proposal: Olaug Svarva    Management    No Action       N

8.11

    Election of Deputy Member elected member to the Corporate Assembly In line with the nomination committee’s proposal: Gry Molleskog (1st deputy)    Management    No Action       N

8.12

    Election of Deputy Member elected member to the Corporate Assembly In line with the nomination committee’s proposal: Nils-Edvard Olsen (2nd deputy)    Management    No Action       N

8.13

    Election of Deputy Member elected member to the Corporate Assembly In line with the nomination committee’s proposal: Ingvild Nybo Holth (3rd deputy)    Management    No Action       N

9.i

    Election of member to the Nomination Committee In line with the nomination committee’s proposal: Mette I. Wikborg    Management    No Action       N

9.ii

    Election of member to the Nomination Committee In line with the nomination committee’s proposal: Rune Selmar    Management    No Action       N

10.i

    Determination of remuneration to the members of: the Corporate Assembly; In line with the nomination committee’s proposal    Management    No Action       N

10.ii

    Determination of remuneration to the members of: the Nomination Committee In line with the nomination committee’s proposal    Management    No Action       N

 

TELIASONERA AB, STOCKHOLM

Security    W95890104       Meeting Type    Annual General Meeting
Ticker Symbol    TLSN       Meeting Date    03-Apr-2013
ISIN    SE0000667925       Agenda    704278464 - Management
City    STOCKHOLM       Holding Recon Date    26-Mar-2013
Country    Sweden       Vote Deadline Date    21-Mar-2013
SEDOL(s)    5978384 - 5991789 -7520880 - B038B18 - B11LJR8       Quick Code   

 

Item

   

Proposal

   

Type

   

Vote

   

For/Against
Management

   

Fund Vote
(Y/N)

CMMT

    IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE-REPRESENTATIVE    Non-Voting          N

CMMT

    MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED    Non-Voting          N

CMMT

    PLEASE NOTE THAT NOT ALL SUB CUSTODIANS IN SWEDEN ACCEPT ABSTAIN AS A VALID-VOTE OPTION. THANK YOU    Non-Voting          N

1

    Election of chairperson of the meeting: Sven Unger, Attorney-at-law    Non-Voting          N

2

    Preparation and approval of voting register    Non-Voting          N

3

    Adoption of agenda    Non-Voting          N

4

    Election of two persons to check the meeting minutes along with the-chairperson    Non-Voting          N

5

    Confirmation that the meeting has been duly and properly convened    Non-Voting          N

6

    Presentation of the Annual Report and Auditor’s Report, Consolidated-Financial Statements and Group Auditor’s Report for 2012. Speech by acting- President and CEO Per-Arne Blomquist in connection herewith and a description-of the Board of Directors work during 2012    Non-Voting          N

7

    Resolution to adopt the Income Statement, Balance Sheet, Consolidated Statement of Comprehensive Income and Consolidated Statement of Financial Position for 2012    Management    For    For    Y

8

    The Board of Directors proposes that a dividend of SEK 2.85 per share shall be distributed to the shareholders, and that April 8, 2013 shall be set as the record date for the dividend. If the annual general meeting adopts this proposal, it is estimated that disbursement from Euroclear Sweden AB will take place on April 11, 2013    Management    For    For    Y

9

    Resolution concerning discharging of members of the Board of Directors and the President from personal liability towards the Company for the administration of the Company in 2012    Management    For    For    Y

10

    Resolution concerning number of board members and deputy board members to be elected by the annual general meeting    Management    For    For    Y

11

    Resolution concerning remuneration to the Board of Directors    Management    For    For    Y

12

    Election of Board of Directors. The election will be preceded by information from the chairperson concerning positions held in other companies by the candidates: Re-election of Olli-Pekka Kallasvuo and Per-Arne Sandstrom. New election of Marie Ehrling, Mats Jansson, Tapio Kuula, Nina Linander, Martin Lorentzon and Kersti Sandqvist. Maija-Liisa Friman, Ingrid Jonasson Blank, Anders Narvinger, Timo Peltola, Lars Renstrom och Jon Risfelt have declined re-election    Management    For    For    Y

13

    Election of chairman and vice-chairman of the Board of Directors: Marie Ehrling as chairman and Olli- Pekka Kallasvuo as vice-chairman    Management    For    For    Y

14

    Resolution concerning number of auditors and deputy auditors    Management    For    For    Y

15

    Resolution concerning remuneration to the auditors    Management    For    For    Y

16

    Election of auditors and deputy auditors: Re-election of PricewaterhouseCoopers AB until the end of the annual general meeting 2014    Management    For    For    Y

17

    Election of Nomination Committee: Magnus Skaninger (Swedish State), Kari Jarvinen (Finnish State via Solidium Oy), Jan Andersson (Swedbank Robur Funds), Per Frennberg (Alecta) and Marie Ehrling (chairman of the Board of Directors)    Management    For    For    Y

18

    Proposal regarding guidelines for remuneration to the executive management    Management    For    For    Y

19

    The Board of Directors’ proposal for authorization to acquire own shares    Management    For    For    Y

20(a)

    The Board of Directors’ proposal for: implementation of a long-term incentive program 2013/2016    Management    For    For    Y

20(b)

    The Board of Directors’ proposal for: hedging arrangements for the program    Management    For    For    Y

21

    Proposal from the shareholder Carl Henrik Bramelid: That TeliaSonera either sells back Skanova, which owns the copper cables in Sweden, to the Swedish State or distributes the shares to the company’s shareholders    Shareholder    Against    For    Y

22

    Proposal from the shareholder Carl Henrik Bramelid: That TeliaSonera keeps its operations on the mature markets and separates its operations on the emerging markets to a separate company/group the shares of which are distributed to the company’s shareholders. The company/group responsible for the emerging markets should be listed    Shareholder    Against    For    Y

23

    Proposal from the shareholder Ake Raushagen: that the present auditors be dismissed and that the Nomination Committee be given the assignment to draw up a proposal on new auditors and to review the assignment and the mandate of the new auditors    Shareholder    Against    For    Y

24(a)

    Proposal from the shareholder Lars Bramelid: (a) that the new Board of Directors be given the assignment to claim damages from the persons who have damaged the company, especially the company’s Management Group and the board members of that time    Shareholder    Against    For    Y

