0001209191-14-032152.txt : 20140508 0001209191-14-032152.hdr.sgml : 20140508 20140508150538 ACCESSION NUMBER: 0001209191-14-032152 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140506 FILED AS OF DATE: 20140508 DATE AS OF CHANGE: 20140508 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LSI CORP CENTRAL INDEX KEY: 0000703360 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 942712976 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1320 RIDDER PARK DRIVE CITY: SAN JOSE STATE: CA ZIP: 95131 BUSINESS PHONE: 4084338000 MAIL ADDRESS: STREET 1: 1320 RIDDER PARK DRIVE CITY: SAN JOSE STATE: CA ZIP: 95131 FORMER COMPANY: FORMER CONFORMED NAME: LSI LOGIC CORP DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RICHARDSON DAVID JEFFREY CENTRAL INDEX KEY: 0001329724 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10317 FILM NUMBER: 14824504 MAIL ADDRESS: STREET 1: LSI LOGIC CORP STREET 2: 1621 BARBER LANE CITY: MILPITAS STATE: CA ZIP: 95035 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2014-05-06 1 0000703360 LSI CORP LSI 0001329724 RICHARDSON DAVID JEFFREY C/O LSI CORPORATION 1320 RIDDER PARK DRIVE SAN JOSE CA 95131 0 1 0 0 EVP Common Stock 2014-05-06 4 D 0 469074 11.15 D 0 D Restricted Stock Units 2014-05-06 4 A 0 70339 0.00 A 2015-04-01 2015-04-01 Common Stock 70339 70339 D Restricted Stock Units 2014-05-06 4 D 0 70339 D 2015-04-01 2015-04-01 Common Stock 70339 0 D Restricted Stock Units 2014-05-06 4 A 0 121915 0.00 A 2016-04-01 2016-04-01 Common Stock 121915 121915 D Restricted Stock Units 2014-05-06 4 D 0 121915 D 2016-04-01 2016-04-01 Common Stock 121915 0 D Restricted Stock Units 2014-05-06 4 D 0 15000 D 2015-03-01 2015-03-01 Common Stock 15000 0 D Restricted Stock Units 2014-05-06 4 D 0 35170 D 2016-03-01 Common Stock 35170 0 D Restricted Stock Units 2014-05-06 4 D 0 76197 D 2017-03-01 Common Stock 76197 0 D Employee Stock Option (right to buy) 5.04 2014-05-06 4 D 0 440000 6.11 D 2015-03-01 Common Stock 440000 0 D Employee Stock Option (right to buy) 2.90 2014-05-06 4 D 0 640000 8.25 D 2016-03-01 Common Stock 640000 0 D Employee Stock Option (right to buy) 5.51 2014-05-06 4 D 0 425000 5.64 D 2017-03-01 Common Stock 425000 0 D Employee Stock Option (right to buy) 6.18 2014-05-06 4 D 0 600000 4.97 D 2018-03-01 Common Stock 600000 0 D Employee Stock Option (right to buy) 7.49 2014-05-06 4 D 0 667556 3.66 D 2018-05-11 Common Stock 667556 0 D Employee Stock Option (right to buy) 8.53 2014-05-06 4 D 0 413265 2.62 D 2019-03-01 Common Stock 413265 0 D Employee Stock Option (right to buy) 6.89 2014-05-06 4 D 0 535236 4.26 D 2020-03-01 Common Stock 535236 0 D Each restricted stock unit represents a contingent right to receive one share of LSI common stock. As a result of the merger between LSI and a subsidiary of Avago Technologies Limited, a previously awarded performance-based restricted stock unit award became a time-based restricted stock unit award for the number of restricted stock units shown. These restricted stock units were canceled in connection with the merger of LSI and a subsidiary of Avago Technologies Limited in exchange for a cash payment of $11.15 per restricted stock unit. These restricted stock units vest at the rate of 50% per year, beginning March 1, 2015. These restricted stock units vest at the rate of 1/3 per year, beginning March 1, 2015. 65,000 shares vested on March 1, 2009 and 125,000 shares vested on each of March 1, 2010, March 1, 2011 and March 1, 2012. This option was canceled in connection with the merger of LSI and a subsidiary of Avago Technologies Limited in exchange for a cash payment per share equal to the difference between $11.15 and the exercise price of the option. 115,000 shares vested on March 1, 2010 and 175,000 shares vested on each of March 1, 2011, March 1, 2012 and March 1, 2013. This option becomes exercisable at the rate of 25% per year, beginning March 1, 2011. This option becomes exercisable at the rate of 25% per year, beginning March 1, 2012. 25% of this option vests on May 11, 2014 and 75% of this option vests on May 11, 2015. This option becomes exercisable at the rate of 25% per year, beginning March 1, 2013. This option becomes exercisable at the rate of 25% per year, beginning March 1, 2014. Susan Solner Janjigian, by power of attorney 2014-05-08