0001225208-20-001491.txt : 20200203 0001225208-20-001491.hdr.sgml : 20200203 20200203171837 ACCESSION NUMBER: 0001225208-20-001491 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200130 FILED AS OF DATE: 20200203 DATE AS OF CHANGE: 20200203 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Adams Ann A CENTRAL INDEX KEY: 0001772612 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08339 FILM NUMBER: 20569662 MAIL ADDRESS: STREET 1: THREE COMMERCIAL PLACE CITY: NORFOLK STATE: VA ZIP: 23663 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORFOLK SOUTHERN CORP CENTRAL INDEX KEY: 0000702165 STANDARD INDUSTRIAL CLASSIFICATION: RAILROADS, LINE-HAUL OPERATING [4011] IRS NUMBER: 521188014 STATE OF INCORPORATION: VA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: THREE COMMERCIAL PL CITY: NORFOLK STATE: VA ZIP: 23510-2191 BUSINESS PHONE: 7576292680 MAIL ADDRESS: STREET 1: THREE COMMERCIAL PL CITY: NORFOLK STATE: VA ZIP: 23510-2191 4 1 doc4.xml X0306 4 2020-01-30 0000702165 NORFOLK SOUTHERN CORP NSC 0001772612 Adams Ann A THREE COMMERCIAL PLACE NORFOLK VA 23510 1 EVP-Chief Transform. Officer Common Stock 2020-01-30 4 A 0 1881.0000 0.0000 A 8808.5119 D Common Stock 2020-01-30 4 M 0 1118.0000 69.8300 A 9926.5119 D Common Stock 2020-01-30 4 F 0 523.0000 213.3200 D 9403.5119 D Common Stock 2020-01-30 4 S 0 1118.0000 211.8301 D 8285.5119 D Option (right to buy, granted 2013) 69.8300 2020-01-30 4 M 0 1118.0000 D 2017-01-24 2023-01-23 Common Stock 1118.0000 0.0000 D Option (right to buy, granted 2020) 214.5000 2020-01-30 4 A 0 2960.0000 A 2024-01-30 2030-01-30 Common Stock 2960.0000 2960.0000 D Restricted Stock Units 2020-01-30 4 A 0 2180.0000 A Common Stock 2180.0000 3043.0000 D Represents shares earned by the reporting person under the formula-based performance share feature of the Corporation's Long-Term Incentive Plan (a Rule 16b-3 plan). Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan). Reports the grant to the reporting person of an option to purchase shares of common stock under the Norfolk Southern Corporation Long-Term Incentive Plan (a 16b-3 plan). Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 30, 2020, under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be settled in Common Stock, vesting ratably in four annual installments beginning on the first anniversary of the grant date. Denise W. Hutson via P.O.A. for Ann A. Adams 2020-02-03