0001127602-17-012262.txt : 20170317 0001127602-17-012262.hdr.sgml : 20170317 20170317201513 ACCESSION NUMBER: 0001127602-17-012262 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170315 FILED AS OF DATE: 20170317 DATE AS OF CHANGE: 20170317 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FIRST MIDWEST BANCORP INC CENTRAL INDEX KEY: 0000702325 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 363161078 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE PIERCE PLACE STREET 2: SUITE 1500 CITY: ITASCA STATE: IL ZIP: 60143 BUSINESS PHONE: 6308757450 MAIL ADDRESS: STREET 1: ONE PIERCE PLACE STREET 2: SUITE 1500 CITY: ITASCA STATE: IL ZIP: 60143 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Chulos Nicholas J CENTRAL INDEX KEY: 0001564736 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-10967 FILM NUMBER: 17699857 MAIL ADDRESS: STREET 1: ONE PIERCE PLACE STREET 2: SUITE CITY: ITASCA STATE: IL ZIP: 60143 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2017-03-15 0000702325 FIRST MIDWEST BANCORP INC FMBI 0001564736 Chulos Nicholas J ONE PIERCE PLACE SUITE 1500 ITASCA IL 60143 1 EVP, Gen. Counsel, Corp. Sec'y Common Stock 2017-03-15 4 F 0 442 24.17 D 37844 D Common Stock 2017-03-15 4 A 0 2486 0 A 40330 D Common Stock 2017-03-15 4 F 0 379 24.17 D 39951 D Common Stock 5229 I By Profit Sharing Plan Trust On February 20, 2013, the Issuer granted the Reporting Person a performance shares award under the Amended and Restated First Midwest Bancorp, Inc. Omnibus Stock and Incentive Plan, subject to a three year (2013-2015) performance period, as to which 2,898 performance shares were earned on March 15, 2016. The earned performance shares were scheduled to vest in three equal annual installments on the date earned and the first and second anniversary thereof. On March 15, 2017, the second installment of 966 of the originally earned performance shares vested and were paid in shares of First Midwest Bancorp, Inc. Common Stock, of which 442 shares were surrendered by the Reporting Person to satisfy tax withholding obligations. This form is being filed to reflect the surrender of such shares to satisfy the Reporting Person's tax withholding obligation. Represents performance shares earned by the Reporting Person on March 15, 2017. The performance shares were granted by the Issuer to the Reporting Person under the Amended and Restated First Midwest Bancorp, Inc. Omnibus Stock and Incentive Plan on February 19, 2014, subject to a three year (2014-2016) performance period. Of the performance shares earned, 829 vested immediately and were paid in shares of First Midwest Bancorp, Inc. Common Stock. The remaining 1,657 earned performance shares represent the right to receive shares of First Midwest Bancorp, Inc. Common Stock upon satisfaction of a service-based vesting requirement and are scheduled to vest in two equal annual installments on March 15, 2018 and March 15, 2019. Reflects the surrender of 379 shares of First Midwest Bancorp, Inc. Common Stock to satisfy the Reporting Person's tax withholding obligation in connection with the vesting of the first tranche of the earned performance shares described in note 2. 2,623 of these shares are restricted stock units / performance shares. Between February 25, 2017 and March 17, 2017, the Reporting Person acquired the following shares of First Midwest Bancorp, Inc. Common Stock under the First Midwest Bancorp, Inc. Savings and Profit Sharing Plan: (a) 282 shares pursuant to match contributions from the Company; and (b) 87 shares pursuant to payroll contributions. This information is based on a Plan statement dated March 14, 2017. Andrea L. Stangl, Attorney-in-fact for Nicholas J. Chulos 2017-03-17