0001140361-12-018884.txt : 20120403 0001140361-12-018884.hdr.sgml : 20120403 20120403163858 ACCESSION NUMBER: 0001140361-12-018884 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20120330 FILED AS OF DATE: 20120403 DATE AS OF CHANGE: 20120403 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LIMITED BRANDS INC CENTRAL INDEX KEY: 0000701985 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-WOMEN'S CLOTHING STORES [5621] IRS NUMBER: 311029810 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: THREE LIMITED PKWY STREET 2: P O BOX 16000 CITY: COLUMBUS STATE: OH ZIP: 43216 BUSINESS PHONE: 6144157000 MAIL ADDRESS: STREET 1: THREE LIMITED PARKWAY STREET 2: P.O. BOX 16000 CITY: COLUMBUS STATE: OH ZIP: 43216 FORMER COMPANY: FORMER CONFORMED NAME: LIMITED INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Wexner Leslie H. CENTRAL INDEX KEY: 0000901359 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08344 FILM NUMBER: 12738198 MAIL ADDRESS: STREET 1: C/O LIMITED BRANDS, INC. STREET 2: THREE LIMITED PARKWAY CITY: COLUMBUS STATE: OH ZIP: 43216 FORMER NAME: FORMER CONFORMED NAME: WEXNER LESLIE H DATE OF NAME CHANGE: 19930420 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WEXNER ABIGAIL S CENTRAL INDEX KEY: 0001250041 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08344 FILM NUMBER: 12738197 MAIL ADDRESS: STREET 1: C/O LIMITED BRANDS, INC. STREET 2: THREE LIMITED PARKWAY CITY: COLUMBUS STATE: OH ZIP: 43216 4 1 doc1.xml FORM 4 X0305 4 2012-03-30 0 0000701985 LIMITED BRANDS INC LTD 0000901359 Wexner Leslie H. C/O LIMITED BRANDS, INC. THREE LIMITED PARKWAY COLUMBUS OH 43216 1 1 1 0 Chairman and CEO 0001250041 WEXNER ABIGAIL S LIMITED BRANDS INC THREE LIMITED PARKWAY COLUMBUS OH 43216 1 1 1 0 Chairman and CEO Common Stock 2012-03-30 4 A 0 1875 48 A 8602561 D Common Stock 2012-03-31 4 M 0 332843 A 19722037 D Stock option (right to buy) 48 2012-03-30 4 A 0 48100 A 2022-03-30 Common Stock 48100 48100 D Restricted Share Units 2012-03-31 4 M 0 332843 D 2012-03-31 2012-03-31 Common Stock 332843 0 D Non-employee director fees paid in stock to Abigail S. Wexner ("Mrs. Wexner"). Owned by Mrs. Wexner directly. Owned by Leslie H. Wexner ("Mr. Wexner") indirectly, through Mrs. Wexner. See Exhibit 99.1 for a table of all non-derivative shares of the Issuer beneficially owned directly or indirectly by Mr. Wexner and Mrs. Wexner. Mr. Wexner and Mrs. Wexner disclaim beneficial ownership of all indirectly owned securities reported on this Form in excess of their respective pecuniary interests therein. The performance condition of a performance-based restricted share unit ("RSU") award previously granted to Mr. Wexner was satisfied on March 1, 2010, and then the RSUs vest generally based on his continued employment. The RSUs confer no voting rights and may not be sold until they automatically settle for an equivalent number of shares of common stock of the Issuer on the vesting date. The RSUs vested on March 31, 2012. Not applicable. Owned by Mr. Wexner directly. Owned by Mrs. Wexner indirectly, through Mr. Wexner. Stock option granted to Mr. Wexner. The option vests in installments as follows: 3/30/2014 - 9,620 shares; 3/30/2015 - 9,620 shares; 3/30/2016 - 14,430 shares; and 3/30/2017 - 14,430 shares, subject to earlier forfeiture or acceleration. Reflects adjustments from antidilution etc. pursuant to the Issuer's incentive plan. Exhibit 99.1: Additional Responses and Joint Filer Information, incorporated herein by reference. /s/ Leslie H. Wexner 2012-04-03 EX-99.1 2 misc1.htm MISCELLANEOUS EXHIBITS mm04-0312wexner_4e991.htm
Exhibit 99.1
 
 
 
Name and Address of Reporting Person:
Leslie H. Wexner
 
c/o Limited Brands, Inc.
 
