0001127602-13-006892.txt : 20130219 0001127602-13-006892.hdr.sgml : 20130219 20130219201041 ACCESSION NUMBER: 0001127602-13-006892 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130217 FILED AS OF DATE: 20130219 DATE AS OF CHANGE: 20130219 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Carapella Victor P CENTRAL INDEX KEY: 0001452076 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-10967 FILM NUMBER: 13624989 MAIL ADDRESS: STREET 1: ONE PIERCE PLACE STREET 2: SUITE 1500 CITY: ITASCA STATE: X1 ZIP: 60143 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FIRST MIDWEST BANCORP INC CENTRAL INDEX KEY: 0000702325 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 363161078 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE PIERCE PLACE STREET 2: SUITE 1500 CITY: ITASCA STATE: IL ZIP: 60143 BUSINESS PHONE: 6308757450 MAIL ADDRESS: STREET 1: ONE PIERCE PLACE STREET 2: SUITE 1500 CITY: ITASCA STATE: IL ZIP: 60143 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2013-02-17 0000702325 FIRST MIDWEST BANCORP INC FMBI 0001452076 Carapella Victor P ONE PIERCE PLACE SUITE 1500 ITASCA IL 60143 1 EVP, Dir. of Comm'l Banking Common Stock 2013-02-17 4 F 0 2163 12.75 D 77757 D Common Stock 49377 I By NQ Stock Option Gain Deferral Plan Common Stock 25786 I By Profit Sharing Plan On February 17, 2010 the Issuer granted the Reporting Person a Restricted Stock Award (RSA) of 11,657 restricted shares of First Midwest Bancorp, Inc. Common Stock under the First Midwest Bancorp, Inc. Omnibus Stock Incentive Plan (Plan) which were scheduled to vest in two equal annual installments on the second and third anniversary of the date of grant. On February 17, 2013, the remaining 5,828 shares of the originally granted RSAs vested, of which 2,163 shares were surrendered by the Reporting Person in order to satisfy tax withholding obligations. This form is being filed to reflect the surrender of such shares to satisfy the Reporting Person's tax withholding obligation. Between May 23, 2012 and February 19, 2013 the Reporting Person acquired 17 shares of First Midwest Bancorp, Inc. Common Stock under the First Midwest Bancorp, Inc. Dividend Reinvestment Plan. The information in this report is based on a statement dated December 24, 2012. 20,262 of these shares are restricted stock units. Between May 23, 2012 and February 19, 2013 the Reporting Person acquired 120 shares of First Midwest Bancorp, Inc. Common Stock pursuant to the Dividend Reinvestment feature under the First Midwest Bancorp, Inc. Non-Qualified Gain Deferral Plan. The information in this report is based on a plan statement dated January 15, 2013. Between May 23, 2012 and February 19, 2013 the Reporting Person acquired 63 shares of First Midwest Bancorp, Inc. Common Stock under the First Midwest Bancorp, Inc. Savings and Profit Sharing Plan pursuant to the Dividend Reinvestment feature of the Plan and 23 shares were sold from the Reporting Person's Plan account in satisfaction of quarterly Plan administration fees. This information is based on a Plan statement dated January 31, 2013. Andrea L. Stangl, Attorney-in-fact for Victor P. Carapella 2013-02-19