0001225208-13-022327.txt : 20131028
0001225208-13-022327.hdr.sgml : 20131028
20131028152829
ACCESSION NUMBER: 0001225208-13-022327
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20131024
FILED AS OF DATE: 20131028
DATE AS OF CHANGE: 20131028
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NORFOLK SOUTHERN CORP
CENTRAL INDEX KEY: 0000702165
STANDARD INDUSTRIAL CLASSIFICATION: RAILROADS, LINE-HAUL OPERATING [4011]
IRS NUMBER: 521188014
STATE OF INCORPORATION: VA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: THREE COMMERCIAL PL
CITY: NORFOLK
STATE: VA
ZIP: 23510-2191
BUSINESS PHONE: 7576292680
MAIL ADDRESS:
STREET 1: THREE COMMERCIAL PL
CITY: NORFOLK
STATE: VA
ZIP: 23510-2191
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: RATHBONE JOHN P
CENTRAL INDEX KEY: 0001186075
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-08339
FILM NUMBER: 131173025
MAIL ADDRESS:
STREET 1: NORFOLK SOUTHERN CORP
STREET 2: THREE COMMERCIAL PLACE
CITY: NORFOLK
STATE: VA
ZIP: 23510-9219
4
1
doc4.xml
X0306
4
2013-10-24
0000702165
NORFOLK SOUTHERN CORP
NSC
0001186075
RATHBONE JOHN P
THREE COMMERCIAL PLACE
NORFOLK
VA
23510
1
EVP Finance and CFO
Common Stock
2013-10-24
4
M
0
37000.0000
38.7050
A
156439.0000
D
Common Stock
2013-10-24
4
M
0
34000.0000
50.7400
A
190439.0000
D
Common Stock
2013-10-24
4
M
0
34000.0000
49.5550
A
224439.0000
D
Common Stock
2013-10-24
4
M
0
20000.0000
49.4250
A
244439.0000
D
Common Stock
2013-10-24
4
F
0
4640.0000
86.2250
D
239799.0000
D
Common Stock
2013-10-24
4
S
0
116407.0000
84.5200
D
123392.0000
D
Common Stock
10394.5341
I
By 401(k) Plan
Option (right to buy, granted 2006)
49.4250
2013-10-24
4
M
0
20000.0000
D
2007-01-27
2016-01-26
Common Stock
20000.0000
0.0000
D
Option (right to buy, granted 2007)
49.5550
2013-10-24
4
M
0
34000.0000
D
2010-01-25
2017-01-24
Common Stock
34000.0000
0.0000
D
Option (right to buy, granted 2008)
50.7400
2013-10-24
4
M
0
34000.0000
D
2011-01-24
2018-01-23
Common Stock
34000.0000
0.0000
D
Option (right to buy, granted 2009)
38.7050
2013-10-24
4
M
0
37000.0000
D
2013-01-29
2019-01-28
Common Stock
37000.0000
0.0000
D
Represents the approximate number of whole shares of Common Stock estimated -- on the basis of the unit accounting system used by the Plan Administrator -- as of October 24, 2013, to have been credited to the reporting person's account in the Norfolk Southern Corporation Thrift and Investment Plan (TIP), a trusteed 401(k) plan. In accordance with TIP's terms applicable to all participants, acquisitions were made at various times and at various prices.
Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan).
Denise W. Hutson via P.O.A. for John P. Rathbone
2013-10-28