-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BDf3/w6cKqETPB82+f9IRM4ebmUe4MAXn+JV6mmWZ5yahU3SsAwXgkPw+ZPXpdqX 1XB65FaWWPpotyhcHip2sg== 0000702325-03-000085.txt : 20030307 0000702325-03-000085.hdr.sgml : 20030307 20030307131228 ACCESSION NUMBER: 0000702325-03-000085 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 4 CONFORMED PERIOD OF REPORT: 20030307 ITEM INFORMATION: Financial statements and exhibits ITEM INFORMATION: Regulation FD Disclosure FILED AS OF DATE: 20030307 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FIRST MIDWEST BANCORP INC CENTRAL INDEX KEY: 0000702325 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 363161078 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-10967 FILM NUMBER: 03595805 BUSINESS ADDRESS: STREET 1: 300 PARK BLVD SUITE 405 STREET 2: P O BOX 459 CITY: ITASCA STATE: IL ZIP: 60143-0459 BUSINESS PHONE: 7088757450 MAIL ADDRESS: STREET 1: 300 PARK BLVD SUITE 405 STREET 2: P O BOOX 459 CITY: ITASCA STATE: IL ZIP: 60143-0459 8-K 1 mar78k.htm EXHIBIT 8K FOR 906 CERTIFICATION UNITED STATES

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549


FORM 8-K

CURRENT REPORT



Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported) March 7, 2003





First Midwest Bancorp, Inc.
(Exact name of registrant as specified in its charter)

Delaware
(State or other jurisdiction
of Incorporation)

0-10967
(Commission
File Number)

36-3161078
(IRS Employer
Identification No.)

300 Park Boulevard, Suite 405, Itasca, Illinois
(Address of principal executive offices)


60143
(Zip Code)

(630) 875-7450
(Registrant's telephone number, including area code)


N/A
(Former name and address, if changed since last report)

1


FIRST MIDWEST BANCORP, INC.

FORM 8-K

March 7, 2003

Item 7. Financial Statements and Exhibits

 

(a) and (b) not applicable

(c) Exhibit Index:

99.1

Certification of the Chief Executive Officer of First Midwest Bancorp, Inc. pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.

99.2

Certification of the Chief Financial Officer of First Midwest Bancorp, Inc. pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.

Item 9. Regulation FD Disclosure

On March 7, 2003, First Midwest Bancorp, Inc. (the "Registrant") filed with the Securities and Exchange Commission (the "SEC") its Annual Report on Form 10-K for the year ended December 31, 2002 (the "Report"). Accompanying the Report were certifications of the Registrant's Chief Executive Officer and Chief Financial Officer made pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, 18 U.S.C. Section 1350. Copies of these certifications are attached hereto as exhibits to this report and are being furnished pursuant to Item 9 of Form 8-K solely for the purpose of disclosure pursuant to Regulation FD, and such information shall not be deemed filed with the SEC pursuant to the Securities Exchange Act of 1934 or incorporated by reference into any registration statement, report, proxy statement or other document filed by the Registrant under such act or under the Securities Act of 1933.

The following Items are not applicable for this Form 8-K:

 

Item 1.

Changes in Control of Registrant

Item 2.

Acquisition or Disposition of Assets

Item 3.

Bankruptcy or Receivership

Item 4.

Changes in Registrant's Certifying Accountant

Item 5.

Other Events and Regulation FD Disclosure

Item 6.

Resignations of Registrant's Directors

Item 8.

Change in Fiscal Year

Item 12.

Disclosure of Results of Operations and Financial Condition

2


 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused

this report to be signed on its behalf by the undersigned thereunto duly authorized.

 
 

First Midwest Bancorp, Inc.

(Registrant)

Date: March 7, 2003

/s/ MICHAEL L. SCUDDER

Michael L. Scudder
Executive Vice President

3


EX-99 3 exh991.htm CEO CERTIFICATION Certification

Exhibit 99.1

Certification

 

Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, 18 U.S.C. Section 1350, the undersigned officer of First Midwest Bancorp, Inc. (the "Company"), hereby certifies that:

    1. the Company's Annual Report on Form 10-K for the year ended December 31, 2002 (the "Report") fully complies with the requirements of Section 13(a) or 15(d), as applicable, of the Securities and Exchange Act of 1934, as amended; and
    2. the information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company.

 

/s/ JOHN M. O'MEARA

Name: John M. O'Meara
Title: Chief Executive Officer

Dated: March 7, 2003

 

The foregoing certification is being furnished solely pursuant to 18 U.S.C. Section 1350 and is not being filed as part of the Report or as a separate disclosure document.

EX-99 4 exh992.htm CFO CERTIFICATION Certification

Exhibit 99.2

Certification

 

Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, 18 U.S.C. Section 1350, the undersigned officer of First Midwest Bancorp, Inc. (the "Company"), hereby certifies that:

    1. the Company's Year Report on Form 10-K for the year ended December 31, 2002 (the "Report") fully complies with the requirements of Section 13(a) or 15(d), as applicable, of the Securities and Exchange Act of 1934, as amended; and
    2. the information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company.

 

/s/ MICHAEL L. SCUDDER

Name: Michael L. Scudder
Title: Chief Financial Officer

Dated: March 7, 2003

 

The foregoing certification is being furnished solely pursuant to 18 U.S.C. Section 1350 and is not being filed as part of the Report or as a separate disclosure document.

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