0001225208-23-001057.txt : 20230130 0001225208-23-001057.hdr.sgml : 20230130 20230130161652 ACCESSION NUMBER: 0001225208-23-001057 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230126 FILED AS OF DATE: 20230130 DATE AS OF CHANGE: 20230130 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Elkins Claude E CENTRAL INDEX KEY: 0001898689 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08339 FILM NUMBER: 23567946 MAIL ADDRESS: STREET 1: 650 W. PEACHTREE ST, NW CITY: ATLANTA STATE: GA ZIP: 30308 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORFOLK SOUTHERN CORP CENTRAL INDEX KEY: 0000702165 STANDARD INDUSTRIAL CLASSIFICATION: RAILROADS, LINE-HAUL OPERATING [4011] IRS NUMBER: 521188014 STATE OF INCORPORATION: VA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 650 W PEACHTREE STREET NW CITY: ATLANTA STATE: GA ZIP: 30308 BUSINESS PHONE: 470-463-6807 MAIL ADDRESS: STREET 1: 650 W PEACHTREE STREET NW CITY: ATLANTA STATE: GA ZIP: 30308 4 1 doc4.xml X0306 4 2023-01-26 0000702165 NORFOLK SOUTHERN CORP NSC 0001898689 Elkins Claude E 650 W PEACHTREE ST NW ATLANTA GA 30308 1 EVP & Chief Marketing Officer Common Stock 2023-01-26 4 A 0 545.0000 0.0000 A 2312.0000 D Common Stock 2023-01-26 4 F 0 152.0000 240.4150 D 2160.0000 D Common Stock 127.3687 I By 401(k) Plan Option (right to buy, granted 2023) 240.4150 2023-01-26 4 A 0 6440.0000 A 2033-01-25 Common Stock 6440.0000 6440.0000 D Restricted Stock Units 2023-01-26 4 A 0 2080.0000 A Common Stock 2080.0000 5618.0000 D Represents shares earned by the reporting person under the formula-based performance share feature of the Corporation's Long-Term Incentive plan (a Rule 16b-3 plan). Represents the total amount of shares beneficially owned by the reporting person as of the filing date (including the impact of a non-sequential Form 4 filed on February 3, 2022). Represents the approximate number of shares of Common Stock estimated -- on the basis of the unit accounting system used by the Plan Administrator -- as of January 26, 2023, to have been credited to the reporting person's account in the Norfolk Southern Corporation Thrift and investment Plan (TIP), a trusted 401(k) plan. In accordance with TIP's terms applicable to all participants, acquisitions were made at various times and at various prices. Reports the grant to the reporting person of an option to purchase shares of common stock under the Norfolk Southern Corporation Long-Term Incentive Plan (a 16b-3 plan). These options will vest ratably in four annual installments beginning on the first anniversary of the grant date. Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 26, 2023, under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be settled in Common Stock, vesting ratably in four annual installments beginning on the first anniversary of the grant date. Denise W. Hutson via P.O.A. for Claude E Elkins 2023-01-30