0000702165-13-000029.txt : 20130128 0000702165-13-000029.hdr.sgml : 20130128 20130128161802 ACCESSION NUMBER: 0000702165-13-000029 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130124 FILED AS OF DATE: 20130128 DATE AS OF CHANGE: 20130128 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RATHBONE JOHN P CENTRAL INDEX KEY: 0001186075 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08339 FILM NUMBER: 13551915 MAIL ADDRESS: STREET 1: NORFOLK SOUTHERN CORP STREET 2: THREE COMMERCIAL PLACE CITY: NORFOLK STATE: VA ZIP: 23510-9219 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORFOLK SOUTHERN CORP CENTRAL INDEX KEY: 0000702165 STANDARD INDUSTRIAL CLASSIFICATION: RAILROADS, LINE-HAUL OPERATING [4011] IRS NUMBER: 521188014 STATE OF INCORPORATION: VA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: THREE COMMERCIAL PL CITY: NORFOLK STATE: VA ZIP: 23510-2191 BUSINESS PHONE: 7576292680 MAIL ADDRESS: STREET 1: THREE COMMERCIAL PL CITY: NORFOLK STATE: VA ZIP: 23510-2191 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2013-01-24 0000702165 NORFOLK SOUTHERN CORP NSC 0001186075 RATHBONE JOHN P THREE COMMERCIAL PLACE NORFOLK VA 23510 0 1 0 0 EVP Finance and CFO Common Stock 2013-01-24 4 A 0 18629 A 118318 D Common Stock 2013-01-24 4 F 0 7799 69.19 D 110519 D Common Stock 2013-01-24 4 M 0 7000 0 A 117519 D Common Stock 2013-01-24 4 F 0 2412 69.19 D 115107 D Common Stock 10112.6605 I By 401(k) Restricted Stock Units 0 2013-01-24 4 M 0 7000 0 D 2013-01-24 2013-01-24 Common Stock 7000 20000 D Option (right to buy) granted 2013 69.83 2013-01-24 4 A 0 24000 A 2017-01-24 2023-01-23 Common Stock 24000 24000 D Restricted Stock Units 2013-01-24 4 A 0 4000 A 2018-01-24 2018-01-24 Common Stock 4000 24000 D Represents shares earned by the reporting person under the formula-based performance share feature of the Corporation's Long-Term Incentive Plan (a Rule 16b-3 plan). Represents shares earned by the reporting person that were originally granted as restricted stock units on January 24, 2008, under the Corporation's Long-Term Incentive Plan (a Rule 16b-3 plan). Represents the approximate number of whole shares of Common Stock estimated -- on the basis of the unit accounting system used by the Plan Administrator -- as of January 24, 2013, to have been credited to the reporting person's account in the Norfolk Southern Corporation Thrift and Investment Plan (TIP), a trusteed 401(k) plan. In accordance with TIP's terms applicable to all participants, acquisitions were made at various times and at various prices. Reports the grant to the reporting person of an option to purchase shares of common stock under the Norfolk Southern Corporation Long-Term Incentive Plan (a Rule 16b-3 plan). Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 24, 2013 under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be satisfied in Common Stock on January 24, 2018. H. D. McFadden, via P.O.A. for John P. Rathbone 2013-01-28