0001127602-11-017431.txt : 20110524
0001127602-11-017431.hdr.sgml : 20110524
20110524171516
ACCESSION NUMBER: 0001127602-11-017431
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110520
FILED AS OF DATE: 20110524
DATE AS OF CHANGE: 20110524
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KOZAK MICHAEL J
CENTRAL INDEX KEY: 0001279184
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-10967
FILM NUMBER: 11868754
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: FIRST MIDWEST BANCORP INC
CENTRAL INDEX KEY: 0000702325
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
IRS NUMBER: 363161078
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE PIERCE PLACE
STREET 2: SUITE 1500
CITY: ITASCA
STATE: IL
ZIP: 60143
BUSINESS PHONE: 6308757450
MAIL ADDRESS:
STREET 1: ONE PIERCE PLACE
STREET 2: SUITE 1500
CITY: ITASCA
STATE: IL
ZIP: 60143
4
1
form4.xml
PRIMARY DOCUMENT
X0303
4
2011-05-20
0000702325
FIRST MIDWEST BANCORP INC
FMBI
0001279184
KOZAK MICHAEL J
ONE PIERCE PLACE
SUITE 1500
ITASCA
IL
60143
1
EVP, Chief Credit Officer
Common Stock
2011-05-20
4
F
0
119
12.24
D
38523
D
Common Stock
2011-05-20
4
F
0
1820
12.24
D
36703
D
Common Stock
6847
I
By Profit Sharing Plan Trust
On May 20, 2009 the Issuer granted the Reporting Person a Restricted Stock Award (RSA) of 755 restricted shares of First Midwest Bancorp, Inc. Common Stock under the First Midwest Bancorp, Inc. Omnibus Stock Incentive Plan (Plan) which were scheduled to vest in two equal annual installments on the first and second anniversary of the date of grant. On May 20, 2011, the remaining 377 shares of the originally granted RSAs vested, of which 119 shares were surrendered by the Reporting Person in order to satisfy tax withholding obligations. This form is being filed to reflect the surrender of such shares to satisfy the Reporting Person's tax withholding obligation.
On May 20, 2009 the Issuer granted the Reporting Person a Restricted Stock Award (RSA) of 11,570 restricted shares of First Midwest Bancorp, Inc. Common Stock under the First Midwest Bancorp, Inc. Omnibus Stock Incentive Plan (Plan) which were scheduled to vest in two equal annual installments on the second and third anniversary of the date of grant. On May 20, 2011, 5,785 shares of the originally granted RSAs vested, of which 1,820 shares were surrendered by the Reporting Person in order to satisfy tax withholding obligations. This form is being filed to reflect the surrender of such shares to satisfy the Reporting Person's tax withholding obligation.
Between February 26, 2011 and May 24, 2011 the reporting person acquired 2 shares of First Midwest common stock under the First Midwest Bancorp, Inc. Dividend Reinvestment Plan. The information in this report is based on a plan statement dated April 12, 2011.
Between February 26, 2011 and May 24, 2011 the Reporting Person acquired the following shares of First Midwest Bancorp, Inc. Common Stock under the First Midwest Bancorp, Inc. Savings and Profit Sharing Plan: (a) 33 shares pursuant to quarterly match contributions from the Company; (b) 9 shares pursuant to the Dividend Reinvestment feature of the Plan; and (c) 146 shares pursuant to payroll contributions. This information is based on plan statements dated April 6, 2011, April 18, 2011 and May 12, 2011, respectively.
Andrea L. Stangl, Attorney-in-fact for Michael J. Kozak
2011-05-24