0001140361-14-015391.txt : 20140402 0001140361-14-015391.hdr.sgml : 20140402 20140402171806 ACCESSION NUMBER: 0001140361-14-015391 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140331 FILED AS OF DATE: 20140402 DATE AS OF CHANGE: 20140402 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: L Brands, Inc. CENTRAL INDEX KEY: 0000701985 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-WOMEN'S CLOTHING STORES [5621] IRS NUMBER: 311029810 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: THREE LIMITED PKWY STREET 2: P O BOX 16000 CITY: COLUMBUS STATE: OH ZIP: 43216 BUSINESS PHONE: 6144157000 MAIL ADDRESS: STREET 1: THREE LIMITED PARKWAY STREET 2: P.O. BOX 16000 CITY: COLUMBUS STATE: OH ZIP: 43216 FORMER COMPANY: FORMER CONFORMED NAME: LIMITED BRANDS INC DATE OF NAME CHANGE: 20020613 FORMER COMPANY: FORMER CONFORMED NAME: LIMITED INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WEXNER ABIGAIL S CENTRAL INDEX KEY: 0001250041 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08344 FILM NUMBER: 14739226 MAIL ADDRESS: STREET 1: C/O L BRANDS, INC. STREET 2: THREE LIMITED PARKWAY CITY: COLUMBUS STATE: OH ZIP: 43216 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Wexner Leslie H. CENTRAL INDEX KEY: 0000901359 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08344 FILM NUMBER: 14739227 MAIL ADDRESS: STREET 1: C/O L BRANDS, INC. STREET 2: THREE LIMITED PARKWAY CITY: COLUMBUS STATE: OH ZIP: 43216 FORMER NAME: FORMER CONFORMED NAME: WEXNER LESLIE H DATE OF NAME CHANGE: 19930420 4 1 doc1.xml FORM 4 X0306 4 2014-03-31 0 0000701985 L Brands, Inc. LB 0000901359 Wexner Leslie H. C/O L BRANDS, INC THREE LIMITED PARKWAY COLUMBUS OH 43216 1 1 1 0 Chairman and CEO 0001250041 WEXNER ABIGAIL S C/O L BRANDS, INC. THREE LIMITED PARKWAY COLUMBUS OH 43216 1 1 1 0 Chairman and CEO Common Stock 2014-03-31 4 A 0 1938 56.77 A 10062702 D Common Stock 2014-03-31 4 M 0 83429 A 18206615 D Stock option (right to buy) 56.77 2014-03-31 4 A 0 40669 A 2024-03-31 Common Stock 40669 40669 D Restricted Stock Units 2014-03-31 4 M 0 83429 D 2014-03-31 2014-03-31 Common Stock 83429 0 D Non-employee director fees paid in stock to Abigail S. Wexner ("Mrs. Wexner"). Owned by Mrs. Wexner directly. Owned by Leslie H. Wexner ("Mr. Wexner") indirectly, through Mrs. Wexner. See Exhibit 99.1 for a table of all non-derivative shares of the Issuer beneficially owned directly or indirectly by Mr. Wexner and Mrs. Wexner. Mr. Wexner and Mrs. Wexner disclaim beneficial ownership of all indirectly owned securities reported on this Form in excess of their respective pecuniary interests therein. The performance condition of a performance-based restricted stock unit ("RSU") award previously granted to Mr. Wexner was satisfied on February 24, 2012, and then the RSUs vest generally based on his continued employment. The RSUs confer no voting rights and may not be sold until they automatically settle for an equivalent number of shares of common stock of the Issuer on the vesting date. The RSUs vested on March 31, 2014. Not applicable. Owned by Mr. Wexner directly. Owned by Mrs. Wexner indirectly, through Mr. Wexner. Stock option granted to Mr. Wexner. The option vests in installments as follows: 3/31/2016 - 8,134 shares; 3/31/2017 - 8,134 shares; 3/31/2018 - 12,201 shares; and 3/31/2019 - 12,200 shares, subject to earlier forfeiture or acceleration. Reflects adjustments from antidilution etc. pursuant to the Issuer's incentive plan. Remarks Exhibit 99.1: Additional Responses and Joint Filer Information, incorporated herein by reference. /s/ Leslie H. Wexner 2014-04-02 EX-99.1 2 misc1.htm MISCELLANEOUS EXHIBITS mm04-0214wexner_4e991.htm
 
Exhibit 99.1


 

Name and Address of Reporting Person:
Leslie H. Wexner
 
c/o L Brands, Inc.
 
