0001127602-19-012364.txt : 20190319
0001127602-19-012364.hdr.sgml : 20190319
20190319203005
ACCESSION NUMBER: 0001127602-19-012364
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190315
FILED AS OF DATE: 20190319
DATE AS OF CHANGE: 20190319
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Spitler Michael C
CENTRAL INDEX KEY: 0001580066
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-10967
FILM NUMBER: 19693329
MAIL ADDRESS:
STREET 1: ONE PIERCE PLACE
STREET 2: SUITE 1500
CITY: ITASCA
STATE: IL
ZIP: 60143
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: FIRST MIDWEST BANCORP INC
CENTRAL INDEX KEY: 0000702325
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
IRS NUMBER: 363161078
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 8750 WEST BRYN MAWR AVENUE
STREET 2: SUITE 1300
CITY: CHICAGO
STATE: IL
ZIP: 60631
BUSINESS PHONE: 6308757450
MAIL ADDRESS:
STREET 1: 8750 WEST BRYN MAWR AVENUE
STREET 2: SUITE 1300
CITY: CHICAGO
STATE: IL
ZIP: 60631
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2019-03-15
0000702325
FIRST MIDWEST BANCORP INC
FMBI
0001580066
Spitler Michael C
8750 WEST BRYN MAWR AVENUE
SUITE 1300
CHICAGO
IL
60631
1
Bank EVP, Chief Credit Officer
Common Stock
2019-03-15
4
A
0
3059
21.91
A
31536
D
Common Stock
2019-03-15
4
F
0
402
21.91
D
31134
D
Common Stock
2019-03-15
4
F
0
413
21.91
D
30721
D
Common Stock
2019-03-15
4
F
0
332
21.91
D
30389
D
Represents performance shares earned by the Reporting Person on March 15, 2019. The performance shares were granted by the Issuer to the Reporting Person under the Amended and Restated First Midwest Bancorp, Inc. Omnibus Stock and Incentive Plan on February 17, 2016, subject to a three year (2016-2018) performance period. Of the performance shares earned, 1,020 vested immediately and were paid in shares of First Midwest Bancorp, Inc. Common Stock. The remaining 2,039 earned performance shares represent the right to receive shares of First Midwest Bancorp, Inc. Common Stock upon satisfaction of a service-based vesting requirement and are scheduled to vest in two equal annual installments on March 15, 2020 and March 15, 2021.
Reflects the surrender of 402 shares of First Midwest Bancorp, Inc. Common Stock to satisfy the Reporting Person's tax withholding obligation in connection with the vesting of the first tranche of the earned performance shares described in note 1.
On February 18, 2015, the Issuer granted the Reporting Person a performance shares award under the Amended and Restated First Midwest Bancorp, Inc. Omnibus Stock and Incentive Plan, subject to a three year (2015-2017) performance period, as to which 3,141 performance shares were earned on March 15, 2018. The earned performance shares were scheduled to vest in three equal annual installments on the date earned and the first and second anniversary thereof. On March 15, 2019, the second installment of 1,047 of the originally earned performance shares vested and were paid in shares of First Midwest Bancorp, Inc. Common Stock, of which 413 shares were surrendered by the Reporting Person to satisfy tax withholding obligations. This form is being filed to reflect the surrender of such shares to satisfy the Reporting Person's tax withholding obligation.
On February 19, 2014, the Issuer granted the Reporting Person a performance shares award under the Amended and Restated First Midwest Bancorp, Inc. Omnibus Stock and Incentive Plan, subject to a three year (2014-2016) performance period, as to which 2,521 performance shares were earned on March 15, 2017. The earned performance shares were scheduled to vest in three equal annual installments on the date earned and the first and second anniversary thereof. On March 15, 2019, the third installment of 840 of the originally earned performance shares vested and were paid in shares of First Midwest Bancorp, Inc. Common Stock, of which 332 shares were surrendered by the Reporting Person to satisfy tax withholding obligations. This form is being filed to reflect the surrender of such shares to satisfy the Reporting Person's tax withholding obligation.
16,341 of these shares are restricted stock units / performance shares.
/s/ Andrea L. Stangl, Attorney-in-fact for Michael C. Spitler
2019-03-19