24(b)

    Proposal from the shareholder Lars Bramelid: that the Board of Directors is therefore given the right to limit the company’s claim for damages against these persons to a total of up to SEK 100 million    Shareholder    Against    For    Y

TENARIS SA, LUXEMBOURG

Security    L90272102       Meeting Type    Annual General Meeting
Ticker Symbol    TEN       Meeting Date    02-May-2013
ISIN    LU0156801721       Agenda    704361891 - Management
City    LUXEMBOURG       Holding Recon Date    17-Apr-2013
Country    Luxembourg       Vote Deadline Date    11-Apr-2013
SEDOL(s)   

2172402 - 2174475 - 7526338 -

7538515 - B040TY2 - B13CXS8 -

B2901B2

       Quick Code   

 

Item

   

Proposal

   

Type

   

Vote

   

For/Against
Management

   

Fund Vote
(Y/N)

1

    Consideration of the consolidated management report and the related certifications from management with regard to the consolidated financial statements of the company for the fiscal year that ended on December 31, 2012, and with regard to the annual financial statements to December 31, 2012, and the reports from the independent auditors with regard to the mentioned consolidated financial statements and annual financial statements    Management    For    For    Y

2

    Approval of the consolidated financial statements of the company for the fiscal year that ended on December 31, 2012    Management    For    For    Y

3

    Approval of the annual financial statements of the company to December 31, 2012    Management    For    For    Y

4

    Allocation of results and approval of the payment of dividends for the fiscal year that ended on December 31, 2012    Management    For    For    Y

5

    Release from liability for the members of the board of directors for the performance of their term in office during the fiscal year that ended on December 31, 2012    Management    For    For    Y

6

    Election of the members of the board of directors    Management    For    For    Y

7

    Compensation of the members of the board of directors    Management    For    For    Y

8

    Designation of the independent auditors for the fiscal year that ends on December 31, 2013, and approval of their compensation    Management    For    For    Y

9

    Authorization for the board of directors to distribute all the notices to the shareholders, including the material for the general meeting of shareholders and the issuance of powers of attorney and annual information for the shareholders, through the electronic means that are allowed by any applicable laws or regulations    Management    For    For    Y

 

TOTAL SA, COURBEVOIE

Security    F92124100       Meeting Type    MIX
Ticker Symbol    FP       Meeting Date    17-May-2013
ISIN    FR0000120271       Agenda    704387477 - Management
City    PARIS       Holding Recon Date    13-May-2013
Country    France       Vote Deadline Date    08-May-2013
SEDOL(s)   

0214663 - 4617462 - 4905413 -

5180628 - 5638279 - 5836976 -

B030QX1 - B128WJ1 - B15C557 -

B15C5P7 - B15C5S0 - B15C7G2 -

B15CVJ3 - B19GK61 - B1YYWP3 -

B92MVZ8

       Quick Code   

 

Item

   

Proposal

   

Type

   

Vote

   

For/Against
Management

   

Fund Vote
(Y/N)

CMMT

    PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 170136 DUE TO ADDITION OF- RESOLUTIONS. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AN-D YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU.    Non-Voting          N

CMMT

    PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE “FOR” AN- D “AGAINST” A VOTE OF “ABSTAIN” WILL BE TREATED AS AN “AGAINST” VOTE.    Non-Voting          N

CMMT

    THE FOLLOWING APPLIES TO NON-RESIDENT SHAREOWNERS ONLY: PROXY CARDS: VOTING IN-STRUCTIONS WILL BE FORWARDED TO THE GLOBAL CUSTODIANS ON THE VOTE DEADLINE DAT-E. IN CAPACITY AS REGISTERED INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE-PROXY CARDS AND FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFO-RMATION, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE    Non-Voting          N

CMMT

    PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY CLIC- KING ON THE MATERIAL URL LINK: https://balo.journal-officiel.gouv.fr/pdf/2013/- 0408/201304081301115.pdf. PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN-TEXT OF RESOLUTIONS O.7, E.11 AND E.12. THANK YOU.    Non-Voting          N

O.1

    Approval of the corporate financial statements for the financial year ended December 31, 2012    Management    For    For    Y

O.2

    Approval of the consolidated financial statements for the financial year ended December 31, 2012    Management    For    For    Y

O.3

    Allocation of income and setting the dividend    Management    For    For    Y

O.4

    Authorization to be granted to the Board of Directors to trade in Company’s shares    Management    For    For    Y

O.5

    Renewal of term of Mr. Thierry Desmarest as Board member    Management    For    For    Y

O.6

    Renewal of term of Mr. Gunnar Brock as Board member    Management    For    For    Y

O.7

    Renewal of term of Mr. Gerard Lamarche as Board member    Management    For    For    Y

CMMT

    PLEASE NOTE THAT ALTHOUGH THERE ARE 2 CANDIDATES TO BE ELECTED AS DIRECTORS, T-HERE IS ONLY 1 VACANCY AVAILABLE TO BE FILLED AT THE MEETING. THE STANDING INS- TRUCTIONS FOR THIS MEETING WILL BE DISABLED AND, IF YOU CHOOSE, YOU ARE REQUIR-ED TO VOTE FOR ONLY 1 OF THE 2 DIRECTORS. THANK YOU.    Non-Voting          N

O.8

    Appointment of Mr. Charles Keller as Board member representing employee shareholders pursuant to Article 11 of the bylaws    Management    For    For    Y

O.9

    PLEASE NOTE THAT THIS IS A SHAREHOLDERS’ PROPOSAL: Appointment of Mr. Philippe Marchandise as Board member representing employee shareholders pursuant to Article 11 of the bylaws    Shareholder    Against    For    Y

O.10

    Attendance allowances allocated to the Board of Directors    Management    For    For    Y

E.11

    Authorization to grant Company’s share subscription and/or purchase options to some employees of the Group and corporate officers of the company or Group companies with cancellation of shareholders’ preferential subscription rights to shares issued following the exercise of share subscription options    Management    For    For    Y

E.12

    Delegation of authority granted to the Board of Directors to increase capital under the conditions provided in Articles L.3332-18 et seq. of the Code of Labor with cancellation of shareholders’ preferential subscription rights to shares issued due to the subscription of shares by employees of the Group    Management    For    For    Y

