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Filing Detail
Form X-17A-5 - FOCUS Report:
SEC Accession No. 0000702007-23-000006
Filing Date
2023-12-21
Accepted
2023-12-21 15:39:40
Documents
2
Period of Report
2023-09-30
Effectiveness Date
2023-12-21

Document Format Files

Seq Description Document Type Size
1 primary_doc.html X-17A-5  
1 primary_doc.xml X-17A-5 2353
3 PUBLIC ANNUAL REPORTS PublicReport.pdf FULL 2707397
  Complete submission text file 0000702007-23-000006.txt   3732821
Mailing Address PO BOX 190 SAUSALITO CA 94966-0190
Business Address 30 LIBERTY SHIP WAY #3225 SAUSALITO CA 94965-3324 415-367-4981
CALDWELL SUTTER CAPITAL, INC. (Filer) CIK: 0000702007 (see all company filings)

IRS No.: 942799654 | State of Incorp.: CA | Fiscal Year End: 0930
Type: X-17A-5 | Act: 34 | File No.: 008-27639 | Film No.: 231505107