0001140361-20-025835.txt : 20201117 0001140361-20-025835.hdr.sgml : 20201117 20201117170017 ACCESSION NUMBER: 0001140361-20-025835 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20201002 FILED AS OF DATE: 20201117 DATE AS OF CHANGE: 20201117 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WEXNER ABIGAIL S CENTRAL INDEX KEY: 0001250041 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08344 FILM NUMBER: 201321857 MAIL ADDRESS: STREET 1: C/O L BRANDS, INC. STREET 2: THREE LIMITED PARKWAY CITY: COLUMBUS STATE: OH ZIP: 43216 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Wexner Leslie H. CENTRAL INDEX KEY: 0000901359 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08344 FILM NUMBER: 201321858 MAIL ADDRESS: STREET 1: C/O L BRANDS, INC. STREET 2: THREE LIMITED PARKWAY CITY: COLUMBUS STATE: OH ZIP: 43216 FORMER NAME: FORMER CONFORMED NAME: WEXNER LESLIE H DATE OF NAME CHANGE: 19930420 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: L Brands, Inc. CENTRAL INDEX KEY: 0000701985 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-WOMEN'S CLOTHING STORES [5621] IRS NUMBER: 311029810 STATE OF INCORPORATION: DE FISCAL YEAR END: 0130 BUSINESS ADDRESS: STREET 1: THREE LIMITED PKWY STREET 2: P O BOX 16000 CITY: COLUMBUS STATE: OH ZIP: 43216 BUSINESS PHONE: 6144157000 MAIL ADDRESS: STREET 1: THREE LIMITED PARKWAY STREET 2: P.O. BOX 16000 CITY: COLUMBUS STATE: OH ZIP: 43216 FORMER COMPANY: FORMER CONFORMED NAME: LIMITED BRANDS INC DATE OF NAME CHANGE: 20020613 FORMER COMPANY: FORMER CONFORMED NAME: LIMITED INC DATE OF NAME CHANGE: 19920703 4 1 form4.xml FORM 4 X0306 4 2020-10-02 0000701985 L Brands, Inc. LB 0000901359 Wexner Leslie H. C/O L BRANDS, INC. THREE LIMITED PARKWAY COLUMBUS, OH 43216 true true 0001250041 WEXNER ABIGAIL S C/O L BRANDS, INC. THREE LIMITED PARKWAY COLUMBUS OH 43216 true Common Stock 2020-10-02 5 G 0 1372664 D 6111181 I The Linden West Trust Common Stock 2020-10-07 5 G 0 343166 A 343166 I Pine Trust Common Stock 2020-10-07 5 G 0 343166 A 343166 I Willow Trust Common Stock 2020-10-07 5 G 0 343166 A 343166 I Cedar Trust Common Stock 2020-10-07 5 G 0 343166 A 343166 I Rose Trust Common Stock 2020-10-07 5 G 0 352941 D 10814206 D Common Stock 2020-10-07 5 G 0 352941 A 352941 I Linden East II trust Common Stock 2020-10-07 5 G 0 352941 D 15363754 D Common Stock 2020-10-07 5 G 0 352941 A 352941 I Linden West II trust Common Stock 2020-11-15 4 M 0 1260 A 15365014 D Restricted Share Units 2020-11-15 4 M 0 1260 D 2023-01-19 Common Stock 1260 0 D Gift of shares by The Linden West Trust to its beneficiaries, the children of Leslie H. Wexner ("Mr. Wexner") and Abigail S. Wexner ("Mrs. Wexner") on 10/2/2020, who then gifted the shares to four separate trusts on 10/7/2020. Not applicable. Owned by Mr. Wexner directly. Owned by Abigail S. Wexner ("Mrs. Wexner") indirectly, through Mr. Wexner. See Exhibit 99.1 for a table of all non-derivative shares of the Issuer beneficially owned directly or indirectly by Mr. Wexner and Mrs. Wexner. Mr. Wexner and Mrs. Wexner disclaim beneficial ownership of all indirectly owned securities reported on this Form in excess of their respective pecuniary interests therein. Owned by Mrs. Wexner indirectly. Owned by Mr. Wexner indirectly, through Mrs. Wexner. Gift of shares by Mrs. Wexner to Linden East II trust. Owned by Mrs. Wexner directly. Owned by Mr. Wexner indirectly, through Mrs. Wexner. Gift of shares by Mr. Wexner to Linden West II trust. Partial vesting and settlement of restricted share units granted to Mr. Wexner on 1/29/2020 ("RSUs"), and forfeiture of 13,856 RSUs. The RSUs confer no voting rights, may not be sold, and automatically settle for an equivalent number of shares of common stock of the Issuer on the vesting date. Exhibit 99.1 - Additional Responses and Joint Filer Information, incorporated herein by reference. /s/ Leslie H. Wexner 2020-11-17 EX-99.1 2 brhc10017079_ex99-1.htm EXHIBIT 99.1
Exhibit 99.1

Name and Address of Reporting Person:
Leslie H. Wexner
 
c/o L Brands, Inc.
 