A

    PLEASE NOTE THAT THIS IS A SHAREHOLDERS’ PROPOSAL: Proposed by the Enterprise Central Committee of UES Amont Total (Non-approved by the Board of Directors): Creation of an Independent Ethics Committee    Shareholder    Against    For    Y

B

    PLEASE NOTE THAT THIS IS A SHAREHOLDERS’ PROPOSAL: Proposed by the Enterprise Central Committee of UES Amont Total (Non-approved by the Board of Directors): Corporate officers and employees compensation components related to industrial safety indicators    Shareholder    Against    For    Y

C

    PLEASE NOTE THAT THIS IS A SHAREHOLDERS’ PROPOSAL: Proposed by the Enterprise Central Committee of UES Amont Total (Non-approved by the Board of Directors): Total’s commitment in favor of the Diversity Label    Shareholder    Against    For    Y

D

    PLEASE NOTE THAT THIS IS A SHAREHOLDERS’ PROPOSAL: Proposed by the Enterprise Central Committee of UES Amont Total (Non-approved by the Board of Directors): Presence of an Employees’ Representative in the compensation Committee    Shareholder    Against    For    Y

E

    PLEASE NOTE THAT THIS IS A SHAREHOLDERS’ PROPOSAL: Proposed by the Enterprise Central Committee of UES Amont Total (Non-approved by the Board of Directors): Developing individual shareholding    Shareholder    Against    For    Y

 

TOYOTA MOTOR CORPORATION

Security    J92676113       Meeting Type    Annual General Meeting
Ticker Symbol    7203       Meeting Date    14-Jun-2013
ISIN    JP3633400001       Agenda    704538012 - Management
City    AICHI       Holding Recon Date    31-Mar-2013
Country    Japan       Vote Deadline Date    12-Jun-2013
SEDOL(s)   

0851435 - 2205870 - 4871503 -

6900643 - B1YYWK8

       Quick Code    72030

 

Item

   

Proposal

   

Type

   

Vote

   

For/Against
Management

   

Fund Vote
(Y/N)

   Please reference meeting materials.    Non-Voting          N

1

    Approve Appropriation of Surplus    Management    For    For    Y

2.1

    Appoint a Director    Management    For    For    Y

2.2

    Appoint a Director    Management    For    For    Y

2.3

    Appoint a Director    Management    For    For    Y

2.4

    Appoint a Director    Management    For    For    Y

2.5

    Appoint a Director    Management    For    For    Y

2.6

    Appoint a Director    Management    For    For    Y

2.7

    Appoint a Director    Management    For    For    Y

2.8

    Appoint a Director    Management    For    For    Y

2.9

    Appoint a Director    Management    For    For    Y

2.10

    Appoint a Director    Management    For    For    Y

2.11

    Appoint a Director    Management    For    For    Y

2.12

    Appoint a Director    Management    For    For    Y

2.13

    Appoint a Director    Management    For    For    Y

2.14

    Appoint a Director    Management    For    For    Y

2.15

    Appoint a Director    Management    For    For    Y

2.16

    Appoint a Director    Management    For    For    Y

3

    Amend Articles to: Adopt Reduction of Liability System for Outside Directors, Revision Reduction of Liability System for Outside Corporate Auditors    Management    For    For    Y

4

    Approve Payment of Bonuses to Corporate Officers    Management    For    For    Y

 

TOYOTA TSUSHO CORPORATION

Security    J92719111       Meeting Type    Annual General Meeting
Ticker Symbol    8015       Meeting Date    25-Jun-2013
ISIN    JP3635000007       Agenda    704574866 - Management
City    AICHI       Holding Recon Date    31-Mar-2013
Country    Japan       Vote Deadline Date    23-Jun-2013
SEDOL(s)    6900580 - B3BK3N3 - B6361P8       Quick Code    80150

 

Item

   

Proposal

   

Type

   

Vote

   

For/Against
Management

   

Fund Vote
(Y/N)

   Please reference meeting materials.    Non-Voting          N

1

    Approve Appropriation of Surplus    Management    For    For    Y

2.1

    Appoint a Director    Management    For    For    Y

2.2

    Appoint a Director    Management    For    For    Y

2.3

    Appoint a Director    Management    For    For    Y

2.4

    Appoint a Director    Management    For    For    Y

2.5

    Appoint a Director    Management    For    For    Y

2.6

    Appoint a Director    Management    For    For    Y

2.7

    Appoint a Director    Management    For    For    Y

2.8

    Appoint a Director    Management    For    For    Y

2.9

    Appoint a Director    Management    For    For    Y

2.10

    Appoint a Director    Management    For    For    Y

2.11

    Appoint a Director    Management    For    For    Y

2.12

    Appoint a Director    Management    For    For    Y

2.13

    Appoint a Director    Management    For    For    Y

3

    Appoint a Corporate Auditor    Management    For    For    Y

4

    Approve Payment of Bonuses to Corporate Officers    Management    For    For    Y

 

TSURUHA HOLDINGS INC.

Security    J9348C105       Meeting Type    Annual General Meeting
Ticker Symbol    3391       Meeting Date    09-Aug-2012
ISIN    JP3536150000       Agenda    703979635 - Management
City    HOKKAIDO       Holding Recon Date    15-May-2012
Country    Japan       Vote Deadline Date    01-Aug-2012
SEDOL(s)    B0MKZN5 - B12GH56       Quick Code    33910

 

Item

   

Proposal

   

Type

   

Vote

   

For/Against
Management

   

Fund Vote
(Y/N)

   Please reference meeting materials.    Non-Voting          N

1.1

    Appoint a Director    Management    For    For    Y

1.2

    Appoint a Director    Management    For    For    Y

1.3

    Appoint a Director    Management    For    For    Y

1.4

    Appoint a Director    Management    For    For    Y

1.5

    Appoint a Director    Management    For    For    Y

1.6

    Appoint a Director    Management    For    For    Y

1.7

    Appoint a Director    Management    For    For    Y

1.8

    Appoint a Director    Management    For    For    Y

2

    Approve delegation to the Board of Directors of the Company to Determine the Offering of Stock Acquisition Rights as Stock Options to Employees of the Company and its Subsidiaries    Management    For    For    Y

 

