-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LBzOy0vOCzoAeavgFQWPhCRXE19Kn4n+Bgop1oNAy5jk3UwpErxNR6Z9JreQ9EIA QpgW5ci+TPzsdWRtqbykCw== 0000711642-98-000027.txt : 19980714 0000711642-98-000027.hdr.sgml : 19980714 ACCESSION NUMBER: 0000711642-98-000027 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19980429 FILED AS OF DATE: 19980710 SROS: NONE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SHELTER PROPERTIES IV LIMITED PARTNERSHIP CENTRAL INDEX KEY: 0000702174 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE [6500] IRS NUMBER: 570721760 STATE OF INCORPORATION: SC FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: 4/A SEC ACT: SEC FILE NUMBER: 000-10884 FILM NUMBER: 98663933 BUSINESS ADDRESS: STREET 1: ONE INSIGNIA FINANCIAL PLAZA STREET 2: P O BOX 1089 CITY: GREENVILLE STATE: SC ZIP: 29602 BUSINESS PHONE: 8032391000 MAIL ADDRESS: STREET 1: ONE INSIGNIA FINANCIAL PLZ STREET 2: P O BOX 2347 CITY: GREENVILLE STATE: SC ZIP: 29602 COMPANY DATA: COMPANY CONFORMED NAME: INSIGNIA PROPERTIES LP CENTRAL INDEX KEY: 0001041100 STANDARD INDUSTRIAL CLASSIFICATION: [] OWNER FILING VALUES: FORM TYPE: 4/A BUSINESS ADDRESS: STREET 1: ONE INSIGNIA FINANCIAL PLAZA STREET 2: P.O BOX 1089 CITY: GREENVILLE STATE: SC ZIP: 29602 BUSINESS PHONE: 8642391000 MAIL ADDRESS: STREET 1: ONE INSIGNIA FINANCIAL PLAZA STREET 2: P.O BOX 1089 CITY: GREENVILLE STATE: SC ZIP: 29602 4/A 1
FORM 4 U.S. SECURITIES AND EXCHANGE COMMISSION Check this box is Washington, D.C. 20549 OMB APPROVAL no longer subject STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OMB No. 3235-0287 to Section 16. Expires: September 30, 1998 Form 4 or Form 5 Filed pursuant to Section 16(a) of the Securities Estimated obligations may Exchange Act of 1934, Section 17(a) of the average continue. Public Utility Holding Company Act of 1935 burden hrs. See Instruction 1(b). or Section 30(f) of the Investment Company Act of 1940 per response 0.5 1) Name and Address of Reporting Person* 2) Issuer Name and Ticker or Trading Symbol 6) Relationship of Reporting Person(s) SHELTER PROPERTIES IV, L. P. to Issuer Insignia Properties, L.P. ------------------------------------ - ---------------------------------------- (Last) (First) (MI) 3) IRS Or Social 4) Statement for [ ] Director [X] 10% Owner Security Number Month/Year [ ] Officer [ ] Other One Insignia Financial Plaza of Reporting (give title below) (specify below) P.O. Box 1089 Person ------------------------------------ - ---------------------------------------- (Voluntary) (Street) 5) If Amendment, 7) Individual or Joint/Group Filing Date, of Greenville, SC 29602 Original - ---------------------------------------- (Month/Year) [ ] Form filed by One Reporting Person (City) (State) (Zip) APRIL 1998 [X] Form filed by More than One ------------------- Reporting Person
TABLE 1 - NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED ------------------------------------------------------------------------------------ 1) Title of Security 2) Transaction 3) Trans- 4) Security Acquired 5) Amount of 6) Ownership 7) Nature of (Instr. 3) Date action or Disposed Securities Form: Indirect (Month/ Code of (D) Beneficially Direct (D) Beneficial Day/Year) (Inst.8) (Inst. 3, 4 & 5) Owned at or Ownership ------------------------------------- End of Indirect (Inst.4) Code V Amount (A) Price Month (I) (D) (Inst.3&4) (Inst. 4) - --------------------------------------------------------------------------------------------------------------------------------- LIMITED PARTNERSHIP UNITS 4/29/98 P *5.00 A 380.00 D - --------------------------------------------------------------------------------------------------------------------------------- 4/29/98 P 5.00 A 380.00 11,386 D - --------------------------------------------------------------------------------------------------------------------------------- *THE TOTAL BENEFICIALLY OWNED AT THE END OF APRIL 1998 REFLECTS A REDUCTION IN THE NUMBER OF UNITS BASED ON THIS AMENDMENT.
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. *If the form is filed by more than one reporting person, see Instruction 4(b)(v). SEC 1474 (7-96)
TABLE II - DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED (E.G., PUTS, CALLS, WARRANTS, OPTIONS, CONVERTIBLE SECURITIES) ----------------------------------------------------------------------------- 1) Title of Derivative Security 2) Conversion 3) Transaction 4) Transaction 5) Number of Derivative 6) Date (Inst. 3) or Exercise Date Code Securities Acquired Exercisable Price of (Month/ (Inst.8) (A) or Disposed and Expiration Derivative Day/Year) of (D) Date (Month/ Security (Inst. 3,4&5) Day/Year) -------------------------------------------------------------- Date Expiration Code V (A) (D) Exercisable Date - ---------------------------------------------------------------------------------------------------------------------------------- - ---------------------------------------------------------------------------------------------------------------------------------- 7) Title and Amount of 8) Price of 9) Number of 10) Ownership 11) Nature of Indirect Underlying Securities Derivative Derivative Form of Beneficial (Inst. 3 & 4) Security Securities Derivative Ownership (Inst. 5) Beneficially Security: (Inst. 4) Owned at Direct (D) or End of Month Indirect (I) ----------------------------- (Instr. 4) (Instr. 4) Amount or Title Number of Shares - ---------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------
Explanation of Responses: - ------------------------ The referenced Units are directly owned by Insignia Properties, L.P. (IPLP" or the Designated File"). The same shares may be deemed to be indirectly owned by: 1. Insignia Properties Trust ("IPT"), which is the general partner of the Designated Filer. 2. Insignia Financial Group, Inc. ("Insignia"), which is owner of all of the outstanding Class B Common Shares of Beneficial Interest in IPT, entitling it to elect a majority of the trustees of IPT. 3. Andrew L. Farkas, who is the beneficial owner of approximately 28.4% of the outstanding common stock of Insignia. Insignia owns all of the outstanding Class B Common shares of Beneficial Interest in IPT, entitling it to elect a majority of the trustees of IPT. Mr. Farkas is a trustee of IPT. INSIGNIA PROPERTIES TRUST By: /s/ William H. Jarrard Jr. -------------------------- William H. Jarrard, Jr. Sr. Vice President INSIGNIA FINANCIAL GROUP, INC. By: /s/ Daniel M. LeBey ------------------- Daniel M. LeBey, Assistant General Counsel and Assistant Secretary /s/ Andrew L. Farkas ------------------------- Andrew L. Farkas **Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C 78ff(a). /s/William H. Jarrard, Jr. July 10, 1998 - ------------------------------- ------------ **Signature of Reporting Person Date: SEC 1474 (8/92) APRIL-1998 -----END PRIVACY-ENHANCED MESSAGE-----