-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NcPOlKdOMmtxttJ6auCmzlyZ+XyN0yUKP/0u5AoKJkHcXGeLqxHv2UUI5qt9FB4u WeBADXxElPhCw9bKecxD9w== 0000891618-99-004427.txt : 19991018 0000891618-99-004427.hdr.sgml : 19991018 ACCESSION NUMBER: 0000891618-99-004427 CONFORMED SUBMISSION TYPE: 424B4 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19991004 FILER: COMPANY DATA: COMPANY CONFORMED NAME: LSI LOGIC CORP CENTRAL INDEX KEY: 0000703360 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 942712976 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B4 SEC ACT: SEC FILE NUMBER: 333-80611 FILM NUMBER: 99722483 BUSINESS ADDRESS: STREET 1: 1551 MCCARTHY BLVD STREET 2: MS D 106 CITY: MILPITAS STATE: CA ZIP: 95035 BUSINESS PHONE: 4084338000 MAIL ADDRESS: STREET 1: 1551 MCCARTHY BLVD STREET 2: MS D 106 CITY: MILPITAS STATE: CA ZIP: 95035 424B4 1 FILED PURSUANT TO RULE 424(B)(4) 1 PROSPECTUS SUPPLEMENT Filed Pursuant to Rule 424(b)(4) To Prospectus Dated July 1, 1999 Registration No. 333-80611 [LSI LOGIC LOGO] $345,000,000 LSI Logic Corporation 4 1/4% Convertible Subordinated Notes due 2004 and Shares of Common Stock This prospectus supplement relates to the resale by the selling securityholders of 4 1/4% convertible subordinated notes due 2004 of LSI Logic Corporation and the shares of common stock, par value of $0.01 per share, of LSI Logic Corporation issuable upon the conversion of the notes. This prospectus supplement should be read in conjunction with the prospectus dated July 1, 1999, the prospectus supplements dated July 22, 1999 and August 23, 1999, which are to be delivered with this prospectus supplement. All capitalized terms used but not defined in the prospectus supplement shall have the meanings given them in the prospectus. The table below sets forth information as of the date hereof concerning beneficial ownership of the notes of the selling securityholders as listed below. All information concerning beneficial ownership has been furnished by the selling securityholders.
Principal Amount Number of Shares of Notes Percentage of of Common Stock Percentage of Beneficially Owned Notes That May Be Sold Common Stock Name That May Be Sold Outstanding (1) Outstanding (2) - ---- ------------------ ------------- ---------------- --------------- Aristeia International Ltd. $ 299,000 * 9,537 * Aristeia Trading, L.L.C. 201,000 * 6,411 * CIBC World Markets International Arbitage 3,000,000 * 95,685 * Corp. CPR USA, Inc. 775,000 * 24,719 * Gryphon Domestic III, L.L.C. 170,000 * 5,422 * Investcorp SAM Fund Limited 200,000 * 6,379 * Knoxville Utilities Board Retirement System 112,000 * 3,572 * Lehman Brothers, Inc. 1,000,000 * 31,895 * Liberty View Funds L.P. 1,000,000 * 31,895 * The Northwestern Mutual Life Insurance 7,250,000 2.1% 231,238 * Company-General Account The Northwestern Mutual Life Insurance 750,000 * 23,921 * Company-Group Annuity Separate Account State Street Bank Custodian for 6E Pension 1,765,000 * 56,294 * Trust The TCW Group, Inc. 1,360,000 * 43,377 * Toronto Dominion (New York), Inc. 10,000,000 2.9% 318,949 *
2 - --------------- *Less than 1% (1) Assumes conversion of the full amount of notes held by such holder at the initial conversion price of $31.353 per share; such conversion price is subject to adjustment as described under "Description of Notes -- Conversion of Notes." Accordingly, the number of shares of common stock issuable upon conversion of the Notes may increase or decrease from time to time. Under the terms of the Indenture, fractional shares will not be issued upon conversion of the notes; cash will be paid in lieu of fractional shares, if any. (2) Computed in accordance with Rule 13d-3(d)(i) promulgated under the Exchange Act and based upon 147,188,962 shares of common stock outstanding as of October 1, 1999, treating as outstanding the number of shares of common stock shown as being issuable upon the assumed conversion by the named holder of the full amount of such holder's notes but not assuming the conversion of the notes of any other holder. --------------- The securities offered hereby involve a high degree of risk. See "Risk Factors" beginning on page 7 of the prospectus. THESE SECURITIES HAVE NOT BEEN APPROVED OR DISAPPROVED BY THE SECURITIES AND EXCHANGE COMMISSION NOR HAS THE SECURITIES AND EXCHANGE COMMISSION OR ANY STATE SECURITIES COM- MISSION PASSED UPON THE ACCURACY OR ADEQUACY OF THIS PROSPECTUS. ANY REPRESENTATION TO THE CONTRARY IS A CRIMINAL OFFENSE. --------------- The date of this Prospectus Supplement is October 4 1999.
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