VIVENDI SA, PARIS

Security    F97982106       Meeting Type    MIX
Ticker Symbol    VIV       Meeting Date    30-Apr-2013
ISIN    FR0000127771       Agenda    704300209 - Management
City    PARIS       Holding Recon Date    24-Apr-2013
Country    France       Vote Deadline Date    19-Apr-2013
SEDOL(s)   

4834777 - 4841379 - 4859587 -

4863470 - B0334V4 - B0CR3H6 -

B11SBW8 - B1G0HP4 - B92MW66

       Quick Code   

 

Item

   

Proposal

   

Type

   

Vote

   

For/Against
Management

   

Fund Vote
(Y/N)

CMMT

    PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE “FOR”- AND “AGAINST” A VOTE OF “ABSTAIN” WILL BE TREATED AS AN “AGAINST” VOTE.    Non-Voting          N

CMMT

    THE FOLLOWING APPLIES TO NON-RESIDENT SHAREOWNERS ONLY: PROXY CARDS: VOTING-INSTRUCTIONS WILL BE FORWARDED TO THE GLOBAL CUSTODIANS ON THE VOTE DEADLINE-DATE. IN CAPACITY AS REGISTERED INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN-THE PROXY CARDS AND FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE-INFORMATION, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE    Non-Voting          N

CMMT

    PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY- CLICKING ON THE MATERIAL URL LINK:- https://balo.journal- officiel.gouv.fr/pdf/2013/0304/201303041300558.pdf .PLEAS-E NOTE THAT THIS IS A REVISION DUE TO ADDITION OF URL LINK: https://balo.journ-al- officiel.gouv.fr/pdf/2013/0329/201303291301038.pdf. IF YOU HAVE ALREADY SEN-T IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AME-ND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.    Non-Voting          N

O.1

    Approval of the reports and annual corporate financial statements for the financial year 2012    Management    For    For    Y

O.2

    Approval of the reports and consolidated financial statements for the financial year 2012    Management    For    For    Y

O.3

    Approval of the Statutory Auditors’ special report on the regulated agreements and commitments    Management    For    For    Y

O.4

    Allocation of income for the financial year 2012, setting the dividend and the date of payment    Management    For    For    Y

O.5

    Approval of the Statutory Auditors’ special report prepared pursuant to Article L.225-88 of the Commercial Code regarding the conditional commitment in favor of Mr. Philippe Capron as Executive Board member    Management    For    For    Y

O.6

    Appointment of Mr. Vincent Bollore as Supervisory Board member    Management    For    For    Y

O.7

    Appointment of Mr. Pascal Cagni as Supervisory Board member    Management    For    For    Y

O.8

    Appointment of Mrs. Yseulys Costes as Supervisory Board member    Management    For    For    Y

O.9

    Appointment of Mr. Alexandre de Juniac as Supervisory Board member    Management    For    For    Y

O.10

    Appointment of Mrs. Nathalie Bricault representing employee shareholders, as Supervisory Board member    Management    For    For    Y

O.11

    Authorization granted to the Executive Board to allow the Company to purchase its own shares    Management    For    For    Y

E.12

    Authorization to be granted to the Executive Board to reduce share capital by cancellation of shares    Management    For    For    Y

E.13

    Delegation granted to the Executive Board to increase capital by issuing ordinary shares or any securities giving access to capital with shareholders’ preferential subscription rights    Management    For    For    Y

E.14

    Delegation granted to the Executive Board to increase capital without shareholders’ preferential subscription rights and within the limit of 10% of capital and within the overall ceiling provided in the thirteenth resolution, in consideration for in-kind contributions of equity securities or securities giving access to capital of third party companies outside of a public exchange offer    Management    For    For    Y

E.15

    Delegation granted to the Executive Board to increase capital by incorporation of reserves, profits, premiums or other amounts    Management    For    For    Y

E.16

    Delegation granted to the Executive Board to decide to increase share capital in favor of employees and retired employees who are members of the Company Savings Plan without shareholders’ preferential subscription rights    Management    For    For    Y

E.17

    Delegation granted to the Executive Board to decide to increase share capital in favor of employees of Vivendi foreign subsidiaries who are members of the Group Savings Plan and to implement any similar plan without shareholders’ preferential subscription rights    Management    For    For    Y

E.18

    Powers to carry out all legal formalities    Management    For    For    Y

VODAFONE GROUP PLC, NEWBURY BERKSHIRE

Security    G93882135       Meeting Type    Annual General Meeting
Ticker Symbol    VOD       Meeting Date    24-Jul-2012
ISIN    GB00B16GWD56       Agenda    703887729 - Management
City    LONDON       Holding Recon Date    20-Jul-2012
Country    United Kingdom       Vote Deadline Date    18-Jul-2012
SEDOL(s)    B16GWD5 - B17SDS2 - B197P81       Quick Code   

 

Item

   

Proposal

   

Type

   

Vote

   

For/Against
Management

   

Fund Vote
(Y/N)

1

    Accept Financial Statements and Statutory Reports    Management    For    For    Y

2

    Re-elect Gerard Kleisterlee as Director    Management    For    For    Y

3

    Re-elect Vittorio Colao as Director    Management    For    For    Y

4

    Re-elect Andy Halford as Director    Management    For    For    Y

5

    Re-elect Stephen Pusey as Director    Management    For    For    Y

6

    Re-elect Renee James as Director    Management    For    For    Y

7

    Re-elect Alan Jebson as Director    Management    For    For    Y

8

    Re-elect Samuel Jonah as Director    Management    For    For    Y

9

    Re-elect Nick Land as Director    Management    For    For    Y

10

    Re-elect Anne Lauvergeon as Director    Management    For    For    Y

11

    Re-elect Luc Vandevelde as Director    Management    For    For    Y

12

    Re-elect Anthony Watson as Director    Management    For    For    Y

13

    Re-elect Philip Yea as Director    Management    For    For    Y

14

    Approve Final Dividend    Management    For    For    Y

15

    Approve Remuneration Report    Management    For    For    Y

16

    Reappoint Deloitte LLP as Auditors    Management    For    For    Y

17

    Authorise the Audit and Risk Committee to Fix Remuneration of Auditors    Management    For    For    Y

18

    Authorise Issue of Equity with Pre-emptive Rights    Management    For    For    Y

19

    Authorise Issue of Equity without Pre-emptive Rights    Management    For    For    Y

