0000702165-13-000058.txt : 20130308 0000702165-13-000058.hdr.sgml : 20130308 20130308121937 ACCESSION NUMBER: 0000702165-13-000058 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130306 FILED AS OF DATE: 20130308 DATE AS OF CHANGE: 20130308 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RATHBONE JOHN P CENTRAL INDEX KEY: 0001186075 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08339 FILM NUMBER: 13676109 MAIL ADDRESS: STREET 1: NORFOLK SOUTHERN CORP STREET 2: THREE COMMERCIAL PLACE CITY: NORFOLK STATE: VA ZIP: 23510-9219 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORFOLK SOUTHERN CORP CENTRAL INDEX KEY: 0000702165 STANDARD INDUSTRIAL CLASSIFICATION: RAILROADS, LINE-HAUL OPERATING [4011] IRS NUMBER: 521188014 STATE OF INCORPORATION: VA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: THREE COMMERCIAL PL CITY: NORFOLK STATE: VA ZIP: 23510-2191 BUSINESS PHONE: 7576292680 MAIL ADDRESS: STREET 1: THREE COMMERCIAL PL CITY: NORFOLK STATE: VA ZIP: 23510-2191 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2013-03-06 0000702165 NORFOLK SOUTHERN CORP NSC 0001186075 RATHBONE JOHN P THREE COMMERCIAL PLACE NORFOLK VA 23510 0 1 0 0 EVP Finance and CFO Common Stock 2013-03-06 4 M 0 2932 34.10 A 121200 D Common Stock 2013-03-06 4 F 0 1336 74.875 D 119864 D Common Stock 9948.6371 I By 401(k) Plan Option (right to buy, granted 2005) 34.10 2013-03-06 4 M 0 2932 0 D 2008-01-28 2015-01-27 Common Stock 2932 0 D Represents the approximate number of whole shares of Common Stock estimated -- on the basis of the unit accounting system used by the Plan Administrator -- as of March 6, 2013, to have been credited to the reporting person's account in the Norfolk Southern Corporation Thrift and Investment Plan (TIP), a trusteed 401(k) plan. In accordance with TIP's terms applicable to all participants, acquisitions were made at various times and at various prices. Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan). H.D.McFadden, via P.O.A. for John P. Rathbone 2013-03-08