0001225208-13-022327.txt : 20131028 0001225208-13-022327.hdr.sgml : 20131028 20131028152829 ACCESSION NUMBER: 0001225208-13-022327 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131024 FILED AS OF DATE: 20131028 DATE AS OF CHANGE: 20131028 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORFOLK SOUTHERN CORP CENTRAL INDEX KEY: 0000702165 STANDARD INDUSTRIAL CLASSIFICATION: RAILROADS, LINE-HAUL OPERATING [4011] IRS NUMBER: 521188014 STATE OF INCORPORATION: VA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: THREE COMMERCIAL PL CITY: NORFOLK STATE: VA ZIP: 23510-2191 BUSINESS PHONE: 7576292680 MAIL ADDRESS: STREET 1: THREE COMMERCIAL PL CITY: NORFOLK STATE: VA ZIP: 23510-2191 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RATHBONE JOHN P CENTRAL INDEX KEY: 0001186075 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08339 FILM NUMBER: 131173025 MAIL ADDRESS: STREET 1: NORFOLK SOUTHERN CORP STREET 2: THREE COMMERCIAL PLACE CITY: NORFOLK STATE: VA ZIP: 23510-9219 4 1 doc4.xml X0306 4 2013-10-24 0000702165 NORFOLK SOUTHERN CORP NSC 0001186075 RATHBONE JOHN P THREE COMMERCIAL PLACE NORFOLK VA 23510 1 EVP Finance and CFO Common Stock 2013-10-24 4 M 0 37000.0000 38.7050 A 156439.0000 D Common Stock 2013-10-24 4 M 0 34000.0000 50.7400 A 190439.0000 D Common Stock 2013-10-24 4 M 0 34000.0000 49.5550 A 224439.0000 D Common Stock 2013-10-24 4 M 0 20000.0000 49.4250 A 244439.0000 D Common Stock 2013-10-24 4 F 0 4640.0000 86.2250 D 239799.0000 D Common Stock 2013-10-24 4 S 0 116407.0000 84.5200 D 123392.0000 D Common Stock 10394.5341 I By 401(k) Plan Option (right to buy, granted 2006) 49.4250 2013-10-24 4 M 0 20000.0000 D 2007-01-27 2016-01-26 Common Stock 20000.0000 0.0000 D Option (right to buy, granted 2007) 49.5550 2013-10-24 4 M 0 34000.0000 D 2010-01-25 2017-01-24 Common Stock 34000.0000 0.0000 D Option (right to buy, granted 2008) 50.7400 2013-10-24 4 M 0 34000.0000 D 2011-01-24 2018-01-23 Common Stock 34000.0000 0.0000 D Option (right to buy, granted 2009) 38.7050 2013-10-24 4 M 0 37000.0000 D 2013-01-29 2019-01-28 Common Stock 37000.0000 0.0000 D Represents the approximate number of whole shares of Common Stock estimated -- on the basis of the unit accounting system used by the Plan Administrator -- as of October 24, 2013, to have been credited to the reporting person's account in the Norfolk Southern Corporation Thrift and Investment Plan (TIP), a trusteed 401(k) plan. In accordance with TIP's terms applicable to all participants, acquisitions were made at various times and at various prices. Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan). Denise W. Hutson via P.O.A. for John P. Rathbone 2013-10-28