-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Dhbe0Z73/AmXsbScSbKzLERQvhVx8kFqNczbrE3QO6++TuMB8Th6IfanvoigR23F KElu8n0byMDenlQ9U7dv2g== 0000702700-98-000007.txt : 19980413 0000702700-98-000007.hdr.sgml : 19980413 ACCESSION NUMBER: 0000702700-98-000007 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 19980408 ITEM INFORMATION: FILED AS OF DATE: 19980410 SROS: NASD FILER: COMPANY DATA: COMPANY CONFORMED NAME: SARATOGA BANCORP CENTRAL INDEX KEY: 0000702700 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 942817587 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: SEC FILE NUMBER: 002-77519-LA FILM NUMBER: 98591847 BUSINESS ADDRESS: STREET 1: 12000 SARATOGA SUNNYVALE RD CITY: SARATOGA STATE: CA ZIP: 95070 BUSINESS PHONE: 4089731111 8-K 1 3/27/98 STOCK SPLIT SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ------------------- FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported):March 27, 1998 Saratoga Bancorp (Exact name of registrant as specified in its charter) California (State or other jurisdiction of incorporation) 2-77519-LA 94-2817587 (Commission File Number) (IRS Employer Identification No.) 12000 Saratoga-Sunnyvale Road, Saratoga, CA 95070 (Address of principal executive office and ZIP code) Registrant's telephone number, including area code: (408) 973-1111 None (Former name or former address, if changed since last report) PAGE 1 OF 3 PAGES 2 Item 5 Other Events On March 27, 1998, the Board of Directors of Saratoga Bancorp declared a 3-for-2 stock split on the outstanding shares of Common Stock of Saratoga Bancorp, to be payable on May 1, 1998 to shareholders of record at the close of business on April 15, 1998. Item 7 Financial Statements and Exhibits (a) Not applicable (b) Not applicable (c) Exhibits (21) Press Release issued on 4/8/98 describing stock split. PAGE 2 OF 3 PAGES 3 SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. SARATOGA BANCORP (Registrant) By: ____________________________ Mary Page Rourke Senior Vice President Treasurer (Principal Financial and Accounting Officer) Date: April 8, 1998 PAGE 3 OF 3 PAGES EX-99 2 FOR IMMEDIATE RELEASE SARATOGA BANCORP ANNOUNCES DIVIDEND PAYMENT The Board of Directors of Saratoga Bancorp(OTC BB:SRTB), holding company for Saratoga National Bank, declared a 3-for-2 stock split for shareholders of record on April 15, 1998. The decision to declare the 3-for-2 stock split reflects the continued growth and strong financial performance of Saratoga National Bank. Richard Mount, Chairman of Saratoga Bancorp, noted that "the stock split will provide improved market liquidity and make the stock more accessible to a larger spectrum of investors". As a result of the 3-for-2 stock split, shareholders of record at the close of business on April 15, 1998 will receive an additional share of Saratoga Bancorp common stock on May 1, 1998 for each two shares owned. The Company currently has approximately 1,095,275 shares outstanding. Saratoga National Bank serves clients throughout Santa Clara County. The bank has offices located in Saratoga, San Jose and Los Gatos with a strong emphasis on relationship banking. Saratoga National recently celebrated 15 years of operation. Richard L. Mount 12000 Saratoga-Sunnyvale Rd. Saratoga, CA 95070 (408) 973-1111 April 8, 1998 Unaudited -----END PRIVACY-ENHANCED MESSAGE-----