0001140361-13-038837.txt : 20131016 0001140361-13-038837.hdr.sgml : 20131016 20131016182309 ACCESSION NUMBER: 0001140361-13-038837 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20131014 FILED AS OF DATE: 20131016 DATE AS OF CHANGE: 20131016 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: L Brands, Inc. CENTRAL INDEX KEY: 0000701985 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-WOMEN'S CLOTHING STORES [5621] IRS NUMBER: 311029810 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: THREE LIMITED PKWY STREET 2: P O BOX 16000 CITY: COLUMBUS STATE: OH ZIP: 43216 BUSINESS PHONE: 6144157000 MAIL ADDRESS: STREET 1: THREE LIMITED PARKWAY STREET 2: P.O. BOX 16000 CITY: COLUMBUS STATE: OH ZIP: 43216 FORMER COMPANY: FORMER CONFORMED NAME: LIMITED BRANDS INC DATE OF NAME CHANGE: 20020613 FORMER COMPANY: FORMER CONFORMED NAME: LIMITED INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WEXNER ABIGAIL S CENTRAL INDEX KEY: 0001250041 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08344 FILM NUMBER: 131154949 MAIL ADDRESS: STREET 1: C/O LIMITED BRANDS, INC. STREET 2: THREE LIMITED PARKWAY CITY: COLUMBUS STATE: OH ZIP: 43216 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Wexner Leslie H. CENTRAL INDEX KEY: 0000901359 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08344 FILM NUMBER: 131154950 MAIL ADDRESS: STREET 1: C/O LIMITED BRANDS, INC. STREET 2: THREE LIMITED PARKWAY CITY: COLUMBUS STATE: OH ZIP: 43216 FORMER NAME: FORMER CONFORMED NAME: WEXNER LESLIE H DATE OF NAME CHANGE: 19930420 4 1 doc1.xml FORM 4 X0306 4 2013-10-14 0 0000701985 L Brands, Inc. LTD 0000901359 Wexner Leslie H. C/O L BRANDS, INC THREE LIMITED PARKWAY COLUMBUS OH 43216 1 1 1 0 Chairman and CEO 0001250041 WEXNER ABIGAIL S C/O L BRANDS, INC. THREE LIMITED PARKWAY COLUMBUS OH 43216 1 1 1 0 Chairman and CEO Common Stock 2013-10-14 4 J 0 879894 56.825 A 9484919 D Transfer of shares from The Linden East Trust to Abigail S. Wexner ("Mrs. Wexner") in exchange for property. Owned by Mrs. Wexner directly. Owned by Leslie H. Wexner ("Mr. Wexner") indirectly, through Mrs. Wexner. See Exhibit 99.1 for a table of all non-derivative shares of the Issuer beneficially owned directly or indirectly by Mr. Wexner and Mrs. Wexner. Mr. Wexner and Mrs. Wexner disclaim beneficial ownership of all indirectly owned securities reported on this Form in excess of their respective pecuniary interests therein. Remarks Exhibit 99.1: Additional Responses and Joint Filer Information, incorporated herein by reference. /s/ Leslie H. Wexner 2013-10-16 EX-99.1 2 misc1.htm MISCELLANEOUS EXHIBITS mm10-1613wexner_4e991.htm
Exhibit 99.1

 
Name and Address of Reporting Person:
Leslie H. Wexner
 
c/o L Brands, Inc.
 
Three Limited Parkway
 
Columbus, OH  43216
   
Issuer Name and Ticker or Trading Symbol:
L Brands, Inc. (LTD)
   
Date of Earliest Transaction Required
 
to be Reported (Month/Day/Year):
10/14/2013
 

 
 
 
 
 
 
Title of Security
 
Amount of
Securities
Beneficially
Owned
Following
Reported
Transaction(s)
 
 
 
 
Ownership
Form:
Direct (D) or
Indirect (I)
 
 
 
 
 
 
Nature of Indirect
Beneficial Ownership
               
Common Stock
 
17,322,982
   
D/I  (2)
 
(2)
               
Common Stock
 
9,484,919
   
D/I  (1)
 
(1)
               
Common Stock
 
1,833,880
   
I  (4)
 
The Linden East Trust  (6)
               
Common Stock
 
8,992,886
   
I  (3)
 
The Linden West Trust  (6)
               
Common Stock
 
4,892,608
   
I  (3)
 
Wexner Personal Holdings Corporation
               
Common Stock
 
478,115
   
I  (4)
 
The Wexner Children’s Trust II
               
Common Stock
 
191,515
   
I  (4)
 
The Beech Trust
               
Common Stock
 
1,846,211
   (5)  
I  (3)
 
Held in L Brands, Inc. Savings and Retirement Plan for Leslie H. Wexner’s account
               



See Notes on next page.

 
1

 


Name and Address of Reporting Person:
Leslie H. Wexner
 
c/o L Brands, Inc.
 
Three Limited Parkway
 
Columbus, OH  43216
   
Issuer Name and Ticker or Trading Symbol:
L Brands, Inc. (LTD)
   
Date of Earliest Transaction Required
 
to be Reported (Month/Day/Year):
10/14/2013

Notes:

(1)  
Owned by Abigail S. Wexner (“Mrs. Wexner”) directly.  Owned by Leslie H. Wexner (“Mr. Wexner”) indirectly, through Mrs. Wexner.

(2)  
Owned by Mr. Wexner directly.  Owned by Mrs. Wexner indirectly, through Mr. Wexner.

(3)  
Owned by Mr. Wexner indirectly.  Owned by Mrs. Wexner indirectly, through Mr. Wexner.

(4)  
Owned by Mrs. Wexner indirectly.  Owned by Mr. Wexner indirectly, through Mrs. Wexner.

(5)  
Based on account balance as of September 30, 2013.  The Savings and Retirement Plan is a “qualified plan” within the meaning of Rule 16b-3.

(6)  
The Linden Trust separated into two trusts:  The Linden East Trust and The Linden West Trust.

Mr. Wexner and Mrs. Wexner disclaim beneficial ownership of all indirectly owned securities reported on this Form in excess of their respective pecuniary interests therein.

This Form does not report the shares of Common Stock owned by The Wexner Family Charitable Fund (for which each of Mr. and Mrs. Wexner serve as a director) because Mr. and Mrs. Wexner do not have a pecuniary interest in such shares, as the charitable fund is a tax exempt organization pursuant to IRC Section 501(c)(3).


 
2

 



Joint Filer Information

Name of Joint Filer:
Abigail S. Wexner
   
Address of Joint Filer:
c/o L Brands, Inc.
 
Three Limited Parkway
 
Columbus, OH  43216
   
Relationship of Joint Filer to Issuer:
Director
   
Issuer Name and Ticker or Trading Symbol:
L Brands, Inc. (LTD)
   
Date of Earliest Transaction Required
 
to be Reported (Month/Day/Year):
10/14/2013
   
Designated Filer:
Leslie H. Wexner

Signature:




/s/   Abigail S. Wexner                     
Abigail S. Wexner



October 16, 2013
Date
 


 
 
3