20

    Authorise Market Purchase of Ordinary Shares    Management    For    For    Y

21

    Authorise EU Political Donations and Expenditure    Management    For    For    Y

22

    Authorise the Company to Call EGM with Two Weeks’ Notice    Management    For    For    Y

 

VOLKSWAGEN AG, WOLFSBURG

Security    D94523145       Meeting Type    Annual General Meeting
Ticker Symbol    PAC       Meeting Date    25-Apr-2013
ISIN    DE0007664005       Agenda    704328992 - Management
City    HANNOVER       Holding Recon Date    03-Apr-2013
Country    Germany       Vote Deadline Date    16-Apr-2013
SEDOL(s)   

0308908 - 0930549 - 4930318 -

4930556 - 4930794 - 4930857 -

4931496 - 5493382 - 5496994 -

5497016 - 5497061 - 5497072 -

5497094 - 5497102 - 5497919 -

5497931 - 6122351 - 6930703 -

7159336 - B01DRL7

       Quick Code    527605000

 

Item

   

Proposal

   

Type

   

Vote

   

For/Against
Management

   

Fund Vote
(Y/N)

   NOTE THAT VOTING INSTRUCTIONS HAVE TO BE RECEIVED IN WRITTEN FORM FOR VOTING R-IGHTS TO BE EXERCISED AT THIS MEETING. IF YOU WISH TO VOTE, PLEASE EMAIL GERMA- NMARKET.QUERIES@BROADRIDGE.COM TO REQUEST THE NECESSARY FORMS. WHEN REQUESTING-FORMS, PLEASE STATE YOUR PROXYEDGE INSTITUTION ID TO MAKE SURE YOU RECEIVE TH-E CORRECT DOCUMENTATION FOR YOUR ACCOUNTS. IF YOU ONLY WANT TO VOTE A SUBSET O-F YOUR ACCOUNTS, PLEASE LIST ALL ACCOUNTS TO BE VOTED IN ADDITION TO YOUR PROX-YEDGE ID. VOTES INPUT INTO PROXYEDGE WILL BE RECORDED FOR RECORD KEEPING PURPO- SES BUT WILL NOT BE PROCESSED. PLEASE NOTE THAT THE ORIGINAL COMPLETED PROXY F-ORM MUST BE RETURNED TO THE RESPECTIVE SUB CUSTODIAN BY THE DEADLINE AS INDICA-TED ON THE PROXY FORM. PLEASE NOTE THAT THE VOTE ENTITLEMENT IS DETERMINED BY-THE RECORD DATE. PLEASE NOTE THAT BROADRIDGE WILL PROVIDE THE PROXY FORMS VIA-EMAIL AS EARLY AS RECORD DATE, 04.04.2013, TO ENABLE YOU TO LIST ONLY THE VOTE-ENTITLED SHARE AMOUNT ON THE PROXY FORM.    Non-Voting          N
   ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN CONNECTI-ON WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTIT-LED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUD-ED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS AND YOU HAV-E NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS NOTIFICATIONS PURSUANT-TO THE GERMAN SECURITIES TRADING ACT    Non-Voting          N
   (WHPG). FOR QUESTIONS IN THIS REGARD PLE-ASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR CLARIFICATION. IF YOU DO NO-T HAVE ANY INDICATION REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER EXCLUSIO-N FROM VOTING, PLEASE SUBMIT YOUR VOTE AS USUAL. THANK YOU.            
   PLEASE NOTE THAT THE TRUE RECORD DATE FOR THIS MEETING IS 04.04.2013 , WHEREA-S THE MEETING HAS BEEN SETUP USING THE ACTUAL RECORD DATE - 1 BUSINESS DAY. TH- IS IS DONE TO ENSURE THAT ALL POSITIONS REPORTED ARE IN CONCURRENCE WITH THE G-ERMAN LAW. THANK YOU.    Non-Voting          N
   COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 10.04.2013. FURTHER INFORMATION ON CO-UNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER’S WEBSITE (PLEASE REFER TO-THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE ITE-MS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT-THE COMPANY’S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT ON-PROXYEDGE.    Non-Voting          N

1.

    Presentation of the adopted annual financial statements, the approved consolid-ated financial statements, the management report and the Group management repo-rt for the year ended December 31, 2012, together with the report of the Super-visory Board on fiscal year 2012 as well as the explanatory report by the Boar-d of Management on the information in accordance with sections 289(4) and 315(-4) of the Handelsgesetzbuch (HGB -German Commercial Code) and the report in a-ccordance with section 289(5) of the HGB.    Non-Voting          N

2.

    Resolution on the appropriation of the net profit of Volkswagen Aktiengesellschaft    Management    For    For    Y

3.1

    Resolution on formal approval of the actions of the members of the Board of Management for fiscal year 2012: Mr Martin Winterkorn    Management    For    For    Y

3.2

    Resolution on formal approval of the actions of the members of the Board of Management for fiscal year 2012: Mr Francisco Javier Garcia Sanz    Management    For    For    Y

3.3

    Resolution on formal approval of the actions of the members of the Board of Management for fiscal year 2012: Mr Jochem Heizmann    Management    For    For    Y

3.4

    Resolution on formal approval of the actions of the members of the Board of Management for fiscal year 2012: Mr Christian Klingler    Management    For    For    Y

3.5

    Resolution on formal approval of the actions of the members of the Board of Management for fiscal year 2012: Mr Michael Macht    Management    For    For    Y

3.6

    Resolution on formal approval of the actions of the members of the Board of Management for fiscal year 2012: Mr Horst Neumann    Management    For    For    Y

3.7

    Resolution on formal approval of the actions of the members of the Board of Management for fiscal year 2012: Mr Leif Oestling (beginning 01.09.2012)    Management    For    For    Y

3.8

    Resolution on formal approval of the actions of the members of the Board of Management for fiscal year 2012: Mr Hans Dieter Poetsch    Management    For    For    Y

3.9

    Resolution on formal approval of the actions of the members of the Board of Management for fiscal year 2012: Mr Rupert Stadler    Management    For    For    Y

4.1

    Resolution on formal approval of the actions of the members of the Supervisory Board for fiscal year 2012: Mr Ferdinand K. Piech    Management    For    For    Y

