0001209191-14-032149.txt : 20140508 0001209191-14-032149.hdr.sgml : 20140508 20140508150450 ACCESSION NUMBER: 0001209191-14-032149 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140506 FILED AS OF DATE: 20140508 DATE AS OF CHANGE: 20140508 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LSI CORP CENTRAL INDEX KEY: 0000703360 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 942712976 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1320 RIDDER PARK DRIVE CITY: SAN JOSE STATE: CA ZIP: 95131 BUSINESS PHONE: 4084338000 MAIL ADDRESS: STREET 1: 1320 RIDDER PARK DRIVE CITY: SAN JOSE STATE: CA ZIP: 95131 FORMER COMPANY: FORMER CONFORMED NAME: LSI LOGIC CORP DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RANKIN JEAN F CENTRAL INDEX KEY: 0001222716 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10317 FILM NUMBER: 14824501 MAIL ADDRESS: STREET 1: 1110 AMERICAN PARKWAY NE CITY: ALLENTOWN STATE: PA ZIP: 18109 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2014-05-06 1 0000703360 LSI CORP LSI 0001222716 RANKIN JEAN F C/O LSI CORPORATION 1320 RIDDER PARK DRIVE SAN JOSE CA 95131 0 1 0 0 EVP Common Stock 2014-05-06 4 D 0 297940 11.15 D 0 D Restricted Stock Units 2014-05-06 4 A 0 36635 0.00 A 2015-04-01 2015-04-01 Common Stock 36635 36635 D Restricted Stock Units 2014-05-06 4 D 0 36635 D 2015-04-01 2015-04-01 Common Stock 36635 0 D Restricted Stock Units 2014-05-06 4 A 0 56603 0.00 A 2016-04-01 2016-04-01 Common Stock 56603 56603 D Restricted Stock Units 2014-05-06 4 D 0 56603 D 2016-04-01 2016-04-01 Common Stock 56603 0 D Restricted Stock Units 2014-05-06 4 A 0 47339 0.00 A 2017-04-01 2017-04-01 Common Stock 47339 47339 D Restricted Stock Units 2014-05-06 4 D 0 47339 D 2017-04-01 2017-04-01 Common Stock 47339 0 D Restricted Stock Units 2014-05-06 4 D 0 5788 D 2015-03-01 2015-03-01 Common Stock 5788 0 D Restricted Stock Units 2014-05-06 4 D 0 18318 D 2016-03-01 Common Stock 18318 0 D Restricted Stock Units 2014-05-06 4 D 0 35377 D 2017-03-01 Common Stock 35377 0 D Restricted Stock Units 2014-05-06 4 D 0 40577 D 2018-03-01 Common Stock 40577 0 D Employee Stock Option (right to buy) 5.04 2014-05-06 4 D 0 175000 6.11 D 2015-03-01 Common Stock 175000 0 D Employee Stock Option (right to buy) 2.90 2014-05-06 4 D 0 235000 8.25 D 2016-03-01 Common Stock 235000 0 D Employee Stock Option (right to buy) 5.51 2014-05-06 4 D 0 250000 5.64 D 2017-03-01 Common Stock 250000 0 D Employee Stock Option (right to buy) 6.18 2014-05-06 4 D 0 231500 4.97 D 2018-03-01 Common Stock 231500 0 D Employee Stock Option (right to buy) 8.53 2014-05-06 4 D 0 215242 2.62 D 2019-03-01 Common Stock 215242 0 D Employee Stock Option (right to buy) 6.89 2014-05-06 4 D 0 248502 4.26 D 2020-03-01 Common Stock 248502 0 D Employee Stock Option (right to buy) 11.09 2014-05-06 4 D 0 179732 D 2021-03-01 Common Stock 179732 0 D Each restricted stock unit represents a contingent right to receive one share of LSI common stock. As a result of the merger between LSI and a subsidiary of Avago Technologies Limited, a previously awarded performance-based restricted stock unit award became a time-based restricted stock unit award for the number of restricted stock units shown. These restricted stock units were canceled in connection with the merger of LSI and a subsidiary of Avago Technologies Limited in exchange for a cash payment of $11.15 per restricted stock unit. These restricted stock units were converted into 8,382 Avago restricted stock units in connection with the merger between LSI and a subsidiary of Avago Technologies Limited. These restricted stock units vest at the rate of 50% per year, beginning March 1, 2015. These restricted stock units vest at the rate of 1/3 per year, beginning March 1, 2015. These restricted stock units vest at the rate of 25% per year, beginning March 1, 2015. These restricted stock units were converted into 7,185 Avago restricted stock units in connection with the merger between LSI and a subsidiary of Avago Technologies Limited. This option becomes exercisable at the rate of 25% per year, beginning March 1, 2009. This option was canceled in connection with the merger of LSI and a subsidiary of Avago Technologies Limited in exchange for a cash payment per share equal to the difference between $11.15 and the exercise price of the option. This option becomes exercisable at the rate of 25% per year, beginning March 1, 2010. This option becomes exercisable at the rate of 25% per year, beginning March 1, 2011. This option becomes exercisable at the rate of 25% per year, beginning March 1, 2012. This option becomes exercisable at the rate of 25% per year, beginning March 1, 2013. This option becomes exercisable at the rate of 25% per year, beginning March 1, 2014. This option becomes exercisable at the rate of 25% per year, beginning March 1, 2015. As a result of the merger between LSI and a subsidiary of Avago Technologies Limited, this stock option was converted into a stock option to purchase 31,825 ordinary shares of Avago Technologies Limited at a price of $62.63 per share. Susan Solner Janjigian, by power of attorney 2014-05-08