0001209191-14-032152.txt : 20140508
0001209191-14-032152.hdr.sgml : 20140508
20140508150538
ACCESSION NUMBER: 0001209191-14-032152
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140506
FILED AS OF DATE: 20140508
DATE AS OF CHANGE: 20140508
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: LSI CORP
CENTRAL INDEX KEY: 0000703360
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 942712976
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1320 RIDDER PARK DRIVE
CITY: SAN JOSE
STATE: CA
ZIP: 95131
BUSINESS PHONE: 4084338000
MAIL ADDRESS:
STREET 1: 1320 RIDDER PARK DRIVE
CITY: SAN JOSE
STATE: CA
ZIP: 95131
FORMER COMPANY:
FORMER CONFORMED NAME: LSI LOGIC CORP
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: RICHARDSON DAVID JEFFREY
CENTRAL INDEX KEY: 0001329724
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-10317
FILM NUMBER: 14824504
MAIL ADDRESS:
STREET 1: LSI LOGIC CORP
STREET 2: 1621 BARBER LANE
CITY: MILPITAS
STATE: CA
ZIP: 95035
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2014-05-06
1
0000703360
LSI CORP
LSI
0001329724
RICHARDSON DAVID JEFFREY
C/O LSI CORPORATION
1320 RIDDER PARK DRIVE
SAN JOSE
CA
95131
0
1
0
0
EVP
Common Stock
2014-05-06
4
D
0
469074
11.15
D
0
D
Restricted Stock Units
2014-05-06
4
A
0
70339
0.00
A
2015-04-01
2015-04-01
Common Stock
70339
70339
D
Restricted Stock Units
2014-05-06
4
D
0
70339
D
2015-04-01
2015-04-01
Common Stock
70339
0
D
Restricted Stock Units
2014-05-06
4
A
0
121915
0.00
A
2016-04-01
2016-04-01
Common Stock
121915
121915
D
Restricted Stock Units
2014-05-06
4
D
0
121915
D
2016-04-01
2016-04-01
Common Stock
121915
0
D
Restricted Stock Units
2014-05-06
4
D
0
15000
D
2015-03-01
2015-03-01
Common Stock
15000
0
D
Restricted Stock Units
2014-05-06
4
D
0
35170
D
2016-03-01
Common Stock
35170
0
D
Restricted Stock Units
2014-05-06
4
D
0
76197
D
2017-03-01
Common Stock
76197
0
D
Employee Stock Option (right to buy)
5.04
2014-05-06
4
D
0
440000
6.11
D
2015-03-01
Common Stock
440000
0
D
Employee Stock Option (right to buy)
2.90
2014-05-06
4
D
0
640000
8.25
D
2016-03-01
Common Stock
640000
0
D
Employee Stock Option (right to buy)
5.51
2014-05-06
4
D
0
425000
5.64
D
2017-03-01
Common Stock
425000
0
D
Employee Stock Option (right to buy)
6.18
2014-05-06
4
D
0
600000
4.97
D
2018-03-01
Common Stock
600000
0
D
Employee Stock Option (right to buy)
7.49
2014-05-06
4
D
0
667556
3.66
D
2018-05-11
Common Stock
667556
0
D
Employee Stock Option (right to buy)
8.53
2014-05-06
4
D
0
413265
2.62
D
2019-03-01
Common Stock
413265
0
D
Employee Stock Option (right to buy)
6.89
2014-05-06
4
D
0
535236
4.26
D
2020-03-01
Common Stock
535236
0
D
Each restricted stock unit represents a contingent right to receive one share of LSI common stock.
As a result of the merger between LSI and a subsidiary of Avago Technologies Limited, a previously awarded performance-based restricted stock unit award became a time-based restricted stock unit award for the number of restricted stock units shown.
These restricted stock units were canceled in connection with the merger of LSI and a subsidiary of Avago Technologies Limited in exchange for a cash payment of $11.15 per restricted stock unit.
These restricted stock units vest at the rate of 50% per year, beginning March 1, 2015.
These restricted stock units vest at the rate of 1/3 per year, beginning March 1, 2015.
65,000 shares vested on March 1, 2009 and 125,000 shares vested on each of March 1, 2010, March 1, 2011 and March 1, 2012.
This option was canceled in connection with the merger of LSI and a subsidiary of Avago Technologies Limited in exchange for a cash payment per share equal to the difference between $11.15 and the exercise price of the option.
115,000 shares vested on March 1, 2010 and 175,000 shares vested on each of March 1, 2011, March 1, 2012 and March 1, 2013.
This option becomes exercisable at the rate of 25% per year, beginning March 1, 2011.
This option becomes exercisable at the rate of 25% per year, beginning March 1, 2012.
25% of this option vests on May 11, 2014 and 75% of this option vests on May 11, 2015.
This option becomes exercisable at the rate of 25% per year, beginning March 1, 2013.
This option becomes exercisable at the rate of 25% per year, beginning March 1, 2014.
Susan Solner Janjigian, by power of attorney
2014-05-08