4.2

    Resolution on formal approval of the actions of the members of the Supervisory Board for fiscal year 2012: Mr Berthold Huber    Management    For    For    Y

4.3

    Resolution on formal approval of the actions of the members of the Supervisory Board for fiscal year 2012: Mr Hussain Ali Al-Abdulla    Management    For    For    Y

4.4

    Resolution on formal approval of the actions of the members of the Supervisory Board for fiscal year 2012: Mr Khalifa Jassim Al-Kuwari    Management    For    For    Y

4.5

    Resolution on formal approval of the actions of the members of the Supervisory Board for fiscal year 2012: Mr Joerg Bode    Management    For    For    Y

4.6

    Resolution on formal approval of the actions of the members of the Supervisory Board for fiscal year 2012: Ms Annika Falkengren    Management    For    For    Y

4.7

    Resolution on formal approval of the actions of the members of the Supervisory Board for fiscal year 2012: Mr Michael Frenzel (until 19.04.2012)    Management    For    For    Y

4.8

    Resolution on formal approval of the actions of the members of the Supervisory Board for fiscal year 2012: Mr Uwe Fritsch (beginning 19.04.2012)    Management    For    For    Y

4.9

    Resolution on formal approval of the actions of the members of the Supervisory Board for fiscal year 2012: Ms Babette Froehlich    Management    For    For    Y

4.10

    Resolution on formal approval of the actions of the members of the Supervisory Board for fiscal year 2012: Mr Peter Jacobs (until 19.04.2012)    Management    For    For    Y

4.11

    Resolution on formal approval of the actions of the members of the Supervisory Board for fiscal year 2012: Mr David McAllister    Management    For    For    Y

4.12

    Resolution on formal approval of the actions of the members of the Supervisory Board for fiscal year 2012: Mr Hartmut Meine    Management    For    For    Y

4.13

    Resolution on formal approval of the actions of the members of the Supervisory Board for fiscal year 2012: Mr Peter Mosch    Management    For    For    Y

4.14

    Resolution on formal approval of the actions of the members of the Supervisory Board for fiscal year 2012: Mr Bernd Osterloh    Management    For    For    Y

4.15

    Resolution on formal approval of the actions of the members of the Supervisory Board for fiscal year 2012: Mr Hans Michel Piech    Management    For    For    Y

4.16

    Resolution on formal approval of the actions of the members of the Supervisory Board for fiscal year 2012: Ms Ursula Piech (beginning 19.04.2012)    Management    For    For    Y

4.17

    Resolution on formal approval of the actions of the members of the Supervisory Board for fiscal year 2012: Mr Ferdinand Oliver Porsche    Management    For    For    Y

4.18

    Resolution on formal approval of the actions of the members of the Supervisory Board for fiscal year 2012: Mr Wolfgang Porsche    Management    For    For    Y

4.19

    Resolution on formal approval of the actions of the members of the Supervisory Board for fiscal year 2012: Mr Wolfgang Ritmeier (until 31.12.2012)    Management    For    For    Y

4.20

    Resolution on formal approval of the actions of the members of the Supervisory Board for fiscal year 2012: Mr Juergen Stumpf (until 31.12.2012)    Management    For    For    Y

4.21

    Resolution on formal approval of the actions of the members of the Supervisory Board for fiscal year 2012: Mr Bernd Wehlauer (until 31.12.2012)    Management    For    For    Y

4.22

    Resolution on formal approval of the actions of the members of the Supervisory Board for fiscal year 2012: Mr Thomas Zwiebler    Management    For    For    Y

5.1

    Election of a member of the Supervisory Board: Mr Wolfgang Porsche    Management    For    For    Y

6.

    Resolution on the approval of intercompany agreements    Management    For    For    Y

7.

    Election of the auditors and Group auditors for fiscal year 2013 as well as of the auditors to review the condensed consolidated financial statements and interim management report for the first six months of 2013: PricewaterhouseCoopers Aktiengesellschaft    Management    For    For    Y

 

WESTPAC BANKING CORP, SYDNEY NSW

Security    Q97417101       Meeting Type    Annual General Meeting
Ticker Symbol    WBC       Meeting Date    13-Dec-2012
ISIN    AU000000WBC1       Agenda    704164451 - Management
City    SYDNEY       Holding Recon Date    11-Dec-2012
Country    Australia       Vote Deadline Date    06-Dec-2012
SEDOL(s)   

0957258 - 5412183 - 6076146 -

6956527 - 6957393 - B01D654

       Quick Code    503604000

 

Item

   

Proposal

   

Type

   

Vote

   

For/Against
Management

   

Fund Vote
(Y/N)

CMMT

    VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSAL 2 AND VOTES CAST BY ANY- INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE PROPOSAL/S-WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED BENEFIT OR-EXPECT TO OBTAIN FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE “ABSTAIN”) ON-THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE- OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT- PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON PROPOSAL (2), YOU ACKNOWLEDGE THAT- YOU HAVE NOT OBTAINED BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING- OF THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE VOTING EXCLUSION.    Non-Voting          N

2

    Remuneration Report    Management    For    For    Y

3(a)

    Re-election of Gordon Cairns    Management    For    For    Y

3(b)

    Election of Robert Elstone    Management    For    For    Y

4(a)

    Changes to the Westpac Constitution relating to preference shares    Management    For    For    Y

4(b)

    Other Changes to the Westpac Constitution    Management    For    For    Y

 

WPP PLC

Security    G9788D103       Meeting Type    Annual General Meeting
Ticker Symbol    WPP       Meeting Date    12-Jun-2013
ISIN    JE00B8KF9B49       Agenda    704511775 - Management
City    LONDON       Holding Recon Date    10-Jun-2013
Country    Jersey       Vote Deadline Date    06-Jun-2013
SEDOL(s)    B8KF9B4 - B9GRCY5 - B9GRDH5       Quick Code   

 

Item

   

Proposal

   

Type

   

Vote

   

For/Against
Management

   

Fund Vote
(Y/N)

1

    Ordinary Resolution to receive and approve the audited accounts    Management    For    For    Y

2

    Ordinary Resolution to declare a final dividend    Management    For    For    Y

3

    Ordinary Resolution to approve the remuneration report of the directors    Management    For    For    Y

4

    Ordinary Resolution to approve the sustainability report of the directors    Management    For    For    Y