Three Limited Parkway
 
Columbus, OH  43216
   
Issuer Name and Ticker or Trading Symbol:
L Brands, Inc. (LB)
   
Date of Earliest Transaction Required
  
to be Reported (Month/Day/Year):
3/31/2014
 

 
 
 
 
 
 
Title of Security
  
Amount of
Securities
Beneficially
Owned
Following
Reported
Transaction(s)
  
 
 
 
Ownership
Form:
Direct (D) or
Indirect (I)
  
 
 
 
 
 
Nature of Indirect
Beneficial Ownership
               
Common Stock
  
18,206,615
    
D/I  (2)
  
(2)
               
Common Stock
  
10,062,702
    
D/I  (1)
  
(1)
               
Common Stock
  
1,257,255
    
I  (4)
  
The Linden East Trust
               
Common Stock
  
8,992,886
    
I  (3)
  
The Linden West Trust
               
Common Stock
  
4,892,608
    
I  (3)
  
Wexner Personal Holdings Corporation
               
Common Stock
  
478,115
    
I  (4)
  
The Wexner Children’s Trust II
               
Common Stock
  
191,515
    
I  (4)
  
The Beech Trust
               
Common Stock
  
1,855,063
  (5)   
I  (3)
  
Held in L Brands, Inc. Savings and Retirement Plan for Leslie H. Wexner’s account
               


See Notes on next page.

 
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Name and Address of Reporting Person:
Leslie H. Wexner
 
c/o L Brands, Inc.
 
Three Limited Parkway
 
Columbus, OH  43216
   
Issuer Name and Ticker or Trading Symbol:
L Brands, Inc. (LB)
   
Date of Earliest Transaction Required
  
to be Reported (Month/Day/Year):
3/31/2014

Notes:

(1)  
Owned by Abigail S. Wexner (“Mrs. Wexner”) directly.  Owned by Leslie H. Wexner (“Mr. Wexner”) indirectly, through Mrs. Wexner.

(2)  
Owned by Mr. Wexner directly.  Owned by Mrs. Wexner indirectly, through Mr. Wexner.

(3)  
Owned by Mr. Wexner indirectly.  Owned by Mrs. Wexner indirectly, through Mr. Wexner.

(4)  
Owned by Mrs. Wexner indirectly.  Owned by Mr. Wexner indirectly, through Mrs. Wexner.

(5)  
Based on account balance as of March 31, 2014.  The Savings and Retirement Plan is a “qualified plan” within the meaning of Rule 16b-3.


Mr. Wexner and Mrs. Wexner disclaim beneficial ownership of all indirectly owned securities reported on this Form in excess of their respective pecuniary interests therein.

This Form does not report the shares of Common Stock owned by The Wexner Family Charitable Fund (for which each of Mr. and Mrs. Wexner serve as a director) because Mr. and Mrs. Wexner do not have a pecuniary interest in such shares, as the charitable fund is a tax exempt organization pursuant to IRC Section 501(c)(3).
 
 
 

 

 
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Joint Filer Information

Name of Joint Filer:
Abigail S. Wexner
   
Address of Joint Filer:
c/o L Brands, Inc.
 
Three Limited Parkway
 
Columbus, OH  43216
   
Relationship of Joint Filer to Issuer:
Director
   
Issuer Name and Ticker or Trading Symbol:
L Brands, Inc. (LB)
   
Date of Earliest Transaction Required
  
to be Reported (Month/Day/Year):
3/31/2014
   
Designated Filer:
Leslie H. Wexner

Signature:


 
/s/ Abigail S. Wexner               
Abigail S. Wexner


April 2, 2014                         
Date
 


 


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