0001127602-11-017423.txt : 20110524
0001127602-11-017423.hdr.sgml : 20110524
20110524165302
ACCESSION NUMBER: 0001127602-11-017423
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110520
FILED AS OF DATE: 20110524
DATE AS OF CHANGE: 20110524
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Carapella Victor P
CENTRAL INDEX KEY: 0001452076
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-10967
FILM NUMBER: 11868553
MAIL ADDRESS:
STREET 1: ONE PIERCE PLACE
STREET 2: SUITE 1500
CITY: ITASCA
STATE: X1
ZIP: 60143
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: FIRST MIDWEST BANCORP INC
CENTRAL INDEX KEY: 0000702325
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
IRS NUMBER: 363161078
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE PIERCE PLACE
STREET 2: SUITE 1500
CITY: ITASCA
STATE: IL
ZIP: 60143
BUSINESS PHONE: 6308757450
MAIL ADDRESS:
STREET 1: ONE PIERCE PLACE
STREET 2: SUITE 1500
CITY: ITASCA
STATE: IL
ZIP: 60143
4
1
form4.xml
PRIMARY DOCUMENT
X0303
4
2011-05-20
0000702325
FIRST MIDWEST BANCORP INC
FMBI
0001452076
Carapella Victor P
ONE PIERCE PLACE
SUITE 1500
ITASCA
IL
60143
1
EVP, Comm'l Banking Group Mgr.
Common Stock
2011-05-20
4
A
0
147
A
64561
D
Common Stock
2011-05-20
4
F
0
2956
12.24
D
61605
D
Common Stock
49071
I
By NQ Stock Option Gain Deferral Plan
Common Stock
25679
I
By Profit Sharing Plan
Represents a portion of base salary paid to the Reporting Person in bi-weekly installments of fully vested shares. The Reporting Person may not transfer the shares during the period the Company has any obligations outstanding under the U.S. Treasury's Troubled Asset Relief Program except in the case of the Reporting Person's death or disability.
The number of shares represented by this award was determined by dividing the dollar value of the award granted to the Reporting Person by $12.325 (the average high and low sale price of one share of the company's common stock as quoted on the Nasdaq Stock Market on May 19, 2011).
On May 20, 2009 the Issuer granted the Reporting Person a Restricted Stock Award (RSA) of 18,797 restricted shares of First Midwest Bancorp, Inc. Common Stock under the First Midwest Bancorp, Inc. Omnibus Stock Incentive Plan (Plan) which were scheduled to vest in two equal annual installments on the second and third anniversary of the date of grant. On May 20, 2011, 9,399 shares of the originally granted RSAs vested, of which 2,956 shares were surrendered by the Reporting Person in order to satisfy tax withholding obligations. This form is being filed to reflect the surrender of such shares to satisfy the Reporting Person's tax withholding obligation.
Andrea L. Stangl, Attorney-in-fact for Victor P. Carapella
2011-05-24