Three Limited Parkway
 
Columbus, OH  43216
 
Issuer Name and Ticker or Trading Symbol:
Limited Brands, Inc. (LTD)
 
Date of Earliest Transaction Required
 
to be Reported (Month/Day/Year):
3/30/2012
 
 
 
 
 
 
 
Title of Security
  
Amount of
Securities
Beneficially
Owned
Following
Reported
Transaction(s)
  
 
 
 
Ownership
Form:
Direct (D) or
Indirect (I)
  
 
 
 
 
 
Nature of Indirect
Beneficial Ownership
                 
Common Stock
  
19,722,037
      
D/I  (2)
  
(2)
                 
Common Stock
  
8,602,561
      
D/I  (1)
  
(1)
                 
Common Stock
  
11,705,880
      
I  (3)
  
The Linden Trust
                 
Common Stock
  
4,892,608
      
I  (3)
  
Wexner Personal Holdings Corporation
                 
Common Stock
  
478,115
      
I  (4)
  
The Wexner Children’s Trust II
                 
Common Stock
  
1,689,381
  (5)    
I  (3)
  
Held in Limited Brands, Inc. Savings and Retirement Plan for Leslie H. Wexner’s account
                 
 
 
See Notes on next page.

 
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Name and Address of Reporting Person:
Leslie H. Wexner
 
c/o Limited Brands, Inc.
 
Three Limited Parkway
 
Columbus, OH  43216
   
Issuer Name and Ticker or Trading Symbol:
Limited Brands, Inc. (LTD)
   
Date of Earliest Transaction Required
  
to be Reported (Month/Day/Year):
3/30/2012
 
 
Notes:
 
(1)  
Owned by Abigail S. Wexner (“Mrs. Wexner”) directly.  Owned by Leslie H. Wexner (“Mr. Wexner”) indirectly, through Mrs. Wexner.
 
(2)  
Owned by Mr. Wexner directly.  Owned by Mrs. Wexner indirectly, through Mr. Wexner.
 
(3)  
Owned by Mr. Wexner indirectly.  Owned by Mrs. Wexner indirectly, through Mr. Wexner.
 
(4)  
Owned by Mrs. Wexner indirectly.  Owned by Mr. Wexner indirectly, through Mrs. Wexner.
 
(5)  
Based on account balance as of March 31, 2012.  The Savings and Retirement Plan is a “qualified plan” within the meaning of Rule 16b-3.
 
Mr. Wexner and Mrs. Wexner disclaim beneficial ownership of all indirectly owned securities reported on this Form in excess of their respective pecuniary interests therein.
 
This Form does not report the shares of Common Stock owned by The Wexner Family Charitable Fund (for which each of Mr. and Mrs. Wexner serve as a trustee) because Mr. and Mrs. Wexner do not have a pecuniary interest in such shares, as the charitable fund is a tax exempt organization pursuant to IRC Section 501(c)(3).
 

 
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Joint Filer Information
 
Name of Joint Filer:
Abigail S. Wexner
   
Address of Joint Filer:
c/o Limited Brands, Inc.
 
Three Limited Parkway
 
Columbus, OH  43216
   
Relationship of Joint Filer to Issuer:
Director
   
Issuer Name and Ticker or Trading Symbol:
Limited Brands, Inc. (LTD)
   
Date of Earliest Transaction Required
  
to be Reported (Month/Day/Year):
3/30/2012
   
Designated Filer:
Leslie H. Wexner
 
Signature:
 
 
 
/s/   Abigail S. Wexner               
Abigail S. Wexner
 
 
April 3, 2012
Date
 
 
 
 
 
 
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