0001140361-12-004311.txt : 20120130 0001140361-12-004311.hdr.sgml : 20120130 20120130161635 ACCESSION NUMBER: 0001140361-12-004311 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20120126 FILED AS OF DATE: 20120130 DATE AS OF CHANGE: 20120130 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WEXNER ABIGAIL S CENTRAL INDEX KEY: 0001250041 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08344 FILM NUMBER: 12555779 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LIMITED BRANDS INC CENTRAL INDEX KEY: 0000701985 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-WOMEN'S CLOTHING STORES [5621] IRS NUMBER: 311029810 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: THREE LIMITED PKWY STREET 2: P O BOX 16000 CITY: COLUMBUS STATE: OH ZIP: 43216 BUSINESS PHONE: 6144157000 MAIL ADDRESS: STREET 1: THREE LIMITED PARKWAY STREET 2: P.O. BOX 16000 CITY: COLUMBUS STATE: OH ZIP: 43216 FORMER COMPANY: FORMER CONFORMED NAME: LIMITED INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Wexner Leslie H. CENTRAL INDEX KEY: 0000901359 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08344 FILM NUMBER: 12555782 MAIL ADDRESS: STREET 1: C/O LIMITED BRANDS, INC. STREET 2: THREE LIMITED PARKWAY CITY: COLUMBUS STATE: OH ZIP: 43216 FORMER NAME: FORMER CONFORMED NAME: WEXNER LESLIE H DATE OF NAME CHANGE: 19930420 4 1 doc1.xml FORM 4 X0304 4 2012-01-26 0 0000701985 LIMITED BRANDS INC LTD 0000901359 Wexner Leslie H. C/O LIMITED BRANDS, INC. THREE LIMITED PARKWAY COLUMBUS OH 43216 1 1 1 0 Chairman and CEO 0001250041 WEXNER ABIGAIL S C/O LIMITED BRANDS INC THREE LIMITED PARKWAY COLUMBUS OH 43216 1 1 1 0 Chairman and CEO Common Stock 2011-12-20 5 G 0 500000 D 20872564 D Stock option (right to buy) 41.26 2012-01-26 4 A 0 174867 A 2022-01-26 Common Stock 174867 174867 D Gift by Leslie H. Wexner ("Mr. Wexner"). Not applicable. Owned by Mr. Wexner directly. Owned by Abigail S. Wexner ("Mrs. Wexner") indirectly, through Mr. Wexner. See Exhibit 99.1 for a table of all non-derivative shares of the Issuer beneficially owned directly or indirectly by Mr. Wexner and Mrs. Wexner. Stock option granted to Mr. Wexner. The option vests in installments as follows: 1/26/2014 - 34,974 shares; 1/26/2015 - 34,973 shares; 1/26/2016 - 52,460 shares; and 1/26/2017 - 52,460 shares, subject to earlier forfeiture or acceleration. Mr. Wexner and Mrs. Wexner disclaim beneficial ownership of all indirectly owned securities reported on this Form in excess of their respective pecuniary interests therein. Exhibit 99.1: Additional Responses and Joint Filer Information, incorporated herein by reference. /s/ Leslie H. Wexner 2012-01-30 EX-99.1 2 misc1.htm MISCELLANEOUS EXHIBITS Unassociated Document

 
Exhibit 99.1
 


Name and Address of Reporting Person:
Leslie H. Wexner
    
  c/o Limited Brands, Inc.    
 
Three Limited Parkway
    
  Columbus, OH  43216    
       
Issuer Name and Ticker or Trading Symbol:
Limited Brands, Inc. (LTD)
    
       
Date of Earliest Transaction Required
      
to be Reported (Month/Day/Year):
1/26/2012
    


 
Title of Security
  
Amount of
Securities
Beneficially
Owned
Following
Reported
Transaction(s)
  
Ownership
Form:
Direct (D) or
Indirect (I)
  
Nature of Indirect
Beneficial Ownership
             
Common Stock
  
20,872,564 
     
D/I  (2)
  
(2)
             
Common Stock
  
8,600,686  
         
D/I  (1)
  
(1)
             
Common Stock
  
13,705,880  
     
I  (3)
  
The Linden Trust
             
Common Stock
  
4,892,608  
     
I  (3)
  
Wexner Personal Holdings Corporation
             
Common Stock
  
478,115  
     
I  (4)
  
The Wexner Children’s Trust II
             
Common Stock
   1,682,962   (5)    
I  (3)
  
Held in Limited Brands, Inc. Savings and Retirement Plan for Leslie H. Wexner’s account
             


See Notes on next page.

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Name and Address of Reporting Person:
Leslie H. Wexner
    
 
c/o Limited Brands, Inc.
    
 
Three Limited Parkway
    
 
Columbus, OH  43216
    
       
Issuer Name and Ticker or Trading Symbol:
Limited Brands, Inc. (LTD)
    
       
Date of Earliest Transaction Required
      
to be Reported (Month/Day/Year):
1/26/2012
    




Notes:

(1)  
Owned by Abigail S. Wexner (“Mrs. Wexner”) directly.  Owned by Leslie H. Wexner (“Mr. Wexner”) indirectly, through Mrs. Wexner.

(2)  
Owned by Mr. Wexner directly.  Owned by Mrs. Wexner indirectly, through Mr. Wexner.

(3)  
Owned by Mr. Wexner indirectly.  Owned by Mrs. Wexner indirectly, through Mr. Wexner.

(4)  
Owned by Mrs. Wexner indirectly.  Owned by Mr. Wexner indirectly, through Mrs. Wexner.

(5)  
Based on account balance as of December 31, 2011.  The Savings and Retirement Plan is a “qualified plan” within the meaning of Rule 16b-3.



Mr. Wexner and Mrs. Wexner disclaim beneficial ownership of all indirectly owned securities reported on this Form in excess of their respective pecuniary interests therein.

This Form does not report the shares of Common Stock owned by The Wexner Family Charitable Fund (for which each of Mr. and Mrs. Wexner serve as a trustee) because Mr. and Mrs. Wexner do not have a pecuniary interest in such shares, as the charitable fund is a tax exempt organization pursuant to IRC Section 501(c)(3).


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Joint Filer Information
 


Name of Joint Filer:
Abigail S. Wexner
    
       
Address of Joint Filer:
c/o Limited Brands, Inc.
    
 
Three Limited Parkway
    
 
Columbus, OH  43216
    
       
Relationship of Joint Filer to Issuer:
Director
    
       
Issuer Name and Ticker or Trading Symbol:
Limited Brands, Inc. (LTD)
    
       
Date of Earliest Transaction Required
      
to be Reported (Month/Day/Year):
1/26/2012
    
       
Designated Filer:
Leslie H. Wexner
    


 
Signature:
 
         
/s/ Abigail S. Wexner
        
Abigail S. Wexner
 
January 30, 2012
        
Date
        


 


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