5

    Ordinary Resolution to re-elect Colin Day as a director    Management    For    For    Y

6

    Ordinary Resolution to re-elect Esther Dyson as a director    Management    For    For    Y

7

    Ordinary Resolution to re-elect Orit Gadiesh as a director    Management    For    For    Y

8

    Ordinary Resolution to re-elect Philip Lader as a director    Management    For    For    Y

9

    Ordinary Resolution to re-elect Ruigang Li as a director    Management    For    For    Y

10

    Ordinary Resolution to re-elect Mark Read as a director    Management    For    For    Y

11

    Ordinary Resolution to re-elect Paul Richardson as a director    Management    For    For    Y

12

    Ordinary Resolution to re-elect Jeffrey Rosen as a director    Management    For    For    Y

13

    Ordinary Resolution to re-elect Timothy Shriver as a director    Management    For    For    Y

14

    Ordinary Resolution to re-elect Sir Martin Sorrell as a director    Management    For    For    Y

15

    Ordinary Resolution to re-elect Solomon Trujillo as a director    Management    For    For    Y

16

    Ordinary Resolution to elect Roger Agnelli as a director    Management    For    For    Y

17

    Ordinary Resolution to elect Dr Jacques Aigrain as a director    Management    For    For    Y

18

    Ordinary Resolution to elect Hugo Shong as a director    Management    For    For    Y

19

    Ordinary Resolution to elect Sally Susman as a director    Management    For    For    Y

20

    Ordinary Resolution to re-appoint the auditors and authorise the directors to determine their remuneration    Management    For    For    Y

21

    Ordinary Resolution to authorise the directors to allot relevant securities    Management    For    For    Y

22

    Ordinary Resolution to approve the Executive Performance Share plan    Management    For    For    Y

23

    Special Resolution to authorise the Company to purchase its own shares    Management    For    For    Y

24

    Special Resolution to authorise the disapplication of pre-emption rights    Management    For    For    Y

 

WPP PLC, ST HELIER

Security    G9787K108       Meeting Type    Court Meeting
Ticker Symbol    WPP       Meeting Date    11-Dec-2012
ISIN    JE00B3DMTY01       Agenda    704166683 - Management
City    DUBLIN 4       Holding Recon Date    07-Dec-2012
Country    Jersey       Vote Deadline Date    05-Dec-2012
SEDOL(s)    B3DMTY0 - B3DQ8G7 - B3FMR88       Quick Code   

 

Item

   

Proposal

   

Type

   

Vote

   

For/Against
Management

   

Fund Vote
(Y/N)

CMMT

    PLEASE NOTE THAT ABSTAIN IS NOT A VALID VOTE OPTION FOR THIS MEETING TYPE.- PLEASE CHOOSE BETWEEN “FOR” AND “AGAINST” ONLY. SHOULD YOU CHOOSE TO VOTE-ABSTAIN FOR THIS MEETING THEN YOUR VOTE WILL BE DISREGARDED BY THE ISSUER OR-ISSUERS AGENT.    Non-Voting          N

1

    For the purpose of considering and, if thought fit, approving (with or without modification) the proposed scheme of arrangement referred to in the Notice convening the Court Meeting (the Scheme)    Management    For    For    Y

 

WPP PLC, ST HELIER

Security    G9787K108       Meeting Type    Ordinary General Meeting
Ticker Symbol    WPP       Meeting Date    11-Dec-2012
ISIN    JE00B3DMTY01       Agenda    704166695 - Management
City    DUBLIN 4       Holding Recon Date    07-Dec-2012
Country    Jersey       Vote Deadline Date    05-Dec-2012
SEDOL(s)    B3DMTY0 - B3DQ8G7 - B3FMR88       Quick Code   

 

Item

   

Proposal

   

Type

   

Vote

   

For/Against
Management

   

Fund Vote
(Y/N)

1

    To approve the Scheme of Arrangement dated 13 November 2012 and related matters    Management    For    For    Y

2

    To approve the New WPP Reduction of Capital    Management    For    For    Y

3

    To change the name of the Company    Management    For    For    Y

 

YARA INTERNATIONAL ASA, OSLO

Security    R9900C106       Meeting Type    Annual General Meeting
Ticker Symbol    YAR       Meeting Date    13-May-2013
ISIN    NO0010208051       Agenda    704452616 - Management
City    OSLO       Holding Recon Date    09-May-2013
Country    Norway    Blocking    Vote Deadline Date    06-May-2013
SEDOL(s)   

7751259 - B00JX30 - B00KKS7 -

B05PQ78 - B28N877 - B64SV53

       Quick Code   

 

Item

   

Proposal

   

Type

   

Vote

   

For/Against
Management

   

Fund Vote
(Y/N)

CMMT

    IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE-REPRESENTATIVE    Non-Voting          N

CMMT

    MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED    Non-Voting          N

CMMT

    SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT NEED TO BE RE-REGISTERED IN THE-BENEFICIAL OWNERS NAME TO BE ALLOWED TO VOTE AT MEETINGS. SHARES WILL BE-TEMPORARILY TRANSFERRED TO A SEPARATE ACCOUNT IN THE BENEFICIAL OWNER’S NAME-ON THE PROXY DEADLINE AND TRANSFERRED BACK TO THE OMNIBUS/NOMINEE ACCOUNT THE-DAY AFTER THE MEETING.    Non-Voting          N

CMMT

    BLOCKING SHOULD ALWAYS BE APPLIED, RECORD DATE OR NOT.    Non-Voting          N

1

    Opening of the general meeting, approval of meeting notice and agenda    Management    No Action       N

2

    Election of chairperson and a person to co-sign the minutes    Management    No Action       N

3

    Approval of the annual accounts and the annual report for 2012 for Yara International ASA and the group, including distribution of dividend    Management    No Action       N

4

    Statement regarding determination of salary and other remuneration to the executive management of the company    Management    No Action       N

5

    Report on corporate governance    Management    No Action       N

6

    Auditor’s fees for 2012    Management    No Action       N

7

    Remuneration to the members of the board, members of the compensation committee and members of the audit committee for the period until the next annual general meeting    Management    No Action       N

8

    Remuneration to the members of the nomination committee for the period until the next annual general meeting    Management    No Action       N