Three Limited Parkway
 
Columbus, OH  43216
   
Issuer Name and Ticker or Trading Symbol:
L Brands, Inc. (LB)
   
Date of Earliest Transaction Required
to be Reported (Month/Day/Year):
10/2/2020

Title of Security
  
Amount of
Securities
Beneficially
Owned
Following
Reported
Transaction(s)
  
Ownership
Form:
Direct (D) or
Indirect (I)
  
Nature of Indirect
Beneficial Ownership
             
Common Stock
  
15,365,014
  
D/I  (2)
  
(2)
             
Common Stock
  
10,814,206
  
D/I  (1)
  
(1)
             
Common Stock
  
127,567
  
I  (4)
  
The Linden East Trust
             
Common Stock
  
6,111,181
  
I  (3)
  
The Linden West Trust
             
Common Stock
  
4,892,608
  
I  (3)
  
Wexner Personal Holdings
Corporation
             
Common Stock
  
191,515
  
I  (4)
  
The Beech Trust
             
Common Stock
  
352,941
  
I  (4)
  
Linden East II trust
             
Common Stock
  
352,941
  
I  (4)
  
Linden West II trust
             
Common Stock
  
343,166
  
I  (4)
  
Pine Trust
             
Common Stock
  
343,166
  
I  (4)
  
Willow Trust
             
Common Stock
  
343,166
  
I  (4)
  
Cedar Trust
             
Common Stock
  
343,166
  
I  (4)
  
Rose Trust
             
Common Stock
  
1,951,193  (5)
  
I  (3)
  
Held in L Brands, Inc. Savings and Retirement Plan for Leslie
H. Wexner’s account

See Notes on next page.

Page 1 of 3
Name and Address of Reporting Person:
Leslie H. Wexner
 
c/o L Brands, Inc.
 
Three Limited Parkway
 
Columbus, OH  43216
   
Issuer Name and Ticker or Trading Symbol:
L Brands, Inc. (LB)
   
Date of Earliest Transaction Required
to be Reported (Month/Day/Year):
10/2/2020

Notes:

(1)
Owned by Abigail S. Wexner (“Mrs. Wexner”) directly.  Owned by Leslie H. Wexner (“Mr. Wexner”) indirectly, through Mrs. Wexner.

(2)
Owned by Mr. Wexner directly.  Owned by Mrs. Wexner indirectly, through Mr. Wexner.

(3)
Owned by Mr. Wexner indirectly.  Owned by Mrs. Wexner indirectly, through Mr. Wexner.

(4)
Owned by Mrs. Wexner indirectly.  Owned by Mr. Wexner indirectly, through Mrs. Wexner.

(5)
Based on account balance as of October 31, 2020.  The Savings and Retirement Plan is a “qualified plan” within the meaning of Rule 16b-3.

Mr. Wexner and Mrs. Wexner disclaim beneficial ownership of all indirectly owned securities reported on this Form in excess of their respective pecuniary interests therein.

This Form does not report the shares of Common Stock owned by The Wexner Family Charitable Fund (for which each of Mr. and Mrs. Wexner serve as a director) because Mr. and Mrs. Wexner do not have a pecuniary interest in such shares, as the charitable fund is a tax exempt organization pursuant to IRC Section 501(c)(3).

Page 2 of 3
Joint Filer Information

Name of Joint Filer:
Abigail S. Wexner
   
Address of Joint Filer:
c/o L Brands, Inc.
 
Three Limited Parkway
 
Columbus, OH  43216
   
Relationship of Joint Filer to Issuer:
Director
   
Issuer Name and Ticker or Trading Symbol:
L Brands, Inc. (LB)
   
Date of Earliest Transaction Required
to be Reported (Month/Day/Year):
10/2/2020
   
Designated Filer:
Leslie H. Wexner

Signature:
  
   
  /s/ Abigail S. Wexner
  
Abigail S. Wexner
  
   
   
November 17, 2020
  
Date
  


Page 3 of 3