9

    Election of members of the board    Management    No Action       N

10

    Changes to the articles of association regarding signatory power    Management    No Action       N

11

    Capital reduction by cancellation of own shares and by redemption of shares held on behalf of the Norwegian state by the ministry of trade and industry    Management    No Action       N

12

    Power of attorney to the board regarding acquisition of own shares    Management    No Action       N

 

YUE YUEN INDUSTRIAL (HOLDINGS) LTD

Security    G98803144       Meeting Type    Annual General Meeting
Ticker Symbol    551       Meeting Date    31-May-2013
ISIN    BMG988031446       Agenda    704452856 - Management
City    HONG KONG       Holding Recon Date    28-May-2013
Country    Bermuda       Vote Deadline Date    28-May-2013
SEDOL(s)    6586537 - 7538689 - B01FKC5       Quick Code   

 

Item

   

Proposal

   

Type

   

Vote

   

For/Against
Management

   

Fund Vote
(Y/N)

CMMT

    PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘AGAINST’ FOR-ALL RESOLUTIONS. THANK YOU.    Non-Voting          N

CMMT

    PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/sehk/20 13/0422/LTN20130422709.pdf-AND- http://www.hkexnews.hk/listedco/listconews/sehk/20 13/0422/LTN20130422668.pdf    Non-Voting          N

1

    To receive and consider the audited financial statements and the reports of the directors and auditors for the fifteen months ended 31st December, 2012    Management    For    For    Y

2

    To declare a final dividend of HKD 0.25 per share for the fifteen months ended 31st December, 2012    Management    For    For    Y

3.i

    To re-elect Mr. Kuo Tai Yu as a director    Management    For    For    Y

3.ii

    To re-elect Mr. Chan Lu Min as a director    Management    For    For    Y

3.iii

    To re-elect Ms. Tsai Pei Chun, Patty as a director    Management    For    For    Y

3.iv

    To re-elect Ms. Kuo Li-Lien as a director    Management    For    For    Y

3.v

    To re-elect Mr. Huang Ming Fu as a director    Management    For    For    Y

3.vi

    To re-elect Ms. Teresa Yen as a director    Management    For    For    Y

3.vii

    To authorise the board of directors to fix the remuneration of the directors    Management    For    For    Y

4

    To appoint auditors and to authorise the board of directors to fix their remuneration    Management    For    For    Y

5.A

    To grant a general mandate to the directors to issue, allot and deal with additional shares not exceeding 10% of the issued share capital of the Company as at the date of passing of this resolution    Management    For    For    Y

5.B

    To grant a general mandate to the directors to repurchase the Company’s own shares not exceeding 10% of the issued share capital of the Company as at the date of passing of this resolution    Management    For    For    Y

5.C

    To extend the general mandate to issue, allot and deal with additional shares of the Company under resolution number 5A to include the number of shares repurchased pursuant to the general mandate to repurchase shares under resolution number 5B    Management    For    For    Y

 

ZURICH INSURANCE GROUP AG, ZUERICH

Security    H9870Y105       Meeting Type    Annual General Meeting
Ticker Symbol    ZURN       Meeting Date    04-Apr-2013
ISIN    CH0011075394       Agenda    704315767 - Management
City    ZURICH       Holding Recon Date    25-Mar-2013
Country    Switzerland       Vote Deadline Date    25-Mar-2013
SEDOL(s)   

0885768 - 2744157 - 4626134 -

5983816 - B01F337

       Quick Code   

 

Item

   

Proposal

   

Type

   

Vote

   

For/Against
Management

   

Fund Vote
(Y/N)

CMMT

    PLEASE NOTE THAT THIS IS THE PART II OF THE MEETING NOTICE SENT UNDER MEETING- 152246, INCLUDING THE AGENDA. TO VOTE IN THE UPCOMING MEETING, YOUR NAME MUST- BE NOTIFIED TO THE COMPANY REGISTRAR AS BENEFICIAL OWNER BEFORE THE RE-REGISTR- ATION DEADLINE. PLEASE NOTE THAT THOSE INSTRUCTIONS THAT ARE SUBMITTED AFTER T-HE CUTOFF DATE WILL BE PROCESSED ON A BEST EFFORT BASIS. THANK YOU.    Non-Voting          N

CMMT

    BLOCKING OF REGISTERED SHARES IS NOT A LEGAL REQUIREMENT IN THE SWISS MARKET,- SPECIFIC POLICIES AT THE INDIVIDUAL SUB- CUSTODIANS MAY VARY. UPON RECEIPT OF T- HE VOTING INSTRUCTION, IT IS POSSIBLE THAT A MARKER MAY BE PLACED ON YOUR SHAR-ES TO ALLOW FOR RECONCILIATION AND RE- REGISTRATION FOLLOWING A TRADE. IF YOU H-AVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR CLIENT SERVICE REPRE-SENTATIVE.    Non-Voting          N

1.1

    Approval of the annual report, the annual financial statements and the consolidated financial statements for 2012    Management    For    For    Y

1.2

    Advisory vote on the remuneration system according to the remuneration report    Management    For    For    Y

2.1

    Appropriation of available earnings for 2012    Management    For    For    Y

2.2

    Appropriation of reserves from capital contributions    Management    For    For    Y

3

    Discharge of members of the board of directors and of the group executive committee    Management    For    For    Y

4.1.1

    Election of Ms. Monica Maechler as the board of director    Management    For    For    Y

4.1.2

    Re-election of Ms. Susan Bies as the board of director    Management    For    For    Y

4.1.3

    Re-election of Mr. Victor L.L. Chu as the board of director    Management    For    For    Y

4.1.4

    Re-election of Mr. Rolf Watter as the board of director    Management    For    For    Y

4.2

    Re-election of auditors PricewaterhouseCoopers ltd, Zurich    Management    For    For    Y

5

    Additional and/or counter-proposals    Management    Abstain    For    Y

SIGNATURES

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

THE WRIGHT MANAGED EQUITY TRUST (on behalf of WRIGHT SELECTED BLUE CHIP EQUITIES FUND, WRIGHT MAJOR BLUE CHIP EQUITIES FUND, and WRIGHT INTERNATIONAL BLUE CHIP EQUITIES FUND).

 

By:  

/s/ Peter M. Donovan

  Peter M. Donovan, President
Date:   7/30/13